The completion of IPv4 address allocations from IANA and the RIRs is causing service providers around the world to question how they will continue providing IPv4 connectivity service to their subscribers when there are no longer sufficient IPv4 addresses to allocate them one per subscriber. Several possible solutions to this problem are now emerging based around the idea of shared IPv4 addressing. These solutions give rise to a number of issues and this memo identifies those common to all such address sharing approaches. Solution-specific discussions are out of scope.
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2. Shared Addressing Solutions
3. Analysis of Issues as they Relate to First and Third parties
4. Port Allocation
4.1. Outgoing Ports
4.2. Incoming Ports
4.2.1. Port Negotiation
4.2.2. Connection to a Well-Known Port Number
5. Impact on Applications
6. Geo-location and Geo-proximity
7. Tracking Service Usage
11.1. Abuse Logging and Penalty Boxes
11.4. Port Randomisation
11.6. Policing Forwarding Behaviour
12. TCP Control Block Sharing
13. Reverse DNS
14. Load Balancing
15. IPv6 Transition Issues
16. Introduction of Single Points of Failure
17. State maintenance reduces battery life
18. Support of Multicast
19. Support of Mobile-IP
20. IANA Considerations
21. Security Considerations
24.1. Classes of Address Sharing Solution
24.2. Address Space Multiplicative Factor
25. Informative References
§ Authors' Addresses
Allocations of IPv4 addresses from the Internet Assigned Numbers Authority (IANA) are currently forecast to be complete during 2011 [IPv4_Report] (Huston, G., “IPv4 Address Report,” 2009.). Allocations from some Regional Internet Registries (RIRs) are anticipated to be complete around a year later, although the exact date will vary from registry to registry. This is causing service providers around the world to start to question how they will continue providing IPv4 connectivity service to their subscribers when there are no longer sufficient IPv4 addresses to allocate them one per subscriber. Several possible solutions to this problem are now emerging based around the idea of shared IPv4 addressing. These solutions give rise to a number of issues and this memo identifies those common to all such address sharing approaches and collects them in a single document.
Over the long term, deploying IPv6 is the only way to ease pressure on the public IPv4 address pool and thereby mitigate the need for address sharing mechanisms that give rise to the issues identified herein. In the short term, maintaining growth of IPv4 services in the presence of IPv4 address depletion will require address sharing. Address sharing will cause issues for end-users, service providers and third parties such as law enforcement agencies and content providers. This memo is intended to highlight and briefly discuss these issues.
Increased IPv6 deployment should reduce the burden being placed on an address sharing solution, and should reduce the costs of operating that solution. Increasing IPv6 deployment should cause a reduction in the number of concurrent IPv4 sessions per subscriber. If the percentage of end-to-end IPv6 traffic significantly increases, so that the volume of IPv4 traffic begins decreasing, then the number of IPv4 sessions will decrease. The smaller the number of concurrent IPv4 sessions per subscriber, the higher the number of subscribers able to share the same IPv4 public address, and consequently, the lower the number of IPv4 public addresses required. However, this effect will only occur for subscribers who have both an IPv6 access and a shared IPv4 access. This motivates a strategy to systematically bind a shared IPv4 access to an IPv6 access. It is difficult to foresee to what extent growing IPv6 traffic will reduce the number of concurrent IPv4 sessions, but in any event, IPv6 deployment and use should reduce the pressure on the available public IPv4 address pool.
In many networks today a subscriber is provided with a single public IPv4 address at their home or small business. For instance, in fixed broadband access, an IPv4 public address is assigned to each CPE (Customer Premises Equipment). CPEs embed a NAT function which is responsible for translating private IPv4 addresses ([RFC1918] (Rekhter, Y., Moskowitz, R., Karrenberg, D., Groot, G., and E. Lear, “Address Allocation for Private Internets,” February 1996.) addresses) assigned to hosts within the local network, to the public IPv4 address assigned by the service provider (and vice versa). Therefore, devices located with the LAN share the single public IPv4 address and they are all associated with a single subscriber account and a single network operator.
A number of proposals currently under consideration in the IETF rely upon the mechanism of multiplexing multiple subscribers' connections over a smaller number of shared IPv4 addresses. This is a significant change. These proposals include Carrier Grade NAT (CGN) [I‑D.nishitani‑cgn] (Yamagata, I., Nishitani, T., Miyakawa, S., Nakagawa, A., and H. Ashida, “Common requirements for IP address sharing schemes,” March 2010.) , Dual-Stack-Lite [I‑D.ietf‑softwire‑dual‑stack‑lite] (Durand, A., Droms, R., Haberman, B., Woodyatt, J., Lee, Y., and R. Bush, “Dual-Stack Lite Broadband Deployments Following IPv4 Exhaustion,” March 2010.) , NAT64 [I‑D.ietf‑behave‑v6v4‑xlate‑stateful] (Bagnulo, M., Matthews, P., and I. Beijnum, “Stateful NAT64: Network Address and Protocol Translation from IPv6 Clients to IPv4 Servers,” March 2010.) , IVI [I‑D.ietf‑behave‑v6v4‑xlate] (Li, X., Bao, C., and F. Baker, “IP/ICMP Translation Algorithm,” April 2010.) , Address+Port (A+P) proposals [I‑D.ymbk‑aplusp] (Bush, R., “The A+P Approach to the IPv4 Address Shortage,” October 2009.) , [I‑D.boucadair‑port‑range] (Boucadair, M., Levis, P., Bajko, G., and T. Savolainen, “IPv4 Connectivity Access in the Context of IPv4 Address Exhaustion: Port Range based IP Architecture,” July 2009.) and SAM [I‑D.despres‑sam] (Despres, R., “Scalable Multihoming across IPv6 Local-Address Routing Zones Global-Prefix/Local-Address Stateless Address Mapping (SAM),” July 2009.). Section 24 (Annex) provides a classification of these different types of solution and discusses some of the design considerations to be borne in mind when deploying large-scale address sharing.
In these new proposals, a single public IPv4 address would be shared by multiple homes or small businesses (i.e. multiple subscribers) so the operational paradigm described above would no longer apply. In this document we refer to this new paradigm as large-scale address sharing. All these proposals extend the address space by adding port information, they differ in the way they manage the port value.
Security issues associated with NAT have long been documented (see [RFC2663] (Srisuresh, P. and M. Holdrege, “IP Network Address Translator (NAT) Terminology and Considerations,” August 1999.) and [RFC2993] (Hain, T., “Architectural Implications of NAT,” November 2000.) ). However, sharing IPv4 addresses across multiple subscribers by any means, either moving the NAT functionality from the home gateway to the core of the service provider network, or restricting the port choice in the subscriber's NAT, creates additional issues for subscribers, content providers and network operators. Many of these issues are created today by public wi-fi hotspot deployments. As such large-scale address sharing solutions become more widespread in the face of IPv4 address depletion, these issues will become both more severe and more commonly felt. NAT issues in the past typically only applied to a single legal entity; as large-scale address sharing becomes more prevalent these issues will increasingly span across multiple legal entities simultaneously.
All large-scale address sharing proposals share technical and operational issues and these are addressed in the sections that follow. These issues are common to any service-provider NAT, enterprise NAT, and also non-NAT solutions that share individual IPv4 addresses across multiple subscribers. This document is intended to bring all of these issues together in one place.
In this section we present an analysis of whether the issues identified in the remainder of this document are applicable to the organisation deploying the shared addressing mechanism (and by extension their subscribers) and/or whether these issues impact third parties (e.g. content providers, law enforcement agencies, etc.). In this analysis, issues that affect end-users are deemed to affect 1st parties, as end-users can be expected to complain to their service provider when problems arise. Where issues can expect to be foreseen and addressed by the party deploying the shared addressing solution, they are not attributed.
+------------------------------------------------+--------+---------+ | Issue | 1st | 3rd | | | party | parties | +------------------------------------------------+--------+---------+ | Overly restrictive allocations of outgoing | x | | | ports will impact performance for end users | | | | | | | | Incoming port negotiation mechanisms may fail | x | | | | | | | Incoming connections to Well-Known Ports will | x | | | not work | | | | | | | | Some applications will fail to operate | x | x | | | | | | TCP control block sharing will be affected | x | x | | | | | | Reverse DNS will be affected | x | x | | | | | | Inbound ICMP will fail in many cases | x | x | | | | | | Amplification of security issues | x | x | | | | | | Fragmentation will require special handling | x | | | | | | | Single points of failure and increased | x | | | network instability | | | | | | | | Port randomisation will be affected | x | | | | | | +------------------------------------------------+--------+---------+ | Issue | 1st | 3rd | | | party | parties | +------------------------------------------------+--------+---------+ | Service usage monitoring and abuse logging | x | x | | will be impacted for all elements in the chain | | | | between service provider and content provider | | | | | | | | Penalty boxes will no longer work | x | x | | | | | | Spam blacklisting will be affected | x | x | | | | | | Geo-location services will be impacted | x | x | | | | | | Geo-proximity mechanisms will be impacted | x | x | | | | | | Load balancing algorithms may be impacted | | x | | | | | | Authentication mechanisms may be impacted | | x | | | | | | Traceability of network usage and abusage will | | x | | be affected | | | | | | | | IPv6 transition mechanisms will be affected | x | | | | | | | Frequent keep-alives reduce battery life | x | | | | | | +------------------------------------------------+--------+---------+
| Figure 1: Shared addressing issues for first and third parties |
As can be seen from Figure 1 (Shared addressing issues for first and third parties), deployment of large-scale address sharing will create almost as many problems for third parties as it does for the service provider deploying the address sharing mechanism. All of these issues are discussed in further detail below.
When we talk about port numbers we need to make a distinction between outgoing connections and incoming connections. For outgoing connections, the actual source port number used is usually irrelevant. (While this is true today, in a port-range solution it is necessary for the source port to be within the allocated range). But for incoming connections, the specific port numbers allocated to subscribers matter because they are part of external referrals (used by third parties to contact services run by the subscribers).
The total number of subscribers able to share a single IPv4 address will depend upon assumptions about the average number of ports required per active subscriber, and the average number of simultaneously active subscribers. It is important to realise that the TCP design makes it undesirable for clients to re-use ports while they remain in the TIME-WAIT state (typically 4 minutes after the connection has concluded). TIME-WAIT state removes the hazard of old duplicates for "fast" or "long" connections, in which clock-driven Initial Sequence Number selection is unable to prevent overlap of the old and new sequence spaces. The TIME-WAIT delay allows all old duplicate segments time enough to die in the Internet before the connection is reopened [RFC1337] (Braden, B., “TIME-WAIT Assassination Hazards in TCP,” May 1992.). Therefore ports in this state must be included in calculations concerning port usage per subscriber.
Most of the time the source port selected by a client application will be translated (unless there is direct knowledge of a port-range restriction in the client's stack), either by a NAT in the subscriber's device, or by a CPE NAT, or by a CPE NAT and a CGN.
IANA has classified the whole port space into three categories (as defined in http://www.iana.org/assignments/port-numbers):
[RFC4787] (Audet, F. and C. Jennings, “Network Address Translation (NAT) Behavioral Requirements for Unicast UDP,” January 2007.) notes that current NATs have different policies with regard to this classification; some NATs restrict their translations to the use of dynamic ports, some also include registered ports, some preserve the port if it is in the well-known range. [RFC4787] (Audet, F. and C. Jennings, “Network Address Translation (NAT) Behavioral Requirements for Unicast UDP,” January 2007.) makes it clear that the use of port space (1024-65535) is safe: "mapping a source port to a source port that is already registered is unlikely to have any bad effects". Therefore, for all address sharing solutions, there is no reason to only consider a subset of the port space (1024-65535) for outgoing source ports.
According to measurements the average number of outgoing ports consumed per active subscriber is much, much smaller than the maximum number of ports a subscriber can use at any given time. However, the distribution is heavy-tailed, so there are typically a small number of subscribers who use a very high number of ports [CGN_Viability] (Alcock, S., “Research into the Viability of Service-Provider NAT,” 2008.). This means that an algorithm that dynamically allocates outgoing port numbers from a central pool will typically allow more subscribers to share a single IPv4 address than algorithms that statically divide the resource by pre-allocating a fixed number of ports to each subscriber. Similarly, such an algorithm should be more able to accommodate subscribers wishing to use a relatively high number of ports.
It is important to note here that the desire to dynamically allocate outgoing port numbers will make a service provider's job of maintaining records of subscriber port number allocations considerably more onerous (see Section 10 (Traceability)). The number of records per subscriber will increase from 1 in a scheme where ports are statically allocated, to a much larger number equivalent to the total number of outgoing ports consumed by that subscriber during the time period for which detailed logs must be kept.
A potential problem with dynamic allocation occurs when one of the subscriber devices behind such a port-shared IPv4 address becomes infected with a worm, which then quickly sets about opening many outbound connections in order to propagate itself. Such an infection could rapidly exhaust the shared resource of the single IPv4 address for all connected subscribers. It is therefore necessary to impose limits on the total number of ports available to an individual subscriber to ensure that the shared resource (the IPv4 address) remains available in some capacity to all the subscribers using it.
It is desirable to ensure that incoming ports remain stable over time. This is challenging as the network doesn't know anything in particular about the applications that it is supporting and therefore has no real notion of how long an application/service session is still ongoing and therefore requiring port stability.
Early measurements [CGN_Viability] (Alcock, S., “Research into the Viability of Service-Provider NAT,” 2008.) also seem to indicate that, on average, only very few ports are used by subscribers for incoming connections. However, a majority of subscribers accept at least one inbound connection.
This means that it is not necessary to pre-allocate a large number of incoming ports to each subscriber. It is possible to either pre-allocate a small number of ports for incoming connections or do port allocation on demand when the application wishing to receive a connection is initiated. The bulk of incoming ports can be reserved as a centralized resource shared by all subscribers using a given public IPv4 address.
In current deployments, one important and widely used feature of many CPE devices is the ability to open incoming ports (port forwarding) either manually, or with a protocol such as UPnP IGD. If a CGN is present, the port must also be open in the CGN. The situation may be alleviated somewhat if the CGN architecture is composed of only one NAT level (no NAT in the CPE) as for DS-Lite, although a service provider operating this solution will still be required to offer some means for configuring incoming ports by their subscribers. This may be either via a UPnP or NAT-PMP relay over a tunnelled direct connection between the CPE and CGN, or a web interface to configure the incoming port mapping on the CGN. Note, that such an interface effectively makes public what was previously a private management interface and this raises security concerns that must be addressed.
For port-range solutions, port forwarding capabilities may still be present at the CPE, with the limitation that the open incoming port must be within the allocated port-range (for instance it is not possible to open port 5002 for incoming connections if port 5002 is not within the allocated port-range).
Using the UPnP semantic, an application asks "I want to use port number X, is that ok?" and the answer is yes or no. If the answer is no, the application will typically try the next port in sequence, until it either finds one that works or gives up after a limited number of attempts. UPnP has, currently, no way to redirect the application to use another port number. UPnP IGD 2.0, currently being defined, should improve this and allow for allocation of any available port.
NAT-PMP already has a better semantic here, enabling the NAT to redirect the application to an available port number.
Once an IPv4 address sharing mechanism is in place, connections to well-known port numbers will not work in the general case. Any application that is not port-agile cannot be expected to work. Some workaround (e.g. redirects to a port-specific URI) could be deployed given sufficient incentives. There exist several proposals for 'application service location' protocols which would provide a means of addressing this problem, but historically these proposals have not gained much deployment traction.
For example, the use of DNS SRV records [RFC2782] (Gulbrandsen, A., Vixie, P., and L. Esibov, “A DNS RR for specifying the location of services (DNS SRV),” February 2000.) provides a potential solution for subscribers wishing to host services in the presence of a shared-addressing scheme. SRV records make it possible to specify a port value related to a service, thereby making services accessible on ports other than the Well-Known ports. It is worth noting that this mechanism is not applicable to HTTP.
Address sharing solutions will have an impact on the following types of applications:
Applications already frequently implement mechanisms in order to circumvent the presence of NATs (typically CPE NATs):
IP addresses are frequently used to indicate, with some level of granularity and some level of confidence, where a host is physically located. Geo-location services are used by content providers to allow them to conform with regional content licensing restrictions, to target advertising at specific geographic areas, or to provide customised content. Geo-location services are also necessary for emergency services provision. In some deployment contexts (e.g. centralised CGN), shared addressing will reduce the level of confidence and level of location granularity that IP-based geo-location services can provide. Other forms of geo-location will still work as usual.
A slightly different use of an IP address is to calculate the proximity of a connecting host to a particular service delivery point. This use of IP address information impacts the efficient delivery of content to an end-user. If a CGN is introduced in communications and it is far from an end-user connected to it, application performance may be degraded insofar as IP-based geo-proximity is a factor.
As large-scale address sharing becomes more commonplace, monitoring the number of unique users of a service will become more complex than simply counting the number of connections from unique IP addresses. While this is a somewhat inexact methodology today due to the widespread use of CPE NAT, it will become a much less useful approach in the presence of widespread large-scale address sharing solutions. In general, all elements that monitor usage or abusage in the chain between a service provider that has deployed address sharing and a content provider will need to be upgraded to take account of the port value in addition to IP addresses.
ICMP does not carry any port information and is consequently problematic for address sharing mechanisms. Sourcing ICMP from hosts behind an address sharing solution does not pose problems, although responses to outgoing ICMP will require special handling, such as making use of the ICMP identifier value to route the response appropriately.
For inbound ICMP there are two cases. The first case is that of ICMP sourced from outside the network of the address sharing solution provider. Several applications make use of this (e.g. P2P applications) and measurements derived by such applications in the presence of an address sharing solution will be erroneous. The second case is that of ICMP sourced from within the network of the address sharing solution provider (e.g. for network management and diagnostic purposes). In this case ICMP can be routed normally for CGN-based solutions owing to the presence of locally unique private IP addresses for each CPE device. For port-range solutions, ICMP will not be routable without special handling, e.g. placing a port number in the ICMP identifier field, and having port-range routers make routing decisions based upon that field.
Another concern relating to ICMP in the presence of large-scale address sharing is that a malevolent user could send an ICMP "Packet Too Big" (Type 3, Code 4) message indicating a Next-Hop MTU of anything down to 68 octets. This value will be cached by the off-net server for all subscribers sharing the address of the malevolent user. This could lead to a DoS against both the remote server and the large-scale NAT device itself (as they will both have to handle many more packets per second).
When a packet is fragmented, transport-layer port information (either UDP or TCP) is only present in the first fragment. Subsequent fragments will not carry the port information and so will require special handling.
Legal obligations require a service provider to provide the identity of a subscriber upon request to the authorities. Where one public IPv4 address is shared between several subscribers, the knowledge of the IP address alone is not enough to identify the appropriate subscriber. The legal request should include the information: [IP address - Port - Protocol- Begin_Timestamp - End_Timestamp]. Accurate time-keeping is clearly important. A densely populated CGN could mean even very small amounts of clock skew between a content provider and the CGN operator will result in ambiguity about which customer was using a specific port at a given time.
Considering that it is unrealistic to expect all servers to start logging port information of connection attempts, address sharing service providers may need to start logging destinations as well, giving rise to privacy concerns.
Address sharing solutions must record and store all mappings (typically during 6 months to one year, depending on the jurisdiction) that they create. If we consider one mapping per session, a service provider should record and retain traces of all sessions created by all subscribers during one year (if the legal storage duration is one year). This may be challenging due to the volume of data requiring storage, the volume of data to repeatedly transfer to the storage location, and the volume of data to search in response to a query.
Address sharing solutions may mitigate these issues to some extent by pre-allocating groups of ports. Then only the allocation of the group needs to be recorded, and not the creation of every session binding within that group. There are trade-offs to be made between the sizes of these groups, the ratio of public addresses to subscribers, whether or not these groups timeout, the impact on logging requirements and port randomisation security.
Before noting some specific security-related issues caused by large-scale address sharing, it is perhaps worth noting that, in general, address sharing creates a vector for attack amplification in numerous ways. See Section 8 (ICMP) for one example.
When an abuse is reported today, it is usually done in the form: IPv4 address X has done something bad at time T0. This is not enough information to uniquely identify the subscriber responsible for the abuse when that IPv4 address is shared by more than one subscriber. Law enforcement authorities may be particularly impacted because of this. This particular issue can be fixed by logging port numbers, although this will increase logging data storage requirements.
A number of application servers on the network today log IPv4 addresses in connection attempts to protect themselves from certain attacks. For example, if a server sees too many login attempts from the same IPv4 address, it may decide to put that address in a penalty box for a certain time. If an IPv4 address is shared by multiple subscribers, this would have unintended consequences in a couple of ways. First it may become the natural behavior to see many login attempts from the same address because it is now shared across a potentially large number of subscribers. Second and more likely is that one user who fails a number of login attempts may block out other users who have not made any previous attempts but who will now fail on their first attempt. In the presence of widespread large-scale address sharing, penalty box solutions to service abuse simply will not work.
Simple address-based identification mechanisms that are used to populate access control lists will fail when an IP address is no longer sufficient to identify a particular subscriber. Including port numbers in access control list definitions may be possible at the cost of extra complexity, and may also require the service provider to make static port assignments, which conflicts with the requirement for dynamic assignments discussed in Section 4.1 (Outgoing Ports) .
Another case of identifying abusers has to do with spam blacklisting. When a spammer is behind a CGN or using a port-shared address, blacklisting of their IP address will result in all other subscribers sharing that address having their ability to source SMTP packets restricted to some extent.
A blind attack that can be performed against TCP relies on the attacker's ability to guess the 5-tuple (Protocol, Source Address, Destination Address, Source Port, Destination Port) that identifies the transport protocol instance to be attacked. [I‑D.ietf‑tsvwg‑port‑randomization] (Larsen, M. and F. Gont, “Transport Protocol Port Randomization Recommendations,” April 2010.) describes a number of methods for the random selection of the source port number, such that the ability of an attacker to correctly guess the 5-tuple is reduced. With shared IPv4 addresses, the port selection space is reduced. Preserving port randomisation is important and may be more or less difficult depending on the address sharing solution and the size of the port space that is being manipulated. Allocation of non-contiguous port ranges could help to mitigate this issue.
It should be noted that guessing the port information may not be sufficient to carry out a successful blind attack. The exact TCP Sequence Number (SN) should also be known. A TCP segment is processed only if all previous segments have been received, except for some Reset Segment implementations which immediately process the Reset as long as it is within the Window. If SN is randomly chosen it will be difficult to guess it (SN is 32 bits long); port randomisation is one protection among others against blind attacks.
The impact of large-scale IP address sharing for IPsec operation should be evaluated and assessed. [RFC3947] (Kivinen, T., Swander, B., Huttunen, A., and V. Volpe, “Negotiation of NAT-Traversal in the IKE,” January 2005.) proposes a solution to solve issues documented in [RFC3715] (Aboba, B. and W. Dixon, “IPsec-Network Address Translation (NAT) Compatibility Requirements,” March 2004.) . The applicability of [RFC3947] (Kivinen, T., Swander, B., Huttunen, A., and V. Volpe, “Negotiation of NAT-Traversal in the IKE,” January 2005.) in the context of shared IP address solutions should be evaluated. In particular, service providers may wish to ensure that CGN deployments do not inadvertently block NAT traversal for security protocols such as IKE (refer to [I‑D.gont‑behave‑nat‑security] (Gont, F. and P. Srisuresh, “Security implications of Network Address Translators (NATs),” October 2009.) for more information).
[RFC2827] (Ferguson, P. and D. Senie, “Network Ingress Filtering: Defeating Denial of Service Attacks which employ IP Source Address Spoofing,” May 2000.) motivates and discusses a simple, effective, and straightforward method for using ingress traffic filtering to prohibit Denial-of-Service (DoS) attacks which use forged IP addresses. Following this recommendation, service providers operating shared-addressing mechanisms should ensure that source addresses, or source ports in the case of port-range schemes, are set correctly in outgoing packets from their subscribers or they should drop the packets.
If some form of IPv6 ingress filtering is deployed in the broadband network and DS-Lite service is restricted to those subscribers, then tunnels terminating at the CGN and coming from registered subscriber IPv6 addresses cannot be spoofed. Thus a simple access control list on the tunnel transport source address is all that is required to accept traffic on the southbound interface of a CGN.
[RFC2140] (Touch, J., “TCP Control Block Interdependence,” April 1997.) defines a performance optimisation for TCP based on sharing state between TCP control blocks that pertain to connections to the same host, as opposed to maintaining state for each discrete connection. This optimisation assumes that an address says something about the properties of the path between two hosts, which is clearly not the case if the address in question is shared by multiple hosts at different physical network locations. While CPE NAT today causes problems for sharing TCP control block state across multiple connections to a given IP address, large-scale address sharing will make these issues more severe and more widespread.
Many service providers populate forward and reverse DNS zones for the public IPv4 addresses that they allocate to their subscribers. In the case where public addresses are shared across multiple subscribers, such strings are, by definition, no longer sufficient to identify an individual subscriber without additional information.
Algorithms used to balance traffic load for popular destinations may be affected by the introduction of address sharing. Where balancing is achieved by deterministically routing traffic from specific source IP addresses to specific servers, sudden imbalances in load may be experienced as address sharing is enabled for some of those source IP addresses. This will require re-evaluation of the algorithms used in the load-balancing design. In general, as the scale of address sharing grows, load-balancing designs will need to be re-evaluated and any assumptions about average load per source IP address revisited.
IPv4 address sharing solutions may interfere with existing IPv4 to IPv6 transition mechanisms, which were not designed with IPv4 shortage considerations in mind. With port-range solutions for instance, incoming 6to4 packets should be able to find their way from a 6to4 relay to the appropriate 6to4 CPE router, despite the lack of direct port range information (UDP/TCP initial source port did not pass through the CPE port range translation process). One solution would be for a 6to4 IPv6 address to embed not only an IPv4 address but also a port range value.
Subscribers allocated with private addresses will not be able to utilise 6to4 to access IPv6, but may be able to utilise Teredo.
In common with all deployments of new network functionality, the introduction of new nodes or functions to handle the multiplexing of multiple subscribers across shared IPv4 addresses could create single points of failure in the network. Any IP address sharing solution should consider the opportunity to add redundancy features in order to alleviate the impact on the robustness of the offered IP connectivity service. The ability of the solution to allow hot swapping from one machine to another should be considered. This is especially important where the address sharing solution in question requires the creation of per-flow state in the network.
In order for hosts to maintain network state in the presence of NAT, keep-alive messages have to be sent at frequent intervals. For battery-powered devices, sending these keep-alive messages can result in significantly reduced battery performance than would otherwise be the case [Mobile_Energy_Consumption] (Haverinen, H., Siren, J., and P. Eronen, “Energy Consumption of Always-On Applications in WCDMA Networks,” 2007.).
[RFC5135] (Wing, D. and T. Eckert, “IP Multicast Requirements for a Network Address Translator (NAT) and a Network Address Port Translator (NAPT),” February 2008.) specifies requirements for a NAT that supports Any Source IP Multicast or Source-Specific IP Multicast. Port-range routers that form part of port-range solutions will need to support similar requirements if multicast support is required.
[Placeholder for more details of impact of address sharing on multicast deployments.]
IP address sharing within the context of Mobile-IP deployments (in the home network and/or in the visited network), will require Home Agents and/or Foreign Agents to be updated so as to take into account the relevant port information. There may also be issues raised when an additional layer of encapsulation is required thereby causing, or increasing the need for, fragmentation and reassembly.
Issues for Mobile-IP in the presence of NAT are discussed in [I‑D.haddad‑mext‑nat64‑mobility‑harmful] (Haddad, W. and C. Perkins, “A Note on NAT64 Interaction with Mobile IPv6,” April 2010.)
This memo includes no request to IANA.
This memo does not define any protocol and raises no security issues. Section 11 (Security) discusses some of the security and identity-related implications of address sharing.
This document is based on sources co-authored by J.L. Grimault and A. Villefranque of France Telecom.
This memo was partly inspired by conversations that took place as part of Internet Society (ISOC) hosted roundtable events for operators and content providers deploying IPv6. Participants in those discussions included John Brzozowski, Leslie Daigle, Tom Klieber, Yiu Lee, Kurtis Lindqvist, Wes George, Lorenzo Colliti, Erik Kline, Igor Gashinsky, Jason Fesler, Rick Reed, Adam Bechtel, Larry Campbell, Tom Coffeen, David Temkin, Pete Gelbman, Mark Winter, Will Charnock, Martin Levy, Greg Wood and Christian Jacquenet. The authors are also grateful to Christian Jacquenet, Iain Calder, Joel Halpern, Brian Carpenter, Gregory Lebovitz, Bob Briscoe, Marcelo Bagnulo and Dan Wing for their helpful comments and suggestions for improving this document.
This memo was created using the xml2rfc tool.
IP address sharing solutions fall into two classes. Either a service-provider operated NAT function is introduced and subscribers are allocated addresses from [RFC1918] (Rekhter, Y., Moskowitz, R., Karrenberg, D., Groot, G., and E. Lear, “Address Allocation for Private Internets,” February 1996.) space, or public IPv4 addresses are shared across multiple subscribers by restricting the range of ports available to each subscriber. These classes of solution are described in a bit more detail below.
The purpose of sharing public IPv4 addresses is to increase the addressing space. A key parameter is the factor by which service providers want or need to multiply their IPv4 public address space; and the consequence is the number of subscribers sharing the same public IPv4 address. We refer to this parameter as the address space multiplicative factor, the inverse is called the compression ratio.
The multiplicative factor can only be applied to the subset of subscribers that are eligible for a shared address. The reasons a subscriber cannot have a shared address can be:
Different service providers may have very different needs. A long-lived service provider, whose number of subscribers is rather stable, may have an existing address pool that will only need a small extension to cope with the next few years, assuming that this address pool can be re-purposed for an address sharing solution (small multiplicative factor, less than 10). A new entrant or a new line of business will need a much bigger multiplicative factor (e.g. 1000). A mobile operator may see its addressing needs grow dramatically as the IP-enabled mobile handset market grows.
When the multiplicative factor is large, the average number of ports per subscriber is small. Given the large measured disparity between average and peak port consumption [CGN_Viability] (Alcock, S., “Research into the Viability of Service-Provider NAT,” 2008.) , this will create service problems in the event that ports are allocated statically. In this case, it is essential for port allocation to map to need as closely as possible, and to avoid allocating ports for longer than necessary. Therefore, the larger the multiplicative factor, the more dynamic the port assignment has to be.
|[CGN_Viability]||Alcock, S., “Research into the Viability of Service-Provider NAT,” 2008.|
|[I-D.boucadair-port-range]||Boucadair, M., Levis, P., Bajko, G., and T. Savolainen, “IPv4 Connectivity Access in the Context of IPv4 Address Exhaustion: Port Range based IP Architecture,” draft-boucadair-port-range-02 (work in progress), July 2009 (TXT).|
|[I-D.despres-sam]||Despres, R., “Scalable Multihoming across IPv6 Local-Address Routing Zones Global-Prefix/Local-Address Stateless Address Mapping (SAM),” draft-despres-sam-03 (work in progress), July 2009 (TXT).|
|[I-D.gont-behave-nat-security]||Gont, F. and P. Srisuresh, “Security implications of Network Address Translators (NATs),” draft-gont-behave-nat-security-03 (work in progress), October 2009 (TXT).|
|[I-D.haddad-mext-nat64-mobility-harmful]||Haddad, W. and C. Perkins, “A Note on NAT64 Interaction with Mobile IPv6,” draft-haddad-mext-nat64-mobility-harmful-01 (work in progress), April 2010 (TXT).|
|[I-D.ietf-behave-v6v4-xlate]||Li, X., Bao, C., and F. Baker, “IP/ICMP Translation Algorithm,” draft-ietf-behave-v6v4-xlate-19 (work in progress), April 2010 (TXT).|
|[I-D.ietf-behave-v6v4-xlate-stateful]||Bagnulo, M., Matthews, P., and I. Beijnum, “Stateful NAT64: Network Address and Protocol Translation from IPv6 Clients to IPv4 Servers,” draft-ietf-behave-v6v4-xlate-stateful-11 (work in progress), March 2010 (TXT).|
|[I-D.ietf-softwire-dual-stack-lite]||Durand, A., Droms, R., Haberman, B., Woodyatt, J., Lee, Y., and R. Bush, “Dual-Stack Lite Broadband Deployments Following IPv4 Exhaustion,” draft-ietf-softwire-dual-stack-lite-04 (work in progress), March 2010 (TXT).|
|[I-D.ietf-tsvwg-port-randomization]||Larsen, M. and F. Gont, “Transport Protocol Port Randomization Recommendations,” draft-ietf-tsvwg-port-randomization-07 (work in progress), April 2010 (TXT).|
|[I-D.nishitani-cgn]||Yamagata, I., Nishitani, T., Miyakawa, S., Nakagawa, A., and H. Ashida, “Common requirements for IP address sharing schemes,” draft-nishitani-cgn-04 (work in progress), March 2010 (TXT).|
|[I-D.shirasaki-nat444]||Yamagata, I., Shirasaki, Y., Nakagawa, A., Yamaguchi, J., and H. Ashida, “NAT444,” draft-shirasaki-nat444-01 (work in progress), March 2010 (TXT).|
|[I-D.ymbk-aplusp]||Bush, R., “The A+P Approach to the IPv4 Address Shortage,” draft-ymbk-aplusp-05 (work in progress), October 2009 (TXT).|
|[IPv4_Report]||Huston, G., “IPv4 Address Report,” 2009.|
|[Mobile_Energy_Consumption]||Haverinen, H., Siren, J., and P. Eronen, “Energy Consumption of Always-On Applications in WCDMA Networks,” 2007.|
|[RFC1337]||Braden, B., “TIME-WAIT Assassination Hazards in TCP,” RFC 1337, May 1992 (TXT).|
|[RFC1918]||Rekhter, Y., Moskowitz, R., Karrenberg, D., Groot, G., and E. Lear, “Address Allocation for Private Internets,” BCP 5, RFC 1918, February 1996 (TXT).|
|[RFC2140]||Touch, J., “TCP Control Block Interdependence,” RFC 2140, April 1997 (TXT, HTML, XML).|
|[RFC2663]||Srisuresh, P. and M. Holdrege, “IP Network Address Translator (NAT) Terminology and Considerations,” RFC 2663, August 1999 (TXT).|
|[RFC2782]||Gulbrandsen, A., Vixie, P., and L. Esibov, “A DNS RR for specifying the location of services (DNS SRV),” RFC 2782, February 2000 (TXT).|
|[RFC2827]||Ferguson, P. and D. Senie, “Network Ingress Filtering: Defeating Denial of Service Attacks which employ IP Source Address Spoofing,” BCP 38, RFC 2827, May 2000 (TXT).|
|[RFC2993]||Hain, T., “Architectural Implications of NAT,” RFC 2993, November 2000 (TXT).|
|[RFC3715]||Aboba, B. and W. Dixon, “IPsec-Network Address Translation (NAT) Compatibility Requirements,” RFC 3715, March 2004 (TXT).|
|[RFC3947]||Kivinen, T., Swander, B., Huttunen, A., and V. Volpe, “Negotiation of NAT-Traversal in the IKE,” RFC 3947, January 2005 (TXT).|
|[RFC4787]||Audet, F. and C. Jennings, “Network Address Translation (NAT) Behavioral Requirements for Unicast UDP,” BCP 127, RFC 4787, January 2007 (TXT).|
|[RFC5135]||Wing, D. and T. Eckert, “IP Multicast Requirements for a Network Address Translator (NAT) and a Network Address Port Translator (NAPT),” BCP 135, RFC 5135, February 2008 (TXT).|
|Mat Ford (editor)|
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