| Network Working Group | Q. Wu, Ed. |
| Internet-Draft | Huawei |
| Obsoletes: 5296 (if approved) | Z. Cao |
| Intended status: Standards Track | China Mobile |
| Expires: December 02, 2011 | Y. Shi |
| H3C | |
| B. He | |
| CATR | |
| May 31, 2011 |
EAP Extensions for EAP Re-authentication Protocol (ERP)
draft-ietf-hokey-rfc5296bis-03
The Extensible Authentication Protocol (EAP) is a generic framework supporting multiple types of authentication methods. In systems where EAP is used for authentication, it is desirable to not repeat the entire EAP exchange with another authenticator. This document specifies extensions to EAP and the EAP keying hierarchy to support an EAP method-independent protocol for efficient re-authentication between the peer and an EAP re-authentication server through any authenticator. The re-authentication server may be in the home network or in the local network to which the peer is connecting.
This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet- Drafts is at http://datatracker.ietf.org/drafts/current/.
Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress."
This Internet-Draft will expire on December 02, 2011.
Copyright (c) 2011 IETF Trust and the persons identified as the document authors. All rights reserved.
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The Extensible Authentication Protocol (EAP) is a an authentication framework that supports multiple authentication methods. The primary purpose is network access authentication, and a key-generating method is used when the lower layer wants to enforce access control. The EAP keying hierarchy defines two keys to be derived by all key-generating EAP methods: the Master Session Key (MSK) and the Extended MSK (EMSK). In the most common deployment scenario, an EAP peer and an EAP server authenticate each other through a third party known as the EAP authenticator. The EAP authenticator or an entity controlled by the EAP authenticator enforces access control. After successful authentication, the EAP server transports the MSK to the EAP authenticator; the EAP authenticator and the EAP peer establish transient session keys (TSKs) using the MSK as the authentication key, key derivation key, or a key transport key, and use the TSK for per-packet access enforcement.
When a peer moves from one authenticator to another, it is desirable to avoid a full EAP authentication to support fast handovers. The full EAP exchange with another run of the EAP method can take several round trips and significant time to complete, causing delays in handover times. Some EAP methods specify the use of state from the initial authentication to optimize re-authentications by reducing the computational overhead, but method-specific re-authentication takes at least 2 round trips with the original EAP server in most cases (e.g., [RFC4187]). It is also important to note that several methods do not offer support for re-authentication.
Key sharing across authenticators is sometimes used as a practical solution to lower handover times. In that case, compromise of an authenticator results in compromise of keying material established via other authenticators. Other solutions for fast re-authentication exist in the literature [MSKHierarchy].
In conclusion, to achieve low latency handovers, there is a need for a method-independent re-authentication protocol that completes in less than 2 round trips, preferably with a local server. The EAP re-authentication problem statement is described in detail in [RFC5169].
This document specifies EAP Re-authentication Extensions (ERXs) for efficient re-authentication using EAP. The protocol that uses these extensions is itself referred to as the EAP Re-authentication Protocol (ERP). It supports EAP method-independent re-authentication for a peer that has valid, unexpired key material from a previously performed EAP authentication. The protocol and the key hierarchy required for EAP re-authentication are described in this document.
Note that to support ERP, lower-layer specifications may need to be revised to allow carrying EAP messages that have a code value higher than 4 and to accommodate the peer-initiated nature of ERP. Specifically, the IEEE802.1x specification [IEEE_802.1X] must be revised and RFC 5996 [RFC5996] must be updated to carry ERP messages.
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [RFC2119].
This document uses the basic EAP terminology [RFC3748] and EMSK keying hierarchy terminology [RFC5295]. In addition, this document uses the following terms:
ERP allows a peer and server to mutually verify proof of possession of keying material from an earlier EAP method run and to establish a security association between the peer and the authenticator. The authenticator acts as a pass-through entity for the Re-authentication Protocol in a manner similar to that of an EAP authenticator described in RFC 3748 [RFC3748]. ERP is a single round-trip exchange between the peer and the server; it is independent of the lower layer and the EAP method used during the full EAP exchange. The ER server may be in the home domain or in the same (visited) domain as the peer and the authenticator (i.e.,local domain).
Figure 2 shows the protocol exchange. The first time the peer attaches to any network, it performs a full EAP exchange (shown in Figure 1) with the EAP server; as a result, an MSK is distributed to the EAP authenticator. The MSK is then used by the authenticator and the peer to establish TSKs as needed. At the time of the initial EAP exchange, the peer and the server also derive an EMSK, which is used to derive a re-authentication Root Key (rRK). More precisely, a re-authentication Root Key is derived from the EMSK or from a Domain-Specific Root Key (DSRK), which is itself derived from the EMSK. The rRK is only available to the peer and the ER server and is never handed out to any other entity. Further, a re-authentication Integrity Key (rIK) is derived from the rRK; the peer and the ER server use the rIK to provide proof of possession while performing an ERP exchange. The rIK is also never handed out to any entity and is only available to the peer and server.
EAP Peer EAP Authenticator EAP Server
======== ================= ==========
<--- EAP-Request/ ------
Identity
----- EAP Response/ --->
Identity ---AAA(EAP Response/Identity)-->
<--- EAP Method -------> <------ AAA(EAP Method -------->
exchange exchange)
<----AAA(MSK, EAP-Success)------
<---EAP-Success---------
Peer ER Authenticator ER Server
==== ============= ======
<-- EAP-Initiate/ -----
Re-auth-Start
[<-- EAP-Request/ ------
Identity]
---- EAP-Initiate/ ----> ----AAA(EAP-Initiate/ ---------->
Re-auth/ Re-auth/
[Bootstrap] [Bootstrap])
<--- EAP-Finish/ ------> <---AAA(rMSK,EAP-Finish/---------
Re-auth/ Re-auth/
[Bootstrap] [Bootstrap])
Note: [] brackets indicate optionality.
Two new EAP codes, EAP-Initiate and EAP-Finish, are specified in this document for the purpose of EAP re-authentication. When the peer identifies a target authenticator that supports EAP re-authentication, it performs an ERP exchange, as shown in Figure 2; the exchange itself may happen when the peer attaches to a new authenticator supporting EAP re-authentication, or prior to attachment. The peer initiates ERP by itself; it may also do so in response to an EAP-Initiate/Re-auth-Start message from the new authenticator. The EAP-Initiate/Re-auth-Start message allows the authenticator to trigger the ERP exchange. The EAP-Finish message also can be used by the authenticator to announce local domain name.
It is plausible that the authenticator does not know whether the peer supports ERP and whether the peer has performed a full EAP authentication through another authenticator. The authenticator MAY initiate the ERP exchange by sending the EAP-Initiate/Re-auth-Start message, and if there is no response, it will send the EAP-Request/Identity message. Note that this avoids having two EAP messages in flight at the same time [RFC3748]. The authenticator may send the EAP-Initiate/Re-auth-Start message and wait for a short, locally configured amount of time. If the peer does not already know, this message indicates to the peer that the authenticator supports ERP. In response to this trigger from the authenticator, the peer can initiate the ERP exchange by sending an EAP-Initiate/Re-auth message. If there is no response from the peer after the necessary retransmissions (see Section 6), the authenticator MUST initiate EAP by sending an EAP-Request message, typically the EAP-Request/Identity message. Note that the authenticator may receive an EAP-Initiate/Re-auth message after it has sent an EAP-Request/Identity message. If the authenticator supports ERP, it MUST proceed with the ERP exchange. When the EAP-Request/Identity times out, the authenticator MUST NOT close the connection if an ERP exchange is in progress or has already succeeded in establishing a re-authentication MSK.
If the authenticator does not support ERP, it drops EAP-Initiate/Re-auth messages [RFC3748] as the EAP code of those packets is greater than 4. An ERP-capable peer will exhaust the EAP-Initiate/Re-auth message retransmissions and fall back to EAP authentication by responding to EAP Request/Identity messages from the authenticator. If the peer does not support ERP or if it does not have unexpired key material from a previous EAP authentication, it drops EAP-Initiate/Re-auth-Start messages. If there is no response to the EAP-Initiate/Re-auth-Start message, the authenticator SHALL send an EAP Request message (typically EAP Request/Identity) to start EAP authentication. From this stage onwards, RFC 3748 rules apply. Note that this may introduce some delay in starting EAP. In some lower layers, the delay can be minimized or even avoided by the peer initiating EAP by sending messages such as EAPoL-Start in the IEEE 802.1X specification [IEEE_802.1X].
The peer sends an EAP-Initiate/Re-auth message that contains the keyName-NAI to identify the ER server's domain and the rIK used to protect the message, and a sequence number for replay protection. The EAP-Initiate/Re-auth message is integrity protected with the rIK. The authenticator uses the realm in the keyName-NAI [RFC4282] field to send the message to the appropriate ER server. The server uses the keyName to look up the rIK. The server, after verifying proof of possession of the rIK, and freshness of the message, derives a re-authentication MSK (rMSK) from the rRK using the sequence number as an input to the key derivation. The server updates the expected sequence number to the received sequence number plus one.
In response to the EAP-Initiate/Re-auth message, the server sends an EAP-Finish/Re-auth message; this message is integrity protected with the rIK. The server transports the rMSK along with this message to the authenticator. The rMSK is transported in a manner similar to that of the MSK along with the EAP-Success message in a full EAP exchange. Ongoing work in [RFC5749] describes an additional key distribution protocol that can be used to transport the rRK from an EAP server to one of many different ER servers that share a trust relationship with the EAP server.
The peer MAY request the server for the rMSK lifetime. If so, the ER server sends the rMSK lifetime in the EAP-Finish/Re-auth message.
In an ERP bootstrap exchange, the peer MAY request the server for the rRK lifetime. If so, the ER server sends the rRK lifetime in the EAP-Finish/Re-auth message.
The peer verifies the replay protection and the integrity of the message. It then uses the sequence number in the EAP-Finish/Re-auth message to compute the rMSK. The lower-layer security association protocol is ready to be triggered after this point.
When the ER server is in the home domain, the peer and the server use the rIK and rRK derived from the EMSK; and when the ER server is in the local domain, they use the DS-rIK and DS-rRK corresponding to the local domain. The domain of the ER server is identified by the realm portion of the keyname-NAI in ERP messages.
If the peer is in the home domain and does not know the domain name ( did not receive the domain name through the EAP-Initiate/Re-auth-Start message or via the lower-layer announcement, due to a missed announcement or lack of support for domain name announcements in a specific lower layer) or there is no the local server in the same domain as the peer, it SHOULD initiate ERP bootstrap exchange with the home ER server to obtain the domain name.
The defined ER extensions allow executing the ERP with an ER server in the home domain. The home ER server may be co- located with a home AAA server. The ERP with the Home ER Server is the similar as ERP exchange described in Figure 2.
Peer ER Authenticator Home ER Server
==== ============= ======
<-- EAP-Initiate/ -----
Re-auth-Start
[<-- EAP-Request/ ------
Identity]
---- EAP-Initiate/ ----> ----AAA(EAP-Initiate/ ---------->
Re-auth/ Re-auth/
[Bootstrap] [Bootstrap])
<--- EAP-Finish/ ------> <---AAA(rMSK,EAP-Finish/---------
Re-auth/ Re-auth/
[Bootstrap] [Bootstrap])
Note: [] brackets indicate optionality.
The defined ER extensions allow executing the ERP with an ER server in the local domain (access network) if the peer moves out of home domain. The local ER server may be co-located with a local AAA server. The peer may learn about the presence of a local ER server in the network and the local domain name (or ER server name) either via the lower layer or by means of ERP exchange. The peer uses the domain name and the EMSK to compute the DSRK and from that key, the DS-rRK; the peer also uses the domain name in the realm portion of the keyName-NAI for using ERP in the local domain. Figure 4 shows the ER Implicit bootstrapping exchange through local ER Server;Figure 5shows ERP with a local ER server.
Peer EAP Authenticator Local AAA Agent Home EAP Server
/ER Authenticator /Local ER Server
==== ================= =============== ===============
<-- EAP-Request/ --
Identity
-- EAP Response/-->
Identity --AAA(EAP Response/-->
Identity, --AAA(EAP Response/ -->
[domain name]) Identity,
[DSRK Request,
domain name])
<------------------------ EAP Method exchange------------------>
<---AAA(MSK, DSRK, ----
EMSKname,
EAP-Success)
<--- AAA(MSK, -----
EAP-Success)
<---EAP-Success-----
Peer ER Authenticator Local ER Server
==== ================ ===============
<-- EAP-Initiate/ --------
Re-auth-Start
[<-- EAP-Request/ ---------
Identity]
---- EAP-Initiate/ -------> ----AAA(EAP-Initiate/ -------->
Re-auth Re-auth)
<--- EAP-Finish/ ---------- <---AAA(rMSK,EAP-Finish/-------
Re-auth Re-auth)
As shown in Figure 4, the local ER server may be present in the path of the full EAP exchange (e.g., this may be one of the AAA entities, such as AAA proxies, in the path between the EAP authenticator and the home EAP server of the peer). In that case, the local ER server requests the DSRK by sending the domain name to the home EAP server through AAA message. In response, the home EAP server computes the DSRK by following the procedure specified in [RFC5295] and sends the DSRK and the key name, EMSKname, to the ER server in the claimed domain (i.e., local ER Server). The local domain is responsible for announcing that same domain name via the lower layer to the peer, e.g., DHCP based local domain name discovery specified in [I-D.ietf-hokey-ldn-discovery], or through the EAP-Initiate/Re-auth-Start message during subsequent ERP with local ER server.
After receiving the DSRK and the EMSKname, the local ER server computes the DS-rRK and the DS-rIK from the DSRK as defined in Sections 4.1 and 4.3 below. After receiving the domain name, the peer also derives the DSRK, the DS-rRK, and the DS-rIK. These keys are referred to by a keyName-NAI formed as follows: the username part of the NAI is the EMSKname, the realm portion of the NAI is the domain name. Both parties also maintain a sequence number (initialized to zero) corresponding to the specific keyName-NAI.
Subsequently, when the peer attaches to an authenticator within the local domain, it may perform an ERP exchange with the local ER server to obtain an rMSK for the new authenticator. The ERP with the local ER Server is the similar as ERP exchange described in Figure 2.
Each time the peer re-authenticates to the network, the peer and the authenticator establish an rMSK. The rMSK serves the same purposes that an MSK, which is the result of full EAP authentication, serves. To prove possession of the rRK, we specify the derivation of another key, the rIK. These keys are derived from the rRK. Together they constitute the ER key hierarchy.
The rRK is derived from either the EMSK or a DSRK as specified in Section 4.1. For the purpose of rRK derivation, this document specifies derivation of a Usage-Specific Root Key (USRK) or a Domain-Specific USRK (DSUSRK) in accordance with [RFC5295] for re-authentication. The USRK designated for re-authentication is the re-authentication root key (rRK). A DSUSRK designated for re-authentication is the DS-rRK available to a local ER server in a particular domain. For simplicity, the keys are referred to without the DS label in the rest of the document. However, the scope of the various keys is limited to just the respective domains they are derived for, in the case of the domain specific keys. Based on the ER server with which the peer performs the ERP exchange, it knows the corresponding keys that must be used.
rRK
|
+--------+--------+
| | |
rIK rMSK1 ...rMSKn
The rRK is used to derive an rIK, and rMSKs for one or more authenticators. The figure below shows the key hierarchy with the rRK, rIK, and rMSKs.
The derivations in this document are according to [RFC5295]. Key derivations and field encodings, where unspecified, default to that document.
The rRK may be derived from the EMSK or DSRK. This section provides the relevant key derivations for that purpose.
The rRK is derived as specified in [RFC5295].
rRK = KDF (K, S), where
The rRK Label is an IANA-assigned 8-bit ASCII string: [RFC5295].
assigned from the "USRK key labels" name space in accordance with
The KDF and algorithm agility for the KDF are as defined in [RFC5295].
An rRK derived from the DSRK is referred to as a DS-rRK in the rest of the document. All the key derivation and properties specified in this section remain the same.
The rRK has the following properties. These properties apply to the rRK regardless of the parent key used to derive it.
The re-authentication Integrity Key (rIK) is used for integrity protecting the ERP exchange. This serves as the proof of possession of valid keying material from a previous full EAP exchange by the peer to the server.
The rIK is derived as follows.
rIK = KDF (K, S), where
The rIK Label is the 8-bit ASCII string: [RFC5295].
The length field refers to the length of the rIK in octets encoded as specified in
The cryptosuite and length of the rIK are part of the input to the key derivation function to ensure cryptographic separation of keys if different rIKs of different lengths for use with different Message Authentication Code (MAC) algorithms are derived from the same rRK. The cryptosuite is encoded as an 8-bit number; see Section 5.3.2 for the cryptosuite specification.
The rIK is referred to by EMSKname-NAI within the context of ERP messages. The username part of EMSKname-NAI is the EMSKname; the realm is the domain name of the ER server. In case of ERP with the home ER server, the peer uses the realm from its original NAI; in case of a local ER server, the peer uses the domain name received at the lower layer or through an ERP bootstrapping exchange.
An rIK derived from a DS-rRK is referred to as a DS-rIK in the rest of the document. All the key derivation and properties specified in this section remain the same.
The rIK has the following properties.
The rIK is the key whose possession is demonstrated by the peer and the ERP server to the other party. The peer demonstrates possession of the rIK by computing the integrity checksum over the EAP-Initiate/Re-auth message. When the peer uses the rIK for the first time, it can choose the integrity algorithm to use with the rIK. The peer and the server MUST use the same integrity algorithm with a given rIK for all ERP messages protected with that key. The peer and the server store the algorithm information after the first use, and they employ the same algorithm for all subsequent uses of that rIK.
If the server's policy does not allow the use of the cryptosuite selected by the peer, the server SHALL reject the EAP-Initiate/Re-auth message and SHOULD send a list of acceptable cryptosuites in the EAP-Finish/Re-auth message.
The rIK length may be different from the key length required by an integrity algorithm. In case of hash-based MAC algorithms, the key is first hashed to the required key length as specified in [RFC2104]. In case of cipher-based MAC algorithms, if the required key length is less than 32 octets, the rIK is hashed using HMAC-SHA256 and the first k octets of the output are used, where k is the key length required by the algorithm. If the required key length is more than 32 octets, the first k octets of the rIK are used by the cipher-based MAC algorithm.
The rMSK is derived at the peer and server and delivered to the authenticator. The rMSK is derived following an EAP Re-auth Protocol exchange.
The rMSK is derived as follows.
rMSK = KDF (K, S), where
The rMSK label is the 8-bit ASCII string: [RFC5295].
The length field refers to the length of the rMSK in octets. The length field is encoded as specified in
SEQ is the sequence number sent by the peer in the EAP-Initiate/Re-auth message. This field is encoded as a 16-bit number in network byte order (see Section 5.3.2).
An rMSK derived from a DS-rRK is referred to as a DS-rIK in the rest of the document. All the key derivation and properties specified in this section remain the same.
The rMSK has the following properties:
We identify two types of bootstrapping for ERP: explicit and implicit bootstrapping. In implicit bootstrapping, the local AAA client or Agent MUST verify whether it has valid rMSK or rRK corresponding to the peer. If the local AAA client or Agent has the key materials corresponding to the peer, it MUST be able to respond directly in the same way as the home AAA server does without forwarding the ERP message to the home domain, if the local AAA client or Agent does not have the keying material(e.g., rMSK or rRK) corresponding to the peer, the local AAA client or agent supporting EAP re-authentication SHOULD include its domain name and SHOULD request the DSRK from the home AAA server during the initial EAP exchange, in the AAA message encapsulating the first EAP Response message sent by the peer. If such EAP exchange is successful, the home EAP server sends the DSRK for the specified local AAA client or agent (derived using the EMSK and the domain name as specified in [RFC5295]), EMSKname, and DSRK lifetime along with the EAP-Success message. The local AAA client or agent MUST extract the DSRK, EMSKname, and DSRK lifetime (if present) before forwarding the EAP-Success message to the peer, as specified in [I-D.ietf-dime-erp]. Note that the MSK (also present along with the EAP Success message) is extracted by the EAP authenticator as usual. The peer learns the domain name through the EAP-Initiate/Re-auth-Start message, lower-layer announcements [I-D.ietf-hokey-ldn-discovery] . When the domain name is available to the peer during or after the full EAP authentication, it attempts to use ERP when it associates with a new authenticator.
If the peer does not know the domain name (did not receive the domain name through the EAP-Initiate/Re-auth-Start message or via the lower-layer announcement, due to a missed announcement or lack of support for domain name announcements in a specific lower layer), it SHOULD initiate Explicit ERP bootstrapping (ERP exchange with the bootstrap flag turned on) with the ER server to obtain the local domain name. The peer MAY also initiate bootstrapping to fetch information such as the rRK lifetime from the AAA server.
The following steps describe the ERP Explicit Bootstrapping process:
Since the ER bootstrapping exchange is typically done immediately following the full EAP exchange, it is feasible that the process is completed through the same entity that served as the EAP authenticator for the full EAP exchange. In this case, the lower layer may already have established TSKs based on the MSK received earlier. The lower layer may then choose to ignore the rMSK that was received with the ER bootstrapping exchange. Alternatively, the lower layer may choose to establish a new TSK using the rMSK. In either case, the authenticator and the peer know which key is used based on whether or not a TSK establishment exchange is initiated. The bootstrapping exchange may also be carried out via a new authenticator, in which case, the rMSK received SHOULD trigger a lower layer TSK establishment exchange.
When a peer that has an active rRK and rIK associates with a new authenticator that supports ERP, it may perform an ERP exchange with that authenticator. ERP is typically a peer-initiated exchange, consisting of an EAP-Initiate/Re-auth and an EAP-Finish/Re-auth message. The ERP exchange may be performed with a local ER server (when one is present) or with the original EAP server.
It is plausible for the network to trigger the EAP re-authentication process, however. An ERP-capable authenticator SHOULD send an EAP-Initiate/Re-auth-Start message to indicate support for ERP. The peer may or may not wait for these messages to arrive to initiate the EAP-Initiate/Re-auth message.
The EAP-Initiate/Re-auth-Start message SHOULD be sent by an ERP-capable authenticator. The authenticator may retransmit it a few times until it receives an EAP-Initiate/Re-auth message in response from the peer. The EAP-Initiate/Re-auth message from the peer may have originated before the peer receives either an EAP-Request/Identity or an EAP-Initiate/Re-auth-Start message from the authenticator. Hence, the Identifier value in the EAP-Initiate/Re-auth message is independent of the Identifier value in the EAP-Initiate/Re-auth-Start or the EAP-Request/Identity messages.
Operational Considerations at the Peer:
ERP requires that the peer maintain retransmission timers for reliable transport of EAP re-authentication messages. The reliability considerations of Section 4.3 of RFC 3748 apply with the peer as the retransmitting entity.
The EAP Re-auth Protocol has the following steps:
When a peer is within the range of multiple authenticators, it may choose to run ERP via all of them simultaneously to the same ER server. In that case, it is plausible that the ERP messages may arrive out of order, resulting in the ER server rejecting legitimate EAP-Initiate/Re-auth messages.
To facilitate such operation, an ER server MAY allow multiple simultaneous ERP exchanges by accepting all EAP-Initiate/Re-auth messages with SEQ number values within a window of allowed values. Recall that the SEQ number allows replay protection. Replay window maintenance mechanisms are a local matter.
If the processing of the EAP-Initiate/Re-auth message results in a failure, the ER server MUST send an EAP-Finish Re-auth message with the Result flag set to '1'. If the server has a valid rIK for the peer, it MUST integrity protect the EAP-Finish/Re-auth failure message. If the failure is due to an unacceptable cryptosuite, the server SHOULD send a list of acceptable cryptosuites (in a TLV of Type 5) along with the EAP-Finish/Re-auth message. In this case, the server MUST indicate the cryptosuite used to protect the EAP-Finish/Re-auth message in the cryptosuite. The rIK used with the EAP-Finish/Re-auth message in this case MUST be computed as specified in Section 4.3 using the new cryptosuite. If the server does not have a valid rIK for the peer, the EAP-Finish/Re-auth message indicating a failure will be unauthenticated; the server MAY include a list of acceptable cryptosuites in the message.
The peer, upon receiving an EAP-Finish/Re-auth message with the Result flag set to '1', MUST verify the sequence number and the Authentication Tag to determine the validity of the message. If the peer supports the cryptosuite, it MUST verify the integrity of the received EAP-Finish/Re-auth message. If the EAP-Finish message contains a TLV of Type 5, the peer SHOULD retry the ERP exchange with a cryptosuite picked from the list included by the server. The peer MUST use the appropriate rIK for the subsequent ERP exchange, by computing it with the corresponding cryptosuite, as specified in Section 4.3. If the PRF in the chosen cryptosuite is different from the PRF originally used by the peer, it MUST derive a new DSRK (if required), rRK, and rIK before proceeding with the subsequent ERP exchange.
If the peer cannot verify the integrity of the received message, it MAY choose to retry the ERP exchange with one of the cryptosuites in the TLV of Type 5, after a failure has been clearly determined following the procedure in the next paragraph.
If the replay or integrity checks fail, the failure message may have been sent by an attacker. It may also imply that the server and peer do not support the same cryptosuites; however, the peer cannot determine if that is the case. Hence, the peer SHOULD continue the ERP exchange per the retransmission timers before declaring a failure.
When the peer runs explicit bootstrapping (ERP with the bootstrapping flag on), there may not be a local ER server available to send a DSRK Request and the domain name. In that case, the server cannot send the DSRK and MUST NOT include the domain name TLV. When the peer receives a response in the bootstrapping exchange without a domain name TLV, it assumes that there is no local ER server. The home ER server sends an rMSK to the ER authenticator, however, and the peer SHALL run the TSK establishment protocol as usual.
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0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
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| Code | Identifier | Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Type-Data ...
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-
Two new EAP Codes are defined for the purpose of ERP: EAP-Initiate and EAP-Finish. The packet format for these messages follows the EAP packet format defined in RFC 3748 [RFC3748].
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| Code | Identifier | Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Reserved | 1 or more TVs or TLVs ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
The EAP-Initiate/Re-auth-Start packet contains the parameters shown in Figure 8.
In order to minimize ERP failure times, the authenticator SHOULD send the EAP-Initiate/Re-auth-Start message to indicate support for ERP to the peer and to initiate ERP if the peer has already performed full EAP authentication and has unexpired key material. The authenticator SHOULD include the domain name TLV to allow the peer to learn it without lower-layer support or the ERP bootstrapping exchange.
The authenticator MAY include channel binding information so that the peer can send the information to the server in the EAP-Initiate/Re-auth message so that the server can verify whether the authenticator is claiming the same identity to both parties.
The authenticator MAY re-transmit the EAP-Initiate/Re-auth-Start message a few times for reliable transport.
The peer SHOULD send the EAP-Initiate/Re-auth message in response to the EAP-Initiate/Re-auth-Start message from the authenticator. If the peer does not recognize the Initiate code value, it silently discards the message. If the peer has already sent the EAP-Initiate/Re-auth message to begin the ERP exchange, it silently discards the message.
If the EAP-Initiate/Re-auth-Start message contains the domain name, and if the peer does not already have the domain information, the peer SHOULD use the domain name to compute the DSRK and use the corresponding DS-rIK to send an EAP-Initiate/Re-auth message to start an ERP exchange with the local ER server. If there are the local ER server between the peer and the home ER server and the peer has already initiated an ERP exchange with the local ER server, it SHOULD choose to not start an ERP exchange with the home ER server.
0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Code | Identifier | Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type |R|B|L| Reserved| SEQ |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| 1 or more TVs or TLVs ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| cryptosuite | Authentication Tag ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
The EAP-Initiate/Re-auth packet contains the parameters shown in Figure 9.
HMAC-SHA256-128 is mandatory to implement and should be enabled in the default configuration.
0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Code | Identifier | Length |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type |R|B|L| Reserved | SEQ ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| 1 or more TVs or TLVs ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| cryptosuite | Authentication Tag ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
The EAP-Finish/Re-auth packet contains the parameters shown in Figure 10.
0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Value ...
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
The TV attributes that may be present in the EAP-Initiate or EAP-Finish messages are of the following format:
0 1 2 3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| Type | Length | Value ...
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
The TLV attributes that may be present in the EAP-Initiate or EAP-Finish messages are of the following format:
The following Types are defined in this document:
The length field indicates the length of the value part of the attribute in octets.
For replay protection, ERP uses sequence numbers. The sequence number is maintained per rIK and is initialized to zero in both directions. In the first EAP-Initiate/Re-auth message, the peer uses the sequence number zero or higher. Note that the when the sequence number rotates, the rIK MUST be changed by running EAP authentication. The server expects a sequence number of zero or higher. When the server receives an EAP-Initiate/Re-auth message, it uses the same sequence number in the EAP-Finish/Re-auth message. The server then sets the expected sequence number to the received sequence number plus 1. The server accepts sequence numbers greater than or equal to the expected sequence number.
If the peer sends an EAP-Initiate/Re-auth message, but does not receive a response, it retransmits the request (with no changes to the message itself) a pre-configured number of times before giving up. However, it is plausible that the server itself may have responded to the message and it was lost in transit. Thus, the peer MUST increment the sequence number and use the new sequence number to send subsequent EAP re-authentication messages. The peer SHOULD increment the sequence number by 1; however, it may choose to increment by a larger number. When the sequence number rotates, the peer MUST run full EAP authentication.
ERP provides a protected facility to carry channel binding (CB) information, according to the guidelines in Section 7.15 of [RFC3748]. The TLV type range of 128-191 is reserved to carry CB information in the EAP-Initiate/Re-auth and EAP-Finish/Re-auth messages. Called-Station-Id, Calling-Station-Id, NAS-Identifier, NAS-IP-Address, and NAS-IPv6-Address are some examples of channel binding information listed in RFC 3748, and they are assigned values 128-132. Additional values are IANA managed based on IETF Consensus [RFC5226].
The authenticator MAY provide CB information to the peer via the EAP-Initiate/Re-auth-Start message. The peer sends the information to the server in the EAP-Initiate/Re-auth message; the server verifies whether the authenticator identity available via AAA attributes is the same as the identity provided to the peer.
If the peer does not include the CB information in the EAP-Initiate/Re-auth message, and if the local ER server's policy requires channel binding support, it SHALL send the CB attributes for the peer's verification. The peer attempts to verify the CB information if the authenticator has sent the CB parameters, and it proceeds with the lower-layer security association establishment if the attributes match. Otherwise, the peer SHALL NOT proceed with the lower-layer security association establishment.
The authenticator is responsible for retransmission of EAP-Initiate/Re-auth-Start messages. The authenticator MAY retransmit the message a few times or until it receives an EAP-Initiate/Re-auth message from the peer. The authenticator may not know whether the peer supports ERP; in those cases, the peer may be silently dropping the EAP-Initiate/Re-auth-Start packets. Thus, retransmission of these packets should be kept to a minimum. The exact number is up to each lower layer.
The Identifier value in the EAP-Initiate/Re-auth packet is independent of the Identifier value in the EAP-Initiate/Re-auth-Start packet.
The peer is responsible for retransmission of EAP-Initiate/Re-auth messages.
Retransmitted packets MUST be sent with the same Identifier value in order to distinguish them from new packets. By default, where the EAP-Initiate message is sent over an unreliable lower layer, the retransmission timer SHOULD be dynamically estimated. A maximum of 3-5 retransmissions is suggested (this is based on the recommendation of [RFC3748]). Where the EAP-Initiate message is sent over a reliable lower layer, the retransmission timer SHOULD be set to an infinite value, so that retransmissions do not occur at the EAP layer. Please refer to RFC 3748 [RFC3748] for additional guidance on setting timers.
The Identifier value in the EAP-Finish/Re-auth packet is the same as the Identifier value in the EAP-Initiate/Re-auth packet.
If an authenticator receives a valid duplicate EAP-Initiate/Re-auth message for which it has already sent an EAP-Finish/Re-auth message, it MUST resend the EAP-Finish/Re-auth message without reprocessing the EAP-Initiate/Re-auth message. To facilitate this, the authenticator SHALL store a copy of the EAP-Finish/Re-auth message for a finite amount of time. The actual value of time is a local matter; this specification recommends a value of 100 milliseconds.
The lower layer may provide facilities for exchanging information between the peer and the authenticator about support for ERP, for the authenticator to send the domain name information and channel binding information to the peer
Note that to support ERP, lower-layer specifications may need to be revised. Specifically, the IEEE802.1x specification must be revised to allow carrying EAP messages of the new codes defined in this document in order to support ERP. Similarly, RFC 5996 must be updated to include EAP code values higher than 4 in order to use ERP with Internet Key Exchange Protocol version 2 (IKEv2). IKEv2 may also be updated to support peer-initiated ERP for optimized operation. Other lower layers may need similar revisions.
Our analysis indicates that some EAP implementations are not RFC 3748 compliant in that instead of silently dropping EAP packets with code values higher than 4, they may consider it an error. To accommodate such non-compliant EAP implementations, additional guidance has been provided below. Furthermore, it may not be easy to upgrade all the peers in some cases. In such cases, authenticators may be configured to not send EAP-Initiate/Re-auth-Start; peers may learn whether an authenticator supports ERP via configuration, from advertisements at the lower layer.
In order to accommodate implementations that are not compliant to RFC 3748, such lower layers SHOULD ensure that both parties support ERP; this is trivial for an instance when using a lower layer that is known to always support ERP. For lower layers where ERP support is not guaranteed, ERP support may be indicated through signaling (e.g., piggy-backed on a beacon) or through negotiation. Alternatively, clients may recognize environments where ERP is available based on pre-configuration. Other similar mechanisms may also be used. When ERP support cannot be verified, lower layers may mandate falling back to full EAP authentication to accommodate EAP implementations that are not compliant to RFC 3748.
AAA Transport of ERP messages is specified in [RFC5749] and [I-D.ietf-dime-erp].
This section provides an analysis of the protocol in accordance with the AAA key management requirements specified in [RFC4962].
This document has no IANA actions; all values referenced in this document were previously assigned in RFC 5296 [RFC5296].
| [RFC2119] | Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. |
| [RFC3748] | Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J. and H. Levkowetz, "Extensible Authentication Protocol (EAP)", RFC 3748, June 2004. |
| [RFC2104] | Krawczyk, H., Bellare, M. and R. Canetti, "HMAC: Keyed-Hashing for Message Authentication", RFC 2104, February 1997. |
| [RFC4282] | Aboba, B., Beadles, M., Arkko, J. and P. Eronen, "The Network Access Identifier", RFC 4282, December 2005. |
| [RFC5295] | Salowey, J., Dondeti, L., Narayanan, V. and M. Nakhjiri, "Specification for the Derivation of Root Keys from an Extended Master Session Key (EMSK)", RFC 5295, August 2008. |
In writing this document, we benefited from discussing the problem space and the protocol itself with a number of folks including Bernard Aboba, Jari Arkko, Sam Hartman, Russ Housley, Joe Salowey, Jesse Walker, Charles Clancy, Michaela Vanderveen, Kedar Gaonkar, Parag Agashe, Dinesh Dharmaraju, Pasi Eronen, Dan Harkins, Yoshi Ohba, Glen Zorn, Alan DeKok, Katrin Hoeper, and other participants of the HOKEY working group. The credit for the idea to use EAP-Initiate/Re-auth-Start goes to Charles Clancy, and the multiple link-layer SAs idea to mitigate the DoS attack goes to Yoshi Ohba. Katrin Hoeper suggested the use of the windowing technique to handle multiple simultaneous ER exchanges. Many thanks to Pasi Eronen for the suggestion to use hexadecimal encoding for rIKname when sent as part of keyName-NAI field. Thanks to Bernard Aboba for suggestions in clarifying the EAP lock-step operation, and Joe Salowey and Glen Zorn for help in specifying AAA transport of ERP messages. Thanks to Sam Hartman for the DSRK Authorization Indication mechanism.
Glen Zorn wrote the initial draft for this document and provided useful reviews. Many thanks to him.
The following are the major changes compared to previous version:
The following are the major changes compared to previous version:
0. Authenticator --> Peer: [EAP-Initiate/Re-auth-Start]
1. Peer --> Authenticator: EAP Initiate/Re-auth(SEQ, keyName-NAI,
cryptosuite,Auth-tag*)
1a. Authenticator --> Re-auth-Server: AAA-Request{Authenticator-Id,
EAP Initiate/Re-auth(SEQ,keyName-NAI,
cryptosuite,Auth-tag*)
2. ER-Server --> Authenticator: AAA-Response{rMSK,
EAP-Finish/Re-auth(SEQ,keyName-NAI,
cryptosuite,[CB-Info],Auth-tag*)
2b. Authenticator --> Peer: EAP-Finish/Re-auth(SEQ,keyName-NAI,
cryptosuite,[CB-Info],Auth-tag*)
* Auth-tag computation is over the entire EAP Initiate/Finish message;
the code values for Initiate and Finish are different and thus
reflection attacks are mitigated.