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]>
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<rfc category="std" docName="draft-ietf-mboned-mtrace-v2-26" ipr="pre5378Trust200902">
  <!-- category values: std, bcp, info, exp, and historic
     ipr values: full3667, noModification3667, noDerivatives3667
     you can add the attributes updates="NNNN" and obsoletes="NNNN" 
     they will automatically be output with "(if approved)" -->
<!-- trust200902 -->

  <!-- ***** FRONT MATTER ***** -->

  <front>
    <!-- The abbreviated title is used in the page header - it is only
         necessary if the full title is longer than 39 characters -->

    <title abbrev="Mtrace2">
      Mtrace Version 2: Traceroute Facility for IP Multicast
    </title>

    <!-- add 'role="editor"' below for the editors if appropriate -->

    <!-- Another author who claims to be an editor -->

    <author initials="H" surname="Asaeda" fullname="Hitoshi Asaeda">
      <organization abbrev="NICT">National Institute of Information and Communications Technology</organization>
      <address>
	<postal>
	  <street>4-2-1 Nukui-Kitamachi</street>
	  <city>Koganei</city> <region>Tokyo</region>
	  <code>184-8795</code>
	  <country>Japan</country>
	</postal>
	<email>asaeda@nict.go.jp</email>
      </address>
    </author>

    <author initials="K" surname="Meyer" fullname="Kerry Meyer">
<!--      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>-->
      <address>
<!--	<postal>
        <street>510 McCarthy Blvd.</street>
	<city>Milpitas</city> <region>CA</region>
	<code>95035</code>
	<country>USA</country>
      </postal>-->
      <email>kerry.meyer@me.com</email></address>
    </author>

    <author initials="W" surname="Lee" fullname="WeeSan Lee" role="editor">
<!--      <organization>Juniper Networks, Inc.</organization>-->
      <address>
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	  <street>1194 North Mathilda Avenue</street>
	  <city>Sunnyvale</city> <region>CA</region>
	  <code>94089-1206</code>
	  <country>US</country>
	</postal>-->
	<email>weesan@weesan.com</email>
      </address>
    </author>

    <date year="2018"/>

    <!-- If the month and year are both specified and are the current
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         assumes day="1" if not specified for the purpose of
         calculating the expiry date).  With drafts it is normally
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    <!-- Meta-data Declarations -->

    <area>Operations and Management</area>
    <workgroup>MBONED Working Group</workgroup>

    <abstract>
      <t>This document describes the IP multicast traceroute facility,
      named Mtrace version 2 (Mtrace2). Unlike unicast traceroute,
      Mtrace2 requires special implementations on the part of
      routers. This specification describes the required functionality
      in multicast routers, as well as how an Mtrace2 client invokes a
      query and receives a reply.</t>
    </abstract>
  </front>

  <middle>

    <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

    <section anchor="sec.intro" title="Introduction">

      <t>Given a multicast distribution tree, tracing hop-by-hop downstream from a multicast source to a given multicast receiver is difficult because there is no efficient and deterministic way to determine the branch of the multicast routing tree on which that receiver lies. On the other hand, walking up the tree from a receiver to a source is easy, as most existing multicast routing
      protocols know the upstream router for each source.  Tracing
      from a receiver to a source can involve only the routers on the
      direct path.</t>

      <t>This document specifies the multicast traceroute facility
      named Mtrace version 2 or Mtrace2 which allows the tracing of an
      IP multicast routing path. Mtrace2 is usually initiated from an
      Mtrace2 client by sending an Mtrace2 Query to a Last Hop Router (LHR) or to a Rendezvous Point (RP). The RP is a special router
      where sources and receivers meet in <xref
      target="refs.PIMSM">Protocol Independent Multicast - Sparse Mode (PIM-SM)</xref>. From the LHR/RP receiving the query, the tracing is directed towards a specified source if a source address is specified and source specific state exists on the receiving router. If no source address is specified or if no source specific state exists on a receiving LHR, the tracing is directed toward the RP for the specified group address.
      Moreover, Mtrace2 provides
      additional information such as the packet rates and losses, as
      well as other diagnostic information. Mtrace2 is primarily intended for the following purposes:</t>

      <t><list style="symbols">
	<t>To trace the path that a packet would take from a source to a
	receiver.</t>
	<t>To isolate packet loss problems (e.g., congestion).</t>
	<t>To isolate configuration problems (e.g., Time to live (TTL) threshold).</t>
      </list></t>

      <t><xref target="fig:mtrace2_ex"></xref> shows a typical case on
      how Mtrace2 is used.  First-hop router (FHR) represents the first-hop router, LHR
      represents the last-hop router (LHR), and the arrow lines represent
      the Mtrace2 messages that are sent from one node to another.
      The numbers before the Mtrace2 messages represent the sequence
      of the messages that would happen.  Source, Receiver and Mtrace2
      client are typically hosts.</t>

      <figure anchor="fig:mtrace2_ex">
	<artwork align="center">
               2. Request                 2. Request
                 +----+                    +----+
                 |    |                    |    |
                 v    |                    v    |
+--------+    +-----+                        +-----+    +----------+
| Source |----| FHR |----- The Internet -----| LHR |----| Receiver |
+--------+    +-----+            |           +-----+    +----------+
                  \              |             ^
                   \             |            /
                    \            |           /
                     \           |          /
             3. Reply \          |         / 1. Query
                       \         |        /
                        \        |       /
                         \  +---------+ /
                          v | Mtrace2 |/
                            | client  |
                            +---------+
	</artwork>
      </figure>

      <t>When an Mtrace2 client initiates a multicast trace,
      it sends an Mtrace2 Query packet to an LHR or RP for
      a multicast group and, optionally, a source address. The LHR/RP turns the Query packet into a Request.
      The Request message type enables each of the upstream routers processing the message to apply different packet and message validation rules than those required for handling of a Query message. The LHR/RP then appends a standard response block
      containing its interface addresses and packet statistics to the
      Request packet, then forwards the packet towards the source/RP.
      The Request packet is either unicasted to its upstream router
      towards the source/RP, or multicasted to the group if the upstream
      router's IP address is not known.  In a similar fashion, each
      router along the path to the source/RP appends a standard response
      block to the end of the Request packet before forwarding it to
      its upstream router.  When the FHR receives the Request packet,
      it appends its own standard response block, turns the Request
      packet into a Reply, and unicasts the Reply back to the Mtrace2
      client.</t>

      <t>The Mtrace2 Reply may be returned before reaching the FHR under some circumstances. This can happen if a Request packet is received at an RP or gateway, or when any of several types of error or exception conditions occur which prevent sending of a request to the next upstream router.</t>

      <t>The Mtrace2 client waits for the Mtrace2 Reply message and
      displays the results.  When not receiving an Mtrace2 Reply
      message due to network congestion, a broken router (see <xref
      target="sec.broken"/>), or a non-responding router (see <xref
      target="sec.nonsupport"/>), the Mtrace2 client may resend
      another Mtrace2 Query with a lower hop count (see <xref
      target="sec.query_tlv"/>), and repeat the process until it receives
      an Mtrace2 Reply message.  The details are Mtrace2 client
      specific and outside the scope of this document.</t>

      <t>Note that when a router's control plane and forwarding plane
      are out of sync, the Mtrace2 Requests might be forwarded based
      on the control states instead.  In this case, the traced path
      might not represent the real path the data packets would follow.
      </t>

      <t>Mtrace2 supports both IPv4 and IPv6.  Unlike the previous
      version of Mtrace, which implements its query and response as
      <xref target="refs.IGMPv3">Internet Group Management Protocol (IGMP) messages</xref>, all Mtrace2
      messages are UDP-based.  Although the packet formats of IPv4 and
      IPv6 Mtrace2 are different because of the address families, the
      syntax between them is similar.</t>

      <t>This document describes the base specification of Mtrace2 that can serve as a basis for future proposals such as Mtrace2 for Automatic Multicast Tunneling (AMT) <xref target="refs.AMT" /> and Mtrace2 for Multicast in MPLS/BGP IP VPNs (MVPN) <xref target="refs.MVPN" />. They are therefore out of the scope of this document.</t>

    </section>

    <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

    <section title="Terminology">

      <t>In this document, the key words "MUST", "MUST NOT",
      "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT",
      "RECOMMENDED", "MAY", and "OPTIONAL" are to be interpreted as
      described in <xref target="refs.KEYWORDS">RFC 2119</xref>, and
      indicate requirement levels for compliant Mtrace2
      implementations.</t>
<!--      <t>In this document, the key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in <xref target="RFC2119">RFC 2119</xref> and <xref target="RFC8174">RFC 8174</xref>, when, and only when, they appear in all capitals, as shown here, and
      indicate requirement levels for compliant Mtrace2 implementations.</t>-->

      <section title="Definitions">

	<t>Since Mtrace2 Queries and Requests flow in the opposite
	direction to the data flow, we refer to "upstream" and
	"downstream" with respect to data, unless explicitly
	specified.</t>

	<t>
	<list style="hanging">
	  <t hangText="Incoming interface">
	    <vspace blankLines="0"/>
	    The interface on which data is expected to arrive from the
	    specified source and group.
	  </t>

	  <t hangText="Outgoing interface">
	    <vspace blankLines="0"/>
	    This is one of the interfaces to which data from the source or RP is
	    expected to be transmitted for the specified source and group.
	    It is also the interface on which the Mtrace2 Request was received.
	  </t>

	  <t hangText="Upstream router">
	    <vspace blankLines="0"/>
	    The router, connecting to the Incoming interface of the
	    current router, which is responsible for forwarding data
	    for the specified source and group to the current router.
	  </t>

	  <t hangText="First-hop router (FHR)">
	    <vspace blankLines="0"/>
	    The router that is directly connected to the source the
	    Mtrace2 Query specifies.
	  </t>

	  <t hangText="Last-hop router (LHR)">
	    <vspace blankLines="0"/>
	    A router that is directly connected to a receiver.
	    It is also the router that receives the Mtrace2 Query from
	    an Mtrace2 client.
	  </t>

	  <t hangText="Group state">
	    <vspace blankLines="0"/>
	    The state a shared-tree protocol, such as <xref
	    target="refs.PIMSM">PIM-SM</xref>, uses to choose the
	    upstream router towards the RP for the specified group.
	    In this state, source-specific state is not available for
	    the corresponding group address on the router.
	  </t>

	  <t hangText="Source-specific state">
	    <vspace blankLines="0"/>
	    The state that is used to choose the path towards
	    the source for the specified source and group.
	  </t>

	  <t hangText="ALL-[protocol]-ROUTERS group">
	    <vspace blankLines="0"/>
	    Link-local multicast address for multicast routers
	    to communicate with their adjacent routers that are
	    running the same routing protocol.  For instance, the IPv4 'ALL-PIM-ROUTERS' group is '224.0.0.13', and the IPv6 'ALL-PIM-ROUTERS' group is 'ff02::d' <xref target="refs.PIMSM"/>.
	  </t>
	</list>
	</t>

      </section>

    </section>

    <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

    <section title="Packet Formats">

      <t>This section describes the details of the packet formats for
      Mtrace2 messages.</t>

      <t>All Mtrace2 messages are encoded in the Type/Length/Value (TLV) format (see <xref target="sec.format"/>). The first TLV of a message is a message header TLV specifying the type of message and additional context information required for processing of the message and for parsing of subsequent TLVs in the message. Subsequent TLVs in a message, referred to as Blocks, are appended after the header TLV to provide additional information associated with the message.
      If an implementation receives an unknown TLV type for any TLV in a message, it SHOULD ignore and silently discard the entire packet.
      If the length of a TLV exceeds the available space in the containing packet, the implementation MUST ignore and silently discard the TLV and any remaining portion of the containing packet.</t>

      <t>All Mtrace2 messages are UDP packets. For IPv4, Mtrace2 Query/Request/Reply messages MUST NOT be fragmented. Therefore, Mtrace2 clients and LHRs/RPs MUST set the IP header do-not-fragment (DF) bit for all Mtrace2 messages. For IPv6, the packet size for the Mtrace2 messages MUST NOT exceed 1280 bytes, which is the smallest Maximum Transmission Unit (MTU) for an IPv6 interface <xref target="refs.IPv6"/>. The source port is uniquely selected by the local host operating system. The destination port is the IANA reserved Mtrace2 port number (see <xref target="sec.iana"/>). All Mtrace2 messages MUST have a valid UDP checksum.</t>

      <t>Additionally, Mtrace2 supports both IPv4 and IPv6, but not
      mixed.  For example, if an Mtrace2 Query or Request message arrives
      in as an IPv4 packet, all addresses specified in the Mtrace2
      messages MUST be IPv4 as well.  Same rule applies to IPv6
      Mtrace2 messages.</t>

      <section anchor="sec.format" title="Mtrace2 TLV format">

	<figure>
	  <artwork align="center">
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|     Type      |           Length              |   Value ....  |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
	  </artwork>
	</figure>

	<t>Type: 8 bits
	<list>
	  <t>Describes the format of the Value field.  For all the
	  available types, please see <xref target="sec.tlv"/></t>
	</list>
	</t>

	<t>Length: 16 bits
	<list>
	  <t>Length of Type, Length, and Value fields in octets. Minimum length required is 4 octets. The length MUST be a multiple of 4 octets. The maximum TLV length is not defined; however the entire Mtrace2 packet length MUST NOT exceed the available MTU.</t>
	</list>
	</t>

	<t>Value: variable length
	<list>
	  <t>The format is based on the Type value.  The length of the
	  value field is Length field minus 3.  All reserved fields in
	  the Value field MUST be transmitted as zeros and ignored on
	  receipt. </t>
	</list>
	</t>
      </section>

      <section anchor="sec.tlv" title="Defined TLVs">

	<t>The following TLV Types are defined:</t>
	<figure>
	  <artwork align="left">
      Code         Type
      ====         ================================
      0x00         Reserved
      0x01         Mtrace2 Query
      0x02         Mtrace2 Request
      0x03         Mtrace2 Reply
      0x04         Mtrace2 Standard Response Block
      0x05         Mtrace2 Augmented Response Block
      0x06         Mtrace2 Extended Query Block
     	  </artwork>
	</figure>

	<t>Each Mtrace2 message MUST begin with either a Query,
	Request or Reply TLV.  The first TLV determines the type of
	each Mtrace2 message.  Following a Query TLV, there can be a
	sequence of optional Extended Query Blocks. In the case of a
	Request or a Reply TLV, it is then followed by a sequence
	of Standard Response Blocks, each from a multicast router on
	the path towards the source or the RP.  In the case more
	information is needed, a Standard Response Block can be
	followed by one or multiple Augmented Response Blocks.</t>

	<t>We will describe each message type in detail in the next few
	sections.</t>

	<section anchor="sec.query_tlv" title="Mtrace2 Query">

	  <t>An Mtrace2 Query is originated by an Mtrace2 client which sends an Mtrace2 Query message to the LHR. The LHR modifies only the Type field of the Query TLV (to turn it into a "Request") before appending a Standard Response Block and forwarding it upstream. The LHR and intermediate routers handling the Mtrace2 message when tracing upstream MUST NOT modify any other fields within the Query/Request TLV. Additionally, intermediate routers handling the message after the LHR has converted the Query into a Request MUST NOT modify the type field of the Request TLV. If the actual number of hops is not known, an Mtrace2 client could send an initial Query message with a large # Hops (e.g., 0xff), in order to try to trace the full path.</t>

	  <t>An Mtrace2 Query message is shown as follows:</t>

	  <figure anchor='Mtrace2_query'>
	    <artwork align="center">
0                   1                   2                   3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|     Type      |           Length              |    # Hops     |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
|                      Multicast Address                        |
|                                                               |
+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+
|                                                               |
|                        Source Address                         |
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
|                    Mtrace2 Client Address                     |
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|            Query ID           |         Client Port #         |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
	    </artwork>
	  </figure>

	  <t>
	    <list style="hanging">
	      <t hangText="Length: 16 bits">
		<vspace blankLines="0"/>
		The length field MUST be either 20 (i.e., 8 plus 3 * 4 (IPv4 addresses)) or 56 (i.e., 8 + 3 * 16 (IPv6 addresses)); if the length is 20, then IPv4 addresses MUST be assumed and if the length is 56, then IPv6 addresses MUST be assumed.
	      </t>

	      <t hangText="# Hops: 8 bits">
		<vspace blankLines="0"/>
		This field specifies the maximum number of hops that
		the Mtrace2 client wants to trace.  If there are some
		error conditions in the middle of the path that
		prevent an Mtrace2 Reply from being received by the
		client, the client MAY issue another Mtrace2 Query
		with a lower number of hops until it receives a
		Reply.
	      </t>
	      
	      <t hangText="Multicast Address: 32 bits or 128 bits">
		<vspace blankLines="0"/>
		This field specifies an IPv4 or IPv6 address, which
		can be either:

		<list style='format m-%d:'>
		  <t>a multicast group address to be traced; or,</t>
		  <t>all 1's in case of IPv4 or the unspecified
		  address (::) in case of IPv6 if no group-specific
		  information is desired.</t>
		</list>
	      </t>

	      <t hangText="Source Address: 32 bits or 128 bits">
		<vspace blankLines="0"/>
		This field specifies an IPv4 or IPv6 address, which
		can be either:

		<list style='format s-%d:'>
		  <t>a unicast address of the source to be traced;
		  or,</t>
		  <t>all 1's in case of IPv4 or the unspecified
		  address (::) in case of IPv6 if no source-specific
		  information is desired.  For example, the client is
		  tracing a (*,g) group state.</t>
		</list>
	      </t>
	      
	      <t>Note that it is invalid to have a source-group
	      combination of (s-2, m-2).  If a router receives such
	      combination in an Mtrace2 Query, it MUST silently discard
	      the Query.</t>

	      <t hangText="Mtrace2 Client Address: 32 bits or 128 bits">
		<vspace blankLines="0"/>
		This field specifies the Mtrace2 client's IPv4 address
		or IPv6 global address.  This address MUST be a valid
		unicast address, and therefore, MUST NOT be all 1's or
		an unspecified address.  The Mtrace2 Reply will be
		sent to this address.
	      </t>

	      <t hangText="Query ID: 16 bits">
		<vspace blankLines="0"/>
		This field is used as a unique identifier for this
		Mtrace2 Query so that duplicate or delayed Reply
		messages may be detected.
	      </t>

	      <t hangText="Client Port #: 16 bits">
		<vspace blankLines="0"/>
		This field specifies the destination UDP port number
		for receiving the Mtrace2 Reply packet.
	      </t>

	    </list>
	  </t>
	</section>

	<section anchor="sec.request_tlv" title="Mtrace2 Request">

	  <t>The Mtrace2 Request TLV is exactly the same as an Mtrace2 Query except for identifying the Type field of 0x02.</t>

	  <t>When a LHR receives an Mtrace2 Query message, it
	  turns the Query into a Request by changing the Type field of
	  the Query from 0x01 to 0x02.  The LHR then appends an
	  Mtrace2 Standard Response Block (see <xref
	  target="sec.respblk"/>) of its own to the Request message
	  before sending it upstream.  The upstream routers do
	  the same without changing the Type field until one of them
	  is ready to send a Reply.</t>

	</section>

	<section anchor="sec.reply_tlv" title="Mtrace2 Reply">

	  <t>The Mtrace2 Reply TLV is exactly the same as an Mtrace2 Query except for identifying the Type field of 0x03.</t>

	  <t>When a FHR or an RP receives an Mtrace2 Request message
	  which is destined to itself, it appends an Mtrace2
	  Standard Response Block (see <xref target="sec.respblk"/>)
	  of its own to the Request message. Next, it turns the Request message into a Reply by changing the Type field of the Request from 0x02 to 0x03 and by changing the UDP destination port to the port number specified in the Client Port number field in the Request. It then unicasts the Reply message to the Mtrace2 client specified in the Mtrace2 Client Address field.
	  </t>

	  <t>There are a number of cases in which an intermediate router might
	  return a Reply before a Request reaches the FHR or the RP.
	  See <xref target="sec.query.verify"/>, <xref
	  target="sec.Trace.Req.Proc"/>, <xref
	  target="sec.append_respblk"/>, and <xref
	  target="sec.proxy"/> for more details.</t>

	</section>

	<!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

	<section anchor="sec.respblk"
		 title="IPv4 Mtrace2 Standard Response Block">

	  <t>This section describes the message format of an IPv4
	  Mtrace2 Standard Response Block.  The Type field is
	  0x04.</t>

	  <figure>
	    <artwork align="center">
0                   1                   2                   3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|     Type      |           Length              |      MBZ      |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                      Query Arrival Time                       |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                  Incoming Interface Address                   |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                  Outgoing Interface Address                   |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                   Upstream Router Address                     |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
.           Input packet count on incoming interface            .
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
.           Output packet count on outgoing interface           .
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
.      Total number of packets for this source-group pair       .
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|          Rtg Protocol         |    Multicast Rtg Protocol     |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|    Fwd TTL    |      MBZ      |S|   Src Mask  |Forwarding Code|
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
	    </artwork>
	    <postamble></postamble>
	  </figure>

	  <t>
	    <list style="hanging">
	      <t hangText="MBZ: 8 bits">
		<vspace blankLines="0"/>
		This field MUST be zeroed on transmission and ignored
		on reception.
	      </t>

	      <t hangText="Query Arrival Time: 32 bits">
		<vspace blankLines="0"/>
		The Query Arrival Time is a 32-bit Network Time Protocol (NTP) timestamp
		specifying the arrival time of the Mtrace2 Query or
		Request packet at this router. The 32-bit form of an
		NTP timestamp consists of the middle 32 bits of the
		full 64-bit form; that is, the low 16 bits of the
		integer part and the high 16 bits of the fractional
		part.
	      </t>

	      <t>The following formula converts from a timespec (fractional part in nanoseconds) to
	      a 32-bit NTP timestamp:

		<list style="empty">
		  <t>query_arrival_time
		  <vspace blankLines="0"/>
		  = ((tv.tv_sec + 32384) &lt;&lt; 16) + ((tv.tv_nsec &lt;&lt; 7) / 1953125)
		  </t>
		</list>
	      </t>

	      <t>The constant 32384 is the number of seconds from Jan
	      1, 1900 to Jan 1, 1970 truncated to 16 bits.
	      ((tv.tv_nsec &lt;&lt; 7) / 1953125) is a reduction of
	      ((tv.tv_nsec / 1000000000) &lt;&lt; 16).</t>

	      <t>Note that synchronized clocks are required on the traced routers to estimate propagation and queueing delays between successive hops. Nevertheless, even without this synchronization, an application can still estimate an upper bound on cumulative one way latency by measuring the time between sending a Query and receiving a Reply.</t>

	      <t>Additionally, Query Arrival Time is useful for
	      measuring the packet rate.  For example, suppose that a
	      client issues two queries, and the corresponding
	      requests R1 and R2 arrive at router X at time T1 and T2,
	      then the client would be able to compute the packet rate
	      on router X by using the packet count information stored
	      in the R1 and R2, and the time T1 and T2.
	      </t>

	      <t hangText="Incoming Interface Address: 32 bits">
		<vspace blankLines="0"/>
		This field specifies the address of the interface on
		which packets from the source or the RP are expected
		to arrive, or 0 if unknown or unnumbered.
	      </t>

	      <t hangText="Outgoing Interface Address: 32 bits">
		<vspace blankLines="0"/>
		This field specifies the address of the interface on
		which packets from the source or the RP are expected
		to transmit towards the receiver, or 0 if unknown or
		unnumbered.  This is also the address of the interface
		on which the Mtrace2 Query or Request arrives.
	      </t>

	      <t hangText="Upstream Router Address: 32 bits">
		<vspace blankLines="0"/>
		This field specifies the address of the upstream
		router from which this router expects packets from
		this source.  This MAY be a multicast group
		(e.g., ALL-[protocol]-ROUTERS group) if the
		upstream router is not known because of the workings
		of the multicast routing protocol.  However, it MUST
		be 0 if the incoming interface address is unknown or
		unnumbered.
	      </t>

	      <t hangText="Input packet count on incoming interface: 64 bits">
		<vspace blankLines="0"/>
		This field contains the number of multicast packets
		received for all groups and sources on the incoming
		interface, or all 1's if no count can be
		reported. This counter may have the same value as
		ifHCInMulticastPkts from the <xref
		target="refs.IFMIB">Interfaces Group MIB (IF-MIB)</xref> for this interface.
	      </t>

	      <t hangText="Output packet count on outgoing interface: 64 bit">
		<vspace blankLines="0"/>
		This field contains the number of multicast packets
		that have been transmitted or queued for transmission
		for all groups and sources on the outgoing interface,
		or all 1's if no count can be reported. This counter
		may have the same value as ifHCOutMulticastPkts from
		the <xref target="refs.IFMIB">IF-MIB</xref> for this
		interface.
	      </t>

	      <t hangText="Total number of packets for this source-group pair: 64 bits">
		<vspace blankLines="0"/>
		This field counts the number of packets from the
		specified source forwarded by the router to the
		specified group, or all 1's if no count can be
		reported. If the S bit is set (see below), the count
		is for the source network, as specified by the Src
		Mask field (see below). If the S bit is set and the
		Src Mask field is 127, indicating no source-specific
		state, the count is for all sources sending to this
		group. This counter should have the same value as
		ipMcastRoutePkts from the <xref
		target="refs.MROUTEMIB">IP Multicast MIB</xref> for
		this forwarding entry.
	      </t>

	      <t hangText="Rtg Protocol: 16 bits">
		<vspace blankLines="0"/>
		This field describes the unicast routing protocol
		running between this router and the upstream router,
		and it is used to determine the RPF interface for the
		specified source or RP.  This value should have the
		same value as ipMcastRouteRtProtocol from the <xref
		target="refs.MROUTEMIB">IP Multicast MIB</xref> for
		this entry.  If the router is not able to obtain this
		value, all 0's must be specified.
	      </t>

	      <t hangText="Multicast Rtg Protocol: 16 bits">
		<vspace blankLines="0"/>
		This field describes the multicast routing protocol in
		use between the router and the upstream router. This
		value should have the same value as
		ipMcastRouteProtocol from the <xref
		target="refs.MROUTEMIB">IP Multicast MIB</xref> for
		this entry. If the router cannot obtain this value,
		all 0's must be specified.
	      </t>

	      <t hangText="Fwd TTL: 8 bits">
		<vspace blankLines="0"/>
		This field contains the configured multicast TTL
		threshold, if any, of the outgoing interface.
	      </t>

	      <t hangText="S: 1 bit">
		<vspace blankLines="0"/>
		If this bit is set, it indicates that the packet count
		for the source-group pair is for the source network,
		as determined by masking the source address with the
		Src Mask field.
	      </t>

	      <t hangText="Src Mask: 7 bits">
		<vspace blankLines="0"/>
		This field contains the number of 1's in the netmask
		the router has for the source (i.e. a value of 24
		means the netmask is 0xffffff00).  If the router is
		forwarding solely on group state, this field is set to
		127 (0x7f).
	      </t>

	      <t hangText="Forwarding Code: 8 bits">
		<vspace blankLines="0"/>
		This field contains a forwarding information/error code. Values with the high order bit set (0x80-0xff) are intended for use with conditions that are transitory or automatically recovered. Other forwarding code values indicate a need to fix a problem in the Query or a need to redirect the Query. <xref target="sec.query"/> and <xref target="sec.Trace.Req"/> explain how and when the Forwarding Code is filled. Defined values are as follows:
		<figure>
		  <artwork align="center">
Value  Name            Description
-----  --------------  ----------------------------------------------
0x00   NO_ERROR        No error
0x01   WRONG_IF        Mtrace2 Request arrived on an interface
                       to which this router would not forward for
                       the specified group towards the source or RP.
0x02   PRUNE_SENT      This router has sent a prune upstream which
                       applies to the source and group in the
                       Mtrace2 Request.
0x03   PRUNE_RCVD      This router has stopped forwarding for this
                       source and group in response to a request
                       from the downstream router.
0x04   SCOPED          The group is subject to administrative
                       scoping at this router.
0x05   NO_ROUTE        This router has no route for the source or
                       group and no way to determine a potential
                       route.
0x06   WRONG_LAST_HOP  This router is not the proper LHR.
0x07   NOT_FORWARDING  This router is not forwarding this source and
                       group out the outgoing interface for an
                       unspecified reason.
0x08   REACHED_RP      Reached the Rendezvous Point.
0x09   RPF_IF          Mtrace2 Request arrived on the expected
                       RPF interface for this source and group.
0x0A   NO_MULTICAST    Mtrace2 Request arrived on an interface
                       which is not enabled for multicast.
0x0B   INFO_HIDDEN     One or more hops have been hidden from this
                       trace.
0x0C   REACHED_GW      Mtrace2 Request arrived on a gateway (e.g.,
                       a NAT or firewall) that hides the
                       information between this router and the
                       Mtrace2 client.
0x0D   UNKNOWN_QUERY   A non-transitive Extended Query Type was
                       received by a router which does not support
                       the type.
0x80   FATAL_ERROR     A fatal error is one where the router may
                       know the upstream router but cannot forward
                       the message to it.
0x81   NO_SPACE        There was not enough room to insert another
                       Standard Response Block in the packet.
0x83   ADMIN_PROHIB    Mtrace2 is administratively prohibited.
		  </artwork>
		  <postamble>
		    <!--
		    The 0x80 bit of the Forwarding Code is used to
		    indicate a fatal error. A fatal error is one where
		    the router may know the upstream router but cannot
		    forward the message to it.
		    -->
		  </postamble>
		</figure>

	      </t>
	    </list>
	  </t>
	</section>

	<!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

	<section anchor="sec.respblk_v6" title="IPv6 Mtrace2 Standard Response Block">

	  <t>This section describes the message format of an IPv6
	  Mtrace2 Standard Response Block.  The Type field is also
	  0x04.</t>

	  <figure>
	    <artwork align="center">
0                   1                   2                   3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|     Type      |           Length              |      MBZ      |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                      Query Arrival Time                       |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                     Incoming Interface ID                     |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                     Outgoing Interface ID                     |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
*                         Local Address                         *
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
*                         Remote Address                        *
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
.           Input packet count on incoming interface            .
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
.           Output packet count on outgoing interface           .
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
.      Total number of packets for this source-group pair       .
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|          Rtg Protocol         |    Multicast Rtg Protocol     |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|              MBZ 2          |S|Src Prefix Len |Forwarding Code|
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
	    </artwork>
	    <postamble></postamble>
	  </figure>


	  <t>
	    <list style="hanging">
	      <t hangText="MBZ: 8 bits">
		<vspace blankLines="0"/>
		This field MUST be zeroed on transmission and ignored
		on reception.
	      </t>

	      <t hangText="Query Arrival Time: 32 bits">
		<vspace blankLines="0"/>
		Same definition as in IPv4.
	      </t>

	      <t hangText="Incoming Interface ID: 32 bits">
		<vspace blankLines="0"/>
		This field specifies the interface ID on which packets
		from the source or RP are expected to arrive, or 0 if
		unknown.  This ID should be the value taken from
		InterfaceIndex of the <xref
		target="refs.IFMIB">IF-MIB</xref> for this interface.
	      </t>

	      <t hangText="Outgoing Interface ID: 32 bits">
		<vspace blankLines="0"/>
		This field specifies the interface ID to which packets
		from the source or RP are expected to transmit, or 0
		if unknown.  This ID should be the value taken from
		InterfaceIndex of the <xref
		target="refs.IFMIB">IF-MIB</xref> for this interface
	      </t>

	      <t hangText="Local Address: 128 bits">
		<vspace blankLines="0"/>
		This field specifies a global IPv6 address that
		uniquely identifies the router.  A <xref
		target="refs.DefRtr">unique local unicast
		address</xref> SHOULD NOT be used unless the router is
		only assigned link-local and unique local addresses.
		If the router is only assigned link-local addresses,
		its link-local address can be specified in this field.
		<!-- In this case, interface indices used in the
		     Incoming and Outgoing Interface ID fields are
		     node-local information.-->
	      </t>

	      <t hangText="Remote Address: 128 bits">
		<vspace blankLines="0"/>
		This field specifies the address of the upstream
		router, which, in most cases, is a link-local unicast
		address for the upstream router.
	      </t>

	      <t>Although a link-local address does not have enough
	      information to identify a node, it is possible to detect
	      the upstream router with the assistance of Incoming
	      Interface ID and the current router address (i.e., Local
	      Address).</t>

	      <t>Note that this may be a multicast group (e.g.,
	      ALL-[protocol]-ROUTERS group) if the upstream router
	      is not known because of the workings of a multicast
	      routing protocol.  However, it should be the unspecified
	      address (::) if the incoming interface address is
	      unknown.</t>

	      <t hangText="Input packet count on incoming interface: 64 bits">
		<vspace blankLines="0"/>
		Same definition as in IPv4.
	      </t>

	      <t hangText="Output packet count on outgoing interface: 64 bits">
		<vspace blankLines="0"/>
		Same definition as in IPv4.
	      </t>

	      <t hangText="Total number of packets for this source-group pair: 64 bits">
		<vspace blankLines="0"/>
		Same definition as in IPv4, except if the S bit is set
		(see below), the count is for the source network, as
		specified by the Src Prefix Len field.  If the S bit
		is set and the Src Prefix Len field is 255, indicating
		no source-specific state, the count is for all sources
		sending to this group.  This counter should have the
		same value as ipMcastRoutePkts from the <xref
		target="refs.MROUTEMIB">IP Multicast MIB</xref> for
		this forwarding entry.
	      </t>

	      <t hangText="Rtg Protocol: 16 bits">
		<vspace blankLines="0"/>
		Same definition as in IPv4.
	      </t>

	      <t hangText="Multicast Rtg Protocol: 16 bits">
		<vspace blankLines="0"/>
		Same definition as in IPv4.
	      </t>

	      <t hangText="MBZ 2: 15 bits">
		<vspace blankLines="0"/>
		This field MUST be zeroed on transmission and ignored
		on reception.
	      </t>

	      <t hangText="S: 1 bit">
		<vspace blankLines="0"/>
		Same definition as in IPv4, except the Src Prefix Len
		field is used to mask the source address.
	      </t>

	      <t hangText="Src Prefix Len: 8 bits">
		<vspace blankLines="0"/>
		This field contains the prefix length this router has
		for the source.  If the router is forwarding solely on
		group state, this field is set to 255 (0xff).
	      </t>

	      <t hangText="Forwarding Code: 8 bits">
		<vspace blankLines="0"/>
		Same definition as in IPv4.
	      </t>
	    </list>
	  </t>
	</section>

	<!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

	<section anchor="sec.augment" title="Mtrace2 Augmented Response Block">

	  <t>In addition to the Standard Response Block, a multicast
	  router on the traced path can optionally add one or multiple
	  Augmented Response Blocks before sending the Request to its
	  upstream router.</t>

	  <t>The Augmented Response Block is flexible for various
	  purposes such as providing diagnosis information (see <xref
	  target="sec.diag"/>) and protocol verification.  Its Type
	  field is 0x05, and its format is as follows:</t>

	  <figure>
	    <artwork align="center">
0                   1                   2                   3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|     Type      |           Length              |      MBZ      |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|    Augmented Response Type    |           Value ....          |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
	    </artwork>
	  </figure>

	  <t>
	    <list style="hanging">
	      <t hangText="MBZ: 8 bits">
		<vspace blankLines="0"/>
		This field MUST be zeroed on transmission and ignored
		on reception.
	      </t>

	      <t hangText="Augmented Response Type: 16 bits">
		<vspace blankLines="0"/>
		This field specifies the type of various responses
		from a multicast router that might need to communicate
		back to the Mtrace2 client as well as the multicast
		routers on the traced path.
	      </t>

	      <t>The Augmented Response Type is defined as follows:

		<figure>
		  <artwork align="center">
Code      Type
======    ==============================================
0x0001    # of the returned Standard Response Blocks
		  </artwork>
		</figure>
	      </t>

	      <t>When the NO_SPACE error occurs on a router, the
	      router should send the original Mtrace2 Request received
	      from the downstream router as a Reply back to the
	      Mtrace2 client and continue with a new Mtrace2 Request.
	      In the new Request, the router adds a Standard
	      Response Block followed by an Augmented Response Block
	      with 0x01 as the Augmented Response Type, and the number
	      of the returned Mtrace2 Standard Response Blocks as the
	      Value.</t>

	      <t>Each upstream router recognizes the total number
	      of hops the Request has been traced so far by adding
	      this number and the number of the Standard Response
	      Block in the current Request message.</t>

	      <t>This document only defines one Augmented Response
	      Type in the Augmented Response Block.  The description
	      on how to provide diagnosis information using the
	      Augmented Response Block is out of the scope of this
	      document, and will be addressed in separate
	      documents.</t>

	      <t hangText="Value: variable length">
		<vspace blankLines="0"/>
		The format is based on the Augmented Response Type
		value.  The length of the value field is Length field
		minus 6.
	      </t>
	    </list>
	  </t>
	</section>

	<!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

        <section anchor="sec.ext_query_tlv" title="Mtrace2 Extended Query Block">
          <t>There may be a sequence of optional Extended Query Blocks
          that follow an Mtrace2 Query to further specify any
          information needed for the Query.  For example, an Mtrace2
          client might be interested in tracing the path the specified
          source and group would take based on a certain topology.  In
          this case, the client can pass in the multi-topology ID as
          the Value for an Extended Query Type (see below).  The
          Extended Query Type is extensible and the behavior of the
          new types will be addressed by separate documents.</t>

          <t>The Mtrace2 Extended Query Block's Type field is 0x06,
          and is formatted as follows:
          </t>

	  <figure>
	    <artwork align="center">
0                   1                   2                   3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|     Type      |           Length              |      MBZ    |T|
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|      Extended Query Type      |           Value ....          |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
	    </artwork>
	  </figure>

	  <t>
	    <list style="hanging">
	      <t hangText="MBZ: 7 bits">
		<vspace blankLines="0"/>
		This field MUST be zeroed on transmission and ignored
		on reception.
	      </t>

	      <t hangText="T-bit (Transitive Attribute): 1 bit">
		<vspace blankLines="0"/>
		If the TLV type is unrecognized by the receiving
		router, then this TLV is either discarded or forwarded
		along with the Query, depending on the value of this
		bit.  If this bit is set, then the router MUST forward
		this TLV.  If this bit is clear, the router MUST send
		an Mtrace2 Reply with an UNKNOWN_QUERY error.
	      </t>

	      <t hangText="Extended Query Type: 16 bits">
		<vspace blankLines="0"/>
		This field specifies the type of the Extended Query
		Block.
	      </t>

              <t hangText="Value: 16 bits">
		<vspace blankLines="0"/>
		This field specifies the value of this Extended Query.       
	      </t>
	    </list>
	  </t>

	</section>

      </section>

    </section>

    <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

    <section title="Router Behavior">

      <t>This section describes the router behavior in the context of
      Mtrace2 in detail.</t>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.query" title="Receiving Mtrace2 Query">
	<t>An Mtrace2 Query message is an Mtrace2 message with no
	response blocks filled in, and uses TLV type of 0x01.</t>

	<section anchor="sec.query.verify" title="Query Packet Verification">
	  <t>Upon receiving an Mtrace2 Query message, a router MUST
	  examine whether the Multicast Address and the Source Address
	  are a valid combination as specified in <xref
	  target="sec.query_tlv"/>, and whether the Mtrace2 Client
	  Address is a valid IP unicast address.  If either one is
	  invalid, the Query MUST be silently ignored.</t>

	  <t>Mtrace2 supports a non-local client to the LHR/RP.
A router MUST, however, support a mechanism to drop Queries from clients beyond a specified administrative boundary. The potential approaches are described in <xref target="sec.filter" />.</t>

	  <t>In the case where a local LHR client is required, the router must then examine the Query to see if it is the proper LHR/RP for the destination address in the packet. It is the proper local LHR if it has a multicast-capable interface on the same subnet as the Mtrace2 Client Address and is the router that would forward traffic from the given (S,G) or (*,G) onto that subnet. It is the proper RP if the multicast group address specified in the query is 0 and if the IP header destination address is a valid RP address on this router.</t>

<t>If the router determines that it is not the proper LHR/RP, or it cannot make that determination, it does one of two things depending on whether the Query was received via multicast or unicast.
If the Query was received via
	  multicast, then it MUST be silently discarded.  If it was
	  received via unicast, the router turns the Query into a
	  Reply message by changing the TLV type to 0x03 and appending
	  a Standard Response Block with a Forwarding Code of
	  WRONG_LAST_HOP.  The rest of the fields in the Standard
	  Response Block MUST be zeroed.  The router then sends the
	  Reply message to the Mtrace2 Client Address on the Client
	  Port # as specified in the Mtrace2 Query.</t>

	  <t>Duplicate Query messages as identified by the tuple
	  (Mtrace2 Client Address, Query ID) SHOULD be ignored.  This
	  MAY be implemented using a cache of previously processed
	  queries keyed by the Mtrace2 Client Address and Query ID
	  pair.  The duration of the cached entries is implementation
	  specific.  Duplicate Request messages MUST NOT be ignored in
	  this manner.</t>
	</section>

	<section title="Query Normal Processing">
	  <t>When a router receives an Mtrace2 Query and it determines
	  that it is the proper LHR/RP, it turns the Query to a Request
	  by changing the TLV type from 0x01 to 0x02, and performs the
	  steps listed in <xref target="sec.Trace.Req"/>.</t>
	</section>

      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.Trace.Req" title="Receiving Mtrace2 Request">
	<t>An Mtrace2 Request is an Mtrace2 message that uses TLV type
	of 0x02.  With the exception of the LHR, whose Request was
	just converted from a Query, each Request received by a router
	should have at least one Standard Response Block filled
	in.</t>

	<section title="Request Packet Verification">
	  <t>If the Mtrace2 Request does not come from an adjacent
	  router, or if the Request is not addressed to this router,
	  or if the Request is addressed to a multicast group which is
	  not a link-scoped group (i.e., 224.0.0.0/24 for IPv4, <xref
	  target="refs.IPv6Addr">FFx2::/16</xref> for IPv6), it MUST
	  be silently ignored.  The Generalized TTL Security Mechanism (GTSM) <xref target="refs.GTSM"/> SHOULD
	  be used by the router to determine whether the router is
	  adjacent or not. Source verification specified in <xref target="sec.filter" /> is also considered.</t>

	  <t>If the sum of the number of the Standard Response Blocks
	  in the received Mtrace2 Request and the value of the
	  Augmented Response Type of 0x01, if any, is equal or more
	  than the # Hops in the Mtrace2 Request, it MUST be silently
	  ignored.</t>
	</section>

	<section anchor="sec.Trace.Req.Proc" title="Request Normal Processing">
	  <t>When a router receives an Mtrace2 Request message, it
	  performs the following steps.  Note that it is possible to
	  have multiple situations covered by the Forwarding
	  Codes. The first one encountered is the one that is
	  reported, i.e. all "note Forwarding Code N" should be
	  interpreted as "if Forwarding Code is not already set, set
	  Forwarding Code to N". Note that in the steps described below the "Outgoing Interface" is the one on which the Mtrace2 Request message arrives.</t>

	  <t>
	  <list style='numbers'>
	    <t>Prepare a Standard Response Block to be appended to the
	    packet, setting all fields to an initial default value of zero.</t>

	    <t>If Mtrace2 is administratively prohibited, note the Forwarding Code of ADMIN_PROHIB and skip to step 4.</t>

	    <t>In the Standard Response Block, fill in the Query Arrival Time, Outgoing Interface Address (for IPv4) or Outgoing Interface ID (for IPv6), Output Packet Count, and Fwd TTL (for IPv4).</t>
	    
	    <t>Attempt to determine the forwarding information for the
	    specified source and group, using the same mechanisms as
	    would be used when a packet is received from the source
	    destined for the group.  A state need not be instantiated,
	    it can be a "phantom" state created only for the purpose
	    of the trace, such as "dry-run."

	    <vspace blankLines='1'/>
	    If using a shared-tree protocol and there is no
	    source-specific state, or if no source-specific
	    information is desired (i.e., all 1's for IPv4 or
	    unspecified address (::) for IPv6), group state should be
	    used.  If there is no group state or no group-specific
	    information is desired, potential source state (i.e., the
	    path that would be followed for a source-specific Join)
	    should be used.</t>

	    <t>If no forwarding information can be determined, the
	    router notes a Forwarding Code of NO_ROUTE, sets the
	    remaining fields that have not yet been filled in to zero,
	    and then sends an Mtrace2 Reply back to the Mtrace2
	    client.</t>

	    <t>If a Forwarding Code of ADMIN_PROHIB has been set, skip to step 7. Otherwise, fill in the Incoming Interface Address (or Incoming Interface ID and Local Address for IPv6), Upstream Router
	    Address (or Remote Address for IPv6), Input Packet Count, Total Number of Packets,
	    Routing Protocol, S, and Src Mask (or Src Prefix Len for
	    IPv6) using the forwarding information determined in
	    step 4.</t>

	    <t>If the Outgoing interface is not enabled for multicast,
	    note Forwarding Code of NO_MULTICAST.  If the Outgoing
	    interface is the interface from which the router would
	    expect data to arrive from the source, note forwarding
	    code RPF_IF.  If the Outgoing interface is not one to
	    which the router would forward data from the source or RP
	    to the group, a Forwarding code of WRONG_IF is noted.  In
	    the above three cases, the router will return an Mtrace2
	    Reply and terminate the trace.</t>

	    <t>If the group is subject to administrative scoping on
	    either the Outgoing or Incoming interfaces, a Forwarding
	    Code of SCOPED is noted.</t>

	    <t>If this router is the RP for the group for a non-source-specific query, note a
	    Forwarding Code of REACHED_RP. The router will send an
	    Mtrace2 Reply and terminate the trace.</t>

	    <t>If this router is directly connected to the specified source or source network on the Incoming interface, it sets the Upstream Router Address (for IPv4) or the Remote Address (for IPv6) of the response block to zero. The router will send an Mtrace2 Reply and terminate the trace.</t>

	    <t>If this router has sent a prune upstream which applies
	    to the source and group in the Mtrace2 Request, it notes a
	    Forwarding Code of PRUNE_SENT.  If the router has stopped
	    forwarding downstream in response to a prune sent by the
	    downstream router, it notes a Forwarding Code of PRUNE_RCVD.
	    If the router should normally forward traffic downstream
	    for this source and group but is not, it notes a Forwarding
	    Code of NOT_FORWARDING.</t>

	    <t>If this router is a gateway (e.g., a NAT or firewall)
	    that hides the information between this router and the
	    Mtrace2 client, it notes a Forwarding Code of REACHED_GW. The
	    router continues the processing as described in <xref
	    target="sec.proxy"/>.</t>

	    <t>If the total number of the Standard Response Blocks,
	    including the newly prepared one, and the value of the
	    Augmented Response Type of 0x01, if any, is less than the
	    # Hops in the Request, the packet is then forwarded to the
	    upstream router as described in <xref
	    target="sec.Forward"/>; otherwise, the packet is sent as
	    an Mtrace2 Reply to the Mtrace2 client as described in
	    <xref target="sec.reply"/>.</t>

	  </list>
	</t>
	</section>

      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.Forward" title="Forwarding Mtrace2 Request">

	<t>This section describes how an Mtrace2 Request should be
	forwarded.</t>

	<section anchor="sec.req_dest" title="Destination Address">
	  <t>If the upstream router for the Mtrace2 Request is known
	  for this request, the Mtrace2 Request is sent to that
	  router.  If the Incoming interface is known but the upstream
	  router is not, the Mtrace2 Request is sent to an appropriate
	  multicast address on the Incoming interface.  The multicast
	  address SHOULD depend on the multicast routing protocol in
	  use, such as ALL-[protocol]-ROUTERS group.  It MUST be a
	  link-scoped group (i.e., 224.0.0.0/24 for IPv4, FF02::/16 for
	  IPv6), and MUST NOT be the all-systems multicast group (224.0.0.1) for
	  IPv4 and All Nodes Address (FF02::1) for IPv6.  It MAY also
	  be the all-routers multicast group (224.0.0.2) for IPv4 or All Routers
	  Address (FF02::2) for IPv6 if the routing protocol in use
	  does not define a more appropriate multicast address.</t>
	</section>

	<section title="Source Address">
	  <t>An Mtrace2 Request should be sent with the address of the
	  Incoming interface.  However, if the Incoming interface is
	  unnumbered, the router can use one of its numbered interface
	  addresses as the source address.</t>
	</section>

	<section anchor="sec.append_respblk" title="Appending Standard Response Block">
	  <t>An Mtrace2 Request MUST be sent upstream towards the
	  source or the RP after appending a Standard Response Block
	  to the end of the received Mtrace2 Request.  The Standard
	  Response Block includes the multicast states and statistics
	  information of the router described in <xref
	  target="sec.respblk"/>.</t>

	  <t>If appending the Standard Response Block would make the
	  Mtrace2 Request packet longer than the MTU of the Incoming
	  Interface, or, in the case of IPv6, longer than 1280 bytes,
	  the router MUST change the Forwarding Code in the last
	  Standard Response Block of the received Mtrace2 Request into
	  NO_SPACE.  The router then turns the Request into a Reply
	  and sends the Reply as described in <xref
	  target="sec.reply"/>.</t>

	  <t>The router will continue with a new Request by copying
	  from the old Request excluding all the response blocks,
	  followed by the previously prepared Standard Response Block,
	  and an Augmented Response Block with Augmented Response Type
	  of 0x01 and the number of the returned Standard Response
	  Blocks as the value.  The new Request is then forwarded
	  upstream.</t>
	</section>

      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.reply" title="Sending Mtrace2 Reply">

	<t>An Mtrace2 Reply MUST be returned to the client by a router if any of the following conditions occur:</t>
	<t><list style='numbers'>
	  <t>The total number of the traced routers are equal to the # of hops in the request (including the one just added) plus the number of the returned blocks, if any.</t>
	  <t>Appending the Standard Response Block would make the Mtrace2 Request packet longer than the MTU of the Incoming interface. (In case of IPv6 not more than 1280 bytes; see <xref target="sec.append_respblk" /> for additional details on handling of this case.)</t>
	  <t>The request has reached the RP for a non source specific query or has reached the first hop router for a source specific query (see <xref target="sec.Trace.Req.Proc" />, items 9 and 10 for additional details).</t>
	</list></t>

	<section title="Destination Address">
	  <t>An Mtrace2 Reply MUST be sent to the address specified in
	  the Mtrace2 Client Address field in the Mtrace2 Request.</t>
	</section>

	<section title="Source Address">
	  <t>An Mtrace2 Reply SHOULD be sent with the address of the
	  router's Outgoing interface. However, if the Outgoing
	  interface address is unnumbered, the router can use one of
	  its numbered interface addresses as the source address.</t>
	</section>

	<section title="Appending Standard Response Block">
	  <t>An Mtrace2 Reply MUST be sent with the prepared Standard
	  Response Block appended at the end of the received Mtrace2
	  Request except in the case of NO_SPACE forwarding code.</t>
	</section>

      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.proxy" title="Proxying Mtrace2 Query">

	<t>When a gateway (e.g., a NAT or firewall), which needs to
	block unicast packets to the Mtrace2 client, or hide
	information between the gateway and the Mtrace2 client,
	receives an Mtrace2 Query from an adjacent host or Mtrace2
	Request from an adjacent router, it appends a Standard
	Response Block with REACHED_GW as the Forwarding Code. It
	turns the Query or Request into a Reply, and sends the Reply
	back to the client.</t>

	<t>At the same time, the gateway originates a new Mtrace2
	Query message by copying the original Mtrace2 header (the
	Query or Request without any of the response blocks), and
	makes the changes as follows:</t>

	<t>
	  <list style="symbols">
	    <t>sets the RPF interface's address as the Mtrace2 Client
	    Address;</t>
	    <t>uses its own port number as the Client Port #; and,</t>
	    <t>decreases # Hops by ((number of the Standard Response
	    Blocks that were just returned in a Reply) - 1). The "-1" in this expression accounts for the additional Standard Response Block appended by the gateway router.</t>
	  </list>
	</t>
	
	<t>The new Mtrace2 Query message is then sent to the upstream
	router or to an appropriate multicast address on the RPF
	interface.</t>

	<t>When the gateway receives an Mtrace2 Reply whose Query ID
	matches the one in the original Mtrace2 header, it MUST relay
	the Mtrace2 Reply back to the Mtrace2 client by replacing the
	Reply's header with the original Mtrace2 header.  If the
	gateway does not receive the corresponding Mtrace2 Reply
	within the [Mtrace Reply Timeout] period (see <xref
	target="sec.timer"/>), then it silently discards the original
	Mtrace2 Query or Request message, and terminates the
	trace.</t>

      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.hide" title="Hiding Information">
	<t>Information about a domain's topology and connectivity may
	be hidden from the Mtrace2 Requests. The Forwarding Code of
	INFO_HIDDEN may be used to note that.  For example, the
	incoming interface address and packet count on the ingress
	router of a domain, and the outgoing interface address and
	packet count on the egress router of the domain can be
	specified as all 1's.  Additionally, the source-group packet
	count (see <xref target="sec.respblk"/> and <xref
	target="sec.respblk_v6"/>) within the domain may be all 1's if
	it is hidden.</t>
      </section>

    </section>

    <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

    <section anchor="sec.client" title="Client Behavior">

      <t>This section describes the behavior of an Mtrace2 client in
      detail.</t>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.sending_query" title="Sending Mtrace2 Query">

	<t>An Mtrace2 client initiates an Mtrace2 Query by sending the
	Query to the LHR of interest.</t>

	<section anchor="sec.sending_query_dst" title="Destination Address">

	  <t>If an Mtrace2 client knows the proper LHR, it unicasts an
	  Mtrace2 Query packet to that router; otherwise, it MAY send
	  the Mtrace2 Query packet to the all-routers multicast group
	  (224.0.0.2) for IPv4 or All Routers Address (FF02::2) for
	  IPv6.  This will ensure that the packet is received by the
	  LHR on the subnet.
	  </t>
	  <t>See also <xref target="sec.Lasthop"/> on determining the
	  LHR.</t>
	</section>

	<section title="Source Address">
	  <t>An Mtrace2 Query MUST be sent with the client's interface
	  address, which is the Mtrace2 Client Address.</t>
	</section>

      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.client.path" title="Determining the Path">
	<t>An Mtrace2 client could send an initial Query messages with
	a large # Hops, in order to try to trace the full path. If
	this attempt fails, one strategy is to perform a linear search
	(as the traditional unicast traceroute program does); set the
	# Hops field to 1 and try to get a Reply, then 2, and so
	on.
	If no Reply is received at a certain hop, this hop is identified as the probable cause of forwarding failures on the path. Nevertheless, the sender may attempt to continue tracing past the non-responding hop by further increasing the hop count in the hopes that further hops may respond. Each of these attempts MUST NOT be initiated before the previous attempt has terminated either because of successful reception of a Reply or because the [Mtrace Reply Timeout] timeout has occurred.</t>
	<t>See also <xref target="sec.broken"/> on receiving the
	results of a trace.</t>
      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section title="Collecting Statistics">
	<t>After a client has determined that it has traced the whole
	path or as much as it can expect to (see <xref
	target="sec.terminate"/>), it might collect statistics by
	waiting a short time and performing a second trace. If the
	path is the same in the two traces, statistics can be
	displayed as described in <xref target="sec.loss"/> and <xref
	target="sec.util"/>.</t>
      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.Lasthop" title="Last Hop Router (LHR)">
	<t>The Mtrace2 client may not know which is the last-hop
	router, or that router may be behind a firewall that blocks
	unicast packets but passes multicast packets. In these cases,
	the Mtrace2 Request should be multicasted to the all-routers multicast group (224.0.0.2) for IPv4 or All Routers
	Address (FF02::2) for IPv6. All routers except the correct
	last-hop router SHOULD ignore any Mtrace2 Request received via
	multicast.</t>

      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.first" title="First Hop Router (FHR)">

	<t>The IANA assigned 224.0.1.32 as the
	default multicast group for old IPv4 mtrace (v1) responses, in
	order to support mtrace clients that are not unicast reachable
	from the first-hop router.  Mtrace2, however, does not require
	any IPv4/IPv6 multicast addresses for the Mtrace2 Replies.
	Every Mtrace2 Reply is sent to the unicast address specified
	in the Mtrace2 Client Address field of the Mtrace2 Reply.</t>

      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.broken" title="Broken Intermediate Router">
	<t>A broken intermediate router might simply not understand
	Mtrace2 packets, and drop them.  The Mtrace2 client will get
	no Reply at all as a result.  It should then perform a
	hop-by-hop search by setting the # Hops field until it gets an
	Mtrace2 Reply.  The client may use linear or binary search;
	however, the latter is likely to be slower because a failure
	requires waiting for the [Mtrace Reply Timeout] period.</t>
      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.nonsupport" title="Non-Supported Router">

	<t>When a non-supported router receives an Mtrace2 Query or
	Request message whose destination address is a multicast
	address, the router will silently discard the message.</t>

	<t>When the router receives an Mtrace2 Query which is destined
	to itself, the router returns an Internet Control Message Protocol (ICMP) port unreachable to
	the Mtrace2 client.  On the other hand, when the router
	receives an Mtrace2 Request which is destined to itself, the
	router returns an ICMP port unreachable to its adjacent
	router from which the Request receives.  Therefore, the
	Mtrace2 client needs to terminate the trace when the [Mtrace
	Reply Timeout] timeout has occurred, and may then issue
	another Query with a lower number of # Hops.</t>

      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.terminate" title="Mtrace2 Termination">

	<t>When performing an expanding hop-by-hop trace, it is
	necessary to determine when to stop expanding.</t>

	<section title="Arriving at Source">
	  <t>A trace can be determined to have arrived at the source
	  if the Incoming Interface of the last router in the trace is
	  non-zero, but the Upstream Router is zero.</t>
	</section>

	<section title="Fatal Error">
	  <t>A trace has encountered a fatal error if the last
	  Forwarding Error in the trace has the 0x80 bit set.</t>
	</section>

	<section title="No Upstream Router">
	  <t>A trace cannot continue if the last Upstream Router in
	  the trace is set to 0.</t>
	</section>

	<section anchor="sec.timer" title="Reply Timeout">
	  <t>This document defines the [Mtrace Reply Timeout] value,
	  which is used to time out an Mtrace2 Reply as seen in <xref
	  target="sec.proxy"/>, <xref target="sec.client.path"/>, and
	  <xref target="sec.nonsupport"/>.  The default [Mtrace Reply
	  Timeout] value is 10 (seconds), and can be manually changed
	  on the Mtrace2 client and routers.</t>
	</section>

      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section anchor="sec.cont" title="Continuing after an Error">
	<t>When the NO_SPACE error occurs, as described in <xref
	target="sec.Trace.Req"/>, a router will send back an Mtrace2
	Reply to the Mtrace2 client, and continue with a new Request
	(see <xref target="sec.append_respblk"/>).  In this case, the
	Mtrace2 client may receive multiple Mtrace2 Replies from
	different routers along the path.  When this happens, the
	client MUST treat them as a single Mtrace2 Reply message by collating the augmented response blocks of subsequent Replies sharing the same query ID, sequencing each cluster of augmented response blocks based on the order in which they are received.</t>

	<t>If a trace times out, it is very likely that a router in the middle of the path does not support Mtrace2.  That router's address will be in the Upstream Router field of the last Standard Response Block in the last received Reply.  A client may be able to determine (via mrinfo or the Simple Network Management Protocol (SNMP) <xref target="refs.DefRtr"/><xref target="refs.MROUTEMIB"/>) a list of neighbors of the non-responding router.
The neighbors obtained in this way could then be probed (via the multicast MIB <xref target="refs.MROUTEMIB"/>) to determine which one is the upstream neighbor (i.e., Reverse Path Forwarding (RPF) neighbor) of the non-responding router. This algorithm can identify the upstream neighbor because, even though there may be multiple neighbors, the non-responding router should only have sent a "join" to the one neighbor corresponding to its selected RPF path. Because of this, only the RPF neighbor should contain the non-responding router as a multicast next hop in its MIB output list for the affected multicast route.</t>
      </section>
    </section>

    <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

    <section title="Protocol-Specific Considerations">

      <t>This section describes the Mtrace2 behavior with the presence
      of different multicast protocols.</t>

      <section title="PIM-SM">
	<t>When an Mtrace2 reaches a PIM-SM RP, and the RP does not
	forward the trace on, it means that the RP has not performed a
	source-specific join so there is no more state to
	trace.  However, the path that traffic would use if the RP did
	perform a source-specific join can be traced by setting the
	trace destination to the RP, the trace source to the traffic
	source, and the trace group to 0.  This Mtrace2 Query may be
	unicasted to the RP, and the RP takes the same actions as an LHR.</t>
      </section>

      <section title="Bi-Directional PIM">
	<t><xref target="refs.Bidir">Bi-directional PIM</xref> is a
	variant of PIM-SM that builds bi-directional shared trees
	connecting multicast sources and receivers. Along the
	bi-directional shared trees, multicast data is natively
	forwarded from the sources to the Rendezvous Point Link (RPL),
	and from which, to receivers without requiring source-specific
	state.  In contrast to PIM-SM, Bi-directional PIM always has
	the state to trace.</t>

	<t>A Designated Forwarder (DF) for a given Rendezvous Point
	Address (RPA) is in charge of forwarding downstream traffic
	onto its link, and forwarding upstream traffic from its link
	towards the RPL that the RPA belongs to.  Hence Mtrace2 Reply
	reports DF addresses or RPA along the path.</t>
      </section>

      <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

      <section title="PIM-DM">
	<t>Routers running PIM Dense Mode <xref target="refs.PIMDM"/>
	do not know the path packets would take unless traffic is
	flowing. Without some extra protocol mechanism, this means
	that in an environment with multiple possible paths with
	branch points on shared media, Mtrace2 can only trace existing
	paths, not potential paths. When there are multiple possible
	paths but the branch points are not on shared media, the
	upstream router is known, but the LHR may not know that it is
	the appropriate last hop.</t>

	<t>When traffic is flowing, PIM Dense Mode routers know
	whether or not they are the LHR for the link (because they won
	or lost an Assert battle) and know who the upstream router is
	(because it won an Assert battle). Therefore, Mtrace2 is
	always able to follow the proper path when traffic is
	flowing.</t>
      </section>

      <section title="IGMP/MLD Proxy">
	<t>When an <xref target="refs.Proxy">IGMP or Multicast Listener Discovery (MLD) Proxy</xref>
	receives an Mtrace2 Query packet on an incoming interface, it
	notes a WRONG_IF in the Forwarding Code of the last Standard
	Response Block (see <xref target="sec.respblk"/>), and sends
	the Mtrace2 Reply back to the Mtrace2 client.  On the other
	hand, when an Mtrace2 Query packet reaches an outgoing
	interface of the IGMP/MLD proxy, it is forwarded onto its
	incoming interface towards the upstream router.</t>
      </section>

    </section>

    <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

    <section anchor="sec.diag" title="Problem Diagnosis">

      <t>This section describes different scenarios Mtrace2 can be used
      to diagnose the multicast problems.</t>

      <section title="Forwarding Inconsistencies">
	<t>The Forwarding Error code can tell if a group is
	unexpectedly pruned or administratively scoped.</t>
      </section>

      <section title="TTL or Hop Limit Problems">
	<t>By taking the maximum of hops from the source and
	forwarding TTL threshold over all hops, it is possible to
	discover the TTL or hop limit required for the source to reach
	the destination.</t>
      </section>

      <section anchor="sec.loss" title="Packet Loss">
	<t>By taking multiple traces, it is possible to find packet loss information by tracking the difference between the output packet count for the specified source-group address pair at a given upstream router and the input packet count on the next hop downstream router. On a point-to-point link, any steadily increasing difference in these counts implies packet loss. Although the packet counts will differ due to Mtrace2 Request propagation delay, the difference should remain essentially constant (except for jitter caused by differences in propagation time among the trace iterations). However, this difference will display a steady increase if packet loss is occurring.
On a shared link, the count of input
	packets can be larger than the number of output packets at the
	previous hop, due to other routers or hosts on the link
	injecting packets. This appears as "negative loss" which may
	mask real packet loss.</t>

	<t>In addition to the counts of input and output packets for
	all multicast traffic on the interfaces, the Standard Response
	Block includes a count of the packets forwarded by a node for
	the specified source-group pair.  Taking the difference in
	this count between two traces and then comparing those
	differences between two hops gives a measure of packet loss
	just for traffic from the specified source to the specified
	receiver via the specified group.  This measure is not
	affected by shared links.</t>

	<t>On a point-to-point link that is a multicast tunnel, packet
	loss is usually due to congestion in unicast routers along the
	path of that tunnel. On native multicast links, loss is more
	likely in the output queue of one hop, perhaps due to priority
	dropping, or in the input queue at the next hop. The counters
	in the Standard Response Block do not allow these cases to be
	distinguished. Differences in packet counts between the
	incoming and outgoing interfaces on one node cannot generally
	be used to measure queue overflow in the node.</t>
      </section>

      <section anchor="sec.util" title="Link Utilization">
	<t>Again, with two traces, you can divide the difference in
	the input or output packet counts at some hop by the
	difference in time stamps from the same hop to obtain the
	packet rate over the link. If the average packet size is
	known, then the link utilization can also be estimated to see
	whether packet loss may be due to the rate limit or the
	physical capacity on a particular link being exceeded.</t>
      </section>

      <section title="Time Delay">
	<t>If the routers have synchronized clocks, it is possible to
	estimate propagation and queuing delay from the differences
	between the timestamps at successive hops. However, this delay
	includes control processing overhead, so is not necessarily
	indicative of the delay that data traffic would
	experience.</t>
      </section>

    </section>

    <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

    <section anchor="sec.iana" title="IANA Considerations">
      <t>The following new registries are to be created and maintained under the "Specification Required" registry policy as specified <xref target="refs.IANA">in</xref>.</t>

      <section title='"Mtrace2 Forwarding Codes" Registry'>
	<t>This is an integer in the range 0-255. Assignment of a Forwarding Code requires specification of a value and a name for the Forwarding Code. Initial values for the forwarding codes are given in the table at the end of <xref target="sec.respblk"/>. Additional values (specific to IPv6) may also be specified at the end of <xref target="sec.respblk_v6"/>. Any additions to this registry are required to fully describe the conditions under which the new Forwarding Code is used.</t>
      </section>

      <section title='"Mtrace2 TLV Types" Registry'>
	<t>Assignment of a TLV Type requires specification of an integer value "Code" in the range 0-255 and a name ("Type"). Initial values for the TLV Types are given in the table at the beginning of <xref target="sec.tlv" />.</t>
      </section>

      <section title="UDP Destination Port">
	<t>IANA has assigned UDP user port 33435 (mtrace) for use by this protocol as the Mtrace2 UDP destination port.</t>
      </section>
    </section>

    <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

    <section title="Security Considerations">

      <t>This section addresses some of the security considerations
      related to Mtrace2.</t>

      <section anchor="sec.header" title="Addresses in Mtrace2 Header">
	<t>An Mtrace2 header includes three addresses, source address,
	multicast address, and Mtrace2 client address. These addresses
	MUST be congruent with the definition defined in <xref
	target="sec.query_tlv"/> and forwarding Mtrace2 messages
	having invalid addresses MUST be prohibited. For instance, if
	Mtrace2 Client Address specified in an Mtrace2 header is a
	multicast address, then a router that receives the Mtrace2
	message MUST silently discard it.</t>
      </section>

      <section anchor="sec.filter" title="Verification of Clients and Peers">

	<t>A router providing Mtrace2 functionality MUST support a source verification mechanism to drop Queries from clients and Requests from peer router or client addresses that are unauthorized or that are beyond a specified administrative boundary. This verification could, for example, be specified via a list of allowed/disallowed client and peer addresses or subnets for a given Mtrace2 message type sent to the Mtrace2 protocol port. If a Query or Request is received from an unauthorized address or one beyond the specified administrative boundary, the Query/Request MUST NOT be processed. The router MAY, however, perform rate limited logging of such events.</t>

	<t>The required use of source verification on the participating routers minimizes the possible methods for introduction of spoofed Query/Request packets that would otherwise enable DoS amplification attacks targeting an authorized "query" host. The source verification mechanisms provide this protection by allowing Query messages from an authorized host address to be received only by the router(s) connected to that host, and only on the interface to which that host is attached. For protection against spoofed Request messages, the source verification mechanisms allow Request messages only from a directly connected routing peer and allow these messages to be received only on the interface to which that peer is attached.</t>

	<t>Note that the following vulnerabilities cannot be covered by the source verification methods described here. These methods can, nevertheless, prevent attacks launched from outside the boundaries of a given network as well as from any hosts within the network that are not on the same LAN as an intended authorized query client.</t>

	<t><list style="symbols">
	  <t>A server/router "B" other than the server/router "A" that actually "owns" a given IP address could, if it is connected to the same LAN, send an Mtrace2 Query or Request with the source address set to the address for server/router "A". This is not a significant threat, however, if only trusted servers and routers are connected to that LAN.</t>
	</list></t>

	<t><list style="symbols">
	  <t>A malicious application running on a trusted server or router could send packets that might cause an amplification problem. It is beyond the scope of this document to protect against a DoS attack launched from the same host that is the target of the attack or from another "on path" host, but this is not a likely threat scenario. In addition, routers on the path MAY rate-limit the packets as specified in <xref target="sec.limit.query" /> and <xref target="sec.limit.reply" />.</t>
	</list></t>

      </section>	

      <section anchor="sec.topo.disc" title="Topology Discovery">
	<t>Mtrace2 can be used to discover any actively-used
	topology. If your network topology is a secret, Mtrace2 may be
	restricted at the border of your domain, using the
	ADMIN_PROHIB forwarding code.</t>
      </section>

      <section anchor="sec.multicast" title="Characteristics of Multicast Channel">
	<t>Mtrace2 can be used to discover what sources are sending to
	what groups and at what rates. If this information is a
	secret, Mtrace2 may be restricted at the border of your
	domain, using the ADMIN_PROHIB forwarding code.</t>
      </section>

      <section anchor="sec.limit.query" title="Limiting Query/Request Rates">
	<t>A router may limit Mtrace2 Queries and Requests by ignoring
	some of the consecutive messages.  The router MAY randomly
	ignore the received messages to minimize the processing
	overhead, i.e., to keep fairness in processing queries, or
	prevent traffic amplification. The rate limit is left to the
	router's implementation.</t>
      </section>

      <section anchor="sec.limit.reply" title="Limiting Reply Rates">
	<t>The proxying and NO_SPACE behaviors may result in one Query
	returning multiple Reply messages.  In order to prevent abuse,
	the routers in the traced path MAY need to rate-limit the Replies.
	The rate limit function is left to the router's
	implementation.</t>
      </section>

      <section title="Specific Security Concerns">

	<section title="Request and Response Bombardment">
	  <t>A malicious sender could generate invalid and undesirable Mtrace2 traffic to hosts and/or routers on a network by eliciting responses to spoofed or multicast client addresses. This could be done via forged or multicast client/source addresses in Mtrace2 Query or Request messages. The recommended protections against this type of attack are described in <xref target="sec.header"/>, <xref target="sec.filter"/>, <xref target="sec.limit.query"/>, and <xref target="sec.limit.reply"/>.</t>
	</section>

	<section anchor="sec.amplification" title="Amplification Attack">
	  <t>Because an Mtrace2 Query results in Mtrace2 Request and Mtrace2 Reply messages that are larger than the original message, the potential exists for an amplification attack from a malicious sender. This threat is minimized by restricting the set of addresses from which Mtrace2 messages can be received on a given router as specified in <xref target="sec.filter"/>.</t>

	  <t>In addition, for a router running a PIM protocol (PIM-SM, PIM-DM, PIM Source-Specific Multicast, or Bi-Directional PIM), the router SHOULD drop any Mtrace2 Request or Reply message that is received from an IP address that does not correspond to an authenticated PIM neighbor on the interface from which the packet is received. The intent of this text is to prevent non-router endpoints from injecting Request messages. Implementations of non-PIM protocols SHOULD employ some other mechanism to prevent this attack.</t>
	</section>

	<section title="Leaking of Confidential Topology Details">
	  <t>Mtrace2 Queries are a potential mechanism for obtaining confidential topology information for a targeted network. <xref target="sec.filter"/> and <xref target="sec.multicast" /> describe required and optional methods for ensuring that information delivered with Mtrace2 messages is not disseminated to unauthorized hosts.</t>
	</section>

	<section title="Delivery of False Information (Forged Reply Messages)">
	  <t>Forged Reply messages could potentially provide a host with invalid or incorrect topology information. They could also provide invalid or incorrect information regarding multicast traffic statistics, multicast stream propagation delay between hops, multicast and unicast protocols in use between hops and other information used for analyzing multicast traffic patterns and for troubleshooting multicast traffic problems. This threat is mitigated by the following factors:</t>
	  <t><list style="symbols">
	    <t>The required source verification of permissible source addresses specified in <xref target="sec.filter"/> eliminates the origination of forged Replies from addresses that have not been authorized to send Mtrace2 messages to routers on a given network. This mechanism can block forged Reply messages sent from any "off path" source.</t>

	    <t>To forge a Reply, the sender would need to somehow know (or guess) the associated two byte Query ID for an extant Query and the dynamically allocated source port number. Because "off path" sources can be blocked by a source verification mechanism, the scope of this threat is limited to "on path" attackers.</t>

	    <t>The required use of source verification (<xref target="sec.filter" />) and recommended use of PIM neighbor authentication (<xref target="sec.amplification" />) for messages that are only valid when sent by a multicast routing peer (Request and Reply messages) eliminate the possibility of reception of a forged Reply from an authorized host address that does not belong to a multicast peer router.</t>

	    <t>The use of encryption between the source of a Query and the endpoint of the trace would provide a method to protect the values of the Query ID and the dynamically allocated client (source) port (see <xref target="sec.query_tlv" />). These are the values needed to create a forged Reply message that would pass validity checks at the querying client.
	    This type of cryptographic protection is not practical, however, because the primary reason for executing an Mtrace2 is that the destination endpoint (and path to that endpoint) are not known by the querying client.
	    While it is not practical to provide cryptographic protection between a client and the Mtrace2 endpoints (destinations), it may be possible to prevent forged responses from "off path" nodes attached to any Mtrace2 transit LAN by devising a scheme to encrypt the critical portions of an Mtrace2 message between each valid sender/receiver pair at each hop to be used for multicast/mtrace transit. The use of encryption protection between nodes is, however, out of the scope of this document.</t>
	    
	  </list></t>
	</section>
	
      </section>

    </section>

    <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

    <section title="Acknowledgements">
      <t>This specification started largely as a transcription of Van
      Jacobson's slides from the 30th IETF, and the implementation in
      mrouted 3.3 by Ajit Thyagarajan. Van's original slides credit
      Steve Casner, Steve Deering, Dino Farinacci and Deb Agrawal. The
      original multicast traceroute client, mtrace (version 1), has
      been implemented by Ajit Thyagarajan, Steve Casner and Bill
      Fenner. The idea of the "S" bit to allow statistics for a source
      subnet is due to Tom Pusateri.</t>

      <t>For the Mtrace version 2 specification, the authors would
      like to give special thanks to Tatsuya Jinmei, Bill Fenner, and
      Steve Casner.  Also, extensive comments were received from David
      L. Black, Ronald Bonica, Yiqun Cai, Liu Hui, Bharat Joshi,
      Robert Kebler, John Kristoff, Mankamana Mishra, Heidi Ou, Eric Rescorla, Pekka Savola, Shinsuke Suzuki, Dave Thaler, Achmad Husni Thamrin, Stig Venaas, Cao Wei, and the Mboned working group members.</t>

    </section>

    <!-- %%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%% -->

  </middle>

  <!--  *****BACK MATTER ***** -->

  <back>

    <references title="Normative References">
<!--      &RFC2119;
      &RFC8174;-->

      <reference anchor="refs.KEYWORDS">
	<front>
	  <title>Key words for use in RFCs to indicate requirement
	  levels</title>
	  <author initials="S" surname="Bradner"/>
	  <date month="March" year="1997"/>
	</front>
	<seriesInfo name="RFC" value="2119"/>
      </reference>

      <reference anchor="refs.IPv6">
	<front>
	  <title>Internet Protocol, Version 6 (IPv6) Specification</title>
	  <author initials="S" surname="Deering"/>
	  <author initials="R" surname="Hinden"/>
	  <date month="July" year="2017"/>
	</front>
	<seriesInfo name="RFC" value="8200"/>
      </reference>
      <reference anchor="refs.IPv6Addr">
	<front>
	  <title>IP Version 6 Addressing Architecture</title>
	  <author initials="R" surname="Hinden"/>
	  <author initials="S" surname="Deering"/>
	  <date month="February" year="2006"/>
	</front>
	<seriesInfo name="RFC" value="4291"/>
      </reference>

      <reference anchor="refs.IANA">
	<front>
	  <title>Guidelines for Writing an IANA Considerations Section
	  in RFCs</title>
	  <author initials="M" surname="Cotton"/>
	  <author initials="B" surname="Leiba"/>
	  <author initials="T" surname="Narten"/>
	  <date month="June" year="2017"/>
	</front>
	<seriesInfo name="RFC" value="8126"/>
      </reference>

      <reference anchor="refs.PIMSM">
	<front>
	  <title>Protocol Independent Multicast - Sparse Mode
	  (PIM-SM): Protocol Specification (Revised)</title>
	  <author initials="B" surname="Fenner"/>
	  <author initials="M" surname="Handley"/>
	  <author initials="H" surname="Holbrook"/>
	  <author initials="I" surname="Kouvelas"/>
	  <author initials="R" surname="Parekh"/>
	  <author initials="Z" surname="Zhang"/>
	  <author initials="L" surname="Zheng"/>
	  <date month="March" year="2016"/>
	</front>
	<seriesInfo name="RFC" value="7761"/>
      </reference>

      <reference anchor="refs.Bidir">
	<front>
	  <title>Bidirectional Protocol Independent Multicast
	  (BIDIR-PIM)</title>
	  <author initials="M" surname="Handley"/>
	  <author initials="I" surname="Kouvelas"/>
	  <author initials="T" surname="Speakman"/>
	  <author initials="L" surname="Vicisano"/>
	  <date month="October" year="2007"/>
	</front>
	<seriesInfo name="RFC" value="5015"/>
      </reference>

      <reference anchor="refs.Proxy">
	<front>
	  <title>Internet Group Management Protocol (IGMP) / Multicast
	  Listener Discovery (MLD)-Based Multicast Forwarding
	  ("IGMP/MLD Proxying")</title>
	  <author initials="B" surname="Fenner"/>
	  <author initials="H" surname="He"/>
	  <author initials="B" surname="Haberman"/>
	  <author initials="H" surname="Sandick"/>
	  <date month="August" year="2006"/>
	</front>
	<seriesInfo name="RFC" value="4605"/>
      </reference>

    </references>

    <references title="Informative References">
      <reference anchor="refs.IGMPv3">
	<front>
	  <title>Internet Group Management Protocol, Version 3</title>
	  <author initials="B" surname="Cain"/>
	  <author initials="S" surname="Deering"/>
	  <author initials="I" surname="Kouvelas"/>
	  <author initials="B" surname="Fenner"/>
	  <author initials="A" surname="Thyagarajan"/>
	  <date month="October" year="2002"/>
	</front>
	<seriesInfo name="RFC" value="3376"/>
      </reference>

      <reference anchor="refs.AMT">
	<front>
	  <title>Automatic Multicast Tunneling</title>
	  <author initials="G" surname="Bumgardner"/>
	  <date month="February" year="2015"/>
	</front>
	<seriesInfo name="RFC" value="7450"/>
      </reference>

      <reference anchor="refs.MVPN">
	<front>
	  <title>Multicast in MPLS/BGP IP VPNs</title>
	  <author initials="E" surname="Rosen"/>
	  <author initials="R" surname="Aggarwal"/>
	  <date month="February" year="2012"/>
	</front>
	<seriesInfo name="RFC" value="6513"/>
      </reference>

      <reference anchor="refs.DefRtr">
	<front>
	  <title>Default Router Preferences and More-Specific Routes</title>
	  <author initials="R" surname="Draves"/>
	  <author initials="D" surname="Thaler"/>
	  <date month="November" year="2005"/>
	</front>
	<seriesInfo name="RFC" value="4191"/>
      </reference>

      <reference anchor="refs.IFMIB">
	<front>
	  <title>The Interfaces Group MIB</title>
	  <author initials="K" surname="McCloghrie"/>
	  <author initials="F" surname="Kastenholz"/>
	  <date month="June" year="2000"/>
	</front>
	<seriesInfo name="RFC" value="2863"/>
      </reference>

      <reference anchor="refs.MROUTEMIB">
	<front>
	  <title>IP Multicast MIB</title>
	  <author initials="D" surname="McWalter"/>
	  <author initials="D" surname="Thaler"/>
	  <author initials="A" surname="Kessler"/>
	  <date month="December" year="2007"/>
	</front>
	<seriesInfo name="RFC" value="5132"/>
      </reference>

      <reference anchor="refs.GTSM">
	<front>
	  <title>The Generalized TTL Security Mechanism (GTSM)</title>
	  <author initials="V" surname="Gill"/>
	  <author initials="J" surname="Heasley"/>
	  <author initials="D" surname="Meyer"/>
	  <author initials="P" surname="Savola"/>
	  <author initials="C" surname="Pignataro"/>
	  <date month="October" year="2007"/>
	</front>
	<seriesInfo name="RFC" value="5082"/>
      </reference>

      <reference anchor="refs.PIMDM">
	<front>
	  <title>Protocol Independent Multicast - Dense Mode (PIM-DM): Protocol Specification (Revised)</title>
	  <author initials="A" surname="Adams"/>
	  <author initials="J" surname="Nicholas"/>
	  <author initials="W" surname="Siadak"/>
	  <date month="January" year="2005"/>
	</front>
	<seriesInfo name="RFC" value="3973"/>
      </reference>

    </references>
  </back>
</rfc>
