MILE Working Group R. Danyliw Internet-Draft CERT Obsoletes: 5070 (if approved) February 1, 2016 Intended status: Standards Track Expires: August 4, 2016 The Incident Object Description Exchange Format v2 draft-ietf-mile-rfc5070-bis-16 Abstract The Incident Object Description Exchange Format (IODEF) defines a data representation for sharing information commonly exchanged by Computer Security Incident Response Teams (CSIRTs) about computer security incidents. This document describes the information model for the IODEF and provides an associated data model specified with XML Schema. Status of This Memo This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet- Drafts is at http://datatracker.ietf.org/drafts/current/. 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Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of Danyliw Expires August 4, 2016 [Page 1] Internet-Draft IODEF v2 February 2016 the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License. This document may contain material from IETF Documents or IETF Contributions published or made publicly available before November 10, 2008. The person(s) controlling the copyright in some of this material may not have granted the IETF Trust the right to allow modifications of such material outside the IETF Standards Process. Without obtaining an adequate license from the person(s) controlling the copyright in such materials, this document may not be modified outside the IETF Standards Process, and derivative works of it may not be created outside the IETF Standards Process, except to format it for publication as an RFC or to translate it into languages other than English. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 4 1.1. Changes from 5070 . . . . . . . . . . . . . . . . . . . . 6 1.2. Terminology . . . . . . . . . . . . . . . . . . . . . . . 7 1.3. Notations . . . . . . . . . . . . . . . . . . . . . . . . 7 1.4. About the IODEF Data Model . . . . . . . . . . . . . . . 8 1.5. About the IODEF Implementation . . . . . . . . . . . . . 8 2. IODEF Data Types . . . . . . . . . . . . . . . . . . . . . . 9 2.1. Integers . . . . . . . . . . . . . . . . . . . . . . . . 9 2.2. Real Numbers . . . . . . . . . . . . . . . . . . . . . . 9 2.3. Characters and Strings . . . . . . . . . . . . . . . . . 9 2.4. Multilingual Strings . . . . . . . . . . . . . . . . . . 9 2.5. Bytes . . . . . . . . . . . . . . . . . . . . . . . . . . 10 2.6. Hexadecimal Bytes . . . . . . . . . . . . . . . . . . . . 11 2.7. Enumerated Types . . . . . . . . . . . . . . . . . . . . 11 2.8. Date-Time String . . . . . . . . . . . . . . . . . . . . 11 2.9. Timezone String . . . . . . . . . . . . . . . . . . . . . 11 2.10. Port Lists . . . . . . . . . . . . . . . . . . . . . . . 11 2.11. Postal Address . . . . . . . . . . . . . . . . . . . . . 12 2.12. Telephone and Fax Numbers . . . . . . . . . . . . . . . . 12 2.13. Email String . . . . . . . . . . . . . . . . . . . . . . 12 2.14. Uniform Resource Locator strings . . . . . . . . . . . . 12 2.15. Identifiers and Identifier References . . . . . . . . . . 12 2.16. Software . . . . . . . . . . . . . . . . . . . . . . . . 13 2.16.1. SoftwareReference Class . . . . . . . . . . . . . . 13 2.17. Extension . . . . . . . . . . . . . . . . . . . . . . . . 15 3. The IODEF Data Model . . . . . . . . . . . . . . . . . . . . 18 3.1. IODEF-Document Class . . . . . . . . . . . . . . . . . . 18 3.2. Incident Class . . . . . . . . . . . . . . . . . . . . . 19 3.3. Common Attributes . . . . . . . . . . . . . . . . . . . . 23 3.3.1. restriction Attribute . . . . . . . . . . . . . . . . 23 3.3.2. observable-id Attribute . . . . . . . . . . . . . . . 24 Danyliw Expires August 4, 2016 [Page 2] Internet-Draft IODEF v2 February 2016 3.4. IncidentID Class . . . . . . . . . . . . . . . . . . . . 25 3.5. AlternativeID Class . . . . . . . . . . . . . . . . . . . 26 3.6. RelatedActivity Class . . . . . . . . . . . . . . . . . . 26 3.7. ThreatActor Class . . . . . . . . . . . . . . . . . . . . 28 3.8. Campaign Class . . . . . . . . . . . . . . . . . . . . . 29 3.9. Contact Class . . . . . . . . . . . . . . . . . . . . . . 29 3.9.1. RegistryHandle Class . . . . . . . . . . . . . . . . 33 3.9.2. PostalAddress Class . . . . . . . . . . . . . . . . . 34 3.9.3. Email Class . . . . . . . . . . . . . . . . . . . . . 35 3.9.4. Telephone Class . . . . . . . . . . . . . . . . . . . 36 3.10. Discovery Class . . . . . . . . . . . . . . . . . . . . . 37 3.10.1. DetectionPattern Class . . . . . . . . . . . . . . . 39 3.11. Method Class . . . . . . . . . . . . . . . . . . . . . . 40 3.11.1. Reference Class . . . . . . . . . . . . . . . . . . 41 3.12. Assessment Class . . . . . . . . . . . . . . . . . . . . 42 3.12.1. SystemImpact Class . . . . . . . . . . . . . . . . . 44 3.12.2. BusinessImpact Class . . . . . . . . . . . . . . . . 46 3.12.3. TimeImpact Class . . . . . . . . . . . . . . . . . . 48 3.12.4. MonetaryImpact Class . . . . . . . . . . . . . . . . 50 3.12.5. Confidence Class . . . . . . . . . . . . . . . . . . 51 3.13. History Class . . . . . . . . . . . . . . . . . . . . . . 52 3.13.1. HistoryItem Class . . . . . . . . . . . . . . . . . 53 3.14. EventData Class . . . . . . . . . . . . . . . . . . . . . 55 3.14.1. Relating the Incident and EventData Classes . . . . 57 3.14.2. Cardinality of EventData . . . . . . . . . . . . . . 57 3.15. Expectation Class . . . . . . . . . . . . . . . . . . . . 58 3.16. Flow Class . . . . . . . . . . . . . . . . . . . . . . . 61 3.17. System Class . . . . . . . . . . . . . . . . . . . . . . 62 3.18. Node Class . . . . . . . . . . . . . . . . . . . . . . . 65 3.18.1. Address Class . . . . . . . . . . . . . . . . . . . 66 3.18.2. NodeRole Class . . . . . . . . . . . . . . . . . . . 68 3.18.3. Counter Class . . . . . . . . . . . . . . . . . . . 71 3.19. DomainData Class . . . . . . . . . . . . . . . . . . . . 73 3.19.1. Nameservers Class . . . . . . . . . . . . . . . . . 75 3.19.2. DomainContacts Class . . . . . . . . . . . . . . . . 76 3.20. Service Class . . . . . . . . . . . . . . . . . . . . . . 77 3.20.1. ServiceName Class . . . . . . . . . . . . . . . . . 79 3.20.2. ApplicationHeader Class . . . . . . . . . . . . . . 79 3.21. EmailData Class . . . . . . . . . . . . . . . . . . . . . 80 3.22. Record Class . . . . . . . . . . . . . . . . . . . . . . 81 3.22.1. RecordData Class . . . . . . . . . . . . . . . . . . 82 3.22.2. RecordPattern Class . . . . . . . . . . . . . . . . 83 3.23. WindowsRegistryKeysModified Class . . . . . . . . . . . . 85 3.23.1. Key Class . . . . . . . . . . . . . . . . . . . . . 85 3.24. CertificateData Class . . . . . . . . . . . . . . . . . . 86 3.24.1. Certificate Class . . . . . . . . . . . . . . . . . 87 3.25. FileData Class . . . . . . . . . . . . . . . . . . . . . 87 3.25.1. File Class . . . . . . . . . . . . . . . . . . . . . 88 Danyliw Expires August 4, 2016 [Page 3] Internet-Draft IODEF v2 February 2016 3.26. HashData Class . . . . . . . . . . . . . . . . . . . . . 89 3.26.1. Hash Class . . . . . . . . . . . . . . . . . . . . . 91 3.26.2. FuzzyHash Class . . . . . . . . . . . . . . . . . . 92 3.27. SignatureData Class . . . . . . . . . . . . . . . . . . . 93 3.28. IndicatorData Class . . . . . . . . . . . . . . . . . . . 93 3.29. Indicator Class . . . . . . . . . . . . . . . . . . . . . 93 3.29.1. IndicatorID Class . . . . . . . . . . . . . . . . . 96 3.29.2. AlternativeIndicatorID Class . . . . . . . . . . . . 96 3.29.3. Observable Class . . . . . . . . . . . . . . . . . . 97 3.29.4. IndicatorExpression Class . . . . . . . . . . . . . 103 3.29.5. Expressions with IndicatorExpression . . . . . . . . 104 3.29.6. ObservableReference Class . . . . . . . . . . . . . 106 3.29.7. IndicatorReference Class . . . . . . . . . . . . . . 106 3.29.8. AttackPhase Class . . . . . . . . . . . . . . . . . 107 4. Processing Considerations . . . . . . . . . . . . . . . . . . 108 4.1. Encoding . . . . . . . . . . . . . . . . . . . . . . . . 108 4.2. IODEF Namespace . . . . . . . . . . . . . . . . . . . . . 108 4.3. Validation . . . . . . . . . . . . . . . . . . . . . . . 109 4.4. Incompatibilities with v1 . . . . . . . . . . . . . . . . 109 5. Extending the IODEF . . . . . . . . . . . . . . . . . . . . . 110 5.1. Extending the Enumerated Values of Attributes . . . . . . 110 5.1.1. Private Extension of Enumerated Values . . . . . . . 110 5.1.2. Public Extension of Enumerated Values . . . . . . . . 111 5.2. Extending Classes . . . . . . . . . . . . . . . . . . . . 111 5.3. Deconflicting Private Extensions . . . . . . . . . . . . 113 6. Internationalization Issues . . . . . . . . . . . . . . . . . 114 7. Examples . . . . . . . . . . . . . . . . . . . . . . . . . . 115 7.1. Minimal Example . . . . . . . . . . . . . . . . . . . . . 115 7.2. Indicators from a Campaign . . . . . . . . . . . . . . . 116 7.3. Incident Report . . . . . . . . . . . . . . . . . . . . . 117 8. The IODEF Schema . . . . . . . . . . . . . . . . . . . . . . 117 9. Security Considerations . . . . . . . . . . . . . . . . . . . 156 10. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 157 10.1. Namespace and Schema . . . . . . . . . . . . . . . . . . 157 10.2. Enumerated Value Registries . . . . . . . . . . . . . . 157 11. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 160 12. References . . . . . . . . . . . . . . . . . . . . . . . . . 160 12.1. Normative References . . . . . . . . . . . . . . . . . . 160 12.2. Informative References . . . . . . . . . . . . . . . . . 162 Author's Address . . . . . . . . . . . . . . . . . . . . . . . . 163 1. Introduction Organizations require help from other parties to mitigate malicious activity targeting their network and to gain insight into potential threats. This coordination might entail working with an ISP to filter attack traffic, contacting a remote site to take down a bot- Danyliw Expires August 4, 2016 [Page 4] Internet-Draft IODEF v2 February 2016 network, or sharing watch-lists of known malicious IP addresses in a consortium. The Incident Object Description Exchange Format (IODEF) is a format for representing computer security information commonly exchanged between Computer Security Incident Response Teams (CSIRTs). It provides an XML representation for conveying: o cyber intelligence to characterize threats; o cyber incident reports to document particular cyber security events or relationships between events; o cyber event mitigation to request proactive and reactive mitigation approaches to cyber intelligence or incidents; and o cyber information sharing meta-data so that these various classes of information can be exchanged among parties. The data model encodes information about hosts, networks, and the services running on these systems; attack methodology and associated forensic evidence; impact of the activity; and limited approaches for documenting workflow. The overriding purpose of the IODEF is to enhance the operational capabilities of CSIRTs. Community adoption of the IODEF provides an improved ability to resolve incidents and convey situational awareness by simplifying collaboration and data sharing. This structured format provided by the IODEF allows for: o increased automation in processing of incident data, since the resources of security analysts to parse free-form textual documents will be reduced; o decreased effort in normalizing similar data (even when highly structured) from different sources; and o a common format on which to build interoperable tools for incident handling and subsequent analysis, specifically when data comes from multiple constituencies. Coordinating with other CSIRTs is not strictly a technical problem. There are numerous procedural, trust, and legal considerations that might prevent an organization from sharing information. The IODEF does not attempt to address them. However, operational implementations of the IODEF will need to consider this broader context. Danyliw Expires August 4, 2016 [Page 5] Internet-Draft IODEF v2 February 2016 Sections 3 and 8 specify the IODEF data model with text and an XML schema. The types used by the data model are covered in Section 2. Processing considerations, the handling of extensions, and internationalization issues related to the data model are covered in Sections 4, 5, and 6, respectively. Examples are listed in Section 7. Section 1 provides the background for the IODEF, and Section 9 documents the security considerations. 1.1. Changes from 5070 This document contains changes with respect to its predecessor RFC5070. o All of the RFC5070 Errata was implemented. o Imported the xmlns:ds namespace to include digital signature hash classes. o The following classes were added to IODEF-Document: AdditionalData. o The following class and attribute was added to Incident: IndicatorData and @status. o The following classes were added to Incident and EventData: GenerationTime and Discovery. o The following classes and attributes were added to the Service class: EmailData, DomainData, AssetID, ApplicationHeader @virtual, and @ownership. Service@ip_protocol was renamed to @ip-protocol. o The following classes were added to the Record class: HashData and WindowsRegistryKeysModified. o The following classes were added to the RelatedActivity class: ThreatActor, Campaign, Confidence, Description, and AdditionalData. o The following classes were added to Assessment: IncidentCategory, SystemImpact, BusinessImpact, IntendedImpact and MitigatingFactor. o The following classes were added to Node: PostalAddress and DomainData. The following classes were removed from Node: Removed NodeName and DateTime. o The following classes were added to the Contact class: ContactTitle. Danyliw Expires August 4, 2016 [Page 6] Internet-Draft IODEF v2 February 2016 o The following classes were added to Expectation and HistoryItem: DefinedCOA. o The following classes were added to Service: ServiceName o The following classes were added to Reference: ReferenceName (replaced Name). o The following attributes were added to Counter: type and unit. o Additional enumerated values were added to the following attributes: @restriction, {Expectation, HistoryItem}@action, NodeRole@category, Incident@purpose, Contact@role, AdditionalData@dtype, System@spoofed. o Added option for public extension of enumerated attributes with an IANA registry and added @ext-restriction. o Removed Impact class in favor of using SystemImpact and IncidentCategory. o iodef:MLStringType uses xml:lang and @translation-id. o Incident/ReportTime and Assessment are longer mandatory. o Incident/GenerateTime is mandatory. 1.2. Terminology The key words "MUST," "MUST NOT," "REQUIRED," "SHALL," "SHALL NOT," "SHOULD," "SHOULD NOT," "RECOMMENDED," "MAY," and "OPTIONAL" in this document are to be interpreted as described in [RFC2119]. Definitions for some of the common computer security-related terminology used in this document can be found in Section 2 of [refs.requirements]. 1.3. Notations The normative IODEF data model is specified with the text in Section 3 and the XML schema in Section 8. To help in the understanding of the data elements, Section 3 also depicts the underlying information model using Unified Modeling Language (UML). This abstract presentation of the IODEF is not normative. For clarity in this document, the term "XML document" will be used when referring generically to any instance of an XML document. The term "IODEF document" will be used to refer to specific elements and Danyliw Expires August 4, 2016 [Page 7] Internet-Draft IODEF v2 February 2016 attributes of the IODEF schema. The terms "class" and "element" will be used interchangeably to reference either the corresponding data element in the information or data models, respectively. 1.4. About the IODEF Data Model The IODEF data model is a data representation that provides a framework for sharing information commonly exchanged by CSIRTs about computer security incidents. A number of considerations were made in the design of the data model. o The data model serves as a transport format. Therefore, its specific representation is not the optimal representation for on- disk storage, long-term archiving, or in-memory processing. o As there is no precise widely agreed upon definition for an incident, the data model does not attempt to dictate one through its implementation. Rather, a broad understanding is assumed in the IODEF that is flexible enough to encompass most operators. o Describing an incident for all definitions would require an extremely complex data model. Therefore, the IODEF only intends to be a framework to convey commonly exchanged incident information. It ensures that there are ample mechanisms for extensibility to support organization-specific information, and techniques to reference information kept outside of the explicit data model. o The domain of security analysis is not fully standardized and must rely on free-form textual descriptions. The IODEF attempts to strike a balance between supporting this free-form content, while still allowing automated processing of incident information. o The IODEF is only one of several security relevant data representations being standardized. Attempts were made to ensure they were complementary. The data model of the Intrusion Detection Message Exchange Format [RFC4765] influenced the design of the IODEF. Further discussion of the desirable properties for the IODEF can be found in the Requirements for the Format for Incident Information Exchange (FINE) [refs.requirements]. 1.5. About the IODEF Implementation The IODEF implementation is specified as an Extensible Markup Language (XML) [W3C.XML] Schema [W3C.SCHEMA]. Danyliw Expires August 4, 2016 [Page 8] Internet-Draft IODEF v2 February 2016 Implementing the IODEF in XML provides numerous advantages. Its extensibility makes it ideal for specifying a data encoding framework that supports various character encodings. Likewise, the abundance of related technologies (e.g., XSL, XPath, XML-Signature) makes for simplified manipulation. However, XML is fundamentally a text representation, which makes it inherently inefficient when binary data must be embedded or large volumes of data must be exchanged. 2. IODEF Data Types The various data elements of the IODEF data model are typed. This section discusses these data types. When possible, native Schema data types were adopted, but for more complicated formats, regular expressions (see Appendix F of [W3C.SCHEMA.DTYPES]) or external standards were used. 2.1. Integers An integer is represented by the INTEGER data type. Integer data MUST be encoded in Base 10. The INTEGER data type is implemented as an "xs:integer" in [W3C.SCHEMA.DTYPES]. 2.2. Real Numbers Real (floating-point) attributes are represented by the REAL data type. Real data MUST be encoded in Base 10. The REAL data type is implemented as an "xs:float" in [W3C.SCHEMA.DTYPES]. 2.3. Characters and Strings A single character is represented by the CHARACTER data type. A character string is represented by the STRING data type. Special characters must be encoded using entity references. See Section 4.1. The CHARACTER and STRING data types are implemented as an "xs:string" in [W3C.SCHEMA.DTYPES]. 2.4. Multilingual Strings A character string that needs to be represented in a language different than the default encoding of the document is of the ML_STRING data type. Danyliw Expires August 4, 2016 [Page 9] Internet-Draft IODEF v2 February 2016 ML_STRING data type is implemented as the "iodef:MLStringType" type in the schema. This type extends the "xs:string" to include two attributes. The body of any class that uses this type is the multilingual string. +------------------------+ | iodef:MLStringType | +------------------------+ | xs:string | | | | ENUM xml:lang | | STRING translation-id | +------------------------+ Figure 1: The iodef:MLStringType Type The content of the class is a character string of type "xs:string" whose language MAY be specified by the xml:lang attribute. The attributes of the iodef:MLStringType type are: xml:lang Optional. ENUM. A language identifier per Section 2.12 of [W3C.XML] whose values and form are described in [RFC5646]. The interpretation of this code is described in Section 6. translation-id Optional. STRING. An identifier to relate other instances of this class with the same parent as translations of this text. The scope of this identifier is limited to all of the direct, peer child classes of a given parent class. Using this class enables representing translations of the same text in multiple languages. Each translation is a distinct instance of this class with a common parent. A group of classes each with a translated instance of text is related by setting a common identifier in the translation-id attribute. The language of a given class is set by the xml:lang attribute. 2.5. Bytes A binary octet is represented by the BYTE data type. A sequence of binary octets is represented by the BYTE[] data type. These octets are encoded using base64. The BYTE data type is implemented as an "xs:base64Binary" in [W3C.SCHEMA.DTYPES]. Danyliw Expires August 4, 2016 [Page 10] Internet-Draft IODEF v2 February 2016 2.6. Hexadecimal Bytes A binary octet is represented by the HEXBIN (and HEXBIN[]) data type. This octet is encoded as a character tuple consisting of two hexadecimal digits. The HEXBIN data type is implemented as an "xs:hexBinary" in [W3C.SCHEMA.DTYPES]. 2.7. Enumerated Types Enumerated types are represented by the ENUM data type, and consist of an ordered list of acceptable values. Each value has a representative keyword. Within the IODEF schema, the enumerated type keywords are used as attribute values. The ENUM data type is implemented as a series of "xs:NMTOKEN" in the schema. 2.8. Date-Time String Date-Time strings are represented by the DATETIME data type. Each date-time string identifies a particular instant in time. Ranges are not supported. Date-time strings are formatted according to a subset of [ISO8601] documented in [RFC3339]. The DATETIME data type is implemented as an "xs:dateTime" in the schema. 2.9. Timezone String A timezone offset from UTC is represented by the TIMEZONE data type. It is formatted according to the following regular expression: "Z|[\+\-](0[0-9]|1[0-4]):[0-5][0-9]". The TIMEZONE data type is implemented as an "xs:string" with a regular expression constraint in [W3C.SCHEMA.DTYPES]. This regular expression is identical to the timezone representation implemented in an "xs:dateTime". 2.10. Port Lists A list of network ports are represented by the PORTLIST data type. A PORTLIST consists of a comma-separated list of numbers and ranges (N-M means ports N through M, inclusive). It is formatted according Danyliw Expires August 4, 2016 [Page 11] Internet-Draft IODEF v2 February 2016 to the following regular expression: "\d+(\-\d+)?(,\d+(\-\d+)?)*". For example, "2,5-15,30,32,40-50,55-60". The PORTLIST data type is implemented as an "iodef:PortlistType" in the schema. 2.11. Postal Address A postal address is represented by the POSTAL data type. The format of the POSTAL data type is documented in Section 2.23 of [RFC4519] as a free-form multi-line string separated by the "$" character. The POSTAL data type is implemented as an "iodef:MLStringType" in the schema. 2.12. Telephone and Fax Numbers A telephone or fax number is represented by the PHONE data type. The format of the PHONE data type is documented in Section 2.35 of [RFC4519]. The PHONE data type is implemented as an "xs:string" in the schema. 2.13. Email String An email address is represented by the EMAIL data type. The format of the EMAIL data type is documented in Section 3.4.1 [RFC5322]. The EMAIL data type is implemented as an "xs:string" in the schema. 2.14. Uniform Resource Locator strings A uniform resource locator (URL) is represented by the URL data type. The format of the URL data type is documented in [RFC3986]. The URL data type is implemented as an "xs:anyURI" in the schema. 2.15. Identifiers and Identifier References An identifier unique to the Document is represented by the ID data type. A reference to this identifier is represented by the IDREF data type. The acceptable format of ID and IDREF is documented in Section 3.3.8 and 3.3.9 of [W3C.SCHEMA.DTYPES]. The ID and IDREF data types are implemented as "xs:ID" and "xs:IDREF" in the schema. Danyliw Expires August 4, 2016 [Page 12] Internet-Draft IODEF v2 February 2016 2.16. Software The SOFTWARE data type describes a particular version of software. This description can be made by using a reference, a URL or with free-form text. +--------------------+ | iodef:SoftwareType | +--------------------+ | |<>--{0..1}--[ SoftwareReference ] | |<>--{0..*}--[ URL ] | |<>--{0..*}--[ Description ] +--------------------+ Figure 2: The SoftwareType Type The aggregate classes of the SoftwareType type are: SoftwareReference Zero or one. Reference to a software application. See Section 2.16.1. URL Zero or more. URL. A URL associated with the application. Description Zero or more. ML_STRING. A free-form text description of this application. At least one of these classes MUST be present. The iodef:SoftwareType type has no attributes. 2.16.1. SoftwareReference Class The SoftwareReference class is a reference to a particular version of software. Danyliw Expires August 4, 2016 [Page 13] Internet-Draft IODEF v2 February 2016 +----------------------+ | SoftwareReference | +----------------------+ | xs:any | | | | ENUM spec-name | | STRING ext-spec-name | | ENUM dtype | | STRING enum-dtype | +----------------------+ Figure 3: The SoftwareReference Class The element content of this type is varies according to the value of the spec-name attribute. This content is defined as "xs:any" in the schema. The attributes of the SoftwareReference class are: spec-name Required. ENUM. Identifies the format and semantics of the element body of this class. Formal standards and specifications can be referenced as well as free-form description with user- provided data-types. These values are maintained in the "SoftwareReference-spec-id" IANA registry per Table 1 1. custom. The element content is free-form and of the data type specified by the dtype attribute. If this value is selected, then the dtype attribute MUST be set. 2. cpe. The element content describes a Common Platform Enumeration (CPE) entry [fix me. reference]. 3. swid. The element content describes a software identification (SWID) tag per ISO/IEC 19770-2:2009 [fix me. reference]. 4. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-spec-name Optional. STRING. A means by which to extend the spec-name attribute. See Section 5.1.1. dtype Optional. ENUM. The data type of the element content. The permitted values for this attribute are shown below. The default Danyliw Expires August 4, 2016 [Page 14] Internet-Draft IODEF v2 February 2016 value is "string". These values are maintained in the "SoftwareReference-dtype" IANA registry per Table 1. 1. bytes. The element content is of type HEXBIN. 2. integer. The element content is of type INTEGER. 3. real. The element content is of type REAL. 4. string. The element content is of type STRING. 5. xml. The element content is XML. See Section 5. 6. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-dtype Optional. STRING. A means by which to extend the dtype attribute. See Section 5.1.1. 2.17. Extension The EXTENSION data type is an extension mechanism for information not otherwise represented in the data model. The data type of the extension is described by the dtype attribute. For simple information, atomic data types (e.g., integers, strings) are supported. Their semantics is further described by the meaning and formatid attributes. This data type can also be used to extend the data model (and the associated schema) by encapsulating entire XML documents conforming to another schema. A detailed discussion for extending the data model and the schema can be found in Section 5. Additional coordination may be required to ensure that a recipient of a document using this type can parse and process it. Danyliw Expires August 4, 2016 [Page 15] Internet-Draft IODEF v2 February 2016 +------------------------+ | iodef:ExtensionType | +------------------------+ | xs:any | | | | STRING name | | ENUM dtype | | STRING ext-dtype | | STRING meaning | | STRING formatid | | ENUM restriction | | STRING ext-restriction | | ID observable-id | +------------------------+ Figure 4: The iodef:ExtensionType Type The element content of this type is the extension being added to the data model. This content is defined as "xs:any" in the schema. The attributes of the iodef:ExtensionType type are: name Optional. STRING. A free-form name of the field or data element. dtype Required. ENUM. The data type of the element content. The default value is "string". These values are maintained in the "ExtensionType-dtype" IANA registry per Table 1. 1. boolean. The element content is of type BOOLEAN. 2. byte. The element content is of type BYTE. 3. bytes. The element content is of type HEXBIN. 4. character. The element content is of type CHARACTER. 5. date-time. The element content is of type DATETIME. 6. ntpstamp. Same as date-time. 7. integer. The element content is of type INTEGER. 8. portlist. The element content is of type PORTLIST. 9. real. The element content is of type REAL. Danyliw Expires August 4, 2016 [Page 16] Internet-Draft IODEF v2 February 2016 10. string. The element content is of type STRING. 11. file. The element content is a base64 encoded binary file encoded as a BYTE[] type. 12. path. The element content is a file-system path encoded as a STRING type. 13. frame. The element content is a layer-2 frame encoded as a HEXBIN type. 14. packet. The element content is a layer-3 packet encoded as a HEXBIN type. 15. ipv4-packet. The element content is an IPv4 packet encoded as a HEXBIN type. 16. ipv6-packet. The element content is an IPv6 packet encoded as a HEXBIN type. 17. url. The element content is of type URL. 18. csv. The element content is a common separated value (CSV) list per Section 2 of [RFC4180] encoded as a STRING type. 19. winreg. The element content is a Windows registry key encoded as a STRING type. 20. xml. The element content is XML. See Section 5. 21. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-dtype Optional. STRING. A means by which to extend the dtype attribute. See Section 5.1.1. meaning Optional. STRING. A free-form description of the element content. formatid Optional. STRING. An identifier referencing the format or semantics of the element content. restriction Optional. ENUM. See Section 3.3.1. Danyliw Expires August 4, 2016 [Page 17] Internet-Draft IODEF v2 February 2016 ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. observable-id Optional. ID. See Section 3.3.2. 3. The IODEF Data Model In this section, the individual components of the IODEF data model will be discussed in detail. For each class, the semantics will be described and the relationship with other classes will be depicted with UML. When necessary, specific comments will be made about corresponding definition in the schema in Section 8 3.1. IODEF-Document Class The IODEF-Document class is the top level class in the IODEF data model. All IODEF documents are an instance of this class. +--------------------------+ | IODEF-Document | +--------------------------+ | STRING version |<>--{1..*}--[ Incident ] | ENUM xml:lang |<>--{0..*}--[ AdditionalData ] | STRING format-id | | STRING private-enum-name | | STRING private-enum-id | +--------------------------+ Figure 5: IODEF-Document Class The aggregate classes of the IODEF-Document class are: Incident One or more. The information related to a single incident. See Section 3.2. AdditionalData Zero or more. EXTENSION. Mechanism by which to extend the data model. The attributes of the IODEF-Document class are: version Required. STRING. The IODEF specification version number to which this IODEF document conforms. The value of this attribute MUST be "2.00" Danyliw Expires August 4, 2016 [Page 18] Internet-Draft IODEF v2 February 2016 xml:lang Optional. ENUM. A language identifier per Section 2.12 of [W3C.XML] whose values and form are described in [RFC5646]. The interpretation of this code is described in Section 6. format-id Optional. STRING. A free-form string to convey processing instructions to the recipient of the document. Its semantics must be negotiated out-of-band. private-enum-name Optional. STRING. A globally unique identifier for the CSIRT generating the document to deconflict private extensions used in the Document. The fully qualified domain name associated with the CSIRT MUST be used as the identifier. private-enum-id Optional. STRING. An organizationally unique identifier for an extension used in the Document. If this attribute is set, the private-enum-name MUST also be set. 3.2. Incident Class Every incident is represented by an instance of the Incident class. This class provides a standardized representation for commonly exchanged incident data. Danyliw Expires August 4, 2016 [Page 19] Internet-Draft IODEF v2 February 2016 +-------------------------+ | Incident | +-------------------------+ | ENUM purpose |<>----------[ IncidentID ] | STRING ext-purpose |<>--{0..1}--[ AlternativeID ] | ENUM status |<>--{0..*}--[ RelatedActivity ] | STRING ext-status |<>--{0..1}--[ DetectTime ] | ENUM xml:lang |<>--{0..1}--[ StartTime ] | ENUM restriction |<>--{0..1}--[ EndTime ] | STRING ext-restriction |<>--{0..1}--{ RecoveryTime ] | ID observable-id |<>--{0..1}--[ ReportTime ] | |<>----------[ GenerationTime ] | |<>--{0..*}--[ Description ] | |<>--{0..*} [ Discovery ] | |<>--{0..*}--[ Assessment ] | |<>--{0..*}--[ Method ] | |<>--{1..*}--[ Contact ] | |<>--{0..*}--[ EventData ] | |<>--{0..1}--[ IndicatorData ] | |<>--{0..1}--[ History ] | |<>--{0..*}--[ AdditionalData ] +-------------------------+ Figure 6: The Incident Class The aggregate classes of the Incident class are: IncidentID One. An incident tracking number assigned to this incident by the CSIRT that generated the IODEF document. See Section 3.4. AlternativeID Zero or one. The incident tracking numbers used by other CSIRTs to refer to the incident described in the document. See Section 3.5. RelatedActivity Zero or more. Related activity and attribution of this activity. See Section 3.6. DetectTime Zero or one. DATETIME. The time the incident was first detected. StartTime Zero or one. DATETIME. The time the incident started. EndTime Zero or one. DATETIME. The time the incident ended. Danyliw Expires August 4, 2016 [Page 20] Internet-Draft IODEF v2 February 2016 RecoveryTime Zero or one. DATETIME. The time the site recovered from the incident. ReportTime Zero or one. DATETIME. The time the incident was reported. GenerationTime One. DATETIME. The time the content in this Incident class was generated. Description Zero or more. ML_STRING. A free-form textual description of the incident. Discovery Zero or more. The means by which this incident was detected. See Section 3.10. Assessment Zero or more. A characterization of the impact of the incident. See Section 3.12. Method Zero or more. The techniques used by the intruder in the incident. See Section 3.11. Contact One or more. Contact information for the parties involved in the incident. See Section 3.9. EventData Zero or more. Description of the events comprising the incident. See Section 3.14. IndicatorData Zero or one. Description of indicators. See Section 3.28. History Zero or one. A log of significant events or actions that occurred during the course of handling the incident. See Section 3.13. AdditionalData Zero or more. EXTENSION. Mechanism by which to extend the data model. The attributes of the Incident class are: Danyliw Expires August 4, 2016 [Page 21] Internet-Draft IODEF v2 February 2016 purpose Required. ENUM. The purpose attribute represents the reason why the IODEF document was created. It is closely related to the Expectation class (Section 3.15). These values are maintained in the "Incident-purpose" IANA registry per Table 1. This attribute is defined as an enumerated list: 1. traceback. The document was sent for trace-back purposes. 2. mitigation. The document was sent to request aid in mitigating the described activity. 3. reporting. The document was sent to comply with reporting requirements. 4. watch. The document was sent to convey indicators to watch for particular activity. 5. other. The document was sent for purposes specified in the Expectation class. 6. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-purpose Optional. STRING. A means by which to extend the purpose attribute. See Section 5.1.1. status Optional. ENUM. The status attribute conveys the state in a workflow where the incident is currently found. These values are maintained in the "Incident-status" IANA registry per Table 1. This attribute is defined as an enumerated list: 1. new. The document is newly reported and has not been actioned. 2. in-progress. The contents of this document are under investigation. 3. forwarded. The document has been forwarded to another party for handling. 4. resolved. The investigation into the activity in this document has concluded. 5. future. The described activity has not yet been detected. Danyliw Expires August 4, 2016 [Page 22] Internet-Draft IODEF v2 February 2016 6. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-status Optional. STRING. A means by which to extend the status attribute. See Section 5.1.1. xml:lang Optional. ENUM. A language identifier per Section 2.12 of [W3C.XML] whose values and form are described in [RFC5646]. The interpretation of this code is described in Section 6. restriction Optional. ENUM. See Section 3.3.1. The default value is "private". ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. observable-id Optional. ID. See Section 3.3.2. 3.3. Common Attributes There are a number of recurring attributes used by the data model. They are documented in this section. 3.3.1. restriction Attribute The restriction attribute indicates the disclosure guidelines to which the sender expects the recipient to adhere for the information represented in this class and its children. This guideline provides no security since there are no specified technical means to ensure that the recipient of the document handles the information as the sender requested. The value of this attribute is logically inherited by the children of this class. That is to say, the disclosure rules applied to this class, also apply to its children. It is possible to set a granular disclosure policy, since all of the high-level classes (i.e., children of the Incident class) have a restriction attribute. Therefore, a child can override the guidelines of a parent class, be it to restrict or relax the disclosure rules (e.g., a child has a weaker policy than an ancestor; or an ancestor has a weak policy, and the children selectively apply Danyliw Expires August 4, 2016 [Page 23] Internet-Draft IODEF v2 February 2016 more rigid controls). The implicit value of the restriction attribute for a class that did not specify one can be found in the closest ancestor that did specify a value. This attribute is defined as an enumerated value with a default value of "private". Note that the default value of the restriction attribute is only defined in the context of the Incident class. In other classes where this attribute is used, no default is specified. These values are maintained in the "Restriction" IANA registry per Table 1. 1. public. The information can be freely distributed without restriction. 2. partner. The information may be shared within a closed community of peers, partners, or affected parties, but cannot be openly published. 3. need-to-know. The information may be shared only within the organization with individuals that have a need to know. 4. private. The information may not be shared. 5. default. The information can be shared according to an information disclosure policy pre-arranged by the communicating parties. 6. white. Same as 'public'. 7. green. Same as 'partner'. 8. amber. Same as 'need-to-know'. 9. red. Same as 'private'. 10. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. 3.3.2. observable-id Attribute Information included in an incident report may be an observable relevant to an indicator. The observable-id attribute provides a unique identifier in the scope of the document for this observable. This identifier can then be used to reference the observable with an ObservableReference class to define an indicator in the IndicatorData class. Danyliw Expires August 4, 2016 [Page 24] Internet-Draft IODEF v2 February 2016 3.4. IncidentID Class The IncidentID class represents an incident tracking number that is unique in the context of the CSIRT and identifies the activity characterized in an IODEF Document. This identifier would serve as an index into the CSIRT incident handling system. The combination of the name attribute and the string in the element content MUST be a globally unique identifier describing the activity. Documents generated by a given CSIRT MUST NOT reuse the same value unless they are referencing the same incident. +------------------------+ | IncidentID | +------------------------+ | STRING | | | | STRING name | | STRING instance | | ENUM restriction | | STRING ext-restriction | +------------------------+ Figure 7: The IncidentID Class The content of the class is an incident identifier of type STRING. The attributes of the IncidentID class are: name Required. STRING. An identifier describing the CSIRT that created the document. In order to have a globally unique CSIRT name, the fully qualified domain name associated with the CSIRT MUST be used. instance Optional. STRING. An identifier referencing a subset of the named incident. restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. Danyliw Expires August 4, 2016 [Page 25] Internet-Draft IODEF v2 February 2016 3.5. AlternativeID Class The AlternativeID class lists the incident tracking numbers used by CSIRTs, other than the one generating the document, to refer to the identical activity described in the IODEF document. A tracking number listed as an AlternativeID references the same incident detected by another CSIRT. The incident tracking numbers of the CSIRT that generated the IODEF document must never be considered an AlternativeID. +------------------------+ | AlternativeID | +------------------------+ | ENUM restriction |<>--{1..*}--[ IncidentID ] | STRING ext-restriction | +------------------------+ Figure 8: The AlternativeID Class The aggregate class of the AlternativeID class is: IncidentID One or more. The incident tracking number of another CSIRT. See Section 3.4. The attributes of the AlternativeID class are: restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. 3.6. RelatedActivity Class The RelatedActivity class relates the information described in the rest of the IODEF document to previously observed incidents or activity; and allows attribution to a specific actor or campaign. Danyliw Expires August 4, 2016 [Page 26] Internet-Draft IODEF v2 February 2016 +------------------------+ | RelatedActivity | +------------------------+ | ENUM restriction |<>--{0..*}--[ IncidentID ] | STRING ext-restriction |<>--{0..*}--[ URL ] | |<>--{0..*}--[ ThreatActor ] | |<>--{0..*}--[ Campaign ] | |<>--{0..1}--[ Confidence ] | |<>--{0..*}--[ Description ] | |<>--{0..*}--[ AdditionalData ] +------------------------+ Figure 9: RelatedActivity Class The aggregate classes of the RelatedActivity class are: IncidentID Zero or more. The incident tracking number of a related incident. See Section 3.4. URL Zero or more. URL. A URL to activity related to this incident. ThreatActor Zero or more. The threat actor to whom the described activity is attributed. See Section 3.7. Campaign Zero or more. The campaign of a given threat actor to whom the described activity is attributed. See Section 3.8. Confidence Zero or one. An estimate of the confidence in attributing this RelatedActivity to the event described in the document. See Section 3.12.5. Description Zero or more. ML_STRING. A description of how these relationships were derived. AdditionalData Zero or more. EXTENSION. A mechanism by which to extend the data model. RelatedActivity MUST at least have one instance of a child class. The attributes of the RelatedActivity class are: Danyliw Expires August 4, 2016 [Page 27] Internet-Draft IODEF v2 February 2016 restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. 3.7. ThreatActor Class The ThreatActor class describes a given actor. +------------------------+ | ThreatActor | +------------------------+ | ENUM restriction |<>--{0..*}--[ ThreatActorID ] | STRING ext-restriction |<>--{0..*}--[ URL ] | |<>--{0..*}--[ Description ] | |<>--{0..*}--[ AdditionalData ] +------------------------+ Figure 10: ThreatActor Class The aggregate classes of the ThreatActor class are: ThreatActorID Zero or more. STRING. An identifier for the ThreatActor. URL Zero or more. URL. A URL associated with the ThreatActor. Description Zero or more. ML_STRING. A description of the ThreatActor. AdditionalData Zero or more. EXTENSION. A mechanism by which to extend the data model. ThreatActor MUST have at least one instance of a child class. The attributes of the ThreatActor class are: restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. Danyliw Expires August 4, 2016 [Page 28] Internet-Draft IODEF v2 February 2016 3.8. Campaign Class The Campaign class describes a campaign of attacks by a threat actor. +------------------------+ | Campaign | +------------------------+ | ENUM restriction |<>--{0..*}--[ CampaignID ] | STRING ext-restriction |<>--{0..*}--[ Description ] | |<>--{0..*}--[ AdditionalData ] +------------------------+ Figure 11: Campaign Class The aggregate classes of the Campaign class are: CampaignID Zero or more. STRING. An identifier for the Campaign. Description Zero or more. ML_STRING. A description of the Campaign. AdditionalData Zero or more. EXTENSION. A mechanism by which to extend the data model. Campaign MUST have at least one instance of a Campaign or Description. The attributes of the Campaign class are: restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. 3.9. Contact Class The Contact class describes contact information for organizations and personnel involved in the incident. This class allows for the naming of the involved party, specifying contact information for them, and identifying their role in the incident. People and organizations are treated interchangeably as contacts; one can be associated with the other using the recursive definition of the class (the Contact class is aggregated into the Contact class). Danyliw Expires August 4, 2016 [Page 29] Internet-Draft IODEF v2 February 2016 The 'type' attribute disambiguates the type of contact information being provided. The inheriting definition of Contact provides a way to relate information without requiring the explicit use of identifiers in the classes or duplication of data. A complete point of contact is derived by a particular traversal from the root Contact class to the leaf Contact class. As such, multiple points of contact might be specified in a single instance of a Contact class. Each child Contact class logically inherits contact information from its ancestors. +------------------------+ | Contact | +------------------------+ | ENUM role |<>--{0..*}--[ ContactName ] | STRING ext-role |<>--{0..*}--[ ContactTitle ] | ENUM type |<>--{0..*}--[ Description ] | STRING ext-type |<>--{0..*}--[ RegistryHandle ] | ENUM restriction |<>--{0..1}--[ PostalAddress ] | STRING ext-restriction |<>--{0..*}--[ Email ] | |<>--{0..*}--[ Telephone ] | |<>--{0..1}--[ Timezone ] | |<>--{0..*}--[ Contact ] | |<>--{0..*}--[ AdditionalData ] +------------------------+ Figure 12: The Contact Class The aggregate classes of the Contact class are: ContactName Zero or more. ML_STRING. The name of the contact. The contact may either be an organization or a person. The type attribute disambiguates the semantics. ContactTitle Zero or more. ML_STRING. The title for the individual named in the ContactName. Description Zero or more. ML_STRING. A free-form description of this contact. In the case of a person, this is often the organizational title of the individual. RegistryHandle Zero or more. A handle name into the registry of the contact. See Section 3.9.1. Danyliw Expires August 4, 2016 [Page 30] Internet-Draft IODEF v2 February 2016 PostalAddress Zero or more. The postal address of the contact. See Section 3.9.2. Email Zero or more. The email address of the contact. See Section 3.9.3. Telephone Zero or more. The telephone number of the contact. See Section 3.9.4. Timezone Zero or one. TIMEZONE. The timezone in which the contact resides formatted according to Section 2.9. Contact Zero or more. A Contact instance contained within another Contact instance inherits the values of the parent(s). This recursive definition can be used to group common data pertaining to multiple points of contact and is especially useful when listing multiple contacts at the same organization. See Section 3.9. AdditionalData Zero or more. EXTENSION. A mechanism by which to extend the data model. At least one of the aggregate classes MUST be present in an instance of the Contact class. This is not enforced in the IODEF schema as there is no simple way to accomplish it. The attributes of the Contact class are: role Required. ENUM. Indicates the role the contact fulfills. This attribute is defined as an enumerated list. These values are maintained in the "Contact-role" IANA registry per Table 1. 1. creator. The entity that generate the document. 2. reporter. The entity that reported the information. 3. admin. An administrative contact or business owner for an asset or organization. 4. tech. An entity responsible for the day-to-day management of technical issues for an asset or organization. Danyliw Expires August 4, 2016 [Page 31] Internet-Draft IODEF v2 February 2016 5. provider. An external hosting provider for an asset. 6. zone. An entity with authority over a DNS zone. 7. user. An end-user of an asset or part of an organization. 8. billing. An entity responsible for billing issues for an asset or organization. 9. legal. An entity responsible for legal issue related to an asset or organization. 10. irt. An entity responsible for handling security issues for an asset or organization. 11. abuse. An entity responsible for handling abuse originating from an asset or organization. 12. cc. An entity that is to be kept informed about the events related to an asset or organization. 13. cc-irt. A CSIRT or information sharing organization coordinating activity related to an asset or organization. 14. leo. A law enforcement organization supporting the investigation of activity affecting an asset or organization. 15. vendor. The vendor that produces an asset. 16. vendor-support. A vendor that provides services. 17. victim. A victim in the incident. 18. victim-notified. A victim in the incident who has been notified. 19. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-role Optional. STRING. A means by which to extend the role attribute. See Section 5.1.1. type Required. ENUM. Indicates the type of contact being described. This attribute is defined as an enumerated list. These values are maintained in the "Contact-type" IANA registry per Table 1. Danyliw Expires August 4, 2016 [Page 32] Internet-Draft IODEF v2 February 2016 1. person. The information for this contact references an individual. 2. organization. The information for this contact references an organization. 3. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-type Optional. STRING. A means by which to extend the type attribute. See Section 5.1.1. restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. 3.9.1. RegistryHandle Class The RegistryHandle class represents a handle into an Internet registry or community-specific database. +---------------------+ | RegistryHandle | +---------------------+ | STRING | | | | ENUM registry | | STRING ext-registry | +---------------------+ Figure 13: The RegistryHandle Class The content of the class is a handle into a registry of type STRING. The attributes of the RegistryHandle class are: registry Required. ENUM. The database to which the handle belongs. These values are maintained in the "RegistryHandle-registry" IANA registry per Table 1. The possible values are: 1. internic. Internet Network Information Center Danyliw Expires August 4, 2016 [Page 33] Internet-Draft IODEF v2 February 2016 2. apnic. Asia Pacific Network Information Center 3. arin. American Registry for Internet Numbers 4. lacnic. Latin-American and Caribbean IP Address Registry 5. ripe. Reseaux IP Europeens 6. afrinic. African Internet Numbers Registry 7. local. A database local to the CSIRT 8. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-registry Optional. STRING. A means by which to extend the registry attribute. See Section 5.1.1. 3.9.2. PostalAddress Class The PostalAddress class specifies an postal address and associated annotation. +--------------------+ | PostalAddress | +--------------------+ | ENUM type |<>----------[ PAddress ] | STRING ext-type |<>--{0..*}--[ Description ] +--------------------+ Figure 14: The PostalAddress Class The aggregate classes of the PostalAddress class are: PAddress One. POSTAL. A postal address. Description Zero or more. ML_STRING. A free-form text description of the address. The attributes of the PostalAddress class are: type Danyliw Expires August 4, 2016 [Page 34] Internet-Draft IODEF v2 February 2016 Optional. ENUM. Categorizes the type of address described in the PAddress class. These values are maintained in the "PostalAddress-type" IANA registry per Table 1. 1. street. An address describing a physical location. 2. mailing. An address to which correspondence should be sent. 3. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-type Optional. STRING. A means by which to extend the type attribute. See Section 5.1.1. 3.9.3. Email Class The Email class specifies an email address and associated annotation. +--------------------+ | Email | +--------------------+ | ENUM type |<>----------[ EmailTo ] | STRING ext-type |<>--{0..*}--[ Description ] +--------------------+ Figure 15: The Email Class The aggregate classes of the Email class are: EmailTo One. EMAIL. An email address. Description Zero or more. ML_STRING. A free-form text description of the email address. The attributes of the Email class are: type Optional. ENUM. Categorizes the type of email address described in the EmailTo class. These values are maintained in the "Email- type" IANA registry per Table 1. 1. direct. A email address of an individual. Danyliw Expires August 4, 2016 [Page 35] Internet-Draft IODEF v2 February 2016 2. hotline. A email address regularly monitored for operational purposes. 3. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-type Optional. STRING. A means by which to extend the type attribute. See Section 5.1.1. 3.9.4. Telephone Class The Telephone class describes a telephone number and associated annotation. +--------------------+ | Telephone | +--------------------+ | ENUM type |<>----------[ TelephoneNumber ] | STRING ext-type |<>--{0..*}--[ Description ] +--------------------+ Figure 16: The Telephone Class The aggregate classes of the Telephone class are: TelephoneNumber One. PHONE. A telephone number. Description Zero or more. ML_STRING. A free-form text description of the phone number. The attributes of the Telephone class are: type Optional. ENUM. Categorizes the type of telephone number described in the TelephoneNumber class. These values are maintained in the "Telephone-type" IANA registry per Table 1. 1. direct. A number at an individual. 2. mobile. A number of a mobile phone. 3. fax. A number to a fax machine. Danyliw Expires August 4, 2016 [Page 36] Internet-Draft IODEF v2 February 2016 4. hotline. A number to a regularly monitored operational hotline. 5. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-type Optional. STRING. A means by which to extend the type attribute. See Section 5.1.1. 3.10. Discovery Class The Discovery class describes how an incident was detected. +------------------------+ | Discovery | +------------------------+ | ENUM source |<>--{0..*}--[ Description ] | STRING ext-source |<>--{0..*}--[ Contact ] | ENUM restriction |<>--{0..*}--[ DetectionPattern ] | STRING ext-restriction | +------------------------+ Figure 17: The Discovery Class The aggregate classes of the Discovery class are: Description Zero or more. ML_STRING. A free-form text description of how this incident was detected. Contact Zero or more. Contact information for the party that discovered the incident. See Section 3.9. DetectionPattern Zero or more. Describes an application-specific configuration that detected the incident. See Section 3.10.1. The attributes of the Discovery class are: source Optional. ENUM. Categorizes the techniques used to discover the incident. These values are partially derived from Table 3-1 of [NIST800.61rev2]. These values are maintained in the "Discovery- source" IANA registry per Table 1. Danyliw Expires August 4, 2016 [Page 37] Internet-Draft IODEF v2 February 2016 1. nidps. Network Intrusion Detection or Prevention system. 2. hips. Host-based Intrusion Prevention system. 3. siem. Security Information and Event Management System. 4. av. Antivirus or and antispam software. 5. third-party-monitoring. Contracted third-party monitoring service. 6. incident. The activity was discovered while investigating an unrelated incident. 7. os-log. Operating system logs. 8. application-log. Application logs. 9. device-log. Network device logs. 10. network-flow. Network flow analysis. 11. passive-dns. Passive DNS analysis. 12. investigation. Manual investigation initiated based on notification of a new vulnerability or exploit. 13. audit. Security audit. 14. internal-notification. A party within the organization reported the activity 15. external-notification. A party outside of the organization reported the activity. 16. leo. A law enforcement organization notified the victim organization. 17. partner. A customer or business partner reported the activity to the victim organization. 18. actor. The threat actor directly or indirectly reported this activity to the victim organization. 19. unknown. Unknown detection approach. Danyliw Expires August 4, 2016 [Page 38] Internet-Draft IODEF v2 February 2016 20. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-source Optional. STRING. A means by which to extend the source attribute. See Section 5.1.1. restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. 3.10.1. DetectionPattern Class The DetectionPattern class describes a configuration or signature that can be used by an IDS/IPS, SIEM, anti-virus, end-point protection, network analysis, malware analysis, or host forensics tool to identify a particular phenomenon. This class requires the identification of the target application and allows the configuration to be describes in either free-form or machine readable form. +------------------------+ | DetectionPattern | +------------------------+ | ENUM restriction |<>----------[ Application ] | STRING ext-restriction |<>--{0..*}--[ Description ] | |<>--{0..*}--[ DetectionConfiguration ] +------------------------+ Figure 18: The DetectionPattern Class The aggregate classes of the DetectionPattern class are: Application One. SOFTWARE. The application for which the DetectionConfiguration or Description is being provided. Description Zero or more. ML_STRING. A free-form text description of how to use the Application or provided DetectionConfiguration. DetectionConfiguration Zero or more. STRING. A machine consumable configuration to find a pattern of activity. Danyliw Expires August 4, 2016 [Page 39] Internet-Draft IODEF v2 February 2016 Either an instance of the Description or DetectionConfiguration class MUST be present. The attributes of the DetectionPattern class are: restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. 3.11. Method Class The Method class describes the tactics, techniques, procedures or underlying issue used by the intruder in the incident. This class consists of both a list of references describing the attack methods and weaknesses and a free form description. +------------------------+ | Method | +------------------------+ | ENUM restriction |<>--{0..*}--[ Reference ] | STRING ext-restriction |<>--{0..*}--[ Description ] | |<>--{0..*}--[ sci:AttackPattern ] | |<>--{0..*}--[ sci:Vulnerability ] | |<>--{0..*}--[ sci:Weakness ] | |<>--{0..*}--[ AdditionalData ] +------------------------+ Figure 19: The Method Class The aggregate classes of the Method class are: Reference Zero or more. A reference to a vulnerability, malware sample, advisory, or analysis of an attack technique. See Section 3.11.1. Description Zero or more. ML_STRING. A free-form text description of techniques, tactics, or procedures used by the intruder. sci:AttackPattern Zero or more. A reference to an pattern of attack or exploitation per [RFC-SCI] sci:Vulnerability Zero or more. A reference to a vulnerability per [RFC-SCI] Danyliw Expires August 4, 2016 [Page 40] Internet-Draft IODEF v2 February 2016 sci:Weakness Zero or more. A reference to the exploited weakness per [RFC-SCI] AdditionalData Zero or more. EXTENSION. A mechanism by which to extend the data model. An instance of one of these child MUST be present. The attributes of the Method class are: restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. 3.11.1. Reference Class The Reference class is an external reference to relevant information such a vulnerability, IDS alert, malware sample, advisory, or attack technique. A reference consists of a name, a URL to this reference, and an optional description. +-------------------------+ | Reference | +-------------------------+ | ID observable-id |<>--{0..1}--[ enum:ReferenceName ] | |<>--{0..*}--[ URL ] | |<>--{0..*}--[ Description ] +-------------------------+ Figure 20: The Reference Class The aggregate classes of the Reference class are: enum:ReferenceName Zero or one. Reference identifier per [RFC-ENUM]. URL Zero or more. URL. A URL associated with the reference. Description Zero or more. ML_STRING. A free-form text description of this reference. At least one of these classes MUST be present. Danyliw Expires August 4, 2016 [Page 41] Internet-Draft IODEF v2 February 2016 The attribute of the Reference class is: observable-id Optional. ID. See Section 3.3.2. 3.12. Assessment Class The Assessment class describes the repercussions of the incident to the victim. +-------------------------+ | Assessment | +-------------------------+ | ENUM occurrence |<>--{0..*}--[ IncidentCategory ] | ENUM restriction |<>--{0..*}--[ SystemImpact ] | STRING ext-restriction |<>--{0..*}--[ BusinessImpact ] | ID observable-id |<>--{0..*}--[ TimeImpact ] | |<>--{0..*}--[ MonetaryImpact ] | |<>--{0..*}--[ IntendedImpact ] | |<>--{0..*}--[ Counter ] | |<>--{0..*}--[ MitigatingFactor ] | |<>--{0..*}--[ Cause ] | |<>--{0..1}--[ Confidence ] | |<>--{0..*}--[ AdditionalData ] +-------------------------+ Figure 21: Assessment Class The aggregate classes of the Assessment class are: IncidentCategory Zero or more. ML_STRING. A free-form text description categorizing the type of Incident. SystemImpact Zero or more. Technical characterization of the impact of the activity on the victim's enterprise. See Section 3.12.1. BusinessImpact Zero or more. Impact of the activity on the business functions of the victim organization. See Section 3.12.2. TimeImpact Zero or more. Impact of the activity measured with respect to time. See Section 3.12.3. MonetaryImpact Danyliw Expires August 4, 2016 [Page 42] Internet-Draft IODEF v2 February 2016 Zero or more. Impact of the activity measured with respect to financial loss. See Section 3.12.4. IntendedImpact Zero or more. Intended impact to the victim by the attacker. Defined identically to the BusinessImpact defined in Section 3.12.2, but describes intent rather than the realized impact. Counter Zero or more. A counter with which to summarize the magnitude of the activity. See Section 3.18.3. MitigatingFactor Zero or more. ML_STRING. A description of a mitigating factor an impact. Cause Zero or more. ML_STRING. A description of the underlying cause of the impact. Confidence Zero or one. An estimate of confidence in the assessment. See Section 3.12.5. AdditionalData Zero or more. EXTENSION. A mechanism by which to extend the data model. A least one instance of the possible five impact classes (i.e., SystemImpact, BusinessImpact, TimeImpact, MonetaryImpact or IntendedImpact) MUST be present. The attributes of the Assessment class are: occurrence Optional. ENUM. Specifies whether the assessment is describing actual or potential outcomes. 1. actual. This assessment describes activity that has occurred. 2. potential. This assessment describes potential activity that might occur. restriction Optional. ENUM. See Section 3.3.1. ext-restriction Danyliw Expires August 4, 2016 [Page 43] Internet-Draft IODEF v2 February 2016 Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. observable-id Optional. ID. See Section 3.3.2. 3.12.1. SystemImpact Class The SystemImpact class describes the technical impact of the incident to the systems on the network. +-----------------------+ | SystemImpact | +-----------------------+ | ENUM severity |<>--{0..*}--[ Description ] | ENUM completion | | ENUM type | | STRING ext-type | +-----------------------+ Figure 22: SystemImpact Class The aggregate class of the SystemImpact class is: Description Zero or more. ML_STRING. A free-form text description of the impact to the system. The attributes of the SystemImpact class are: severity Optional. ENUM. An estimate of the relative severity of the activity. The permitted values are shown below. There is no default value. 1. low. Low severity 2. medium. Medium severity 3. high. High severity completion Optional. ENUM. An indication whether the described activity was successful. The permitted values are shown below. There is no default value. 1. failed. The attempted activity was not successful. Danyliw Expires August 4, 2016 [Page 44] Internet-Draft IODEF v2 February 2016 2. succeeded. The attempted activity succeeded. type Required. ENUM. Classifies the impact. The permitted values are shown below. The default value is "unknown". These values are maintained in the "SystemImpact-type" IANA registry per Table 1. 1. takeover-account. Control was taken of a given account (e.g., a social media account). 2. takeover-service. Control was taken of a given service. 3. takeover-system. Control was taken of a given system. 4. cps-manipulation. A cyber physical system was manipulated. 5. cps-damage. A cyber physical system was damaged. 6. availability-data. Access to particular data was degraded or denied. 7. availability-account. Access to an account was degraded or denied. 8. availability-service. Access to a service was degraded or denied. 9. availability-system. Access to a system was degraded or denied. 10. damaged-system. Hardware on a system was irreparably damaged. 11. damaged-data. Data on a system was deleted. 12. breach-proprietary. Sensitive or proprietary information was accessed or exfiltrated. 13. breach-privacy. Personally identifiable information was accessed or exfiltrated. 14. breach-credential. Credential information was accessed or exfiltrated. 15. breach-configuration. System configuration or data inventory was access or exfiltrated. 16. integrity-data. Data on the system was modified. Danyliw Expires August 4, 2016 [Page 45] Internet-Draft IODEF v2 February 2016 17. integrity-configuration. Application or system configuration was modified. 18. integrity-hardware. Firmware of a hardware component was modified. 19. traffic-redirection. Network traffic on the system was redirected 20. monitoring-traffic. Network traffic emerging from a host was monitored. 21. monitoring-host. System activity (e.g., running processes, keystrokes) were monitored. 22. policy. Activity violated the system owner's acceptable use policy. 23. unknown. The impact is unknown. 24. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-type Optional. STRING. A means by which to extend the type attribute. See Section 5.1.1. 3.12.2. BusinessImpact Class The BusinessImpact class describes and characterizes the degree to which the function of the organization was impacted by the Incident. +-------------------------+ | BusinessImpact | +-------------------------+ | ENUM severity |<>--{0..*}--[ Description ] | STRING ext-severity | | ENUM type | | STRING ext-type | +-------------------------+ Figure 23: BusinessImpact Class The aggregate class of the BusinessImpact class is: Description Danyliw Expires August 4, 2016 [Page 46] Internet-Draft IODEF v2 February 2016 Zero or more. ML_STRING. A free-form text description of the impact to the organization. The attributes of the BusinessImpact class are: xml:lang Optional. ENUM. A language identifier per Section 2.12 of [W3C.XML] whose values and form are described in [RFC5646]. The interpretation of this code is described in Section 6. translation-id Optional. STRING. An identifier to relate other instances of this class as translations of this text. See Section 6. severity Optional. ENUM. Characterizes the severity of the incident on business functions. The permitted values are shown below. They were derived from Table 3-2 of [NIST800.61rev2]. The default value is "unknown". These values are maintained in the "BusinessImpact-severity" IANA registry per Table 1. 1. none. No effect to the organization's ability to provide all services to all users. 2. low. Minimal effect as the organization can still provide all critical services to all users but has lost efficiency. 3. medium. The organization has lost the ability to provide a critical service to a subset of system users. 4. high. The organization is no longer able to provide some critical services to any users. 5. unknown. The impact is not known. 6. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-severity Optional. STRING. A means by which to extend the severity attribute. See Section 5.1.1. type Required. ENUM. Characterizes the effect this incident had on the business. The permitted values are shown below. The default value is "unknown". These values are maintained in the "BusinessImpact-type" IANA registry per Table 1. Danyliw Expires August 4, 2016 [Page 47] Internet-Draft IODEF v2 February 2016 1. breach-proprietary. Sensitive or proprietary information was accessed or exfiltrated. 2. breach-privacy. Personally identifiable information was accessed or exfiltrated. 3. breach-credential. Credential information was accessed or exfiltrated. 4. loss-of-integrity. Sensitive or proprietary information was changed or deleted. 5. loss-of-service. Service delivery was disrupted. 6. theft-financial. Money was stolen. 7. theft-service. Services were misappropriated. 8. degraded-reputation. The reputation of the organization's brand was diminished. 9. asset-damage. A cyber-physical system was damaged. 10. asset-manipulation. A cyber-physical system was manipulated. 11. legal. The incident resulted in legal or regulatory action. 12. extortion. The incident resulted in actors extorting the victim organization. 13. unknown. The impact is unknown. 14. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-type Optional. STRING. A means by which to extend the type attribute. See Section 5.1.1. 3.12.3. TimeImpact Class The TimeImpact class describes the impact of the incident on an organization as a function of time. It provides a way to convey down time and recovery time. Danyliw Expires August 4, 2016 [Page 48] Internet-Draft IODEF v2 February 2016 +---------------------+ | TimeImpact | +---------------------+ | REAL | | | | ENUM severity | | ENUM metric | | STRING ext-metric | | ENUM duration | | STRING ext-duration | +---------------------+ Figure 24: TimeImpact Class The content of the class is a positive, floating point number of type REAL specifying a unit of time. The duration and metric attributes will imply the semantics. The attributes of the TimeImpact class are: severity Optional. ENUM. An estimate of the relative severity of the activity. The permitted values are shown below. There is no default value. 1. low. Low severity 2. medium. Medium severity 3. high. High severity metric Required. ENUM. Defines the metric in which the time is expressed. The permitted values are shown below. There is no default value. These values are maintained in the "TimeImpact- metric" IANA registry per Table 1. 1. labor. Total staff-time to recovery from the activity (e.g., 2 employees working 4 hours each would be 8 hours). 2. elapsed. Elapsed time from the beginning of the recovery to its completion (i.e., wall-clock time). 3. downtime. Duration of time for which some provided service(s) was not available. Danyliw Expires August 4, 2016 [Page 49] Internet-Draft IODEF v2 February 2016 4. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-metric Optional. STRING. A means by which to extend the metric attribute. See Section 5.1.1. duration Optional. ENUM. Defines a unit of time, that when combined with the metric attribute, fully describes a metric of impact that will be conveyed in the element content. The permitted values are shown below. The default value is "hour". These values are maintained in the "TimeImpact-duration" IANA registry per Table 1. 1. second. The unit of the element content is seconds. 2. minute. The unit of the element content is minutes. 3. hour. The unit of the element content is hours. 4. day. The unit of the element content is days. 5. month. The unit of the element content is months. 6. quarter. The unit of the element content is quarters. 7. year. The unit of the element content is years. 8. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-duration Optional. STRING. A means by which to extend the duration attribute. See Section 5.1.1. 3.12.4. MonetaryImpact Class The MonetaryImpact class describes the financial impact of the activity on an organization. For example, this impact may consider losses due to the cost of the investigation or recovery, diminished productivity of the staff, or a tarnished reputation that will affect future opportunities. Danyliw Expires August 4, 2016 [Page 50] Internet-Draft IODEF v2 February 2016 +------------------+ | MonetaryImpact | +------------------+ | REAL | | | | ENUM severity | | STRING currency | +------------------+ Figure 25: MonetaryImpact Class The content of the class is a positive, floating point number of type REAL specifying a unit of currency described in the currency attribute. The attributes of the MonetaryImpact class are: severity Optional. ENUM. An estimate of the relative severity of the activity. The permitted values are shown below. There is no default value. 1. low. Low severity 2. medium. Medium severity 3. high. High severity currency Optional. STRING. Defines the currency in which the monetary impact is expressed. The permitted values are defined in "Codes for the representation of currencies and funds" of [ISO4217]. There is no default value. 3.12.5. Confidence Class The Confidence class represents a best estimate of the validity and accuracy of the described impact (see Section 3.12) of the incident activity. This estimate can be expressed as a category or a numeric calculation. This class if based upon [RFC4765]. Danyliw Expires August 4, 2016 [Page 51] Internet-Draft IODEF v2 February 2016 +------------------+ | Confidence | +------------------+ | REAL | | | | ENUM rating | +------------------+ Figure 26: Confidence Class The content of the class is a numerical assessment in the confidence of the data of type REAL when the value of the rating attribute is "numeric". Otherwise, this element MUST be empty. The attribute of the Confidence class is: rating Required. ENUM. A rating of the analytical validity of the specified Assessment. The permitted values are shown below. There is no default value. 1. low. Low confidence in the validity. 2. medium. Medium confidence in the validity. 3. high. High confidence in the validity. 4. numeric. The element content contains a number that conveys the confidence of the data. The semantics of this number outside the scope of this specification. 5. unknown. The confidence rating value is not known. 3.13. History Class The History class is a log of the significant events or actions performed by the involved parties during the course of handling the incident. The level of detail maintained in this log is left up to the discretion of those handling the incident. Danyliw Expires August 4, 2016 [Page 52] Internet-Draft IODEF v2 February 2016 +------------------------+ | History | +------------------------+ | ENUM restriction |<>--{1..*}--[ HistoryItem ] | STRING ext-restriction | +------------------------+ Figure 27: The History Class The aggregate classes of the History class are: HistoryItem One or more. Entry in the history log of significant events or actions performed by the involved parties. See Section 3.13.1. The attributes of the History class are: restriction Optional. ENUM. See Section 3.3.1. The default value is "default". ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. 3.13.1. HistoryItem Class The HistoryItem class is an entry in the History (Section 3.13) log that documents a particular action or event that occurred in the course of handling the incident. The details of the entry are a free-form description, but each can be categorized with the type attribute. +-------------------------+ | HistoryItem | +-------------------------+ | ENUM action |<>----------[ DateTime ] | STRING ext-action |<>--{0..1}--[ IncidentId ] | ENUM restriction |<>--{0..1}--[ Contact ] | STRING ext-restriction |<>--{0..*}--[ Description ] | ID observable-id |<>--{0..*}--[ DefinedCOA ] | |<>--{0..*}--[ AdditionalData ] +-------------------------+ Figure 28: HistoryItem Class The aggregate classes of the HistoryItem class are: Danyliw Expires August 4, 2016 [Page 53] Internet-Draft IODEF v2 February 2016 DateTime One. DATETIME. Timestamp of this entry in the history log (e.g., when the action described in the Description was taken). IncidentID Zero or One. In a history log created by multiple parties, the IncidentID provides a mechanism to specify which CSIRT created a particular entry and references this organization's incident tracking number. When a single organization is maintaining the log, this class can be ignored. See Section 3.4. Contact Zero or One. Provides contact information for the person that performed the action documented in this class. See Section 3.9. Description Zero or more. ML_STRING. A free-form textual description of the action or event. DefinedCOA Zero or more. ML_STRING. A unique identifier meaningful to the sender and recipient of this document that references a course of action. This class MUST be present if the action attribute is set to "defined-coa". AdditionalData Zero or more. EXTENSION. A mechanism by which to extend the data model. The attributes of the HistoryItem class are: action Required. ENUM. Classifies a performed action or occurrence documented in this history log entry. As activity will likely have been instigated either through a previously conveyed expectation or internal investigation, this attribute is identical to the action attribute of the Expectation class. The difference is only one of tense. When an action is in this class, it has been completed. See Section 3.15. ext-action Optional. STRING. A means by which to extend the action attribute. See Section 5.1.1. restriction Optional. ENUM. See Section 3.3.1. ext-restriction Danyliw Expires August 4, 2016 [Page 54] Internet-Draft IODEF v2 February 2016 Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. observable-id Optional. ID. See Section 3.3.2. 3.14. EventData Class The EventData class describes a particular event of the incident for a given set of hosts or networks. This description includes the systems from which the activity originated and those targeted, an assessment of the techniques used by the intruder, the impact of the activity on the organization, and any forensic evidence discovered. +-------------------------+ | EventData | +-------------------------+ | ENUM restriction |<>--{0..*}--[ Description ] | STRING ext-restriction |<>--{0..1}--[ DetectTime ] | ID observable-id |<>--{0..1}--[ StartTime ] | |<>--{0..1}--[ EndTime ] | |<>--{0..1}--[ RecoveryTime ] | |<>--{0..1}--[ ReportTime ] | |<>--{0..*}--[ Contact ] | |<>--{0..*}--[ Discovery ] | |<>--{0..1}--[ Assessment ] | |<>--{0..*}--[ Method ] | |<>--{0..*}--[ Flow ] | |<>--{0..*}--[ Expectation ] | |<>--{0..1}--[ Record ] | |<>--{0..*}--[ EventData ] | |<>--{0..*}--[ AdditionalData ] +-------------------------+ Figure 29: The EventData Class The aggregate classes of the EventData class are: Description Zero or more. ML_STRING. A free-form textual description of the event. DetectTime Zero or one. DATETIME. The time the event was detected. StartTime Zero or one. DATETIME. The time the event started. Danyliw Expires August 4, 2016 [Page 55] Internet-Draft IODEF v2 February 2016 EndTime Zero or one. DATETIME. The time the event ended. RecoveryTime Zero or one. DATETIME. The time the site recovered from the event. ReportTime One. DATETIME. The time the event was reported. Contact Zero or more. Contact information for the parties involved in the event. See Section 3.9. Discovery Zero or more. The means by which the event was detected. See Section 3.10. Assessment Zero or one. The impact of the event on the target and the actions taken. See Section 3.12. Method Zero or more. The technique used by the intruder in the event. See Section 3.11. Flow Zero or more. A description of the systems or networks involved. See Section 3.16. Expectation Zero or more. The expected action to be performed by the recipient for the described event. See Section 3.15. Record Zero or one. Supportive data (e.g., log files) that provides additional information about the event. See Section 3.22. EventData Zero or more. EventData instances contained within another EventData instance inherit the values of the parent(s); this recursive definition can be used to group common data pertaining to multiple events. When EventData elements are defined recursively, only the leaf instances (those EventData instances not containing other EventData instances) represent actual events. See Section 3.14. AdditionalData Danyliw Expires August 4, 2016 [Page 56] Internet-Draft IODEF v2 February 2016 Zero or more. EXTENSION. An extension mechanism for data not explicitly represented in the data model. At least one of the aggregate classes MUST be present in an instance of the EventData class. This is not enforced in the IODEF schema as there is no simple way to accomplish it. The attributes of the EventData class are: restriction Optional. ENUM. See Section 3.3.1. The default value is "default". ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. observable-id Optional. ID. See Section 3.3.2. 3.14.1. Relating the Incident and EventData Classes There is substantial overlap in the Incident and EventData classes. Nevertheless, the semantics of these classes are quite different. The Incident class provides summary information about the entire incident, while the EventData class provides information about the individual events comprising the incident. In the most common case, the EventData class will provide more specific information for the general description provided in the Incident class. However, it may also be possible that the overall summarized information about the incident conflicts with some individual information in an EventData class when there is a substantial composition of various events in the incident. In such a case, the interpretation of the more specific EventData MUST supersede the more generic information provided in Incident. 3.14.2. Cardinality of EventData The EventData class is container for the properties of an event in an incident. These properties include: the hosts involved, impact of the incident activity on the hosts, forensic logs, etc. With an instance of the EventData class, hosts are grouped around these common properties. The recursive definition of the EventData class (the EventData class is aggregated into the EventData class) provides a way to relate information without requiring the explicit use of unique attribute identifiers in the classes or duplicating information. Instead, the Danyliw Expires August 4, 2016 [Page 57] Internet-Draft IODEF v2 February 2016 relative depth (nesting) of a class is used to group (relate) information. For example, an EventData class might be used to describe two machines involved in an incident. This description can be achieved using multiple instances of the Flow class. It happens that there is a common technical contact (i.e., Contact class) for these two machines, but the impact (i.e., Assessment class) on them is different. A depiction of the representation for this situation can be found in Figure 30. +------------------+ | EventData | +------------------+ | |<>----[ Contact ] | | | |<>----[ EventData ]<>----[ Flow ] | | [ ]<>----[ Assessment ] | | | |<>----[ EventData ]<>----[ Flow ] | | [ ]<>----[ Assessment ] +------------------+ Figure 30: Recursion in the EventData Class 3.15. Expectation Class The Expectation class conveys to the recipient of the IODEF document the actions the sender is requesting. The scope of the requested action is limited to purview of the EventData class in which this class is aggregated. +-------------------------+ | Expectation | +-------------------------+ | ENUM action |<>--{0..*}--[ Description ] | STRING ext-action |<>--{0..*}--[ DefinedCOA ] | ENUM severity |<>--{0..1}--[ StartTime ] | ENUM restriction |<>--{0..1}--[ EndTime ] | STRING ext-restriction |<>--{0..1}--[ Contact ] | ID observable-id | +-------------------------+ Figure 31: The Expectation Class The aggregate classes of the Expectation class are: Description Danyliw Expires August 4, 2016 [Page 58] Internet-Draft IODEF v2 February 2016 Zero or more. ML_STRING. A free-form description of the desired action(s). DefinedCOA Zero or more. ML_STRING. A unique identifier meaningful to the sender and recipient of this document that references a course of action. This class MUST be present if the action attribute is set to "defined-coa". StartTime Zero or one. DATETIME. The time at which the sender would like the action performed. A timestamp that is earlier than the ReportTime specified in the Incident class denotes that the sender would like the action performed as soon as possible. The absence of this element indicates no expectations of when the recipient would like the action performed. EndTime Zero or one. DATETIME. The time by which the sender expects the recipient to complete the action. If the recipient cannot complete the action before EndTime, the recipient MUST NOT carry out the action. Because of transit delays, clock drift, and so on, the sender MUST be prepared for the recipient to have carried out the action, even if it completes past EndTime. Contact Zero or one. The expected actor for the action. See Section 3.9. The attributes of the Expectation class are: action Optional. ENUM. Classifies the type of action requested. This attribute is an enumerated list with a default value of "other". These values are maintained in the "Expectation-action" IANA registry per Table 1. 1. nothing. No action is requested. Do nothing with the information. 2. contact-source-site. Contact the site(s) identified as the source of the activity. 3. contact-target-site. Contact the site(s) identified as the target of the activity. 4. contact-sender. Contact the originator of the document. 5. investigate. Investigate the systems(s) listed in the event. Danyliw Expires August 4, 2016 [Page 59] Internet-Draft IODEF v2 February 2016 6. block-host. Block traffic from the machine(s) listed as sources the event. 7. block-network. Block traffic from the network(s) lists as sources in the event. 8. block-port. Block the port listed as sources in the event. 9. rate-limit-host. Rate-limit the traffic from the machine(s) listed as sources in the event. 10. rate-limit-network. Rate-limit the traffic from the network(s) lists as sources in the event. 11. rate-limit-port. Rate-limit the port(s) listed as sources in the event. 12. redirect-traffic. Redirect traffic from intended recipient for further analysis. 13. honeypot. Redirect traffic to a honeypot for further analysis. 14. upgrade-software. Upgrade or patch the software or firmware on an asset. 15. rebuild-asset. Reinstall the operating system or applications on an asset. 16. harden-asset. Change the configuration an asset (e.g., reduce the number of services or user accounts) to reduce the attack surface. 17. remediate-other. Remediate the activity in a way other than by rate limiting or blocking. 18. status-triage. Conveys receipts and the triaging of an incident. 19. status-new-info. Conveys that new information was received for this incident. 20. watch-and-report. Watch for the described activity and share if seen. 21. training. Train user to identify or mitigate a threat. Danyliw Expires August 4, 2016 [Page 60] Internet-Draft IODEF v2 February 2016 22. defined-coa. Perform a predefined course of action (COA). The COA is named in the DefinedCOA class. 23. other. Perform some custom action described in the Description class. 24. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-action Optional. STRING. A means by which to extend the action attribute. See Section 5.1.1. severity Optional. ENUM. Indicates the desired priority of the action. This attribute is an enumerated list with no default value, and the semantics of these relative measures are context dependent. 1. low. Low priority 2. medium. Medium priority 3. high. High priority restriction Optional. ENUM. See Section 3.3.1. The default value is "default". ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. observable-id Optional. ID. See Section 3.3.2. 3.16. Flow Class The Flow class groups related the source and target hosts. +------------------+ | Flow | +------------------+ | |<>--{1..*}--[ System ] +------------------+ Figure 32: The Flow Class Danyliw Expires August 4, 2016 [Page 61] Internet-Draft IODEF v2 February 2016 The aggregate class of the Flow class is: System One or More. A host or network involved in an event. See Section 3.17. The Flow class has no attributes. 3.17. System Class The System class describes a system or network involved in an event. The systems or networks represented by this class are categorized according to the role they played in the incident through the category attribute. The value of this category attribute dictates the semantics of the aggregated classes in the System class. If the category attribute has a value of "source", then the aggregated classes denote the machine and service from which the activity is originating. With a category attribute value of "target" or "intermediary", then the machine or service is the one targeted in the activity. A value of "sensor" dictates that this System was part of an instrumentation to monitor the network. +------------------------+ | System | +------------------------+ | ENUM category |<>----------[ Node ] | STRING ext-category |<>--{0..*}--[ NodeRole ] | STRING interface |<>--{0..*}--[ Service ] | ENUM spoofed |<>--{0..*}--[ OperatingSystem ] | ENUM virtual |<>--{0..*}--[ Counter ] | ENUM ownership |<>--{0..*}--[ AssetID ] | STRING ext-ownership |<>--{0..*}--[ Description ] | ENUM restriction |<>--{0..*}--[ AdditionalData ] | STRING ext-restriction | +------------------------+ Figure 33: The System Class The aggregate classes of the System class are: Node One. A host or network involved in the incident. See Section 3.18. NodeRole Zero or more. The intended purpose of the system. See Section 3.18.2. Danyliw Expires August 4, 2016 [Page 62] Internet-Draft IODEF v2 February 2016 Service Zero or more. A network service running on the system. See Section 3.20. OperatingSystem Zero or more. SOFTWARE. The operating system running on the system. Counter Zero or more. A counter with which to summarize properties of this host or network. See Section 3.18.3. AssetID Zero or more. STRING. An asset identifier for the System. Description Zero or more. ML_STRING. A free-form text description of the System. AdditionalData Zero or more. EXTENSION. A mechanism by which to extend the data model. The attributes of the System class are: category Optional. ENUM. Classifies the role the host or network played in the incident. These values are maintained in the "System- category" IANA registry per Table 1. The possible values are: 1. source. The System was the source of the event. 2. target. The System was the target of the event. 3. intermediate. The System was an intermediary in the event. 4. sensor. The System was a sensor monitoring the event. 5. infrastructure. The System was an infrastructure node of IODEF document exchange. 6. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-category Optional. STRING. A means by which to extend the category attribute. See Section 5.1.1. Danyliw Expires August 4, 2016 [Page 63] Internet-Draft IODEF v2 February 2016 interface Optional. STRING. Specifies the interface on which the event(s) on this System originated. If the Node class specifies a network rather than a host, this attribute has no meaning. spoofed Optional. ENUM. An indication of confidence in whether this System was the true target or attacking host. The permitted values for this attribute are shown below. The default value is "unknown". 1. unknown. The accuracy of the category attribute value is unknown. 2. yes. The category attribute value is probably incorrect. In the case of a source, the System is likely a decoy; with a target, the System was likely not the intended victim. 3. no. The category attribute value is believed to be correct. virtual Optional. ENUM. Indicates whether this System is a virtual or physical device. The default value is "unknown". The possible values are: 1. yes. The System is a virtual device. 2. no. The System is a physical device. 3. unknown. It is not known if the System is virtual. ownership Optional. ENUM. Describes the ownership of this System relative to the sender of the IODEF document. These values are maintained in the "System-ownership" IANA registry per Table 1. The possible values are: 1. organization. The System is owned by the organization. 2. personal. The System is owned by employee or affiliate of the organization. 3. partner. The System is owned by a partner of the organization. 4. customer. The System is owned by a customer of the organization. Danyliw Expires August 4, 2016 [Page 64] Internet-Draft IODEF v2 February 2016 5. no-relationship. The System is owned by an entity that has no known relationship with the organization. 6. unknown. The ownership of the System is unknown. 7. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-ownership Optional. STRING. A means by which to extend the ownership attribute. See Section 5.1.1. restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. 3.18. Node Class The Node class names an asset or network. This class was derived from [RFC4765]. +---------------+ | Node | +---------------+ | |<>--{0..*}--[ DomainData ] | |<>--{0..*}--[ Address ] | |<>--{0..1}--[ PostalAddress ] | |<>--{0..*}--[ Location ] | |<>--{0..*}--[ Counter ] +---------------+ Figure 34: The Node Class The aggregate classes of the Node class are: DomainData Zero or more. The detailed domain (DNS) information associated with this Node. If an Address is not provided, at least one DomainData MUST be specified. See Section 3.19. Address Danyliw Expires August 4, 2016 [Page 65] Internet-Draft IODEF v2 February 2016 Zero or more. The hardware, network, or application address of the Node. If a DomainData is not provided, at least one Address MUST be specified. See Section 3.18.1. PostalAddress Zero or one. POSTAL. The postal address of the asset. Location Zero or more. ML_STRING. A free-form description of the physical location of the Node. This description may provide a more detailed description of where in the PostalAddress this Node is found (e.g., room number, rack number, slot number in a chassis). Counter Zero or more. A counter with which to summarizes properties of this host or network. See Section 3.18.3. The Node class has no attributes. 3.18.1. Address Class The Address class represents a hardware (layer-2), network (layer-3), or application (layer-7) address. This class was derived from [RFC4765]. +-------------------------+ | Address | +-------------------------+ | STRING | | | | ENUM category | | STRING ext-category | | STRING vlan-name | | INTEGER vlan-num | | ID observable-id | +-------------------------+ Figure 35: The Address Class The content of the class is an address of type STRING whose semantics are determined by the category attribute. The attributes of the Address class are: category Optional. ENUM. The type of address represented. The permitted values for this attribute are shown below. The default value is Danyliw Expires August 4, 2016 [Page 66] Internet-Draft IODEF v2 February 2016 "ipv6-addr". These values are maintained in the "Address- category" IANA registry per Table 1. 1. asn. Autonomous System Number 2. atm. Asynchronous Transfer Mode (ATM) address 3. e-mail. Electronic mail address (RFC 822) 4. ipv4-addr. IPv4 host address in dotted-decimal notation (a.b.c.d) 5. ipv4-net. IPv4 network address in dotted-decimal notation, slash, significant bits (i.e., a.b.c.d/nn) 6. ipv4-net-mask. IPv4 network address in dotted-decimal notation, slash, network mask in dotted-decimal notation (i.e., a.b.c.d/w.x.y.z) 7. ipv6-addr. IPv6 host address 8. ipv6-net. IPv6 network address, slash, significant bits 9. ipv6-net-mask. IPv6 network address, slash, network mask 10. mac. Media Access Control (MAC) address (i.e., a:b:c:d:e:f) 11. site-uri. A URL or URI for a resource. 12. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-category Optional. STRING. A means by which to extend the category attribute. See Section 5.1.1. vlan-name Optional. STRING. The name of the Virtual LAN to which the address belongs. vlan-num Optional. STRING. The number of the Virtual LAN to which the address belongs. observable-id Optional. ID. See Section 3.3.2. Danyliw Expires August 4, 2016 [Page 67] Internet-Draft IODEF v2 February 2016 3.18.2. NodeRole Class The NodeRole class describes the function performed by a particular system. +-----------------------+ | NodeRole | +-----------------------+ | ENUM category |<>--{0..*}--[ Description ] | STRING ext-category | +-----------------------+ Figure 36: The NodeRole Class The aggregate class of the NodeRole class is: Description Zero or more. ML_STRING. A free-form text description of the role of the system. The attributes of the NodeRole class are: xml:lang Optional. ENUM. A language identifier per Section 2.12 of [W3C.XML] whose values and form are described in [RFC5646]. The interpretation of this code is described in Section 6. translation-id Optional. STRING. An identifier to relate other instances of this class as translations of this text. See Section 6. category Required. ENUM. Functionality provided by a node. These values are maintained in the "NodeRole-category" IANA registry per Table 1. 1. client. Client computer 2. client-enterprise. Client computer on the enterprise network 3. client-partner. Client computer on network of a partner 4. client-remote. Client computer remotely connected to the enterprise network 5. client-kiosk. Client computer is serves as a kiosk 6. client-mobile. Client is a mobile device Danyliw Expires August 4, 2016 [Page 68] Internet-Draft IODEF v2 February 2016 7. server-internal. Server with internal services 8. server-public. Server with public services 9. www. WWW server 10. mail. Mail server 11. webmail. Web mail server 12. messaging. Messaging server (e.g., NNTP, IRC, IM) 13. streaming. Streaming-media server 14. voice. Voice server (e.g., SIP, H.323) 15. file. File server (e.g., SMB, CVS, AFS) 16. ftp. FTP server 17. p2p. Peer-to-peer node 18. name. Name server (e.g., DNS, WINS) 19. directory. Directory server (e.g., LDAP, finger, whois) 20. credential. Credential server (e.g., domain controller, Kerberos) 21. print. Print server 22. application. Application server 23. database. Database server 24. backup. Backup server 25. dhcp. DHCP server 26. assessment. Assessment server (e.g., vulnerability scanner, end-point assessment) 27. source-control. Source code control server 28. config-management. Configuration management server 29. monitoring. Security monitoring server (e.g., IDS) Danyliw Expires August 4, 2016 [Page 69] Internet-Draft IODEF v2 February 2016 30. infra. Infrastructure server (e.g., router, firewall, DHCP) 31. infra-firewall. Firewall 32. infra-router. Router 33. infra-switch. Switch 34. camera. Camera and video system 35. proxy. Proxy server 36. remote-access. Remote access server 37. log. Log server (e.g., syslog) 38. virtualization. Server running virtual machines 39. pos. Point-of-sale device 40. scada. Supervisory control and data acquisition system 41. scada-supervisory. Supervisory system for a SCADA 42. sinkhole. Traffic sinkhole destination 43. honeypot. Honeypot server 44. anonymization. Anonymization server (e.g., Tor node) 45. c2-server. Malicious command and control server 46. malware-distribution. Server that distributes malware 47. drop-server. Server to which exfiltrated content is uploaded. 48. hop-point. Intermediary server used to get to a victim. 49. reflector. A system used in a reflector attacker. 50. phishing-site. Site hosting phishing content 51. spear-phishing-site. Site hosting spear-phishing content 52. recruiting-site. Site to recruit 53. fraudulent-site. Fraudulent site. Danyliw Expires August 4, 2016 [Page 70] Internet-Draft IODEF v2 February 2016 54. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-category Optional. STRING. A means by which to extend the category attribute. See Section 5.1.1. 3.18.3. Counter Class The Counter class summarize multiple occurrences of some event, or conveys counts or rates on various features (e.g., packets, sessions, events). The value of the counter is the element content with its units represented in the type attribute. A rate for a given feature can be expressed by setting the duration attribute. The complete semantics are entirely context dependent based on the class in which the Counter is aggregated. +---------------------+ | Counter | +---------------------+ | REAL | | | | ENUM type | | STRING ext-type | | ENUM unit | | STRING ext-unit | | STRING meaning | | ENUM duration | | STRING ext-duration | +---------------------+ Figure 37: The Counter Class The content of the class is a counter value of type REAL. The attributes of the Counter class are: type Required. ENUM. Specifies the type of counter specified in the element content. These values are maintained in the "Counter- type" IANA registry per Table 1. 1. count. The Counter class value is a counter. 2. peak. The Counter class value is a peak value. Danyliw Expires August 4, 2016 [Page 71] Internet-Draft IODEF v2 February 2016 3. average. The Counter class value is an average. 4. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-type Optional. STRING. A means by which to extend the type attribute. See Section 5.1.1. unit Required. ENUM. Specifies the units of the element content. These values are maintained in the "Counter-unit" IANA registry per Table 1. 1. byte. Bytes transferred. 2. mbit. Megabits (Mbits) transfered. 3. packet. Packets. 4. flow. Network flow records. 5. session. Sessions. 6. alert. Notifications generated by another system (e.g., IDS or SIM). 7. message. Messages (e.g., mail messages). 8. event. Events. 9. host. Hosts. 10. site. Site. 11. organization. Organizations. 12. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-unit Optional. STRING. A means by which to extend the unit attribute. See Section 5.1.1. meaning Danyliw Expires August 4, 2016 [Page 72] Internet-Draft IODEF v2 February 2016 Optional. STRING. A free-form description of the metric represented by the Counter. duration Optional. ENUM. If present, the Counter class represents a rate. This attribute specifies unit of time over which the rate whose units are specified in the unit attribute is being conveyed. This attribute is the the denominator of the rate (where the unit attribute specified the nominator). The possible values of this attribute are defined in Section 3.12.3 ext-duration Optional. STRING. A means by which to extend the duration attribute. See Section 5.1.1. 3.19. DomainData Class The DomainData class describes a domain name and meta-data associated with this domain. +--------------------------+ | DomainData | +--------------------------+ | ENUM system-status |<>----------[ Name ] | STRING ext-system-status |<>--{0..1}--[ DateDomainWasChecked ] | ENUM domain-status |<>--{0..1}--[ RegistrationDate ] | STRING ext-domain-status |<>--{0..1}--[ ExpirationDate ] | ID observable-id |<>--{0..*}--[ RelatedDNS ] | |<>--{0..*}--[ Nameservers ] | |<>--{0..1}--[ DomainContacts ] +--------------------------+ Figure 38: The DomainData Class The aggregate classes of the DomainData class are: Name One. STRING. The domain name of the Node (e.g., fully qualified domain name). DateDomainWasChecked Zero or one. DATETIME. A timestamp of when the Name was resolved. RegistrationDate Zero or one. DATETIME. A timestamp of when domain listed in Name was registered. Danyliw Expires August 4, 2016 [Page 73] Internet-Draft IODEF v2 February 2016 ExpirationDate Zero or one. DATETIME. A timestamp of when the domain listed in Name is set to expire. RelatedDNS Zero or more. EXTENSION. Additional DNS records associated with this domain. Nameservers Zero or more. The name servers identified for the domain listed in Name. See Section 3.19.1. DomainContacts Zero or one. Contact information for the domain listed in Name supplied by the registrar or through a whois query. The attributes of the DomainData class are: system-status Required. ENUM. Assesses the domain's involvement in the event. These values are maintained in the "DomainData-system-status" IANA registry per Table 1. 1. spoofed. This domain was spoofed. 2. fraudulent. This domain was operated with fraudulent intentions. 3. innocent-hacked. This domain was compromised by a third party. 4. innocent-hijacked. This domain was deliberately hijacked. 5. unknown. No categorization for this domain known. 6. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-system-status Optional. STRING. A means by which to extend the system-status attribute. See Section 5.1.1. domain-status Required. ENUM. Categorizes the registry status of the domain at the time the document was generated. These values and their associated descriptions are derived from Section 3.2.2 of Danyliw Expires August 4, 2016 [Page 74] Internet-Draft IODEF v2 February 2016 [RFC3982]. These values are maintained in the "DomainData-domain- status" IANA registry per Table 1. 1. reservedDelegation. The domain is permanently inactive. 2. assignedAndActive. The domain is in a normal state. 3. assignedAndInactive. The domain has an assigned registration but the delegation is inactive. 4. assignedAndOnHold. The domain is under dispute. 5. revoked. The domain is in the process of being purged from the database. 6. transferPending. The domain is pending a change in authority. 7. registryLock. The domain is on hold by the registry. 8. registrarLock. Same as "registryLock". 9. other. The domain has a known status but it is not one of the redefined enumerated values. 10. unknown. The domain has an unknown status. 11. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-domain-status Optional. STRING. A means by which to extend the domain-status attribute. See Section 5.1.1. observable-id Optional. ID. See Section 3.3.2. 3.19.1. Nameservers Class The Nameservers class describes the name servers associated with a given domain. Danyliw Expires August 4, 2016 [Page 75] Internet-Draft IODEF v2 February 2016 +--------------------+ | Nameservers | +--------------------+ | |<>----------[ Server ] | |<>--{1..*}--[ Address ] +--------------------+ Figure 39: The Nameservers Class The aggregate classes of the Nameservers class are: Server One. STRING. The domain name of the name server. Address One or more. The address of the name server. The value of the category attribute MUST be either "ipv4-addr" or "ipv6-addr". See Section 3.18.1. The Nameservers class has no attributes. 3.19.2. DomainContacts Class The DomainContacts class describes the contact information for a given domain provided either by the registrar or through a whois query. This contact information can be explicitly described through a Contact class or a reference can be provided to a domain with identical contact information. Either a single SameDomainContact MUST be present or one or more Contact classes. +--------------------+ | DomainContacts | +--------------------+ | |<>--{0..1}--[ SameDomainContact ] | |<>--{1..*}--[ Contact ] +--------------------+ Figure 40: The DomainContacts Class The aggregate classes of the DomainContacts class are: SameDomainContact Zero or one. STRING. A domain name already cited in this document or through previous exchange that contains the identical contact information as the domain name in question. The domain Danyliw Expires August 4, 2016 [Page 76] Internet-Draft IODEF v2 February 2016 contact information associated with this domain should be used instead of an explicit definition with the Contact class. Contact One or more. Contact information for the domain. See Section 3.9. The DomainContacts class has no attributes. 3.20. Service Class The Service class describes a network service of a host or network. The service is identified by specific port or list of ports, along with the application listening on that port. When Service occurs as an aggregate class of a System that is a source, then this service is the one from which activity of interest is originating. Conversely, when Service occurs as an aggregate class of a System that is a target, then that service is the one to which activity of interest is directed. This class was derived from [RFC4765]. +-------------------------+ | Service | +-------------------------+ | INTEGER ip-protocol |<>--{0..1}--[ ServiceName ] | ID observable-id |<>--{0..1}--[ Port ] | |<>--{0..1}--[ Portlist ] | |<>--{0..1}--[ ProtoCode ] | |<>--{0..1}--[ ProtoType ] | |<>--{0..1}--[ ProtoField ] | |<>--{0..1}--[ ApplicationHeader ] | |<>--{0..1}--[ EmailData ] | |<>--{0..1}--[ Application ] +-------------------------+ Figure 41: The Service Class The aggregate classes of the Service class are: ServiceName Zero or one. Identifies the the observed service. Port Zero or one. INTEGER. A port number. Portlist Danyliw Expires August 4, 2016 [Page 77] Internet-Draft IODEF v2 February 2016 Zero or one. PORTLIST. A list of port numbers formatted according to Section 2.10. ProtoCode Zero or one. INTEGER. A transport layer (layer 4) protocol- specific code field (e.g., ICMP code field). ProtoType Zero or one. INTEGER. A transport layer (layer 4) protocol specific type field (e.g., ICMP type field). ProtoField Zero or one. INTEGER. A transport layer (layer 4) protocol specific flag field (e.g., TCP flag field). ApplicationHeader Zero or one. A protocol header. See Section 3.20.2. EmailData Zero or one. Headers associated with an email. See Section 3.21. Application Zero or one. SOFTWARE. The application bound to the specified Port or Portlist. Either a Port or Portlist class MUST be specified for a given instance of a Service class. When a given System classes with category="source" and another with category="target" are aggregated into a single Flow class, and each of these System classes has a Service and Portlist class, an implicit relationship between these Portlists exists. If N ports are listed for a System@category="source", and M ports are listed for System@category="target", the number of ports in N must be equal to M. Likewise, the ports MUST be listed in an identical sequence such that the n-th port in the source corresponds to the n-th port of the target. If N is greater than 1, a given instance of a Flow class MUST only have a single instance of a System@category="source" and System@category="target". The attributes of the Service class are: ip-protocol Required. INTEGER. The IANA assigned IP protocol number per [IANA.Protocols]. observable-id Optional. ID. See Section 3.3.2. Danyliw Expires August 4, 2016 [Page 78] Internet-Draft IODEF v2 February 2016 3.20.1. ServiceName Class The ServiceName class names an application protocol. It can be described by referencing an IANA registered protocol, a URL or with free-form text. +--------------------+ | ServiceName | +--------------------+ | |<>--{0..1}--[ IANAService ] | |<>--{0..*}--[ URL ] | |<>--{0..*}--[ Description ] +--------------------+ Figure 42: The ServiceName Class The aggregate classes of the ServiceName class are: IANAService Zero or one. STRING. The name of the service per the "Service Name" field of the [IANA.Ports] registry. URL Zero or more. URL. A URL describing the service. Description Zero or more. ML_STRING. A free-form text description of the service. At least one of these classes MUST be present. The ServiceName class has no attributes. 3.20.2. ApplicationHeader Class The ApplicationHeader class allows the representation of arbitrary fields from a protocol header and its corresponding value. +--------------------------+ | ApplicationHeader | +--------------------------+ | |<>--{1..*}--[ ApplicationHeaderField ] +--------------------------+ Figure 43: The ApplicationHeader Class The aggregate class of the ApplicationHeader class is: Danyliw Expires August 4, 2016 [Page 79] Internet-Draft IODEF v2 February 2016 ApplicationHeaderField One or more. EXTENSION. A field name and value in the header. The 'name' attribute of the ApplicationHeader MUST be set with the field name. The ApplicationHeader class has no attributes. 3.21. EmailData Class The EmailData class describes headers from an email message. Common headers have dedicated classes, but arbitrary headers can also be described. +-------------------------+ | EmailData | +-------------------------+ | ID observable-id |<>--{0..1}--[ EmailTo ] | |<>--{0..1}--[ EmailFrom ] | |<>--{0..1}--[ EmailSubject ] | |<>--{0..1}--[ EmailX-Mailer ] | |<>--{0..*}--[ EmailHeaderField ] | |<>--{0..*}--[ HashData ] | |<>--{0..*}--[ SignatureData ] +-------------------------+ Figure 44: EmailData Class The aggregate classes of the EmailData class are: EmailTo Zero or one. EMAIL. The value of the "To:" header field (Section 3.6.3 of [RFC5322]) in an email. EmailFrom Zero or one. EMAIL. The value of the "From:" header field (Section 3.6.2 of [RFC5322]) in an email. EmailSubject Zero or one. STRING. The value of the "Subject:" header field in an email. See Section 3.6.4 of [RFC5322]. EmailX-Mailer Zero or one. STRING. The value of the "X-Mailer:" header field in an email. EmailHeaderField Zero or one. EXTENSION. The value of an arbitrary header field in the email. The attribute of EmailHeaderField MUST be set as Danyliw Expires August 4, 2016 [Page 80] Internet-Draft IODEF v2 February 2016 follows: name MUST be the the name of the SMTP header field; and dtype="string". HashData Zero or One. Hash(es) associated with this email. See Section 3.26. SignatureData Zero or One. Signature(s) associated with this email. See Section 3.27. The attribute of the EmailData class is: observable-id Optional. ID. See Section 3.3.2. 3.22. Record Class The Record class is a container class for log and audit data that provides supportive information about the incident. The source of this data will often be the output of monitoring tools. These logs substantiate the activity described in the document. +------------------------+ | Record | +------------------------+ | ENUM restriction |<>--{1..*}--[ RecordData ] | STRING ext-restriction | +------------------------+ Figure 45: Record Class The aggregate classes of the Record class are: RecordData One or more. Log or audit data generated by a particular type of sensor. Separate instances of the RecordData class SHOULD be used for each sensor type. See Section 3.22.1. The attributes of the Record class are: restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. Danyliw Expires August 4, 2016 [Page 81] Internet-Draft IODEF v2 February 2016 3.22.1. RecordData Class The RecordData class groups log or audit data from a given sensor (e.g., IDS, firewall log) and provides a way to annotate the output. +------------------------+ | RecordData | +------------------------+ | ENUM restriction |<>--{0..1}--[ DateTime ] | STRING ext-restriction |<>--{0..*}--[ Description ] | ID observable-id |<>--{0..1}--[ Application ] | |<>--{0..*}--[ RecordPattern ] | |<>--{0..*}--[ RecordItem ] | |<>--{0..*}--[ FileData ] | |<>--{0..*}--[ CertificateData ] | |<>--{0..*}-- | | [ WindowsRegistryKeysModified ] | |<>--{0..*}--[ AdditionalData ] +------------------------+ Figure 46: The RecordData Class The aggregate classes of the RecordData class are: DateTime Zero or one. DATETIME. Timestamp of the RecordItem data. Description Zero or more. ML_STRING. Free-form textual description of the provided RecordItem data. At minimum, this description should convey the significance of the provided RecordItem data. Application Zero or one. SOFTWARE. Information about the sensor used to generate the RecordItem data. RecordPattern Zero or more. A search string to precisely find the relevant data in a RecordItem. See Section 3.22.2. RecordItem Zero or more. EXTENSION. Log, audit, or forensic data to support the conclusions made during the course of analyzing the incident. FileData Zero or one. The file name and hash of a file indicator. See Section 3.25. Danyliw Expires August 4, 2016 [Page 82] Internet-Draft IODEF v2 February 2016 WindowsRegistryKeysModified Zero or more. The registry keys that were modified that are indicator(s). See Section 3.23. AdditionalData Zero or more. EXTENSION. An extension mechanism for data not explicitly represented in the data model. The attributes of the RecordData class are: restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. observable-id Optional. ID. See Section 3.3.2. 3.22.2. RecordPattern Class The RecordPattern class describes where in the content of the RecordItem relevant information can be found. It provides a way to reference subsets of information, identified by a pattern, in a large log file, audit trail, or forensic data. +-----------------------+ | RecordPattern | +-----------------------+ | STRING | | | | ENUM type | | STRING ext-type | | INTEGER offset | | ENUM offsetunit | | STRING ext-offsetunit | | INTEGER instance | +-----------------------+ Figure 47: The RecordPattern Class The content of the class is the specific pattern to search within the RecordItem of type STRING. The attributes of the RecordPattern class are: type Danyliw Expires August 4, 2016 [Page 83] Internet-Draft IODEF v2 February 2016 Required. ENUM. Describes the type of pattern being specified in the element content. The default is "regex". These values are maintained in the "RecordPattern-type" IANA registry per Table 1. 1. regex. regular expression as defined by POSIX Extended Regular Expressions (ERE) in Chapter 9 of [IEEE.POSIX]. 2. binary. Binhex encoded binary pattern, per the HEXBIN data type. 3. xpath. XML Path (XPath) [W3C.XPATH] 4. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-type Optional. STRING. A means by which to extend the type attribute. See Section 5.1.1. offset Optional. INTEGER. Amount of units (determined by the offsetunit attribute) to seek into the RecordItem data before matching the pattern. offsetunit Optional. ENUM. Describes the units of the offset attribute. The default is "line". These values are maintained in the "RecordPattern-offsetunit" IANA registry per Table 1. 1. line. Offset is a count of lines. 2. byte. Offset is a count of bytes. 3. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-offsetunit Optional. STRING. A means by which to extend the offsetunit attribute. See Section 5.1.1. instance Optional. INTEGER. Number of types to apply the specified pattern. Danyliw Expires August 4, 2016 [Page 84] Internet-Draft IODEF v2 February 2016 3.23. WindowsRegistryKeysModified Class The WindowsRegistryKeysModified class describes Windows operating system registry keys and the operations that were performed on them. This class was derived from [RFC5901]. +-----------------------------+ | WindowsRegistryKeysModified | +-----------------------------+ | ID observable-id |<>--{1..*}--[ Key ] +-----------------------------+ Figure 48: The WindowsRegistryKeysModified Class The aggregate classes of the WindowsRegistryKeysModified class are: Key One or more. The Window registry key. See Section 3.23.1. The attribute of the WindowsRegistryKeysModified class is: observable-id Optional. ID. See Section 3.3.2. 3.23.1. Key Class The Key class describes a particular Windows operating system registry key name and value pair, and the operation performed on it. +---------------------------+ | Key | +---------------------------+ | ENUM registryaction |<>----------[ KeyName ] | STRING ext-registryaction |<>--{0..1}--[ KeyValue ] | ID observable-id | +---------------------------+ Figure 49: The Key Class The aggregate classes of the Key class are: KeyName One. STRING. The name of the Windows operating system registry key (e.g.,[HKEY_LOCAL_MACHINE\Software\Test\KeyName]) KeyValue Zero or one. STRING. The value of the associated registry key encoded as in Microsoft .reg files [KB310516]. Danyliw Expires August 4, 2016 [Page 85] Internet-Draft IODEF v2 February 2016 The attributes of the Key class are: registryaction Optional. ENUM. The type of action taken on the registry key. These values are maintained in the "Key-registryaction" IANA registry per Table 1. 1. add-key. Registry key added. 2. add-value. Value added to registry key. 3. delete-key. Registry key deleted. 4. delete-value. Value deleted from registry key. 5. modify-key. Registry key modified. 6. modify-value. Value modified for registry key. 7. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-registryaction Optional. STRING. A means by which to extend the registryaction attribute. See Section 5.1.1. observable-id Optional. ID. See Section 3.3.2. 3.24. CertificateData Class The CertificateData class describes X.509 certificates. +------------------------+ | CertificateData | +------------------------+ | ENUM restriction |<>--{1..*}--[ Certificate ] | STRING ext-restriction | | ID observable-id | +------------------------+ Figure 50: The CertificateData Class The aggregate classes of the CertificateData class are: Certificate One or more. A certificate. See Section 3.24.1. Danyliw Expires August 4, 2016 [Page 86] Internet-Draft IODEF v2 February 2016 The attributes of the CertificateData class are: restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. observable-id Optional. ID. See Section 3.3.2. 3.24.1. Certificate Class The Certificate class describes a given X.509 certificate or certificate chain. +--------------------------+ | Certificate | +--------------------------+ | ID observable-id |<>----------[ ds: X509Data ] | |<>--{0..*}--[ Description ] +--------------------------+ Figure 51: The Certificate Class The aggregate classes of the Certificate class are: ds:X509Data One. A given X.509 certificate or chain. See Section 4.4.4 of [W3C.XMLSIG]. Description Zero or more. ML_STRING. Free-form textual description explaining the context of this certificate. The attributes of the Certificate class are: observable-id Optional. ID. See Section 3.3.2. 3.25. FileData Class The FileData class describes files of interest identified during the analysis of an incident. Danyliw Expires August 4, 2016 [Page 87] Internet-Draft IODEF v2 February 2016 +------------------------+ | FileData | +------------------------+ | ENUM restriction |<>--{1..*}--[ File ] | STRING ext-restriction | | ID observable-id | +------------------------+ Figure 52: The FileData Class The aggregate classes of the FileData class are: File One or more. A description of a file. See Section 3.25.1. The attributes of the FileData class are: restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. observable-id Optional. ID. See Section 3.3.2. 3.25.1. File Class The File class describes a file and its associated meta data. +-----------------------+ | File | +-----------------------+ | ID observable-id |<>--{0..1}--[ FileName ] | |<>--{0..1}--[ FileSize ] | |<>--{0..1}--[ FileType ] | |<>--{0..*}--[ URL ] | |<>--{0..1}--[ HashData ] | |<>--{0..1}--[ SignatureData ] | |<>--{0..1}--[ AssociatedSoftware ] | |<>--{0..*}--[ FileProperties ] +-----------------------+ Figure 53: The File Class The aggregate classes of the File class are: Danyliw Expires August 4, 2016 [Page 88] Internet-Draft IODEF v2 February 2016 FileName Zero or One. STRING. The name of the file. FileSize Zero or One. INTEGER. The size of the file in bytes. FileType Zero or One. STRING. The type of file per the IANA Media Types Registry [IANA.Media]. Valid values correspond to the text in the "Template" column (e.g., "application/pdf"). URL Zero or more. URL. A URL reference to the file. HashData Zero or One. Hash(es) associated with this file. See Section 3.26. SignatureData Zero or One. Signature(s) associated with this file. See Section 3.27. AssociatedSoftware Zero or One. SOFTWARE. The software application or operating system to which this file belongs. FileProperties Zero or more. EXTENSION. Mechanism by which to extend the data model to describe properties of the file. The attributes of the File class are: observable-id Optional. ID. See Section 3.3.2. 3.26. HashData Class The HashData class describes different types of hashes on an given object (e.g., file, part of a file, email). Danyliw Expires August 4, 2016 [Page 89] Internet-Draft IODEF v2 February 2016 +--------------------------+ | HashData | +--------------------------+ | ENUM scope |<>--{0..1}--[ HashTarget ] | |<>--{0..*}--[ Hash ] | |<>--{0..*}--[ FuzzyHash ] +--------------------------+ Figure 54: The HashData Class The aggregate classes of the HashData class are: HashTarget Zero or One. ML_STRING. An identifier that references a subset of the object per the @scope attribute. Hash Zero or more. The hash generated on the object. See Section 3.26.1. FuzzyHash Zero or more. The fuzzy hash of the object. See Section 3.26.2. A single instance of Hash or FuzzyHash MUST be present. The attribute of the HashData class is: scope Required. ENUM. Describes the scope of the hash on a type of object. These values are maintained in the "HashData-scope" IANA registry per Table 1. 1. file-contents. A hash computed over the entire contents of a file. 2. file-pe-section. A hash computed on a given section of a Windows Portable Executable (PE) file. If set to this value, the HashTargetId class MUST identify the section being hashed. This section is identified by an ordinal number (starting at 1) corresponding to the the order in which the given section header was defined in the Section Table of the PE file header. 3. file-pe-iat. A hash computed on the Import Address Table (IAT) of a PE file. As IAT hashes are often tool dependent, if this value is set, the HashTargetId class MUST specify the tool used to generate the hash. Danyliw Expires August 4, 2016 [Page 90] Internet-Draft IODEF v2 February 2016 4. file-pe-resource. A hash computed on a given resource in a PE file. If set to this value, the HashTargetId class MUST identify the resource being hashed. This resource is identified by an ordinal number (starting at 1) corresponding to the oder in which the given resource is declared in the Resource Directory of the Data Dictionary in the PE file header. 5. file-pdf-object. A hash computed on a given object in a Portable Document Format (PDF) file. If set to this value, the HashTargetId class MUST identify the object being hashed. This object is identified by its offset in the PDF file. 6. email-hash. A hash computed over the headers and body of an email message. 7. email-headers-hash. A hash computed over all of the headers of an email message. 8. email-body-hash. A hash computed over the body of an email message. 9. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-scope Optional. STRING. A means by which to extend the scope attribute. See Section 5.1.1. 3.26.1. Hash Class The Hash class describes a specific hash value, algorithm, and an application used to generate it. +----------------+ | Hash | +----------------+ | |<>----------[ ds:DigestMethod ] | |<>----------[ ds:DigestValue ] | |<>--{0..1}--[ ds:CannonicalizationMethod ] | |<>--{0..1}--[ Application ] +----------------+ Figure 55: The Hash Class The aggregate classes of the Hash class are: Danyliw Expires August 4, 2016 [Page 91] Internet-Draft IODEF v2 February 2016 ds:DigestMethod One. The hash algorithm used to generate the hash. See Section 4.3.3.5 of [W3C.XMLSIG] ds:DigestValue One. The computed hash value. See Section 4.3.3.6 of [W3C.XMLSIG]. ds:CannonicalizationMethod Zero or one. The canonicalization method used for the has. See Section 4.3.1 of [W3C.XMLSIG]. Application Zero or One. SOFTWARE. The application used to calculate the hash. The HashData class has no attributes. 3.26.2. FuzzyHash Class The FuzzyHash class describes a fuzzy hash (in an extensible way) and the application used to generate it. +--------------------------+ | FuzzyHash | +--------------------------+ | |<>--{0..*}--[ AdditionalData ] | |<>--{0..1}--[ Application ] +--------------------------+ Figure 56: The FuzzyHash Class The aggregate classes of the FuzzyHash class are: AdditionalData Zero or more. EXTENSION. Mechanism by which to extend the data model. Application Zero or One. SOFTWARE. The application used to calculate the hash. The FuzzyData class has no attributes. Danyliw Expires August 4, 2016 [Page 92] Internet-Draft IODEF v2 February 2016 3.27. SignatureData Class The SignatureData class describes different signatures on an given object. +--------------------------+ | SignatureData | +--------------------------+ | |<>--{1..*}--[ ds:Signature ] +--------------------------+ Figure 57: The SignatureData Class The aggregate class of the SignatureData class is: Signature One or more. An given signature. See Section 4.2 of [W3C.XMLSIG] The SignatureData class has no attributes. 3.28. IndicatorData Class The IndicatorData class describes the indicators identified from analysis of an incident. +--------------------------+ | IndicatorData | +--------------------------+ | |<>--{1..*}--[ Indicator ] +--------------------------+ Figure 58: The IndicatorData Class The aggregate class of the IndicatorData class is: Indicator One or more. An indicator from the incident. See Section 3.29. The IndicatorData class has no attributes. 3.29. Indicator Class The Indicator class describes a cyber indicator. An indicator consists of observable features and phenomenon that aid in the forensic or proactive detection of malicious activity, and associated meta-data. This indicator can be described outright or reference observable features and phenomenon described elsewhere in the Danyliw Expires August 4, 2016 [Page 93] Internet-Draft IODEF v2 February 2016 incident information. Portions of an incident description can be composed to define an indicator, as can the indicators themselves. +------------------------+ | Indicator | +------------------------+ | ENUM restriction |<>----------[ IndicatorID ] | STRING ext-restriction |<>--{0..1}--[ AlternativeIndicatorID ] | |<>--{0..*}--[ Description ] | |<>--{0..1}--[ StartTime ] | |<>--{0..1}--[ EndTime ] | |<>--{0..1}--[ Confidence ] | |<>--{0..*}--[ Contact ] | |<>--{0..1}--[ Observable ] | |<>--{0..1}--[ ObservableReference ] | |<>--{0..1}--[ IndicatorExpression ] | |<>--{0..1}--[ IndicatorReference ] | |<>--{0..*}--[ NodeRole ] | |<>--{0..*}--[ AttackPhase ] | |<>--{0..*}--[ AdditionalData ] +------------------------+ Figure 59: The Indicator Class The aggregate classes of the Indicator class are: IndicatorID One. An identifier for this indicator. See Section 3.29.1 AlternativeIndicatorID Zero or one. An alternative identifier for this indicator. See Section 3.29.2 Description Zero or more. ML_STRING. A free-form textual description of the indicator. StartTime Zero or one. DATETIME. A timestamp of the start of the time period during which this indicator is valid. EndTime Zero or one. DATETIME. A timestamp of the end of the time period during which this indicator is valid. Confidence Zero or one. An estimate of the confidence in the quality of the indicator. See Section 3.12.5. Danyliw Expires August 4, 2016 [Page 94] Internet-Draft IODEF v2 February 2016 Contact Zero or more. Contact information for this indicator. See Section 3.9. Observable Zero or one. An observable feature or phenomenon of this indicator. See Section 3.29.3. ObservableReference Zero or one. A reference to a feature or phenomenon defined elsewhere in the document. See Section 3.29.6. IndicatorExpression Zero or one. A composition of observables. See Section 3.29.4. IndicatorReference Zero or one. A reference to an indicator. See Section 3.29.7. NodeRole Zero or many. An indication of the role a system to which this indicator is matched might play in an attack. See Section 3.18.2. AttackPhase Zero or many. An indication of which phase in an attack lifecycle this indicator might be seen. See Section 3.29.8. AdditionalData Zero or more. EXTENSION. Mechanism by which to extend the data model. The Indicator class MUST have exactly one instance of an Observable, IndicatorExpression, ObservableReference, or IndicatorReference class. The StartTime and EndTime classes can be used to define an interval during which the indicator is valid. If both classes are present, the indicator is consider valid only during the described interval. If neither class is provided, the indicator is considered valid during any time interval. If only a StartTime is provided, the indicator is valid anytime after this timestamp. If only an EndTime is provided, the indicator is valid anytime prior to this timestamp. The attributes of the Indicator class are: restriction Optional. ENUM. See Section 3.3.1. ext-restriction Danyliw Expires August 4, 2016 [Page 95] Internet-Draft IODEF v2 February 2016 Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. 3.29.1. IndicatorID Class The IndicatorID class identifies an indicator with a globally unique identifier. The combination of the name and version attributes, and the element content form this identifier. Indicators generated by given CSIRT MUST NOT reuse the same value unless they are referencing the same indicator. +------------------+ | IndicatorID | +------------------+ | ID | | | | STRING name | | STRING version | +------------------+ Figure 60: The IndicatorID Class The content of the class is identifier for an indicator of type ID. The attributes of the IndicatorID class are: name Required. STRING. An identifier describing the CSIRT that created the indicator. In order to have a globally unique CSIRT name, the fully qualified domain name associated with the CSIRT MUST be used. This format is identical to the IncidentID@name attribute in Section 3.4. version Required. STRING. A version number of an indicator. 3.29.2. AlternativeIndicatorID Class The AlternativeIndicatorID class lists alternative identifiers for an indicator. Danyliw Expires August 4, 2016 [Page 96] Internet-Draft IODEF v2 February 2016 +-------------------------+ | AlternativeIndicatorID | +-------------------------+ | ENUM restriction |<>--{1..*}--[ IndicatorReference ] | STRING ext-restriction | +-------------------------+ Figure 61: The AlternativeIndicatorID Class The aggregate class of the AlternativeIndicatorID class is: IndicatorReference One or more. A reference to an indicator. See Section 3.29.7 The attributes of the AlternativeIndicatorID class are: restriction Optional. ENUM. See Section 3.3.1. ext-restriction Optional. STRING. A means by which to extend the restriction attribute. See Section 5.1.1. 3.29.3. Observable Class The Observable class describes a feature and phenomenon that can be observed or measured for the purposes of detecting malicious behavior. Danyliw Expires August 4, 2016 [Page 97] Internet-Draft IODEF v2 February 2016 +-------------------+ | Observable | +-------------------+ | |<>--{0..1}--[ Address ] | |<>--{0..1}--[ DomainData ] | |<>--{0..1}--[ Service ] | |<>--{0..1}--[ EmailData ] | |<>--{0..1}--[ Service ] | |<>--{0..1}--[ WindowsRegistryKeysModified ] | |<>--{0..1}--[ FileData ] | |<>--{0..1}--[ CertificateData ] | |<>--{0..1]--[ RegistryHandle ] | |<>--{0..1}--[ RecordData ] | |<>--{0..1}--[ EventData ] | |<>--{0..1}--[ Incident ] | |<>--{0..*}--[ Expectation ] | |<>--{0..*}--[ Reference ] | |<>--{0..1}--[ Assessment ] | |<>--{0..1}--[ HistoryItem ] | |<>--{0..1}--[ BulkObservable ] | |<>--{0..*}--[ AdditionalData ] +-------------------+ Figure 62: The Observable Class The aggregate classes of the Observable class are: Address Zero or One. An Address observable. See Section 3.18.1. DomainData Zero or One. A DomainData observable. See Section 3.19. Service Zero or One. A Service observable. See Section 3.20. EmailData Zero or One. A EmailData observable. See Section 3.21. WindowsRegistryKeysModified Zero or One. A WindowsRegistryKeysModified observable. See Section 3.23. FileData Zero or One. A FileData observable. See Section 3.25. CertificateData Zero or One. A CertificateData observable. See Section 3.24. Danyliw Expires August 4, 2016 [Page 98] Internet-Draft IODEF v2 February 2016 RegistryHandle Zero or One. A RegistryHandle observable. See Section 3.9.1. RecordData Zero or One. A RecordData observable. See Section 3.22.1. EventData Zero or One. An EventData observable. See Section 3.14. Incident Zero or One. An Incident observable. See Section 3.2. EventData Zero or One. An EventData observable. See Section 3.14. Expectation Zero or One. An Expectation observable. See Section 3.15. Reference Zero or One. A Reference observable. See Section 3.11.1. Assessment Zero or One. An Assessment observable. See Section 3.12. HistoryItem Zero or One. A HistoryItem observable. See Section 3.13.1. BulkObservable Zero or One. A bulk list of observables. See Section 3.29.3.1. AdditionalData Zero or more. EXTENSION. Mechanism by which to extend the data model. The Observable class MUST have exactly one of the possible child classes. The Observable class has no attributes. 3.29.3.1. BulkObservable Class The BulkObservable class allows the bulk enumeration of single type of observables without requiring each one to be encoded individually in multiple instances of the same class. The type attribute describes the type observable listed in the child BulkObservableList class. The BulkObservableFormat class optionally provides additional meta-data. Danyliw Expires August 4, 2016 [Page 99] Internet-Draft IODEF v2 February 2016 +---------------------------+ | BulkObservable | +---------------------------+ | ENUM type |<>--{0..1}--[ BulkObservableFormat ] | STRING ext-type |<>----------[ BulkObservableList ] | |<>--{0..*}--[ AdditionalData ] +---------------------------+ Figure 63: The BulkObservable Class The aggregate classes of the BulkObserable class are: BulkObservableFormat Zero or one. Provides additional meta-data about the observables enumerated in the BulkObservableList class. See Section 3.29.3.1.1. BulkObservableList One. STRING. A list of observables, one per line. Each line is separated with either a LF character or CR-and-LF characters. The type attribute will specify the which observables will be listed. AdditionalData Zero or more. EXTENSION. Mechanism by which to extend the data model. The attributes of the BulkObservable class are: type Optional. ENUM. The type of the observable listed in the child ObservableList class. These values are maintained in the "BulkObservable-type" IANA registry per Table 1. 1. asn. Autonomous System Number (per the Address@category attribute). 2. atm. Asynchronous Transfer Mode (ATM) address (per the Address@category attribute). 3. e-mail. Electronic mail address (RFC 822) (per the Address@category attribute). 4. ipv4-addr. IPv4 host address in dotted-decimal notation (e.g., 192.0.2.1) (per the Address@category attribute). 5. ipv4-net. IPv4 network address in dotted-decimal notation, slash, significant bits (e.g., 192.0.2.0/24) (per the Address@category attribute). Danyliw Expires August 4, 2016 [Page 100] Internet-Draft IODEF v2 February 2016 6. ipv4-net-mask. IPv4 network address in dotted-decimal notation, slash, network mask in dotted-decimal notation (i.e., 192.0.2.0/255.255.255.0) (per the Address@category attribute). 7. ipv6-addr. IPv6 host address (e.g., 2001:DB8::3) (per the Address@category attribute). 8. ipv6-net. IPv6 network address, slash, significant bits (e.g., 2001:DB8::/32) (per the Address@category attribute). 9. ipv6-net-mask. IPv6 network address, slash, network mask (per the Address@category attribute). 10. mac. Media Access Control (MAC) address (i.e., a:b:c:d:e:f) (per the Address@category attribute). 11. site-uri. A URL or URI for a resource (per the Address@category attribute). 12. fqdn. Fully qualified domain name. 13. domain-name. A fully qualified domain name or part of a name. (e.g., fqdn.example.com, example.com). 14. domain-to-ipv4. A fqdn-to-IPv4 address mapping specified as a comma separated list (e.g., "fqdn.example.com, 192.0.2.1"). 15. domain-to-ipv6. A fqdn-to-IPv6 address mapping specified as a comma separated list (e.g., "fqdn.example.com, 2001:DB8::3"). 16. domain-to-ipv4-timestamp. Same as domain-to-ipv4 but with a timestamp (in the DATETIME format) of the resolution (e.g., "fqdn.example.com, 192.0.2.1, 2015-06-11T00:38:31-06:00"). 17. domain-to-ipv6-timestamp. Same as domain-to-ipv6 but with a timestamp (in the DATETIME format) of the resolution (e.g., "fqdn.example.com, 2001:DB8::3, 2015-06-11T00:38:31-06:00"). 18. ipv4-port. An IPv4 address, port and protocol tuple (e.g., 192.0.2.1, 80, tcp). The protocol name corresponds to the "Keyword" column in the [IANA.Protocols] registry. 19. ipv6-port. An IPv6 address, port and protocol tuple (e.g., 2001:DB8::3, 80, tcp). The protocol name corresponds to the "Keyword" column in the [IANA.Protocols] registry. Danyliw Expires August 4, 2016 [Page 101] Internet-Draft IODEF v2 February 2016 20. windows-reg-key. A Microsoft Windows Registry key. 21. file-hash. A file hash. The format of this hash is described in the Hash class that MUST be present in a sibling BulkObservableFormat class. 22. email-x-mailer. An X-Mailer field from an email. 23. email-subject. An email subject line. 24. http-user-agent. A User Agent field from an HTTP request header (e.g., "Mozilla/5.0 (Windows NT 6.3; WOW64; rv:38.0) Gecko/20100101 Firefox/38.0"). 25. http-request-uri. The Request URI from an HTTP request header. 26. mutex. The name of a system mutex. 27. file-path. A file path (e.g., "/tmp/local/file", "c:\windows\system32\file.sys") 28. user-name. A username. 29. ext-value. A value used to indicate that this attribute is extended and the actual value is provided using the corresponding ext-* attribute. See Section 5.1.1. ext-type Optional. STRING. A means by which to extend the type attribute. See Section 5.1.1. 3.29.3.1.1. BulkObservableFormat Class The ObservableFormat class specifies meta-data about the format of an observable enumerated in a sibling BulkObservableList class. +---------------------------+ | BulkObservableFormat | +---------------------------+ | |<>--{0..1}--[ Hash ] | |<>--{0..*}--[ AdditionalData ] +---------------------------+ Figure 64: The BulkObservableFormat Class The aggregate classes of the BulkObservableFormat class are: Danyliw Expires August 4, 2016 [Page 102] Internet-Draft IODEF v2 February 2016 Hash Zero or one. Describes the format of a hash. See Section 3.26.1. AdditionalData Zero or more. EXTENSION. Mechanism by which to extend the data model. The BulkObservableFormat class has no attributes. Either Hash or AdditionalData MUST be present. 3.29.4. IndicatorExpression Class The IndicatorExpression describes an expression composed of observed phenomenon or features, or indicators. Elements of the expression can be described directly, reference relevant data from other parts of a given IODEF document, or reference previously defined indicators. All child classes of a given instance of IndicatorExpression form a boolean algebraic expression where the operator between them is determined by the operator attribute. +--------------------------+ | IndicatorExpression | +--------------------------+ | ENUM operator |<>--{0..*}--[ IndicatorExpression ] | |<>--{0..*}--[ Observable ] | |<>--{0..*}--[ ObservableReference ] | |<>--{0..*}--[ IndicatorReference ] | |<>--{0..*}--[ AdditionalData ] +--------------------------+ Figure 65: The IndicatorExpression Class The aggregate classes of the IndicatorExpression class are: IndicatorExpression Zero or more. An expression composed of other observables or indicators. See Section 3.29.4. Observable Zero or more. A description of an observable. See Section 3.29.3. ObservableReference Zero or more. A reference to another observable. See Section 3.29.6. Danyliw Expires August 4, 2016 [Page 103] Internet-Draft IODEF v2 February 2016 IndicatorReference Zero or more. A reference to another indicator. See Section 3.29.7. AdditionalData Zero or more. EXTENSION. Mechanism by which to extend the data model. The attribute of the IndicatorExpression class is: operator Optional. ENUM. The operator to be applied between the child elements. The default value is "and". These values are maintained in the "IndicatorExpression-operator" IANA registry per Table 1. 1. not. negation operator. 2. and. conjunction operator. 3. or. disjunction operator. 4. xor. exclusive disjunction operator. 3.29.5. Expressions with IndicatorExpression Boolean algebraic expressions can be used specify relationships between observables and indicator. These expressions are constructed through the use of the operator attribute and parent-child relationships in IndicatorExpressions. These expressions should be parsed as follows: 1. The operator specified by the operator attribute is applied between each of the child elements of the immediate parent IndicatorExpression element. If no operator attribute is specified, it should be assumed to be an AND. 2. A nested IndicatorExpression element with a parent IndicatorExpression is the equivalent of a parentheses in the expression. The following four examples illustrate these parsing rules: Danyliw Expires August 4, 2016 [Page 104] Internet-Draft IODEF v2 February 2016 1 : 2 [O1]: .. 3 [O2]: .. 4 : Equivalent expression: (O1 AND O2) Figure 66: Nested elements in an IndicatorExpression without an operator attribute specified 1 : 2 [O1]: .. 3 [O2]: .. 4 : Equivalent expression: (O1 OR O2) Figure 67: Nested elements in an IndicatorExpression with an operator attribute specified 1 : 2 : 2 [O1]: .. 3 [O2]: .. 4 : 2 [O3]: .. 4 : Equivalent expression: ((O1 OR O2) OR O3) Figure 68: Nested elements with a recursive IndicatorExpression with an operator attribute specified 1 : 2 : 2 [O1]: .. 3 [O2]: .. 4 : 4 : Equivalent expression: (NOT (O1 AND O2)) Figure 69: A recursive IndicatorExpression with an operator attribute specified Invalid algebraic expressions while valid XML, MUST not be specified. Danyliw Expires August 4, 2016 [Page 105] Internet-Draft IODEF v2 February 2016 3.29.6. ObservableReference Class The ObservableReference describes a reference to an observable feature or phenomenon described elsewhere in the document. This class has no content. +-------------------------+ | ObservableReference | +-------------------------+ | EMPTY | | | | IDREF uid-ref | +-------------------------+ Figure 70: The ObservableReference Class The ObservableReference class has no content. The attribute of the ObservableReference class is: uid-ref Required. IDREF. An identifier that serves as a reference to a class in the IODEF document. The referenced class will have this identifier set in the observable-id attribute. 3.29.7. IndicatorReference Class The IndicatorReference describes a reference to an indicator. This reference may be to an indicator described in the IODEF document or in a previously exchanged IODEF document. +--------------------------+ | IndicatorReference | +--------------------------+ | EMPTY | | | | IDREF uid-ref | | STRING euid-ref | | STRING version | +--------------------------+ Figure 71: The IndicatorReference Class The IndicatorReference class has no content. The attributes of the IndicatorReference class are: Danyliw Expires August 4, 2016 [Page 106] Internet-Draft IODEF v2 February 2016 uid-ref Optional. IDREF. An identifier that serves as a reference to an Indicator class in the IODEF document. The referenced Indicator class will have this identifier set in the IndicatorID class. euid-ref Optional. STRING. An identifier that references an IndicatorID not in this IODEF document. version Optional. STRING. A version number of an indicator. Either the uid-ref or the euid-ref attribute MUST be set. 3.29.8. AttackPhase Class The AttackPhase class describes which particular phase of an attack +------------------------+ | AttackPhase | +------------------------+ | |<>--{0..*}--[ AttackPhaseID ] | |<>--{0..*}--[ URL ] | |<>--{0..*}--[ Description ] | |<>--{0..*}--[ AdditionalData ] +------------------------+ Figure 72: AttackPhase Class The aggregate classes of the AttackPhase class are: AttackPhaseID Zero or more. STRING. An identifier for the phase of the attack. URL Zero or more. URL. A URL associated with this phase of the attack. Description Zero or more. ML_STRING. A description of the phase of the attack. AdditionalData Zero or more. EXTENSION. A mechanism by which to extend the data model. AttackPhase MUST have at least one instance of a child class. Danyliw Expires August 4, 2016 [Page 107] Internet-Draft IODEF v2 February 2016 The AttackPhase class has no attributes. 4. Processing Considerations This section defines additional requirements on creating and parsing IODEF documents. 4.1. Encoding Every IODEF document MUST begin with an XML declaration, and MUST specify the XML version used. The character encoding MUST also be explicitly specified. UTF-8 [RFC3629] SHOULD be used unless UTF-16 [RFC2781] is necessary. Encodings other than UTF-8 and UTF-16 SHOULD NOT be used. The IODEF conforms to all XML data encoding conventions and constraints. The XML declaration with no character encoding will read as follows: When a character encoding is specified, the XML declaration will read like the following: Where "charset" is the name of the character encoding as registered with the Internet Assigned Numbers Authority (IANA), see [RFC2978]. The following characters have special meaning in XML and MUST be escaped with their entity reference equivalent: "&", "<", ">", "\"" (double quotation mark), and "'" (apostrophe). These entity references are "&", "<", ">", """, and "'" respectively. 4.2. IODEF Namespace The IODEF schema declares a namespace of "urn:ietf:params:xml:ns:iodef-2.0" and registers it per [W3C.XMLNS]. Each IODEF document MUST include a valid reference to the IODEF schema using the "xsi:schemaLocation" attribute. An example of such a declaration would look as follows: A given extension attribute MUST NOT be set unless the corresponding extensible attribute has been set to "ext-value". 5.1.2. Public Extension of Enumerated Values Select enumerated value of the attributes defined in the data model can be extended by adding entries to the corresponding IANA registry. Table 1 enumerates these registries. Section 4.3 discusses the XML Validation implications of these types of extensions. 5.2. Extending Classes The classes of the EXTENSION type can extend the data model. These container classes, collectively referred to as the extensible classes, are implemented with the iodef:ExtensionType data type in the schema. They provide the ability to have new atomic or XML- encoded data elements in all of the top-level classes of the Incident class and a few of the more complicated subordinate classes. As there are multiple instances of the extensible classes in the data model, there is discretion on where to add a new data element. It is RECOMMENDED that the extension be placed in the most closely related class to the new information. Extensions using the atomic data types (i.e., all values of the dtype attributes other than "xml") MUST: 1. Set the element content of extensible class to the desired value, and 2. Set the dtype attribute to correspond to the data type of the element content. The following guidelines exist for extensions using XML: 1. The element content of the extensible class MUST be set to the desired value and the dtype attribute MUST be set to "xml". Danyliw Expires August 4, 2016 [Page 111] Internet-Draft IODEF v2 February 2016 2. The extension schema MUST declare a separate namespace. It is RECOMMENDED that these extensions have the prefix "iodef-". This recommendation makes readability of the document easier by allowing the reader to infer which namespaces relate to IODEF by inspection. 3. It is RECOMMENDED that extension schemas follow the naming convention of the IODEF data model. This makes reading an extended IODEF document look like any other IODEF document. The names of all elements are capitalized. For elements with composed names, a capital letter is used for each word. Attribute names are lower case. Attributes with composed names are separated by a hyphen. 4. Parsers that encounter an unrecognized element in a namespace that they do support MUST reject the document as a syntax error. 5. There are security and performance implications in requiring implementations to dynamically download schemas at run time. Thus, implementations SHOULD NOT download schemas at runtime, unless implementations take appropriate precautions and are prepared for potentially significant network, processing, and time-out demands. 6. Some users of the IODEF may have private schema definitions that might not be available on the Internet. In this situation, if a IODEF document leaks out of the private use space, references to some of those document schemas may not be resolvable. This has two implications. First, references to private schemas may never resolve. As such, in addition to the suggestion that implementations do not download schemas at runtime mentioned above, recipients MUST be prepared for a schema definition in an IODEF document never to resolve. The following schema and XML document excerpt provide a template for an extension schema and its use in the IODEF document. This example schema defines a namespace of "iodef-extension1" and a single element named "newdata". Danyliw Expires August 4, 2016 [Page 112] Internet-Draft IODEF v2 February 2016 attributeFormDefault="unqualified" elementFormDefault="qualified"> The following XML excerpt demonstrates the use of the above schema as an extension to the IODEF. ... Field that could not be represented elsewhere If an unrecognized private extension is encountered in processing, the recipient MAY reject the entire document as a syntax error. 6. Internationalization Issues Internationalization and localization is of specific concern to the IODEF, since it is only through collaboration, often across language barriers, that certain incidents be resolved and threat information shared. The IODEF supports this goal by depending on XML constructs, and through explicit design choices in the data model. Since IODEF is implemented as an XML Schema, it implicitly supports all the different character encodings, such as UTF-8 and UTF-16, possible with XML. Additionally, each IODEF document MUST specify the language in which their contents are encoded. The language can be specified with the attribute "xml:lang" (per Section 2.12 of [W3C.XML]) in the top-level element (i.e., IODEF-Document) and letting all other elements inherit that definition. All IODEF classes with a free-form text definition (i.e., all those defined of type iodef:MLStringType) can also specify a language different from the rest of the document. The valid language codes for the "xml:lang" attribute are described in [RFC5646]. The data model supports multiple translations of free-form text. For classes where free-text is used for descriptive purposes (e.g., classes of the iodef:MLStringType type such as the Description class), the given class always has a one-to-many cardinality to its parent. The intent is to allow the identical text to be encoded in different instances of the same class, but each being in a different language. This approach allows an IODEF document author to send recipients speaking different languages an identical document. The IODEF parser SHOULD extract the appropriate language relevant to the recipient. Related instances of a given iodef:MLStringType class that are translations of each other are identified by a common identifier set in the translation-id attribute. The example below shows three instances of a Description class expressed in three difference Danyliw Expires August 4, 2016 [Page 114] Internet-Draft IODEF v2 February 2016 languages. The relationship between these three instances of the Description class is conveyed by the common value of "1" in the translation-id attribute. ... English Englisch Anglais While the intent of the data model is to provide internationalization and localization, the intent is not to do so at the detriment of interoperability. While the IODEF does support different languages, the data model also relies heavily on standardized enumerated attributes that can crudely approximate the contents of the document. With this approach, a CSIRT should be able to make some sense of an IODEF document it receives even if the text based data elements are written in a language unfamiliar to the analyst. 7. Examples This section provides examples of IODEF documents. These examples do not necessarily represent the only way to encode particular information. 7.1. Minimal Example A document containing only the mandatory elements and attributes. Danyliw Expires August 4, 2016 [Page 115] Internet-Draft IODEF v2 February 2016 492382 2015-07-18T09:00:00-05:00 contact@csirt.example.com 7.2. Indicators from a Campaign An example of C2 domains from a given campaign. 897923 TA-12-AGGRESSIVE-BUTTERFLY Aggressive Butterfly C-2015-59405 Orange Giraffe 2015-10-02T11:18:00-05:00 Summarizes the Indicators of Compromise for the Orange Giraffe campaign of the Aggressive Danyliw Expires August 4, 2016 [Page 116] Internet-Draft IODEF v2 February 2016 Butterfly crime gang. CSIRT for example.com contact@csirt.example.com G90823490 C2 domains 2014-12-02T11:18:00-05:00 kj290023j09r34.example.com 09ijk23jfj0k8.example.net klknjwfjiowjefr923.example.org oimireik79msd.example.org 7.3. Incident Report An example of an incident report. ... TODO ... 8. The IODEF Schema Incident Object Description Exchange Format v2.0, RFC5070bis Danyliw Expires August 4, 2016 [Page 118] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 119] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 120] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 121] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 124] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 125] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 126] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 127] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 128] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 130] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 131] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 132] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 135] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 136] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 137] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 138] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 139] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 140] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 141] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 143] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 144] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 145] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 146] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 147] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 148] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 149] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 150] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 151] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 152] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 153] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 154] Internet-Draft IODEF v2 February 2016 Danyliw Expires August 4, 2016 [Page 155] Internet-Draft IODEF v2 February 2016 9. Security Considerations The IODEF data model itself does not directly introduce security issues. Rather, it simply defines a representation for incident information. As the data encoded by the IODEF might be considered privacy sensitive by the parties exchanging the information or by those described by it, care needs to be taken in ensuring the appropriate disclosure during both document exchange and subsequent processing. The former must be handled by a messaging format, but the latter risk must be addressed by the systems that process, store, and archive IODEF documents and information derived from them. Executable content could be embedded into the IODEF document directly or through an extension. The IODEF parser MUST handle this content with care to prevent unintentional automated execution. The contents of an IODEF document may include a request for action or an IODEF parser may independently have logic to take certain actions based on information that it finds. For this reason, care must be taken by the parser to properly authenticate the recipient of the document and ascribe an appropriate confidence to the data prior to action. The underlying messaging format and protocol used to exchange instances of the IODEF MUST provide appropriate guarantees of confidentiality, integrity, and authenticity. The use of a standardized security protocol is encouraged. The Real-time Inter- Danyliw Expires August 4, 2016 [Page 156] Internet-Draft IODEF v2 February 2016 network Defense (RID) protocol [RFC6545] and its associated transport binding IODEF/RID over HTTP/TLS [RFC6546] provide such security. In order to suggest data processing and handling guidelines of the encoded information, the IODEF allows a document sender to convey a privacy policy using the restriction attribute. The various instances of this attribute allow different data elements of the document to be covered by dissimilar policies. While flexible, it must be stressed that this approach only serves as a guideline from the sender, as the recipient is free to ignore it. The issue of enforcement is not a technical problem. 10. IANA Considerations This document registers a namespace, XML schema, and a number of registries that map to enumerated values defined in the schema. 10.1. Namespace and Schema This document uses URNs to describe an XML namespace and schema conforming to a registry mechanism described in [RFC3688] Registration for the IODEF namespace: o URI: urn:ietf:params:xml:ns:iodef-2.0 o Registrant Contact: See the first author of the "Author's Address" section of this document. o XML: None. Namespace URIs do not represent an XML specification. Registration for the IODEF XML schema: o URI: urn:ietf:params:xml:schema:iodef-2.0 o Registrant Contact: See the first author of the "Author's Address" section of this document. o XML: See the "IODEF Schema" in Section 8 of this document. 10.2. Enumerated Value Registries This document creates xx identically structured registries to be managed by IANA: o Name of the parent registry: "Incident Object Description Exchange Format v2 (IODEF)" Danyliw Expires August 4, 2016 [Page 157] Internet-Draft IODEF v2 February 2016 o URL of the registry: http://www.iana.org/assignments/iodef2 o Namespace format: A registry entry consists of: * Value. An enumerated value for a given IODEF attribute. * Description. A short description of the enumerated value. * Reference. An optional list of URIs to further describe the value. o Allocation policy: Expert Review per [RFC5226] The registries to be created are named in the table below in the "Registry Name" column. The initial values for the Value and Description fields of a given registry are listed in the "IV (Value)" and "IV (Description)" columns respectively. The "IV (Value)" points to a given schema attribute or type per Section 8. Each enumerated value in the schema gets a corresponding entry in a given registry. The "IV (Description)" points to a section in the text of this document. The initial value of the Reference field of every registry entry described below should be this document. +------------------------+-------------------------+----------------+ | Registry Name | IV (Value) | IV | | | | (Description) | +------------------------+-------------------------+----------------+ | Restriction | iodef-restriction-type | Section 3.3.1 | | | | | | Incident-purpose | Incident@purpose | Section 3.2 | | | | | | Incident-status | Incident@status | Section 3.2 | | | | | | Contact-role | Contact@role | Section 3.9 | | | | | | Contact-type | Contact@type | Section 3.9 | | | | | | RegistryHandle- | RegistryHandle@registry | Section 3.9.1 | | registry | | | | | | | | Telephone-type | Telephone@type | Section 3.9.4 | | | | | | Email-type | Email@type | Section 3.9.3 | | | | | | Expectation-action | iodef:action-type | Section 3.15 | | | | | | Discovery-source | Discovery@source | Section 3.10 | | | | | Danyliw Expires August 4, 2016 [Page 158] Internet-Draft IODEF v2 February 2016 | SystemImpact-type | SystemImpact@type | Section 3.12.1 | | | | | | BusinessImpact- | BusinessImpact@severity | Section 3.12.2 | | severity | | | | | | | | BusinessImpact-type | BusinessImpact@type | Section 3.12.2 | | | | | | TimeImpact-metrics | TimeImpact@metric | Section 3.12.3 | | | | | | TimeImpact-duration | iodef:duration-type | Section 3.12.3 | | | | | | NodeRole-category | NodeRole@category | Section 3.18.2 | | | | | | System-category | System@category | Section 3.17 | | | | | | System-ownership | System@ownership | Section 3.17 | | | | | | Address-category | Address@category | Section 3.18.1 | | | | | | Counter-type | Counter@type | Section 3.18.3 | | | | | | Counter-unit | Counter@unit | Section 3.18.3 | | | | | | DomainData-system- | DomainData@system- | Section 3.19 | | status | status | | | | | | | DomainData-domain- | DomainData@domain- | Section 3.19 | | status | status | | | | | | | RecordPattern-type | RecordPattern@type | Section 3.22.2 | | | | | | RecordPattern- | RecordPattern@offsetuni | Section 3.22.2 | | offsetunit | t | | | | | | | Key-registryaction | Key@registryaction | Section 3.23.1 | | | | | | HashData-scope | HashData@scope | Section 3.26 | | | | | | BulkObservable-type | BulkObservable@type | Section | | | | 3.29.3.1 | | | | | | IndicatorExpression- | IndicatorExpression@ope | Section 3.29.4 | | operator | rator | | | | | | | ExtensionType-dtype | iodef:dtype-type | Section 2.17 | | | | | | SoftwareReference- | SoftwareReference@spec- | Section 2.16.1 | | spec-id | id | | Danyliw Expires August 4, 2016 [Page 159] Internet-Draft IODEF v2 February 2016 | | | | | SoftwareReference- | SoftwareReference@dtype | Section 2.16.1 | | dtype | | | +------------------------+-------------------------+----------------+ Table 1: IANA Enumerated Value Registries 11. Acknowledgments Many thanks to the MILE working group chairs, secretary, and area directors who provided feedback and governance to include Alexey Melnikov, Kathleen Moriarty, Takeshi Takahashi, Brian Trammel, Sean Turner and David Waltermire; Paul Stockler for his editorial leadership; and the individuals (listed alphabetically) who contributed during meetings and on the mailing list to include ... TODO ... 12. References 12.1. Normative References [W3C.XML] World Wide Web Consortium, "Extensible Markup Language (XML) 1.0 (Second Edition)", W3C Recommendation , October 2000, . [W3C.SCHEMA] World Wide Web Consortium, "XML XML Schema Part 1: Structures Second Edition", W3C Recommendation , October 2004, . [W3C.SCHEMA.DTYPES] World Wide Web Consortium, "XML Schema Part 2: Datatypes Second Edition", W3C Recommendation , October 2004, . [W3C.XMLNS] World Wide Web Consortium, "Namespaces in XML", W3C Recommendation , January 1999, . [W3C.XPATH] World Wide Web Consortium, "XML Path Language (XPath) 2.0", W3C Candidate Recommendation , June 2006, . Danyliw Expires August 4, 2016 [Page 160] Internet-Draft IODEF v2 February 2016 [W3C.XMLSIG] World Wide Web Consortium, "XML Signature Syntax and Processing 2.0", W3C Candidate Recommendation , June 2008, . [IEEE.POSIX] Institute of Electrical and Electronics Engineers, "Information Technology - Portable Operating System Interface (POSIX) - Part 1: Base Definitions", IEEE 1003.1, June 2001. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", RFC 2119, March 1997. [RFC5646] Philips, A. and M. Davis, "Tags for Identifying of Languages", RFC 5646, September 2009. [RFC3986] Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform Resource Identifiers (URI): Generic Syntax", RFC 3986, January 2005`. [RFC2978] Freed, N. and J. Postel, "IANA Charset Registration Procedures", BCP 2978, October 2000. [RFC4519] Sciberras, A., "Schema for User Applications", RFC 4519, June 2006. [RFC5322] Resnick, P., "Internet Message Format", RFC 5322, October 2008. [RFC3339] Klyne, G. and C. Newman, "Date and Time on the Internet: Timestamps", RFC 3339, July 2002. [RFC-ENUM] Montville, A. and D. Black, "IODEF Enumeration Reference Format", RFC ENUM, January 2015. [RFC-SCI] Takahashi, T., Landfield, K., and Y. Kadobayashi, "An Incident Object Description Exchange Format (IODEF) Extension for Structured Cybersecurity Information", RFC 5901, April 2014. [ISO8601] International Organization for Standardization, "International Standard: Data elements and interchange formats - Information interchange - Representation of dates and times", ISO 8601, Second Edition, December 2000. Danyliw Expires August 4, 2016 [Page 161] Internet-Draft IODEF v2 February 2016 [ISO4217] International Organization for Standardization, "International Standard: Codes for the representation of currencies and funds, ISO 4217:2001", ISO 4217:2001, August 2001. [RFC3688] Mealling, M., "The IETF XML Registry", RFC 3688, January 2004. [IANA.Ports] Internet Assigned Numbers Authority, "Service Name and Transport Protocol Port Number Registry", January 2014, . [IANA.Protocols] Internet Assigned Numbers Authority, "Assigned Internet Protocol Numbers", January 2014, . [RFC3629] Yergeau, F., "UTF-8, a transformation format of ISO 10646", RFC 3629, November 2003. [RFC2781] Hoffman, P. and F. Yergeau, "UTF-16, an encoding of ISO 10646", RFC 2781, February 2000. [IANA.Media] Internet Assigned Numbers Authority, "Media Types", March 2015, . 12.2. Informative References [RFC5070] Danyliw, R., Meijer, J., and Y. Demchenko, "Incident Object Description Exchange Format", RFC 5070, December 2007. [refs.requirements] Keeni, G., Demchenko, Y., and R. Danyliw, "Requirements for the Format for Incident Information Exchange (FINE)", Work in Progress, June 2006. [RFC4765] Debar, H., Curry, D., Debar, H., and B. Feinstein, "Intrusion Detection Message Exchange Format", RFC 4765, March 2007. [RFC6545] Moriarty, K., "Real-time Inter-network Defense (RID)", RFC 6545, April 2012. Danyliw Expires August 4, 2016 [Page 162] Internet-Draft IODEF v2 February 2016 [RFC6546] Trammell, B., "Transport of Real-time Inter-network Defense (RID) Messages over HTTP/TLS", RFC 6546, April 2012. [RFC5901] Cain, P. and D. Jevans, "Extensions to the IODEF-Document Class for Reporting Phishing", RFC 5901, July 2010. [NIST800.61rev2] Cichonski, P., Millar, T., Grance, T., and K. Scarfone, "NIST Special Publication 800-61 Revision 2: Computer Security Incident Handling Guide", January 2012, . [RFC3982] Newton, A. and M. Sanz, "IRIS: A Domain Registry (dreg) Type for the Internet Registry Information Service (IRIS)", RFC 3982, January 2005. [KB310516] Microsoft Corporation, "How to add, modify, or delete registry subkeys and values by using a registration entries (.reg) file", December 2007. [RFC4180] Shafranovich, Y., "Common Format and MIME Type for Comma- Separated Values (CSV) File", RFC 4180, October 2005. [RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA Considerations Section in RFCs", RFC 5226, May 2008. Author's Address Roman Danyliw CERT - Carnegie Mellon University Pittsburgh, PA USA EMail: rdd@cert.org Danyliw Expires August 4, 2016 [Page 163]