<?xml version="1.0" encoding="US-ASCII"?>
<!DOCTYPE rfc SYSTEM "rfc2629.dtd">
<?rfc toc="yes"?>
<?rfc tocompact="yes"?>
<?rfc tocdepth="3"?>
<?rfc tocindent="yes"?>
<?rfc symrefs="yes"?>
<?rfc sortrefs="yes"?>
<?rfc comments="yes"?>
<?rfc inline="yes"?>
<?rfc compact="yes"?>
<?rfc subcompact="no"?>
<rfc category="std" docName="draft-reddy-dots-transport-01" ipr="trust200902">
  <front>
    <title abbrev="Co-operative DDoS Mitigation">Co-operative DDoS
    Mitigation</title>

    <author fullname="Tirumaleswar Reddy" initials="T." surname="Reddy">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street>Cessna Business Park, Varthur Hobli</street>

          <street>Sarjapur Marathalli Outer Ring Road</street>

          <city>Bangalore</city>

          <region>Karnataka</region>

          <code>560103</code>

          <country>India</country>
        </postal>

        <email>tireddy@cisco.com</email>
      </address>
    </author>

    <author fullname="Dan Wing" initials="D." surname="Wing">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street>170 West Tasman Drive</street>

          <city>San Jose</city>

          <region>California</region>

          <code>95134</code>

          <country>USA</country>
        </postal>

        <email>dwing@cisco.com</email>
      </address>
    </author>

    <author fullname="Prashanth Patil" initials="P." surname="Patil">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street></street>

          <street></street>

          <city></city>

          <country></country>
        </postal>

        <email>praspati@cisco.com</email>
      </address>
    </author>

    <author fullname="Mike Geller" initials="M." surname="Geller">
      <organization abbrev="Cisco">Cisco Systems, Inc.</organization>

      <address>
        <postal>
          <street>3250</street>

          <city></city>

          <region>Florida</region>

          <code>33309</code>

          <country>USA</country>
        </postal>

        <email>mgeller@cisco.com</email>
      </address>
    </author>

    <author fullname="Mohamed Boucadair" initials="M." surname="Boucadair">
      <organization>France Telecom</organization>

      <address>
        <postal>
          <street></street>

          <city>Rennes</city>

          <region></region>

          <code>35000</code>

          <country>France</country>
        </postal>

        <email>mohamed.boucadair@orange.com</email>
      </address>
    </author>

    <author fullname="Robert Moskowitz" initials="R." surname="Moskowitz">
      <organization>HTT Consulting</organization>

      <address>
        <postal>
          <street></street>

          <city>Oak Park, MI</city>

          <code>42837</code>

          <country>United States</country>
        </postal>

        <email>rgm@htt-consult.com</email>
      </address>
    </author>

    <date />

    <workgroup>DOTS</workgroup>

    <abstract>
      <t>This document discusses mechanisms that a DOTS client can use, when
      it detects a potential Distributed Denial-of-Service (DDoS) attack, to
      signal that the DOTS client is under an attack or request an upstream
      DOTS server to perform inbound filtering in its ingress routers for
      traffic that the DOTS client wishes to drop. The DOTS server can then
      undertake appropriate actions (including, blackhole, drop, rate-limit,
      or add to watch list) on the suspect traffic to the DOTS client, thus
      reducing the effectiveness of the attack.</t>
    </abstract>
  </front>

  <middle>
    <section anchor="introduction" title="Introduction">
      <t>A distributed denial-of-service (DDoS) attack is an attempt to make
      machines or network resources unavailable to their intended users. In
      most cases, sufficient scale can be achieved by compromising enough
      end-hosts and using those infected hosts to perpetrate and amplify the
      attack. The victim in this attack can be an application server, a
      client, a router, a firewall, or an entire network, etc. The reader may
      refer, for example, to <xref target="REPORT"></xref> that reports the
      following:</t>

      <t><list style="symbols">
          <t>Very large DDoS attacks above the 100 Gbps threshold are
          experienced.</t>

          <t>DDoS attacks against customers remain the number one operational
          threat for service providers, with DDoS attacks against
          infrastructures being the top concern for 2014.</t>

          <t>Over 60% of service providers are seeing increased demand for
          DDoS detection and mitigation services from their customers (2014),
          with just over one-third seeing the same demand as in 2013.</t>
        </list></t>

      <t>In a lot of cases, it may not be possible for an enterprise to
      determine the cause for an attack, but instead just realize that certian
      resources seem to be under attack. The document proposes that, in such
      cases, the DOTS client just inform the DOTS server that the enterprise
      is under a potential attack and that the DOTS server monitor traffic to
      the enterprise to mitigate any possible attack. This document also
      describes a means for an enterprise, which act as DOTS clients, to
      dynamically inform its DOTS server of the IP addresses or prefixes that
      are causing DDoS. A DOTS server can use this information to discard
      flows from such IP addresses reaching the customer network.</t>

      <t>The proposed mechanism can also be used between applications from
      various vendors that are deployed within the same network, some of them
      are responsible for monitoring and detecting attacks while others are
      responsible for enforcing policies on appropriate network elements. This
      cooperations contributes to a ensure a highly automated network that is
      also robust, reliable and secure. The advantage of the proposed
      mechanism is that the DOTS server can provide protection to the DOTS
      client from bandwidth-saturating DDoS traffic.</t>

      <t>How a DOTS server determines which network elements should be
      modified to install appropriate filtering rules is out of scope. A
      variety of mechanisms and protocols (including NETCONF) may be
      considered to exchange information through a communication interface
      between the server and these underlying elements; the selection of
      appropriate mechanisms and protocols to be invoked for that interfaces
      is deployment-specific.</t>

      <t>Terminology and protocol requirements for co-operative DDoS
      mitigation are obtained from [I-D.mortensen-dots-requirements].</t>
    </section>

    <section anchor="notation" title="Notational Conventions">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in <xref
      target="RFC2119"></xref>.</t>
    </section>

    <section title="Solution Overview">
      <t>Network applications have finite resources like CPU cycles, number of
      processes or threads they can create and use, maximum number of
      simultaneous connections it can handle, limited resources of the control
      plane, etc. When processing network traffic, such an application uses
      these resources to offer its intended task in the most efficient
      fashion. However, an attacker may be able to prevent the application
      from performing its intended task by causing the application to exhaust
      the finite supply of a specific resource.</t>

      <t>TCP DDoS SYN-flood is a memory-exhaustion attack on the victim and
      ACK-flood is a CPU exhaustion attack on the victim. Attacks on the link
      are carried out by sending enough traffic such that the link becomes
      excessively congested, and legitimate traffic suffers high packet loss.
      Stateful firewalls can also be attacked by sending traffic that causes
      the firewall to hold excessive state and the firewall runs out of
      memory, and can no longer instantiate the state required to pass
      legitimate flows. Other possible DDoS attacks are discussed in <xref
      target="RFC4732"></xref>.</t>

      <t>In each of the cases described above, if a network resource detects a
      potential DDoS attack from a set of IP addresses, the network resource
      (DOTS client) informs its servicing router (DOTS relay) of all suspect
      IP addresses that need to be blocked or black-listed for further
      investigation. DOTS client could also specify protocols and ports in the
      black-list rule. That DOTS relay in-turn propagates the black-listed IP
      addresses to the DOTS server and the DOTS server blocks traffic from
      these IP addresses to the DOTS client thus reducing the effectiveness of
      the attack. The DOTS client periodically queries the DOTS server to
      check the counters mitigating the attack. If the DOTS client receives
      response that the counters have not incremented then it can instruct the
      black-list rules to be removed. If a blacklisted IPv4 address is shared
      by multiple subscribers then the side effect of applying the black-list
      rule will be that traffic from non-attackers will also be blocked by the
      access network.</t>

      <t>If a DOTS client cannot determine the IP address(s) that are causing
      the attack, but is under an attack nonetheless, the DOTS client can just
      notifiy the DOTS server that it is under a potential attack and request
      that the DOTS server take precautionary measures to mitigate the
      attack.</t>
    </section>

    <section title="Protocol for Signal Channel: HTTP REST">
      <t>A DOTS client can use RESTful APIs discussed in this section to
      signal/inform a DOTS server of an attack or any desired IP filtering
      rules.</t>

      <section title="SOS">
        <t>The following APIs define the means to signal an SOS from a DOTS
        client to a DOTS server.</t>

        <t>TBD: SOS messages SHOULD be exchanged over DTLS over UDP.</t>

        <section title="Signal SOS">
          <t>An HTTP POST request will be used to signal SOS to the DOTS
          server.</t>

          <t><figure anchor="Figure1" title="POST to signal SOS">
              <artwork align="left"><![CDATA[  POST {scheme}://{host}:{port}/.well-known/{version}/{URI suffix for SOS}
  Accept: application/json
  Content-type: application/json
  {
     "policy-id": number,     
     "target-ip": string,
     "target-port": string,     
     "target-protocol": string,
   }
]]></artwork>
            </figure></t>

          <t>The header fields are described below.</t>

          <t><list style="hanging">
              <t hangText="policy-id:">Identifier of the policy represented
              using a number. This identifier must be unique for each policy
              bound to the DOTS client. This identifier must be generated by
              the client and used as an opaque value by the server. This
              document does not make any assumption about how this identifier
              is generated.</t>

              <t hangText="target-ip:">A list of addresses or prefixes under
              attack. This is an optional attribute.</t>

              <t hangText="target-port:">A list of ports under attack. This is
              an optional attribute.</t>

              <t hangText="target-protocol:">A list of protocols under attack.
              Valid protocol values include tcp, udp, sctp and dccp. This is
              an optional attribute.</t>
            </list></t>

          <t>Note: administrative-related clauses may be included as part of
          the request (such a contract Identifier or a customer identifier).
          Those clauses are out of scope of this document.</t>

          <t>To avoid SOS message fragmentation and the consequently decreased
          probability of message delivery, DOTS agents MUST ensure that the
          DTLS record MUST fit within a single datagram. DOTS agents can
          exploit the fact that the IP specification <xref
          target="RFC0791"></xref> specifies that IP packets up to 576 bytes
          should never need to be fragmented, thus sending a maximum of 500
          bytes of SOS message over a UDP datagram will generally avoid IP
          fragmentation.</t>

          <t>The following example shows POST request to signal that a
          Web-Service is under attack.</t>

          <t><figure anchor="Figure2" title="POST to signal SOS">
              <artwork align="left"><![CDATA[  POST https://www.example.com/.well-known/v1/SOS
  Accept: application/json
  Content-type: application/json
   {
     "policy-id": 123321333242,
     "target-ip": "2002:db8:6401::1",
     "target-port": "443", 
     "target-protocol": "tcp", 
   }
]]></artwork>
            </figure></t>
        </section>

        <section title="Recall SOS">
          <t>An HTTP DELETE request will be used to delete an SOS signaled to
          the DOTS server.</t>

          <figure anchor="Figure3" title="Recall SOS">
            <artwork align="left"><![CDATA[  DELETE {scheme}://{host}:{port}/.well-known/{URI suffix for SOS}
  Accept: application/json
  Content-type: application/json
   {
     "policy-id": number
   }
]]></artwork>
          </figure>

          <t></t>
        </section>

        <section title="Retrieving SOS ">
          <t>An HTTP GET request will be used to retrieve an SOS signaled to
          the DOTS server.</t>

          <figure anchor="Figure4" title="GET to retrieve the rules">
            <artwork align="left"><![CDATA[  1) To retrieve all SOS signaled by the DOTS client.
  
  GET {scheme}://{host}:{port}/.well-known/{URI suffix for SOS} 

  2) To retrieve a specific SOS signaled by the DOTS client.

  GET {scheme}://{host}:{port}/.well-known/{URI suffix for SOS} 
  Accept: application/json
  Content-type: application/json
   {
     "policy-id": number
   }]]></artwork>
          </figure>
        </section>
      </section>

      <section title="REST">
        <t>A DOTS client could use HTTP to provision and manage filters on the
        DOTS server. The DOTS client authenticates itself to the DOTS relay,
        which in turn authenticates itself to a DOTS server, creating a
        two-link chain of transitive authentication between the DOTS client
        and the DOTS server. The DOTS relay validates if the DOTS client is
        authorized to signal the black-list rules. Likewise, the DOTS server
        validates if the DOTS relay is authorized to signal the black-list
        rules. To create or purge filters, the DOTS client sends HTTP requests
        to the DOTS relay. The DOTS relay acts as an HTTP proxy, validates the
        rules and proxies the HTTP requests containing the black-listed IP
        addresses to the DOTS server. When the DOTS relay receives the
        associated HTTP response from the HTTP server, it propagates the
        response back to the DOTS client.</t>

        <t>If an attack is detected by the DOTS relay then it can act as a
        HTTP client and signal the black-list rules to the DOTS server. Thus
        the DOTS relay plays the role of both HTTP client and HTTP proxy.</t>

        <t><figure align="center" anchor="fig">
            <artwork><![CDATA[
  Network                                           
  Resource        CPE router        Access network 
(DOTS client)    (DOTS relay)       (DOTS server)       __________
+-----------+    +----------+       +-------------+    /          \   
|           |____|          |_______|             |___ | Internet |
|HTTP Client|    |HTTP Proxy|       | HTTP Server |    |          |
|           |    |          |       |             |    |          |
+-----------+    +----------+       +-------------+    \__________/  ]]></artwork>
          </figure></t>

        <t>JSON <xref target="RFC7159"></xref> payloads can be used to convey
        both filtering rules as well as protocol-specific payload messages
        that convey request parameters and response information such as
        errors.</t>

        <t>The figure above explains the protocol with a DOTS relay. The
        protocol is equally applicable to scenarios where a DOTS client
        directly talks to the DOTS server.</t>

        <section title="Filtering Rules">
          <t>The following APIs define means for a DOTS client to configure
          filtering rules on a DOTS server.</t>

          <section title="Install filtering rules">
            <t>An HTTP POST request will be used to push filtering rules to
            the DOTS server.</t>

            <t><figure anchor="Figure5"
                title="POST to install filtering rules">
                <artwork align="left"><![CDATA[  POST {scheme}://{host}:{port}/.well-known/{version}/{URI suffix for filtering}
  Accept: application/json
  Content-type: application/json
  {
     "policy-id": number,
     "traffic-protocol": string,
     "source-protocol-port": string, 
     "destination-protocol-port": string,
     "destination-ip": string,
     "source-ip": string,
     "lifetime": number,
     "traffic-rate" : number,
   }
]]></artwork>
              </figure></t>

            <t>The header fields are described below.</t>

            <t><list style="hanging">
                <t hangText="policy-id:">Identifier of the policy represented
                using a number. This identifier must be unique for each policy
                bound to the same downstream network. This identifier must be
                generated by the client and used as an opaque value by the
                server. This document does not make any assumption about how
                this identifier is generated.</t>

                <t hangText="traffic-protocol: ">Valid protocol values include
                tcp and udp.</t>

                <t hangText="source-protocol-port: ">For TCP or UDP or SCTP or
                DCCP: the source range of ports (e.g., 1024-65535).</t>

                <t hangText="destination-protocol-port: ">For TCP or UDP or
                SCTP or DCCP: the destination range of ports (e.g., 443-443).
                This information is useful to avoid disturbing a group of
                customers when address sharing is in use <xref
                target="RFC6269"></xref>.</t>

                <t hangText="destination-ip: ">The destination IP addresses or
                prefixes.</t>

                <t hangText="source-ip: ">The source IP addresses or
                prefixes.</t>

                <t hangText="lifetime: ">Lifetime of the policy in seconds.
                Indicates the validity of a rule. Upon the expiry of this
                lifetime, and if the request is not reiterated, the rule will
                be withdrawn at the upstream network. A null value is not
                allowed.</t>

                <t hangText="traffic-rate: ">This field carries the rate
                information in IEEE floating point [IEEE.754.1985] format,
                units being bytes per second. A traffic-rate of '0' should
                result on all traffic for the particular flow to be
                discarded.</t>
              </list></t>

            <t>The relative order of two rules is determined by comparing
            their respective policy identifiers. The rule with lower numeric
            policy identifier value has higher precedence (and thus will match
            before) than the rule with higher numeric policy identifier
            value.</t>

            <t>Note: administrative-related clauses may be included as part of
            the request (such a contract Identifier or a customer identifier).
            Those clauses are out of scope of this document.</t>

            <t>The following example shows POST request to block traffic from
            attacker IPv6 prefix 2001:db8:abcd:3f01::/64 to network resource
            using IPv6 address 2002:db8:6401::1 to provide HTTPS web
            service.</t>

            <t><figure anchor="Figure6"
                title="POST to install black-list rules">
                <artwork align="left"><![CDATA[  POST https://www.example.com/.well-known/v1/filter
  Accept: application/json
  Content-type: application/json
   {
     "policy-id": 123321333242,
     "traffic-protocol": "tcp",
     "source-protocol-port": "1-65535", 
     "destination-protocol-port": "443",
     "destination-ip": "2001:db8:abcd:3f01::/64",
     "source-ip": "2002:db8:6401::1", 
     "lifetime": 1800,
     "traffic-rate": 0,
   }
]]></artwork>
              </figure></t>

            <t></t>
          </section>

          <section title="Remove filtering rules">
            <t>An HTTP DELETE request will be used to delete filtering rules
            programmed on the DOTS server.</t>

            <figure anchor="Figure7" title="DELETE to remove the rules">
              <artwork align="left"><![CDATA[  DELETE {scheme}://{host}:{port}/.well-known/{URI suffix for filtering}
  Accept: application/json
  Content-type: application/json
   {
     "policy-id": number
   }
]]></artwork>
            </figure>

            <t></t>
          </section>

          <section title="Retrieving installed filtering rules  ">
            <t>An HTTP GET request will be used to retrieve filtering rules
            programmed on the DOTS server.</t>

            <figure anchor="Figure8" title="GET to retrieve the rules">
              <artwork align="left"><![CDATA[  1) To retrieve all the black-lists rules programmed by the DOTS client.
  
  GET {scheme}://{host}:{port}/.well-known/{URI suffix for filtering} 

  2) To retrieve specific black-list rules programmed by the DOTS-cient.

  GET {scheme}://{host}:{port}/.well-known/{URI suffix for filtering} 
  Accept: application/json
  Content-type: application/json
   {
     "policy-id": number
   }]]></artwork>
            </figure>
          </section>
        </section>
      </section>
    </section>

    <section title="IANA Considerations">
      <t>TODO</t>
    </section>

    <section anchor="security" title="Security Considerations">
      <t>TODO</t>

      <t>HTTPS MUST be used for data confidentiality and (D)TLS based on
      client certificate MUST be used for mutual authentication. The
      interaction between the DOTS agents requires Datagram Transport Layer
      Security (DTLS) and Transport Layer Security (TLS) with a ciphersuite
      offering confidentiality protection and the guidance given in <xref
      target="RFC7525"></xref> must be followed to avoid attacks on
      (D)TLS.</t>

      <t>Special care should be taken in order to ensure that the activation
      of the proposed mechanism won't have an impact on the stability of the
      network (including connectivity and services delivered over that
      network).</t>

      <t>Involved functional elements in the cooperation system must establish
      exchange instructions and notification over a secure and authenticated
      channel. Adequate filters can be enforced to avoid that nodes outside a
      trusted domain can inject request such as deleting filtering rules.
      Nevertheless, attacks can be initiated from within the trusted domain if
      an entity has been corrupted. Adequate means to monitor trusted nodes
      should also be enabled.</t>
    </section>

    <section anchor="ack" title="Acknowledgements">
      <t>Thanks to C. Jacquenet for the discussion and comments.</t>
    </section>
  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119"?>

      <?rfc include="reference.RFC.7525"?>
    </references>

    <references title="Informative References">
      <?rfc include="reference.RFC.4732"?>

      <reference anchor="REPORT"
                 target="http://pages.arbornetworks.com/rs/arbor/images/WISR2014.pdf">
        <front>
          <title>Worldwide Infrastructure Security Report</title>

          <author fullname="Arbor">
            <organization></organization>
          </author>

          <date year="2014" />
        </front>
      </reference>

      <?rfc include="reference.RFC.7159"?>

      <?rfc include="reference.RFC.5575"?>

      <?rfc include='reference.RFC.6269'?>

      <?rfc include='reference.RFC.0791'?>
    </references>

    <section title="BGP">
      <t>BGP defines a mechanism as described in <xref
      target="RFC5575"></xref> that can be used to automate inter-domain
      coordination of traffic filtering, such as what is required in order to
      mitigate DDoS attacks. However, support for BGP in an access network
      does not guarantee that traffic filtering will always be honored. Since
      a DOTS client will not receive an acknowledgment for the filtering
      request, the DOTS client should monitor and apply similar rules in its
      own network in cases where the DOTS server is unable to enforce the
      filtering rules. In addition, enforcement of filtering rules of BGP on
      Internet routers are usually governed by the maximum number of data
      elements the routers can hold as well as the number of events they are
      able to process in a given unit of time.</t>
    </section>
  </back>
</rfc>
