<?xml version='1.0' encoding='utf-8'?>
<!DOCTYPE rfc SYSTEM "rfc2629.dtd" [
<!ENTITY RFC4302 SYSTEM "https://xml2rfc.ietf.org/public/rfc/bibxml/reference.RFC.4302.xml">
<!ENTITY RFC4303 SYSTEM "https://xml2rfc.ietf.org/public/rfc/bibxml/reference.RFC.4303.xml">
<!ENTITY I-D.ietf-ipsecme-qr-ikev2 SYSTEM "https://xml2rfc.ietf.org/public/rfc/bibxml3/reference.I-D.ietf-ipsecme-qr-ikev2.xml">
<!ENTITY I-D.smyslov-ipsecme-ikev2-aux SYSTEM "https://xml2rfc.tools.ietf.org/public/rfc/bibxml3/reference.I-D.draft-smyslov-ipsecme-ikev2-aux-00.xml">
<!ENTITY RFC2119 SYSTEM "https://xml2rfc.ietf.org/public/rfc/bibxml/reference.RFC.2119.xml">
<!ENTITY RFC7296 SYSTEM "https://xml2rfc.ietf.org/public/rfc/bibxml/reference.RFC.7296.xml">
<!ENTITY RFC7383 SYSTEM "https://xml2rfc.ietf.org/public/rfc/bibxml/reference.RFC.7383.xml">
<!ENTITY RFC8229 SYSTEM "https://xml2rfc.ietf.org/public/rfc/bibxml/reference.RFC.8229.xml">
<!ENTITY RFC8391 SYSTEM "https://xml2rfc.ietf.org/public/rfc/bibxml/reference.RFC.8391.xml">
]>
<rfc submissionType="IETF" docName="draft-tjhai-ipsecme-hybrid-qske-ikev2-02" category="info"><?rfc compact="yes"?>
	<?rfc text-list-symbols="ooo*-o+"?>
	<?rfc subcompact="no"?>
	<?rfc sortrefs="yes"?>
	<?rfc symrefs="yes"?>
	<?rfc strict="yes"?>
	<?rfc toc="yes"?>
	<front>
	<title abbrev="Hybrid PQKE for IKEv2">Framework to Integrate Post-quantum Key Exchanges into Internet Key Exchange Protocol Version 2 (IKEv2)</title>
	<author fullname="C. Tjhai" initials="C." surname="Tjhai">
	<organization>Post-Quantum</organization>
	<address><postal><street></street>
	</postal>
	<email>cjt@post-quantum.com</email>
	</address>
	</author>

	<author fullname="M. Tomlinson" initials="M." surname="Tomlinson">
	<organization>Post-Quantum</organization>
	<address><postal><street></street>
	</postal>
	<email>mt@post-quantum.com</email>
	</address>
	</author>

	<author fullname="G. Bartlett" initials="G." surname="Bartlett">
	<organization>Cisco Systems</organization>
	<address><postal><street></street>
	</postal>
	<email>grbartle@cisco.com</email>
	</address>
	</author>

	<author fullname="S. Fluhrer" initials="S." surname="Fluhrer">
	<organization>Cisco Systems</organization>
	<address><postal><street></street>
	</postal>
	<email>sfluhrer@cisco.com</email>
	</address>
	</author>

	<author fullname="D. Van Geest" initials="D." surname="Van Geest">
	<organization>ISARA Corporation</organization>
	<address><postal><street></street>
	</postal>
	<email>daniel.vangeest@isara.com</email>
	</address>
	</author>

	<author fullname="Z. Zhang" initials="Z." surname="Zhang">
	<organization>Onboard Security</organization>
	<address><postal><street></street>
	</postal>
	<email>zzhang@onboardsecurity.com</email>
	</address>
	</author>

	<author fullname="O. Garcia-Morchon" initials="O." surname="Garcia-Morchon">
	<organization>Philips</organization>
	<address><postal><street></street>
	</postal>
	<email>oscar.garcia-morchon@philips.com</email>
	</address>
	</author>

	<date day="1" month="July" year="2018"/>
	<workgroup>Internet Engineering Task Force</workgroup>
	<abstract><t>
		This document describes how to extend Internet Key Exchange Protocol
		Version 2 (IKEv2) so that the shared secret exchanged between peers
		has resistance against quantum computer attacks.  The basic idea is
		to exchange one or more post-quantum key exchange payloads in
		conjunction with the existing (Elliptic Curve) Diffie-Hellman payload.
	</t></abstract>
	</front>

	<middle>
	<section title="Introduction" anchor="section-1">
		<section title="Problem Description" anchor="section-1.1"><t>
			Internet Key Exchange Protocol (IKEv2) as specified in RFC 7296
			<xref target="RFC7296"/> uses the Diffie-Hellman (DH) or Elliptic Curve
			Diffie-Hellman (ECDH) algorithm to establish a shared secret
			between an initiator and a responder.  The security of the DH and
			ECDH algorithms relies on the difficulty to solve a discrete logarithm
			problem in multiplicative and elliptic curve groups respectively when
			the order of the group parameter is large enough.  While solving such
			a problem remains difficult with current computing power, it is
			believed that general purpose quantum computers will be able to solve
			this problem, implying that the security of IKEv2 is compromised.
			There are, however, a number of cryptosystems that are conjectured to
			be resistant against quantum computer attack.  This family of
			cryptosystems are known as post-quantum cryptography (PQC).  It is
			ometime also referred to as quantum-safe cryptography (QSC) or
			quantum-resistant cryptography (QRC).
		</t></section>

		<section title="Proposed Extension" anchor="section-1.2"><t>
			This document describes a framework to integrate QSC for IKEv2, while
			maintaining backwards compatibility, to derive a set of IKE keys that
			have resistance to quantum computer attacks.  Our framework allows the
			negotiation of one or more QSC algorithm to exchange data, in addition
			to the existing DH or ECDH key exchange data.  We believe that the
			feature of using more than one post-quantum algorithm is important as
			many of these algorithms are relatively new and there may be a need to
			hedge the security risk with multiple key exchange data from several
			distinct QSC algorithms.
	   </t>

		<t>
			The secrets established from each key exchange are combined in a way
			such that should the post-quantum secrets not be present, the derived
			shared secret is equivalent to that of the standard IKEv2; on the
			other hand, a post-quantum shared secret is obtained if both classical
			and post-quantum key exchange data are present.  This framework also
			applies to key exchanges in IKE Security Associations (SAs) for
			Encapsulating Security Payload (ESP) <xref target="ESP"/> or
			Authentication Header (AH) <xref target="AH"/>, i.e. Child SAs,
			in order to provide a stronger guarantee of forward security.</t>

		<t>
			Some post-quantum key exchange payloads may have size larger than
			the standard MTU size, and therefore there could be issues with
			fragmentation at IP layer.  IKE does allow transmission over TCP
			where fragmentation is not an issue <xref target="RFC8229"/>;
			however, we believe that a UDP-based solution will be required
			too.  IKE does have a mechanism to handle fragmentation within
			UDP <xref target="RFC7383"/>, however that is only applicable to
			messages exchanged after the IKE_SA_INIT.  To use this mechanism,
			we use the IKE_AUX exchange as outlined in
			<xref target="I-D.smyslov-ipsecme-ikev2-aux"/>.  With this
			mechanism, we do an initial key exchange, using a smaller, possibly
			non-quantum resistant primitive, such as ECDH.  Then, before we do
			the IKE_AUTH exchange, we perform one or more IKE_AUX exchanges,
			each of which includes a secondary key exchange.  As the IKE_AUX
			exchange is encrypted, the IKE fragmentation protocol RFC7383
			can be used.  The IKE SK values will be updated after each exchange,
			and so the final IKE SK values will depend on all the key exchanges,
			hence they are secure if any of the key exchanges are secure.</t>

		<t>
			Note that readers should consider the approach in this document as
			providing a long term solution in upgrading the IKEv2 protocol to
			support post-quantum algorithms.  A short term solution to make IKEv2
			key exchange quantum secure is to use post-quantum pre-shared keys as
			discussed in <xref target="I-D.ietf-ipsecme-qr-ikev2"/>.</t>
		</section>

	<section title="Changes" anchor="section-1.3"><t>
   Changes in this draft in each version iterations.</t>

	 <t>draft-tjhai-ipsecme-hybrid-qske-ikev2-01</t>

	 <t><list style="symbols">
 		<t>Use IKE_AUX to perform multiple key exchanges in succession.</t>

 		<t>Handle fragmentation by keeping the first key exchange (a standard
 			IKE_SA_INIT with a few extra notifies) small, and encrypting the rest
 			of the key exchanges.</t>

 		<t>Simplify the negotiation of the ‘extra’ key exchanges.</t>
 	</list></t>

	<t>draft-tjhai-ipsecme-hybrid-qske-ikev2-00</t>

	<t><list style="symbols">
		<t>We added a feature to allow more than one post-quantum key
      exchange algorithms to be negotiated and used to exchange a post-
      quantum shared secret.</t>
		<t>Instead of relying on TCP encapsulation to deal with IP level
		  fragmentation, we introduced a new key exchange payload that can
		  be sent as multiple fragments within IKE_SA_INIT message.</t>
	</list>
</t>

</section>

	<section title="Document organization" anchor="section-1.4"><t>
   The remainder of this document is organized as follows.  <xref target="section-2"/>
   summarizes design criteria.  <xref target="section-3"/> describes how
	 post-quantum key exchange is performed between two IKE peers and how
	 keying materials are derived.  The rationale behind the approach of this
	 extension is described in <xref target="section-3"/>.  <xref target="section-4"/>
	 discusses security considerations an lastly, <xref target="section-5"/>
   discusses IANA considerations for the name spaces introduced in this
	 document.</t>

	 <t>
    The keywords MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD,
    SHOULD NOT, RECOMMENDED, MAY, and OPTIONAL, when they appear in this
    document, are to be interpreted as described in RFC 2119 <xref target="RFC2119"/>.</t>
 	</section>
	</section>

	<section title="Design criteria" anchor="section-2"><t>
   The design of the proposed post-quantum IKEv2 is driven by the
   following criteria:</t>

	<t><list style="hanging" hangIndent="5"><t hangText="1)">
	Need for post-quantum cryptography in IPsec.  Quantum computers
	<vspace blankLines="0"/>
	might become feasible in the next 5-10 years.  If current
        Internet communications are monitored and recorded today (D),
        the communications could be decrypted as soon as a quantum-
        computer is available (e.g., year Q) if key negotiation only
        relies on non post-quantum primitives.  This is a high threat
        for any information that must remain confidential for a long
        period of time T &gt; Q-D.  The need is obvious if we assume that Q
        is 2040, D is 2020, and T is 30 years.  Such a value of T is
        typical in classified or healthcare data.
	</t>

	<t hangText="2)">
	Hybrid.  Currently, there does not exist a post-quantum key
	<vspace blankLines="0"/>
	exchange that is trusted at the level that ECDH is trusted
        against conventional (non-quantum) adversaries.  A hybrid
        approach allows introducing promising post-quantum candidates
        next to well-established primitives, since the overall security
        is at least as strong as each individual primitive.
	</t>

	<t hangText="3)">
	Focus on quantum-resistant confidentiality. A passive attacker
	<vspace blankLines="0"/>
	can eavesdrop on IPsec communication today and decrypt it once a
        quantum computer is available in the future. This is a very
        serious attack for which we do not have a solution. An attacker
        can only perform active attacks such as impersonation of the
        communicating peers once a quantum computer is available,
        sometime in the future. Thus, our design focuses on quantum-
        resistant confidentiality due to the urgency of this problem.
        This document does not address quantum-resistant authentication
        since it is less urgent at this stage.
	</t>

	<t hangText="4)">
	Limit amount of exchanged data.  The protocol design should be
	<vspace blankLines="0"/>
	such that the amount of exchanged data, such as public-keys, is
        kept as small as possible even if initiator and responder need
        to agree on a hybrid group or multiple public-keys need to be
        exchanged.
	</t>

	<t hangText="5)">
	Future proof.  Any cryptographic algorithm could be potentially
	<vspace blankLines="0"/>
	broken in the future by currently unknown or impractical
        attacks: quantum computers are merely the most concrete example
        of this.  The design does not categorize algorithms as "post-quantum"
				or "non post-quantum" and does not create assumptions
        about the properties of the algorithms, meaning that if
        algorithms with different properties become necessary in the future,
        this framework can be used unchanged to facilitate migration to
        those algorithms.
	</t>

	<t hangText="6)">
	Limited amount of changes.  A key goal is to limit the number of
	<vspace blankLines="0"/>
	changes required when enabling a post-quantum handshake.  This
        ensures easier and quicker adoption in existing implementations.
	</t>

	<t hangText="7)">
	Localized changes.  Another key requirement is that changes to
	<vspace blankLines="0"/>
	the protocol are limited in scope, in particular, limiting
        changes in the exchanged messages and in the state machine, so
        that they can be easily implemented.
	</t>

	<t hangText="8)">
	Deterministic operation.  This requirement means that the hybrid
	<vspace blankLines="0"/>
	post-quantum exchange, and thus, the computed key, will be based
        on algorithms that both client and server wish to support.
	</t>

	<t hangText="9)">
	Fragmentation support.  Some PQC algorithms could be relatively
	<vspace blankLines="0"/>
	bulky and they might require fragmentation.  Thus, a design goal
        is the adaptation and adoption of an existing fragmentation
        method or the design of a new method that allows for the
        fragmentation of the key shares.
	</t>

	<t hangText="10)">
	Backwards compatibility and interoperability.  This is a
	<vspace blankLines="0"/>
	fundamental requirement to ensure that hybrid post-quantum IKEv2
        and a non-post-quantum IKEv2 implementations are interoperable.
	</t>

	<t hangText="11)">
	FIPS compliance.  IPsec is widely used in Federal Information
	<vspace blankLines="0"/>
	Systems and FIPS certification is an important requirement.
        However, algorithms that are believed to be post-quantum are not
        FIPS compliant yet.  Still, the goal is that the overall hybrid
        post-quantum IKEv2 design can be FIPS compliant.
	</t>

	</list>
	</t>

	</section>

	<section title="The Framework of Hybrid Post-quantum Key Exchange" anchor="section-3">
		<section title="Overall design" anchor="section-3.1"><t>
			This design assigns new group identifiers (Transform Type 4) to the
			various post-quantum key exchanges (which will be defined later).  We
			specifically do not make a distinction between classical (DH and ECDH)
			and post-quantum key exchanges, nor post-quantum algorithms which are
			true key exchanges versus post-quantum algorithms that act as key
			transport mechanisms; all are treated equivalently by the
			protocol.  In order to support both hybrid key exchanges (that is,
			relying on distinct key exchanges) and fragmentation, the proposed
			hybrid post-quantum IKEv2 protocol extends IKE <xref target="RFC7296"/>
			by adding additional key exchange messages (IKE_AUX) between the
			IKE_SA_INIT and the IKE_AUTH exchanges.  In order to minimize
			communication overhead, only the key shares that are agreed to be used
			are actually exchanged.  In order to achieve this, the IKE_SA_INIT
			exchange now includes notify payloads that negotiate the extra key
			exchanges to be used.  The initiator IKE_SA_INIT message includes a
			notify that lists the extra key exchange policy required by the
			initiator; the responder selects one of the listed policies, and
			includes that as a notify in the response IKE_SA_INIT message.  Then,
			the initiator and the responder perform one (or possibly more) IKE_AUX
			exchange; each such exchange includes a KE payload for the key exchange
			that was negotiated.</t>

		<t>Here is an overview of the initial exchanges:</t>

  <figure><artwork><![CDATA[
     Initiator                                Responder
  --------------------------------------------------------
  <-- IKE_SA_INIT (and extra key exchange negotiation) -->

    <-- {IKE_AUX (hybrid post-quantum key exchange)} -->
                             ...
    <-- {IKE_AUX (hybrid post-quantum key exchange)} -->

                     <-- {IKE_AUTH} -->
]]></artwork></figure>

	<t>The extra post-quantum key exchanges can use algorithms that are
		currently considered to be resistant to quantum computer attacks.  These
		algorithms are collectively referred to as post-quantum algorithms in
		this document.</t>

	</section>

	<section title="Overall Protocol" anchor="section-3.2"><t>
		In the simplest case, the initiator is happy with a single key exchange
		(and has no interest in supporting multiple), and he is not concerned
		with possible fragmentation of the IKE_SA_INIT messages (either because
		the key exchange he selects is small enough not to fragment, or he is
		confident that fragmentation will be handled either by IP fragmentation,
		or transport via TCP).  In the following we overview the two protocol
		rounds involved in the hybrid post-quantum protocol.</t>

	<t>In this case, the initiator performs the IKE_SA_INIT as standard,
		inserting this prefered key exchange (which is possibly a post-quantum
		algorithm) as the listed Transform Type 4, and including the initiator
		KE payload.  If the responder accepts the policy, he responds with an
		IKE_SA_INIT response, and IKE continues as usual.</t>

	<t>If the initiator desires to negotiate multiple key exchanges, or he
		needs IKE to handle any possible fragmentation, then he uses the protocol
		listed below.</t>

	<section title="First Protocol Round" anchor="section-3.2.1"><t>
		In the first round, the IKE_SA_INIT request and response messages
		negotiate the initial IKE SAs (as currently), as well as the key
		exchanges that will be used within the IKE_AUX phase below.</t>

	<t>
		The initiator negotiates cryptographic suites as per RFC7296, with the
		listed Transform Type 4 (and KE payload) being either the first key
		exchange on his desired list of key exchanges, or alternatively a small
		classical one (in order to enable fragmentation support of the later
		key exchanges).  In addition, the initial IKE_SA_INIT message will
		include the following two Notify payloads:</t>

		<t><list style="symbols">
  		<t>The N(AUX_EXCHANGE_SUPPORTED) notify, as specified in
				<xref target="I-D.smyslov-ipsecme-ikev2-aux"/>.  This draft makes
				no requirements about the included data.</t>

  		<t>An N(EXTRA_KEY_EXCHANGE_POLICY) notify, which has a Protocol ID
				and SPI Size of 0, and includes the below data.</t>
  	</list></t>

	<t>
		This data will be the list of groups that the initiator is willing to
		negotiate during the IKE_AUX phase below.  The initiator signifies this
		by specifying the specific list of the sets of key exchanges that he will
		allow.  The list MUST be ordered from most prefered to least
		prefered.  This is encoded as a series of 2 byte values; a specified list
		of acceptable groups is given as the specific Transform IDs, followed by
		a 0x00 value.  For example, if the NewHope post-quantum key exchange is
		0x40, Round2 is 0x42, and SIKE is 0x47, then the data payload:</t>
    <figure><artwork><![CDATA[
         0040 0000
         0042 0047 0000
         0042 0000
    ]]></artwork></figure>
   <t>will signify that the initiator is willing to perform IKE_AUX with
			either NewHope, Round2 followed by SIKE, or only Round2.</t>

	 <t>If the initiator is willing to skip the IKE_AUX phase, he can signify
		that by including a 0000 value as a list; for example:</t>
    <figure><artwork><![CDATA[
         0040 0000
         0042 0047 0000
         0042 0000
         0000
    ]]></artwork></figure>
		<t>would signify either (NewHope), (Round2, SIKE), (Round2) or skipping
			the IKE_AUX entirely.</t>

	 <t>When the responder that supports the hybrid exchange receives an
		 IKE_SA_INIT message with the AUX_EXHANGE_SUPPORTED and
		 EXTRA_KEY_EXCHANGE_POLICY notifies, then (after processing the IKE
		 message as normal), it scans through the policy listed within the
		 EXTRA_KEY_EXCHANGE_POLICY Notify payload.  If the responder finds a list
		 of key exchanges that is consistent with its own policy, it includes
		 N(AUX_EXCHANGE_SUPPORTED) and N(EXTRA_KEY_EXCHANGE_LIST) notifies,
		 which both have 0 Protocol IDs and SPI sizes.  The data for the
		 EXTRA_KEY_EXCHANGE_LIST notify would have data specifying the list of
		 acceptable Transform IDs as a series of 2 byte values.  If the
		 responder’s policy requires it to perform the extra key exchange, but
		 none of the key exchange lists are acceptable, it returns an error in
		 a notification with type NO_PROPOSAL_CHOSEN.</t>

  <t>For example, if the single transform Round2 is accepted, then the data
		payload will consist of:</t>
		<figure><artwork><![CDATA[
        0042
    ]]></artwork></figure>
 	<t>If the set Round2 and SIKE is accepted, then the data payload will
		consist of:</t>
		<figure><artwork><![CDATA[
        0042 0047
    ]]></artwork></figure>
  <t>If no IKE_AUX transforms is desired, then the data payload will be
		empty (or alternatively no such notification is included, which
		implies the same thing).</t>

  <t>On success, the responder will create the IKE SA and SK values based
		on SAi1, SAr1 and KE payloads as normal.</t>

  <t>When the initiator receives the reply IKE_SA_INIT message, it checks
		for the existence of the AUX_EXCHANGE_SUPPORTED and
		EXTRA_KEY_EXCHANGE_LIST notifies.  If those notifies are not present,
		then the initiator treats it as if no extra key exchanges were chosen
		(and then can proceed by either rejecting the exchange, or proceed using
		the single negotiated key exchange, depending on local policy).</t>

  <t>If those notifies are present, then the responder verifies that the
		key exchanges listed within the EXTRA_KEY_EXCHANGE_LIST are one of the
		options within its local policy; if so, it processes the IKE_SA_INIT
		message as normal, and then proceeds to the IKE_AUX round.</t>

	<section title="Note on responder policy check" anchor="section-3.2.1.1"><t>
		One reason that the initiator may select the initial key exchange
		(the type 4 transform within the SAi1 payload) is not for security,
		but instead to simply establish keys to allow fragmentation of the
		IKE_AUX message.  Because of this possibility, if the receiver sees
		a list of key exchanges listed within the EXTRA_KEY_EXCHANGE_LIST
		that satisfies its policies, it SHOULD accept it (assuming that the
		SAi1 payload is otherwise acceptable), even if the key payload within
		the SAi1 is not necessary according to its policy.</t>
	</section>
  </section>

	<section title="IKE_AUX round" anchor="section-3.2.2"><t>
		For each extra key exchange agreed to in the IKE_SA_INIT exchange,
		the initiator and the responder perform an IKE_SA_AUX exchange, as
		described in <xref target="I-D.smyslov-ipsecme-ikev2-aux"/>.</t>

   <t>This exchange is as follows:</t>
   <figure><artwork><![CDATA[
      Initiator                     Responder
      -------------------------------------------------
      HDR, SK {Ni2, KEi2}    -->
                             <--    HDR, SK {Nr2, KEr2}
   ]]></artwork></figure>

   <t>The initiator sends a nonce in the Ni2 payload, and the key exchange
		 payload in the KEi2; the group id of the KEi2 payload MUST match the
		 negotiated extra key exchange.  This packet is encrypted with the
		 current IKE SK keys.</t>

   <t>On receiving this, the responder sends a nonce in the Nr2 payload,
		 and the key exchange payload KEr2; again, this packet is encrypted
		 with the current IKE SA keys.</t>

   <t>Once this exchange is done, then both sides compute an updated
		 keying material:</t>
   <figure><artwork><![CDATA[
        SKEYSEED = prf(SK_d(old), KE2result | Ni2 | Nr2)
   ]]></artwork></figure>
   <t>where KE2result is the shared secret of the key exchange.  Then,
		 SK_d, SK_ai, SK_ar, SK_ei, SK_er, SK_pi, SK_pr are updated as:</t>
   <figure><artwork><![CDATA[
        {SK_d | SK_ai | SK_ar | SK_ei | SK_er | SK_pi | SK_pr}
                = prf+ (SKEYSEED, Ni2 | Nr2 | SPIi | SPIr)
   ]]></artwork></figure>

   <t>Note that the negotiated transform types (the encryption type,
		 hash type, prf type) are not modified.</t>

   <t>Both the initiator and the responder will use this updated key
		 values for the next message.</t>

   <t>If the EXTRA_KEY_EXCHANGE_LIST has negotiated more than one key
		 exchange, then this exchange is performed once for every key
		 exchange on the list.</t>
	</section>

	<section title="IKE_AUX exchange" anchor="section-3.2.3"><t>
		After the IKE_AUX exchanges have completed, then the initiator and
		the responder will perform an IKE_AUTH exchange.  This exchange is
		the standard IKE exchange, except that the initiator and responder
		signed octets are modified as described in
		<xref target="I-D.smyslov-ipsecme-ikev2-aux"/>.</t>
	</section>
  </section>

	<section title="Post-quantum Group Transform Type and Group Identifiers"
		anchor="section-3.3"><t>In generating keying material within IKEv2,
		both initiator and responder negotiate up to four cryptographic
		algorithms in the SA payload of an IKE_SA_INIT or a CREATE_CHILD_SA
		exchange.  One of the negotiated algorithms is a Diffie-Hellman
		algorithm, which is used for key exchange.  This negotiation is
		done using the Transform Type 4 (Diffie-Hellman Group) where each
		Diffie-Hellman group is assigned a unique value.</t>

  <t>We expect that in the future, IANA will assign permanent values to
		these transforms.  Until it does, we will use the following values
		for the below key exchanges (which will need to be specified in more
		detail elsewhere).  Official identifiers will be maintained by IANA
		and updated during the NIST standardization process.</t>

    <figure><artwork><![CDATA[
      Name               Number    Key exchange
      --------------------------------------------------
      NIST_CANDIDATE_1   0x9100    The 1st candidate of
                                   NIST PQC submission
      NIST_CANDIDATE_2   0x9101    The 2nd candidate of
                                   NIST PQC submission
    ]]></artwork></figure>

	<t>
   Because we are using transforms in the private use space, both the
   initiator and responder must include a vendor id with this payload:</t>

	<t><list hangIndent="6" style="hanging"><t>
      d4 48 11 94 c0 c3 4c 9d d1 22 76 aa 9a 4e 80 d5</t>
	</list></t>

	<t>This payload is the MD5 hash of "IKEv2 Quantum Safe Key Exchange
		v1").  If the other side does not include this vendor id, an
   implementation MUST NOT process these private use transforms as
   listed in this draft.</t>

	</section>

	<section title="Hybrid Group Negotiation" anchor="section-3.4"><t>
		Most post-quantum key agreement algorithms are relatively new, and
		thus are not fully trusted.  There are also many proposed algorithms,
		with different trade-offs and relying on different hard problems.  The
		concern is that some of these hard problems may turn out to be easier
		to solve than anticipated (and thus the key agreement algorithm not be
		as secure as expected).  A hybrid solution allows us to deal with this
		uncertainty by combining a classical key exchanges with a post-quantum
		one, as well as leaving open the possibility of multiple post-quantum
		key exchanges.</t>

	<t>The method that we use to perform hybrid key exchange also addresses
		the fragmentation issue.  The initial IKE_INIT messages do not have any
		inherent fragmentation support within IKE; however that can include a
		relatively short KE payload (e.g. one for group 14, 19 or 31).  The
		rest of the KE payloads are encrypted within IKE_AUX messages; because
		they are encrypted, the standard IKE fragmentation solution
		<xref target="RFC7383"/> is available.</t>
	</section>

	<section title="Child SAs" anchor="section-3.5"><t>This method of
		performing hybrid key exchanges, by performing multiple exchanges in
		series, solves the issue by making the IKE SK values be a function of
		all the key exchanges performed.  Hence, we achieve the goal of making
		the IKE exchange secure if any of the key exchanges are secure.
	</t>

  <t>
		This proposal allows the support of multiple post-quantum algorithms
		(in case we don’t have full confidence in any one); this is implemented
		by having the initiator list all the combinations of extra key exchanges
		he finds acceptable.  It is not anticipated that there will be a need
		for a large number of different combinations of key exchanges, hence
		this relatively simple encoding method was selected as a reasonable
		compromise between simplicity and functionality.
	</t>

  <t>This method also allows us to fragment large post-quantum key
		exchanges; all the initiator needs to assure is that the initial
		key exchange (which has the KE payloads exchanged during IKE_SA_INIT)
		is small enough not to cause fragmentation.</t>

  </section></section>

	<section title="Alternative Design" anchor="section-4"><t>
   This section gives an overview on a number of alternative approaches
   that we have considered, but later discarded.  These approaches are:</t>

	<t><list style="symbols">
		<t>Sending the classical and post-quantum key
		exchanges as a single transform<vspace blankLines="1"/>
		We considered combining the various key exchanges into a single large
		KE payload; this effort is documented in a previous version of this
		draft (draft-tjhai-ipsecme-hybrid-qske-ikev2-01).  This does allow us
		to cleanly apply hybrid key exchanges during the child SA; however it
		does add considerable complexity, and requires an independant
		fragmentation solution.
	</t>

  <t>Sending post-quantum proposals and policies in KE payload
		only<vspace blankLines="1"/>
		With the objective of not introducing unnecessary notify
		payloads, we considered communicating the hybrid post-quantum proposal
		in the KE payload during the first pass of the protocol
		exchange.   Unfortunately, this design is susceptible to the following
		downgrade attack.  Consider the scenario where there is an MitM attacker
		sitting between an initiator and a responder.  The initiator proposes,
		through SAi payload, to use a hybrid post-quantum group and as a backup
		a Diffie-Hellman group, and through KEi payload, the initiator proposes
		a list of hybrid post-quantum proposals and policies.  The MitM attacker
		intercepts this traffic and replies with N(INVALID_KE_PAYLOAD) suggesting
		to downgrade to the backup Diffie-Hellman group instead.  The initiator
		then resends the same SAi payload and the KEi payload containing the
		public value of the backup Diffie-Hellman group.  Note that the attacker
		may forward the second IKE_SA_INIT message only to the responder, and
		therefore at this point in time, the responder will not have the
		information that the initiator prefers the hybrid group.  Of course,
		it is possible for the responder to have a policy to reject an
		IKE_SA_INIT message that (a) offers a hybrid group but not offering
		the corresponding public value in the KEi payload; and (b) the
		responder has not specifically acknowledged that it does not
		supported the requested hybrid group.  However, the checking of this
		policy introduces unnecessary protocol complexity.  Therefore, in
		order to fully prevent any downgrade attacks, using KE payload alone
		is not sufficient and that the initiator MUST always indicate its
		preferred post-quantum proposals and policies in a notify payload
		in the subsequent IKE_SA_INIT messages following a
		N(INVALID_KE_PAYLOAD) response.</t>

	<t>New payload types to negotiate hybrid proposal and to carry post-
      quantum public values<vspace blankLines="1"/>
	Semantically, it makes sense to use a new payload type, which
	mimics the SA payload, to carry a hybrid proposal.  Likewise, another new
	payload type that mimics the KE payload, could be used to transport hybrid
	public value.  Although, in theory a new payload type could be made
	backwards compatible by not setting its critical flag as per Section 2.5
	of RFC7296, we believe that it may not be that simple in practice.  Since
	the original release of IKEv2 in RFC4306, no new payload type has ever
	been proposed and therefore, this creates a potential risk of having a
	backward compatibility issue from non-conforming RFC IKEv2
	implementations.  Since we could not see any other compelling advantages
	apart from a semantic one, we use the existing transform type and
	notify payloads instead.  In fact, as described above, we use the KE
	payload in the first IKE_SA_INIT request round and the notify payload
	to carry the post-quantum proposals and policies. We use one or more
	of the existing KE payloads to carry the hybrid public values.
	</t>

	<t>Hybrid public value payload<vspace blankLines="1"/>
	One way to transport the negotiated hybrid public payload, which contains
	one classical Diffie-Hellman public value and one or more post-quantum
	public values, is to bundle these into a single KE payload.  Alternatively,
	these could also be transported in a single new hybrid public value
	payload, but following the same reasoning as above, this may not be
	a good idea from a backward compatibility perspective.  Using a single
	KE payload would require an encoding or formatting to be defined so
	that both peers are able to compose and extract the individual public
	values.  However, we believe that it is cleaner to send the hybrid
	public values in multiple KE payloads--one for each group or
	algorithm.  Furthermore, at this point in the protocol exchange, both
	peers should have indicated support of handling multiple KE payloads.
	</t>

	<t>Fragmentation<vspace blankLines="1"/>
	Handling of large IKE_SA_INIT messages has been one of the most
      challenging tasks.  A number of approaches have been considered
      and the two prominent ones that we have discarded are outlined as
      follows.
	<vspace blankLines="1"/>
	The first approach was to treat the entire IKE_SA_INIT message as
      a stream of bytes, which we then split it into a number of
      fragments, each of which is wrapped onto a payload that would fit
      into the size of the network MTU.  The payload that wraps each
      fragment is a new payload type and it was envisaged that this new
      payload type will not cause a backward compatibility issue because
      at this stage of the protocol, both peers should have indicated
      support of fragmentation in the first pass of the IKE_SA_INIT
      exchange.  The negotiation of fragmentation is performed using  a
      notify payload, which also defines supporting parameters such as
      the size of fragment in octets and the fragment identifier.  The
      new payload that wraps each fragment of the messages in this
      exchange is assigned the same fragment identifier. Furthermore, it
      also has other parameters such as a fragment index and total
      number of fragments.  We decided to discard this approach due to
      its blanket approach to fragmentation.  In cases where only a few
      payloads need to be fragmented, we felt that this approach is
      overly complicated.
	<vspace blankLines="1"/>
	Another idea that was discarded was fragmenting an individual
      payload without introducing a new payload type.  The idea was to
      use the 9-th bit (the bit after the critical flag in the RESERVED
      field) in the generic payload header as a flag to mark that this
      payload is fragmented.  As an example, if a KE payload is to be
      fragmented, it may look as follows.
	</t>

	</list>
	</t>

	<figure><artwork><![CDATA[
                     1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Next Payload  |C|F| RESERVED  |         Payload Length        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  Diffie-Hellman Group Number  |     Fragment Identifier       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |         Fragment Index        |        Total Fragments        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                  Total KE Payload Data Length                 |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                       Fragmented KE Payload                   ~
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork>
	</figure>
	<t><list hangIndent="3" style="hanging"><t>
      When the flag F is set, this means the current KE payload is a
      fragment of a larger KE payload.  The Payload Length field denotes
      the size of this payload fragment in octets--including the size of
      the generic payload header.  The two-octet RESERVED field
      following Diffie-Hellman Group Number was to be used as a fragment
      identifier to help assembly and disassembly of fragments.  The
      Fragment Index and Total Fragments fields are self-explanatory.
      The Total KE Payload Data Length indicates the size of the
      assembled KE payload data in octets.  Finally, the actual fragment
      is carried in Fragment KE Payload field.</t>

	</list>
	</t>

	<t><list hangIndent="3" style="hanging"><t>
      We discarded this approach because we believe that the working
      group may not be happy using the RESERVED field to change the
      format of a packet and that implementers may not like the
      complexity added from checking the fragmentation flag in each
      received payload.  More importantly, fragmenting the messages
			in this way may leave the system to be more prone to denial of
			service (DoS) attacks.  By using IKE_AUX to transport the large
			post-quantum key exchange payloads, there is no longer any issue
			with fragmentation.</t>
	</list>
	</t>

	<t><list style="symbols"><t>Group sub-identifier<vspace blankLines="1"/>
	As discussed in <xref target="section-3.3"/>, each group identifier
	is used to
      distinguish a post-quantum algorithm.  Further classification
      could be made on a particular post-quantum algorithm by assigning
      additional value alongside the group identifier.  This sub-
      identifier value may be used to assign different security
      parameter sets to a given post-quantum algorithm.  However, this
      level of details does not fit the principles of the document where
      it should deal with generic hybrid key exchange protocol, not a
      specific ciphersuite.  Furthermore, there are enough Diffie-
      Hellman group identifiers should this be required in the future.
	</t>

	</list>
	</t>

	</section>

	<section title="Security considerations" anchor="section-5"><t>
	The key length of the Encryption Algorithm (Transform Type 1), the
	Pseudorandom Function (Transform Type 2) and the Integrity Algorithm
	(Transform Type 3), all have to be of sufficient length to prevent
	attacks using Grover's algorithm <xref target="GROVER"/>.  In order to use the
	extension proposed in this document, the key lengths of these
	transforms SHALL be at least 256 bits long in order to provide
	sufficient resistance to  quantum attacks.  Accordingly the
	post-quantum security level achieved is at least 128 bits.</t>

	<t>SKEYSEED is calculated from shared, KEx, using an algorithm defined
	in Transform Type 2.  While a quantum attacker may learn the value
	of KEx', if this value is obtained by means of a classical key exchange,
	other KEx values generated by means of a quantum-resistant algorithm
	ensure that the final SKEYSEED is not compromised.  This assumes that
	the algorithm defined in the Transform Type 2 is post-quantum.
	</t>

  <t>
	The main focus of this document is to prevent a passive attacker
	performing a "harvest and decrypt" attack.  In other words, an attacker
	that records messages exchanges today and proceeds to decrypt them once
	he owns a quantum computer.  This attack is prevented due to the hybrid
	nature of the key exchange.  Other attacks involving an active attacker
	using a quantum-computer are not completely solved by this
	document.  This is for two reasons.</t>

  <t>
		The first reason is because the authentication step remains
		classical.  In particular, the authenticity of the SAs established
		under IKEv2 is protected using a pre-shared key, RSA, DSA, or ECDSA
		algorithms.  Whilst the pre-shared key option, provided the key is
		long enough, is post-quantum, the other algorithms are not.   Moreover,
		in implementations where scalability is a requirement, the pre-shared
		key method may not be suitable.  Quantum-safe authenticity may be
		provided by using a quantum-safe digital signature and several
		quantum-safe digital signature methods are being explored by
		IETF.  For example, if the implementation is able to reliably
		track state, the hash based method, XMSS has the status of an RFC,
		see <xref target="RFC8391"/>.  Currently, quantum-safe authentication
		methods are not specified in this document, but are planned to be
		incorporated in due course.
	</t>

	<t>It should be noted that the purpose of post-quantum algorithms is
		to provide resistance to attacks mounted in the future.  The current
		threat is that encrypted sessions are subject to eavesdropping and
		archived with decryption by quantum computers taking place at some
		point in the future.  Until quantum computers become available there
		is no point in attacking the authenticity of a connection because
		there are no possibilities for exploitation.  These only occur at
		the time of the connection, for example by mounting a MitM
		attack.  Consequently there is not such a pressing need for
		quantum-safe authenticity.</t>

	<t>This draft does not attempt to address key exchanges with KE payloads
		longer than 64k; the current IKE payload format does not allow that as
		a possibility.  If such huge KE payloads are required, a work around
		(such as making the KE payload a URL and a hash of the real payload)
		would be needed.  At the current time, it appears likely that there
		will be plenty of key exchanges available that would not require such
		a workaround.</t>
	</section>

	</middle>

	<back>
	<references title="References">

	<reference anchor="AH" target="http://www.rfc-editor.org/info/rfc4302"><front>
	<title>IP Authentication Header</title>
	<author fullname="S. Kent" initials="S." surname="Kent">
	</author>
	<date month="December" year="2005"/>
	</front>
	<seriesInfo name="RFC" value="4302"/>
	</reference>

	<reference anchor="ESP" target="http://www.rfc-editor.org/info/rfc4303"><front>
	<title>IP Encapsulating Security Payload (ESP)</title>
	<author fullname="S. Kent" initials="S." surname="Kent">
	</author>
	<date month="December" year="2005"/>
	</front>
	<seriesInfo name="RFC" value="4303"/>
	</reference>

	&I-D.ietf-ipsecme-qr-ikev2;

	&I-D.smyslov-ipsecme-ikev2-aux;

	<reference anchor="GROVER"><front>
	<title>A Fast Quantum Mechanical Algorithm for Database Search</title>
	<author fullname="L. Grover" initials="L." surname="Grover">
	</author>
	<date year="1996"/>
	</front>
	<seriesInfo name="Proc." value="of the Twenty-Eighth Annual ACM Symposium on the Theory of Computing (STOC 1996)"/>
	</reference>

	&RFC2119;

	&RFC7296;

	&RFC7383;

	&RFC8229;

	&RFC8391;

	</references>

	<section title="Acknowledgements" numbered="no" anchor="acknowledgements"><t>
   The authors would like to thanks Frederic Detienne and Olivier
   Pelerin for their comments and suggestions, including the idea to
   negotiate the post-quantum algorithms using the existing KE payload.</t>

	</section>

	</back>

	</rfc>
