Network Working Group                                          L. Daigle
Request for Comments: 2611                      Thinking Cat Enterprises
BCP: 33                                                     D. van Gulik
Category: Best Current Practice                      ISIS/CEO, JRC Ispra
                                                             R. Iannella
                                                            DSTC Pty Ltd
                                                            P. Faltstrom
                                                               June 1999

                  URN Namespace Definition Mechanisms

Status of this Memo

   This document specifies an Internet Best Current Practices for the
   Internet Community, and requests discussion and suggestions for
   improvements.  Distribution of this memo is unlimited.

Copyright Notice

   Copyright (C) The Internet Society (1999).  All Rights Reserved.


   The URN WG has defined a syntax for Uniform Resource Names (URNs)
   [RFC2141], as well as some proposed mechanisms for their resolution
   and use in Internet applications ([RFC2168, RFC2169]). The whole
   rests on the concept of individual "namespaces" within the URN
   structure.  Apart from  proof-of-concept namespaces, the use of
   existing identifiers in URNs has been discussed ([RFC2288]), and this
   document lays out general definitions of and mechanisms for
   establishing URN "namespaces".

1.0 Introduction

   Uniform Resource Names (URNs) are resource identifiers with the
   specific requirements for enabling location independent
   identification of a resource, as well as longevity of reference.
   There are 2 assumptions that are key to this document:

   Assumption #1:

      Assignment of a URN is a managed process.

      I.e., not all strings that conform to URN syntax are necessarily
      valid URNs.  A URN is assigned according to the rules of a
      particular namespace (in terms of syntax, semantics, and process).

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   Assumption #2:

      The space of URN namespaces is managed.

      I.e., not all syntactically correct URN namespaces (per the URN
      syntax definition)  are valid URN namespaces.  A URN namespace
      must have a recognized definition in order to be valid.

   The purpose of this document is to outline a mechanism and provide a
   template for explicit namespace definition, along with the mechanism
   for associating an identifier (called a "Namespace ID", or NID) which
   is registered with the Internet Assigned Numbers Authority, IANA.

   Note that this document restricts itself to the description of
   processes for the creation of URN namespaces.  If "resolution" of any
   so-created URN identifiers is desired, a separate process of
   registration in a global NID directory, such as that provided by the
   NAPTR system [RFC2168], is necessary.  See [NAPTR-REG] for
   information on obtaining registration in the NAPTR global NID

2.0 What is a URN Namespace?

   For the purposes of URNs, a "namespace" is a collection of uniquely-
   assigned identifiers.  A URN namespace itself has an identifier in
   order to

      - ensure global uniqueness of URNs
      - (where desired) provide a cue for the structure of the

   For example, ISBNs and ISSNs are both collections of identifiers used
   in the traditional publishing world; while there may be some number
   (or numbers) that is both a valid ISBN identifier and ISSN
   identifier, using different designators for the two collections
   ensures that no two URNs will be the same for different resources.

   The development of an identifier structure, and thereby a collection
   of identifiers, is a process that is inherently dependent on the
   requirements of the community defining the identifier, how they will
   be assigned, and the uses to which they will be put.  All of these
   issues are specific to the individual community seeking to define a
   namespace (e.g., publishing community, association of booksellers,
   protocol developers, etc); they are beyond the scope of the IETF URN

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   This document outlines the processes by which a collection of
   identifiers satisfying certain constraints (uniqueness of assignment,
   etc) can become a bona fide URN namespace by obtaining a NID.  In a
   nutshell, a template for the definition of the namespace is completed
   for deposit with IANA, and a NID is assigned.  The details of the
   process and possibilities for NID strings are outlined below; first,
   a template for the definition is provided.

3.0 URN Namespace Definition Template

   Definition of a URN namespace is accomplished by completing the
   following information template.  Apart from providing a mechanism for
   disclosing structure of the URN namespace, this information is
   designed to be useful for

      - entities seeking to have a URN assigned in a namespace (if
      - entities seeking to provide URN resolvers for a namespace (if

   This is particularly important for communities evaluating the
   possibility of using a portion of an existing URN namespace rather
   than creating their own.

   Information in the template is as follows:

   Namespace ID:
      Assigned by IANA.  In some contexts, a particular one may be
      requested (see below).

   Registration Information:

      This is information to identify the particular version of
      registration information:

      - registration version number: starting with 1, incrementing by 1
        with each new version
      - registration date: date submitted to the IANA, using the format
        as outlined in [ISO8601].

   Declared registrant of the namespace:

      Required: Name and e-mail address.
      Recommended:  Affiliation, address, etc.

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   Declaration of syntactic structure:

      This section should outline any structural features of identifiers
      in this namespace.  At the very least, this description may be
      used to introduce terminology used in other sections.  This
      structure may also be used for determining realistic
      caching/shortcuts approaches; suitable caveats should be provided.
      If there are any specific character encoding rules (e.g., which
      character should always be used for single-quotes), these should
      be listed here.

      Answers might include, but are not limited to:

      - the structure is opaque (no exposition) - a regular expression
        for parsing the identifier into components, including naming

   Relevant ancillary documentation:

      This section should list any RFCs, standards, or other published
      documentation that defines or explains all or part of the
      namespace structure.

      Answers might include, but are not limited to:

      - RFCs outlining syntax of the namespace
      - Other of the defining community's (e.g., ISO) documents
        outlining syntax of the identifiers in the namespace
      - Explanatory material introducing the namespace

   Identifier uniqueness considerations:
   This section should address the requirement that URN identifiers be
   assigned uniquely -- they are assigned to at most one resource, and
   are not reassigned.

   (Note that the definition of "resource" is fairly broad; for example,
   information on "Today's Weather" might be considered a single
   resource, although the content is dynamic.)

   Possible answers include, but are not limited to:

      - exposition of the structure of the identifiers, and partitioning
        of the space of identifiers amongst assignment authorities which
        are individually responsible for respecting uniqueness rules
      - identifiers are assigned sequentially
      - information is withheld; the namespace is opaque

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   Identifier persistence considerations:

      Although non-reassignment of URN identifiers ensures that a URN
      will persist in identifying a particular resource even after the
      "lifetime of the resource", some consideration should be given to
      the persistence of the usability of the URN.  This is particularly
      important in the case of URN namespaces providing global

      Possible answers include, but are not limited to:

      - quality of service considerations

   Process of identifier assignment:

      This section should detail the mechanisms and/or authorities for
      assigning URNs to resources.  It should make clear whether
      assignment is completely open, or if limited, how to become an
      assigner of identifiers, and/or get one assigned by existing
      assignment authorities.  Answers could include, but are not
      limited to:

      - assignment is completely open, following a particular algorithm
      - assignment is delegated to authorities recognized by a
        particular organization (e.g., the Digital Object Identifier
        Foundation controls the DOI assignment space and its delegation)
      - assignment is completely closed (e.g., for a private

   Process for identifier resolution:

      If a namespace is intended to be accessible for global resolution,
      it must be registerd in an RDS (Resolution Discovery System, see
      [RFC2276]) such as NAPTR.  Resolution then proceeds according to
      standard URI resolution processes, and the mechanisms of the RDS.
      What this section should outline is the requirements for becoming
      a recognized resolver of URNs in this namespace (and being so-
      listed in the RDS registry).

      Answers may include, but are not limited to:

      - the namespace is not listed with an RDS; this is not relevant
      - resolution mirroring is completely open, with a mechanism for
        updating an appropriate RDS
      - resolution is controlled by entities to which assignment has
        been delegated

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   Rules for Lexical Equivalence:

      If there are particular algorithms for determining equivalence
      between two identifiers in the underlying namespace (hence, in the
      URN string itself), rules can be provided here.

      Some examples include:

      - equivalence between hyphenated and non-hyphenated groupings in
        the identifier string
      - equivalence between single-quotes and double-quotes
      - Namespace-defined equivalences between specific characters, such
        as "character X with or without diacritic marks".

      Note that these are not normative statements for any kind of best
      practice for handling equivalences between characters; they are
      statements limited to reflecting the namespace's own rules.

   Conformance with URN Syntax:

      This section should outline any special considerations required
      for conforming with the URN syntax.  This is particularly
      applicable in the case of legacy naming systems that are used in
      the context of URNs.

      For example, if a namespace is used in contexts other than URNs,
      it may make use of characters that are reserved in the URN syntax.
      This section should flag any such characters, and outline
      necessary mappings to conform to URN syntax.  Normally, this will
      be handled by hex encoding the symbol.

      For example, see the section on SICIs in [RFC2288].

   Validation mechanism:

      Apart from attempting resolution of a URN, a URN namespace may
      provide mechanism for "validating" a URN -- i.e., determining
      whether a given string is currently a validly-assigned URN.  For
      example, even if an ISBN URN namespace is created, it is not clear
      that all ISBNs will translate directly into "assigned URNs".

      A validation mechanims might be:

      - a syntax grammar
      - an on-line service
      - an off-line service

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      This section should outline the scope of the use of the
      identifiers in this namespace.  Apart from considerations of
      private vs. public namespaces, this section is critical in
      evaluating the applicability of a requested NID.  For example, a
      namespace claiming to deal in "social security numbers" should
      have a global scope and address all social security number
      structures (unlikely).  On the other hand, at a national level, it
      is reasonable to propose a URN namespace for "this nation's social
      security numbers".

4.0 URN Namespace Registration, Update, and NID Assignment Process

   Different levels of disclosure are expected/defined for namespaces.
   According to the level of open-forum  discussion surrounding the
   disclosure, a URN namespace may be assigned or may request a
   particular identifier.  The [RFC2434] document suggests the need to
   specify update mechanisms for registrations -- who is given the
   authority to do so, from time to time, and what are the processes.
   Since URNs are meant to be persistently useful, few (if any) changes
   should be made to the structural interpretation of URN strings (e.g.,
   adding or removing rules for lexical equivalence that might affect
   the interpretation of URN IDs already assigned).  However, it may be
   important to introduce clarifications, expand the list of authorized
   URN assigners, etc, over the natural course of a namespace's
   lifetime.  Specific processes are outlined below.

   There are 3 categories of URN namespaces defined here, distinguished
   by expected level of service and required procedures for
   registration.  Furthermore, registration maintenance procedures vary
   slightly from one category to another.

      I.   Experimental: These are not explicitly registered with IANA.
           They take the form


           No provision is made for avoiding collision of experimental
           NIDs; they are intended for use within internal or limited
           experimental contexts.

           As there is no registration, no registration maintenance
           procedures are needed.

      II.  Informal:  These are registered with IANA and are assigned a
           number sequence as an identifier, in the format:

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                                  "urn-" <number>

           where <number> is chosen by the IANA on a First Come First
           Served basis (see [RFC2434]).

           Registrants should send a copy of the registration template
           (see section 3.0), duly completed, to the


           mailing and allow for a 2 week discussion period for
           clarifying the expression of the registration information and
           suggestions for improvements to the namespace proposal.

           After suggestions for clarification of the registration
           information have been incorporated, the template may be
           submitted to:

           for assignment of a NID.

           The only restrictions on <number> are that it consist
           strictly of digits and that it not cause the NID to exceed
           length limitations outlined in the URN syntax ([RFC2168]).

           Registrations may be updated by the original registrant, or
           an entity designated by the registrant, by updating the
           registration template, submitting it to the discussion list
           for a further 2 week discussion period, and finally
           resubmitting it to IANA, as described above.

      III. Formal:  These are processed through an RFC review process.
           The RFC need not be standards-track.  The template defined in
           section 3.0 may be included as part of an RFC defining some
           other aspect of the namespace, or it may be put forward as an
           RFC in its own right.  The proposed template should be sent
           to the


           mailing list to allow for a 2 week discussion period  for
           clarifying the expression of the registration information,
           before the IESG progresses the document to RFC status.

           A particular NID string is requested, and is assigned by IETF
           consensus (as defined in [RFC2434]), with the additional
           constraints that the NID string must

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               - not be an already-registered NID
               - not start with "x-" (see Type I above)
               - not start with "urn-" (see Type II above)
               - not start with "XY-", where XY is any combination of 2
                 ASCII letters  (see NOTE, below)
               - be more than 2 letters long

           NOTE: ALL two-letter combinations, and two-letter
           combinations followed by "-" and any sequence of valid NID
           characters,  are reserved for potential use as countrycode-
           based  NIDs for eventual national registrations of URN
           namespaces.   The definition and scoping of rules for
           allocation of responsibility for such namespaces is beyond
           the scope of this document.

           Registrations may be updated by updating the RFC through
           standard IETF RFC update mechanisms.  Thus, proposals for
           updates may be made by the original authors, other IETF
           participants, or the IESG.  In any case, the proposed updated
           template must be circulated on the urn-nid discussion list,
           allowing for a 2 week review period.

   URN namespace registrations will be posted in the anonymous FTP
   directory "

5.0 Example

   The following example is provided for the purposes of illustration of
   the URN NID template described in section 3.0.  Although it is based
   on a hypothetical "generic Internet namespace" that has been
   discussed informally within the URN WG, there are still technical and
   infrastructural issues that would have to be resolved before such a
   namespace could be properly and completely described.

   Namespace ID:
      To be assigned

   Registration Information:

      Version 1
      Date: <when submitted>

   Declared registrant of the namespace:

      Required: Name and e-mail address.
      Recommended:  Affiliation, address, etc.

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   Declared registrant of the namespace:

      Name:           T. Cat
      Affiliation:    Thinking Cat Enterprises
      Address:        1 ThinkingCat Way
                      Trupville, NewCountry

   Declaration of structure:

      The identifier structure is as follows:

      URN:<assigned number>:<FQDN>:<assigned US-ASCII string>

      where FQDN is a fully-qualified domain name, and the assigned
      string is conformant to URN syntax requirements.

   Relevant ancillary documentation:

      Definition of domain names, found in:

      RFC1035, November 1987.

   Identifier uniqueness considerations:
      Uniqueness is guaranteed as long as the assigned string is never
      reassigned for a given FQDN, and that the FQDN is never

      N.B.:  operationally, there is nothing that prevents a domain name
      from being reassigned;  indeed, it is not an uncommon occurrence.
      This is one of the reasons that this example makes a poor URN
      namespace in practice, and is therefore not seriously being
      proposed as it stands.
   Identifier persistence considerations:

      Persistence of identifiers is dependent upon suitable delegation
      of resolution at the level of "FQDN"s, and persistence of FQDN

      Same note as above.

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   Process of identifier assignment:

      Assignment of these URNs delegated to individual domain name
      holders (for FQDNs).  The holder of the FQDN registration is
      required to maintain an entry (or delegate it) in the NAPTR RDS.
      Within each of these delegated name partitions, the string may be
      assigned per local requirements.

      e.g.  urn:<assigned number>

   Process for identifier resolution:

      Domain name holders are responsible for operating or delegating
      resolution servers for the FQDN in which they have assigned URNs.

   Rules for Lexical Equivalence:

      FQDNs are case-insensitive.  Thus, the portion of the URN

              urn:<assigned number>:<FQDN>:

      is case-insenstive for matches.  The remainder of the identifier
      must be considered case-sensitve.

   Conformance with URN Syntax:

      No special considerations.

   Validation mechanism:

      None specified.



6.0 Security Considerations

   This document largely focuses on providing mechanisms for the
   declaration of public information.  Nominally, these declarations
   should be of relatively low security profile, however there is always
   the danger of "spoofing" and providing mis-information.  Information
   in these declarations should be taken as advisory.

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7.0 References

   [RFC2168]   Daniel, R. and M. Mealling, "Resolution of Uniform
               Resource Identifiers using the Domain Name System", RFC
               2168, June 1997.

   [RFC2169]   Daniel, R., "A Trivial Convention for using HTTP in URN
               Resolution", RFC 2169, June 1997.

   [ISO8601]   ISO 8601 : 1988 (E), "Data elements and interchange
               formats - Information interchange - Representation of
               dates and times"

   [RFC2288]   Lynch, C., Preston, C. and R. Daniel, "Using Existing
               Bibliographic Identifiers as Uniform Resource Names", RFC
               2288, February 1998.

   [NAPTR-REG] Mealling, M., "Assignment Procedures for NAPTR DNS URI
               Resolution", Work in Progress.

   [RFC2141]   Moats, R., "URN Syntax", RFC 2141, May 1997.

   [RFC2434]   Narten, T. and H. Alvestrand, "Guidelines for Writing an
               IANA Considerations Section in RFCs", BCP 26, RFC 2434,
               October 1998.

   [RFC1737]   Sollins, K. and L. Masinter, "Functional Requirements for
               Uniform Resource Names", RFC 1737, December 1994.

   [RFC2276]   Sollins, K., "Architectural Principles of Uniform
               Resource Name Resolution", RFC 2276, January 1998.

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8.0 Authors' Addresses

   Leslie L. Daigle
   Thinking Cat Enterprises


   Dirk-Willem van Gulik
   ISIS/STA/CEO - TP 270
   Joint Research Centre Ispra
   21020 Ispra (Va)

   Phone: +39 332 78 9549 or 5044
   Fax:   +39 332 78 9185

   Renato Iannella
   DSTC Pty Ltd
   Gehrmann Labs, The Uni of Queensland
   AUSTRALIA, 4072

   Phone:  +61 7 3365 4310
   Fax:    +61 7 3365 4311

   Patrik Faltstrom
   Borgarfjordsgatan 16
   P.O. Box 62
   S-164 94 Kista

   Phone:  +46-5626 4000
   Fax:    +46-5626 4200

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9.0  Full Copyright Statement

   Copyright (C) The Internet Society (1999).  All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
   or assist in its implementation may be prepared, copied, published
   and distributed, in whole or in part, without restriction of any
   kind, provided that the above copyright notice and this paragraph are
   included on all such copies and derivative works.  However, this
   document itself may not be modified in any way, such as by removing
   the copyright notice or references to the Internet Society or other
   Internet organizations, except as needed for the purpose of
   developing Internet standards in which case the procedures for
   copyrights defined in the Internet Standards process must be
   followed, or as required to translate it into languages other than

   The limited permissions granted above are perpetual and will not be
   revoked by the Internet Society or its successors or assigns.

   This document and the information contained herein is provided on an


   Funding for the RFC Editor function is currently provided by the
   Internet Society.

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