Network Working Group Donald E. Eastlake, 3rd
OBSOLETES RFC 1750 Jeffrey I. Schiller
Steve Crocker
Expires April July 2005 January 2005 October 2004
Randomness Requirements for Security
---------- ------------ --- --------
<draft-eastlake-randomness2-09.txt>
<draft-eastlake-randomness2-10.txt>
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Copyright (C) The Internet Society 2004. 2005. All Rights Reserved.
Abstract
Security systems are built on strong cryptographic algorithms that
foil pattern analysis attempts. However, the security of these
systems is dependent on generating secret quantities for passwords,
cryptographic keys, and similar quantities. The use of pseudo-random
processes to generate secret quantities can result in pseudo-
security. The sophisticated attacker of these security systems may
find it easier to reproduce the environment that produced the secret
quantities, searching the resulting small set of possibilities, than
to locate the quantities in the whole of the potential number space.
Choosing random quantities to foil a resourceful and motivated
adversary is surprisingly difficult. This document points out many
pitfalls in using poor entropy sources or traditional pseudo-random
number generation techniques for choosing generating such quantities. It
recommends the use of truly random hardware techniques and shows that
the existing hardware on many systems can be used for this purpose.
It provides suggestions to ameliorate the problem when a hardware
solution is not available. And it gives examples of how large such
quantities need to be for some applications.
Acknowledgements
Special thanks to Paul Hoffman and John Kelsey for their extensive
comments and to Peter Gutmann, who has permitted the incorporation of
material from his paper "Software Generation of Practically Strong
Random Numbers".
The following other persons (in alphabetic order) have also
contributed substantially to this document:
Steve Bellovin, Daniel Brown, Don Davis, Peter Gutmann, Tony
Hansen, Sandy Harris, Paul Hoffman, Scott Hollenback, Russ
Housley, Christian Huitema, John Kelsey, Mats Naslund, and Damir
Rajnovic.
The following persons (in alphabetic order) contributed to RFC 1750,
the predecessor of this document:
David M. Balenson, Don T. Davis, Carl Ellison, Marc Horowitz,
Christian Huitema, Charlie Kaufman, Steve Kent, Hal Murray, Neil
Haller, Richard Pitkin, Tim Redmond, and Doug Tygar.
Table of Contents
Status of This Document....................................1
Abstract...................................................1
Acknowledgements...........................................2
Table of Contents..........................................3
1. Introduction............................................5 Introduction and Overview...............................5
2. General Requirements....................................6
3. Traditional Pseudo-Random Sequences.....................9
4. Unpredictability.......................................11
4.1 Entropy Sources.........................................9
3.1 Volume Required........................................9
3.2 Existing Hardware Can Be Used For Randomness..........10
3.2.1 Using Existing Sound/Video Input....................10
3.2.2 Using Existing Disk Drives..........................10
3.3 Ring Oscillator Sources...............................11
3.4 Problems with Clocks and Serial Numbers...............11
4.2 Numbers...............12
3.5 Timing and Value of External Events...................12
4.3 The Fallacy of Complex Manipulation...................12
4.4 The Fallacy Events...................13
3.6 Non-Hardware Sources of Selection from a Large Database........13
5. Hardware for Randomness................................15
5.1 Volume Required.......................................15
5.2 Sensitivity to Skew...................................15
5.2.1 Randomness....................14
4. De-skewing.............................................15
4.1 Using Stream Parity to De-Skew......................16
5.2.2 De-Skew........................15
4.2 Using Transition Mappings to De-Skew................17
5.2.3 De-Skew..................16
4.3 Using FFT to De-Skew................................18
5.2.4 De-Skew..................................17
4.4 Using Compression to De-Skew........................18
5.3 Existing Hardware Can Be Used For Randomness..........19
5.3.1 Using Existing Sound/Video Input....................19
5.3.2 Using Existing Disk Drives..........................19
5.4 Ring Oscillator Sources...............................20
6. Recommended Software Strategy..........................22
6.1 Mixing Functions......................................22
6.1.1 De-Skew..........................18
5. Mixing.................................................19
5.1 A Trivial Mixing Function...........................22
6.1.2 Function.............................19
5.2 Stronger Mixing Functions...........................23
6.1.3 Functions.............................20
5.3 Using S-Boxes for Mixing............................25
6.1.4 Mixing..............................22
5.4 Diffie-Hellman as a Mixing Function.................25
6.1.5 Function...................22
5.5 Using a Mixing Function to Stretch Random Bits......25
6.1.6 Bits........23
5.6 Other Factors in Choosing a Mixing Function.........26
6.2 Non-Hardware Sources Function...........23
6. Pseudo Random Number Generators........................25
6.1 Some Bad Ideas........................................25
6.1.1 The Fallacy of Randomness....................27
6.3 Complex Manipulation.................25
6.1.2 The Fallacy of Selection from a Large Database......26
6.1.3. Traditional Pseudo-Random Sequences................26
6.2 Cryptographically Strong Sequences....................28
6.3.1
6.2.1 OFB and CTR Sequences...............................28
6.3.2 Sequences...............................29
6.2.2 The Blum Blum Shub Sequence Generator...............29
6.3.3 Generator...............30
6.3 Entropy Pool Techniques.............................30 Techniques...............................31
7. Key Randomness Generation Examples and Standards..................32 Standards...........33
7.1 Complete Randomness Generators........................33
7.1.1 US DoD Recommendations for Password Generation........32 Generation......33
7.1.2 The /dev/random Device..............................34
7.1.3 Windows CryptGenRandom..............................35
7.2 Generators Assuming a Source of Entropy...............36
7.2.1 X9.82 Pseudo-Random Number Generation...............36
7,2.1.1 Notation..........................................36
7.1.2.2 Initializing the Generator........................37
7.1.2.5 Generating Random Bits............................37
7.2.2 X9.17 Key Generation..................................32
7.3 Generation................................37
7.2.3 DSS Pseudo-Random Number Generation...................33
7.4 X9.82 Pseudo-Random Number Generation.................34
7.5 The /dev/random Device................................34
7.6 Windows CryptGenRandom................................36 Generation.................38
8. Examples of Randomness Required........................37 Required........................40
8.1 Password Generation..................................37 Generation..................................40
8.2 A Very High Security Cryptographic Key................38 Key................41
8.2.1 Effort per Key Trial................................38 Trial................................41
8.2.2 Meet in the Middle Attacks..........................39 Attacks..........................42
8.2.3 Other Considerations................................40 Considerations................................43
9. Conclusion.............................................41 Conclusion.............................................44
10. Security Considerations...............................42 Considerations...............................45
11. Copyright and Disclaimer..............................42 Disclaimer..............................45
12. Appendix A: Changes from RFC 1750.....................43
14. 1750.....................46
13. Informative References................................44 References................................47
Author's Addresses........................................48 Addresses........................................52
File Name and Expiration..................................48 Expiration..................................52
1. Introduction and Overview
Software cryptography is coming into wider use and is continuing to
spread, although there is a long way to go until it becomes
pervasive.
Systems like SSH, IPSEC, TLS, S/MIME, PGP, DNSSEC, Kerberos, etc. are
maturing and becoming a part of the network landscape [SSH, IPSEC,
MAIL*, TLS, DNSSEC]. By comparison, when the previous version of this
document [RFC 1750] was issued in 1994, about the only Internet
cryptographic security specification in the IETF was the Privacy
Enhanced Mail protocol [MAIL PEM *].
These systems provide substantial protection against snooping and
spoofing. However, there is a potential flaw. At the heart of all
cryptographic systems is the generation of secret, unguessable (i.e.,
random) numbers.
The lack of generally available facilities for generating such random
numbers, that is the lack of general availability of truly
unpredictable sources, forms an open wound in the design of
cryptographic software. For the software developer who wants to build
a key or password generation procedure that runs on a wide range of
hardware, this is a very real problem.
It is important to keep in mind that the requirement is for data that
an adversary has a very low probability of guessing or determining.
This can easily fail if pseudo-random data is used which only meets
traditional statistical tests for randomness or which is based on
limited range sources, such as clocks. Sometimes such pseudo-random
quantities are determinable by an adversary searching through an
embarrassingly small space of possibilities.
This Best Current Practice describes techniques for producing random
quantities that will be resistant to such attack. It recommends that
future systems include hardware random number generation or provide
access to existing hardware that can be used for this purpose. It
suggests methods for use if such hardware is not available. And it
gives some estimates of the number of random bits required for sample
applications.
2. General Requirements
A commonly encountered randomness requirement today is the user
password. This is usually a simple character string. Obviously, if a
password can be guessed, it does not provide security. (For re-usable
passwords, it is desirable that users be able to remember the
password. This may make it advisable to use pronounceable character
strings or phrases composed on ordinary words. But this only affects
the format of the password information, not the requirement that the
password be very hard to guess.)
Many other requirements come from the cryptographic arena.
Cryptographic techniques can be used to provide a variety of services
including confidentiality and authentication. Such services are based
on quantities, traditionally called "keys", that are unknown to and
unguessable by an adversary.
There are even TCP/IP protocol uses for randomness in picking initial
sequence numbers [RFC 1948].
Generally speaking, the above two examples also illustrate two different
types of random quantities that may be wanted. In the case of human
usable passwords, the only important characteristic is that it be
unguessable; it is not important that they may be composed of ASCII
characters, for example, so the top bit of every byte is zero. On the
other hand, for fixed length keys and the like, you normally want
quantities that are indistinguishable from truly random, that is, all
bits will pass statistical randomness tests.
In some cases, such as the use of symmetric encryption with the one
time pads or an algorithm like the US Advanced Encryption Standard
[AES], the parties who wish to communicate confidentially and/or with
authentication must all know the same secret key. In other cases,
using what are called asymmetric or "public key" cryptographic
techniques, keys come in pairs. One key of the pair is private and
must be kept secret by one party, the other is public and can be
published to the world. It is computationally infeasible to determine
the private key from the public key and knowledge of the public is of
no help to an adversary [ASYMMETRIC]. [SCHNEIER, FERGUSON, KAUFMAN]
The frequency and volume of the requirement for random quantities
differs greatly for different cryptographic systems. Using pure RSA,
random quantities are required only when a new key pair is generated;
thereafter any number of messages can be signed without a further
need for randomness. The public key Digital Signature Algorithm
devised by the US National Institute of Standards and Technology
(NIST) requires good random numbers for each signature [DSS]. And
encrypting with a one time pad, in principle the strongest possible
encryption technique, requires a volume of randomness equal to all
the messages to be processed. [SCHNEIER, FERGUSON, KAUFMAN]
In most of these cases, an adversary can try to determine the
"secret" key by trial and error. (This is possible as long as the key
is enough smaller than the message that the correct key can be
uniquely identified.) The probability of an adversary succeeding at
this must be made acceptably low, depending on the particular
application. The size of the space the adversary must search is
related to the amount of key "information" present in the an information
theoretic sense [SHANNON]. This depends on the number of different
secret values possible and the probability of each value as follows:
-----
\
Bits-of-information = \ - p * log ( p )
/ i 2 i
/
-----
where i counts from 1 to the number of possible secret values and p
sub i is the probability of the value numbered i. (Since p sub i is
less than one, the log will be negative so each term in the sum will
be non-negative.)
If there are 2^n different values of equal probability, then n bits
of information are present and an adversary would, on the average,
have to try half of the values, or 2^(n-1) , before guessing the
secret quantity. If the probability of different values is unequal,
then there is less information present and fewer guesses will, on
average, be required by an adversary. In particular, any values that
the adversary can know are impossible, or are of low probability, can
be initially ignored by an adversary, who will search through the
more probable values first.
For example, consider a cryptographic system that uses 128 bit keys.
If these 128 bit keys are derived by using a fixed pseudo-random
number generator that is seeded with an 8 bit seed, then an adversary
needs to search through only 256 keys (by running the pseudo-random
number generator with every possible seed), not the 2^128 keys that
may at first appear to be the case. Only 8 bits of "information" are
in these 128 bit keys.
While the above analysis is correct on average, it can be misleading
in some cases for cryptographic analysis where what is really
important is the work factor for an adversary. For example, assume
that there was a pseudo-random number generator generating 128 bit
keys, as in the previous paragraph, but that it generated 0 half of
the time and a random selection from the remaining 2**128 - 1 values
the rest of the time. The Shannon equation above says that there are
64 bits of information in one of these key values but an adversary,
by simply trying the values 0, can break the security of half of the
uses, albeit a random half. Thus for cryptographic purposes, it is
also useful to look at other measures, such as min-entropy, defined
as
Min-entropy = - log ( maximum ( p ) )
i
where i is as above. Using this equation, we get 1 bit of min-
entropy for our new hypothetical distribution as opposed to 64 bits
of classical Shannon entropy.
A continuous spectrum of entropies, sometimes called Renyi entropy,
have been defined, specified by a parameter r. When r = 1, it is
Shannon entropy, and with r = infinity, it is min-entropy. When r =
0, it is just log (n) where n is the number of non-zero
probabilities. Renyi entropy is a non-increasing function of r, so
min-entropy is always the most conservative measure of entropy and
usually the best to use for cryptographic evaluation. [LUBY]
3. Traditional Pseudo-Random Sequences
This section talks about
Statistically tested randomness in the traditional sources of deterministic sense is NOT the
same as the unpredictability required for security use.
For example, use of
"pseudo-random" numbers. These typically start with a "seed" quantity
and use numeric widely available constant sequence, such as
that from the CRC tables, is very weak against an adversary. Once
they learn of or logical operations guess it, they can easily break all security, future
and past, based on the sequence. [CRC] As another example, using AES
to encrypt successive integers such as 1, 2, 3 ... will also produce a sequence of
values. Note
output that none has excellent statistical randomness properties but is
also predictable. On the other hand, taking successive rolls of a
six-sided die and encoding the techniques discussed resulting values in this section ASCII would
produce statistically poor output with a substantial unpredictable
component. So you should keep in mind that passing or failing
statistical tests doesn't tell you that something is
suitable for cryptographic use. They are presented for general
information.
[KNUTH] unpredictable
or predictable.
3. Entropy Sources
Entropy sources tend to be very implementation dependent. Once one
has a classic exposition on pseudo-random numbers.
Applications he mentions are simulation gathered sufficient entropy it can be used as the seed to produce
the required amount of natural phenomena,
sampling, numerical analysis, testing computer programs, decision
making, cryptographically strong pseudo-randomness, as
described in Sections 6 and games. None of these have the same characteristics 7, after being de-skewed and/or mixed if
necessary as described in Sections 4 and 5.
Is there any hope for true strong portable randomness in the
sort future?
There might be. All that's needed is a physical source of security uses we are talking about. Only
unpredictable numbers.
A thermal noise (sometimes called Johnson noise in integrated
circuits) or radioactive decay source and a fast, free-running
oscillator would do the last two trick directly [GIFFORD]. This is a trivial
amount of hardware, and could there easily be an adversary trying to find the random quantity.
However, in these cases, the adversary normally has only included as a single
chance to use standard part
of a guessed value. In guessing passwords computer system's architecture. Most audio (or video) input
devices are useable [TURBID]. Furthermore, any system with a
spinning disk or ring oscillator and a stable (crystal) time source
or attempting to
break an encryption scheme, the adversary normally like has many, perhaps
unlimited, chances at guessing an adequate source of randomness ([DAVIS] and Section
3.3). All that's needed is the correct value. They can store common perception among computer
vendors that this small additional hardware and the
message they are trying software to break
access it is necessary and repeatedly attack it. They are
also be assumed to be aided by useful.
ANSI X9 is currently developing a computer.
For testing the "randomness" of numbers, Knuth suggests standard which includes a variety part
devoted to entropy sources. See [X9.82 - Part 2].
3.1 Volume Required
How much unpredictability is needed? Is it possible to quantify the
requirement in, say, number of
measures including statistical and spectral. These tests check things
like autocorrelation between different parts random bits per second?
The answer is not very much is needed. For AES, the key can be 128
bits and, as we show in an example in Section 8, even the highest
security system is unlikely to require strong keying material of much
over 200 bits. If a "random" sequence
or distribution series of its values. But keys are needed, they could can be met by generated
from a constant
stored strong random sequence, such as the "random" seed (starting value) using a cryptographically
strong sequence printed as explained in Section 6.2. A few hundred random
bits generated at start up or once a day would be enough using such
techniques. Even if the
CRC Standard Mathematical Tables [CRC]. Despite meeting all the tests
suggested by Knuth, that sequence is unsuitable for cryptographic use random bits are generated as adversaries must be assumed to have copies of all common published
"random" sequences slowly as one
per second and will able it is not possible to spot overlap the source and predict
future values.
A typical pseudo-random number generation technique, known as a
linear congruence pseudo-random number generator, is modular
arithmetic where the value numbered N+1 is calculated from the value
numbered N process,
it should be tolerable in most high security applications to wait 200
seconds occasionally.
These numbers are trivial to achieve. It could be done by
V = ( V * a + b )(Mod c)
N+1 N
The above technique has person
repeatedly tossing a strong relationship coin. Almost any hardware based process is
likely to linear shift
register pseudo-random number generators, which be much faster.
3.2 Existing Hardware Can Be Used For Randomness
As described below, many computers come with hardware that can, with
care, be used to generate truly random quantities.
3.2.1 Using Existing Sound/Video Input
Many computers are well understood
cryptographically [SHIFT*]. In built with inputs that digitize some real world
analog source, such generators bits are introduced at
one end of a shift register as sound from a microphone or video input from a
camera. Under appropriate circumstances, such input can provide
reasonably high quality random bits. The "input" from a sound
digitizer with no source plugged in or a camera with the Exclusive Or (binary sum without
carry) of bits lens cap on,
if the system has enough gain to detect anything, is essentially
thermal noise. This method is extremely hardware and implementation
dependent.
For example, on some UNIX based systems, one can read from selected fixed taps the
/dev/audio device with nothing plugged into the register. For
example:
+----+ +----+ +----+ +----+
| B | <-- | B | <-- | B | <-- . . . . . . <-- | B | <-+
| 0 | | 1 | | 2 | | n | |
+----+ +----+ +----+ +----+ |
| | | |
| | V +-----+
| V +----------------> | |
V +-----------------------------> | XOR |
+---------------------------------------------------> | microphone jack or
the microphone receiving only low level background noise. Such data
is essentially random noise although it should not be trusted without
some checking in case of hardware failure. It will, in any case,
need to be de-skewed as described elsewhere.
Combining this with compression to de-skew (see Section 4) one can,
in UNIXese, generate a huge amount of medium quality random data by
doing
cat /dev/audio |
+-----+
V = ( ( V * 2 ) + B .xor. B ... )(Mod 2^n)
N+1 N 0 2
The goodness compress - >random-bits-file
A detailed examination of traditional pseudo-random number generator algorithms this type of randomness source appears in
[TURBID].
3.2.2 Using Existing Disk Drives
Disk drives have small random fluctuations in their rotational speed
due to chaotic air turbulence [DAVIS, Jakobsson]. By adding low
level disk seek time instrumentation to a system, a series of
measurements can be obtained that include this randomness. Such data
is measured by statistical tests on usually highly correlated so that significant processing is
needed, such sequences. Carefully chosen
values a, b, c, and initial V or as described in 5.2 below. Nevertheless experimentation
a decade ago showed that, with such processing, even slow disk drives
on the placement slower computers of shift register tap that day could easily produce 100 bits a
minute or more of excellent random data.
Every increase in processor speed, which increases the above simple processes resolution
with which disk motion can produce excellent statistics.
These sequences may be adequate timed, or increase in simulations (Monte Carlo
experiments) as long as the sequence is orthogonal to rate of disk
seeks, increases the structure rate of random bit generation possible with this
technique. At the space being explored. Even there, subtle patterns may cause
problems. However, such sequences are clearly bad for use time of this paper and using modern hardware, a
more typical rate of random bit production would be in security
applications. They are fully predictable if the initial state is
known. Depending on the form excess of the pseudo-random
10,000 bits a second. This technique is used in many operating system
library random number generator, generators.
Note: the sequence may be determinable from observation inclusion of a cache memories in disk controllers has little
effect on this technique if very short portion seek times, which represent
cache hits, are simply ignored.
3.3 Ring Oscillator Sources
If an integrated circuit is being designed or field programmed, an
odd number of gates can be connected in series to produce a free-
running ring oscillator. By sampling a point in the sequence [SCHNEIER, STERN]. For example, with the generators
above, ring at a fixed
frequency, say one determined by a stable crystal oscillator, some
amount of entropy can determine V(n+1) given knowledge be extracted due to variations in the free-
running oscillator timing. It is possible to increase the rate of V(n). In fact, it
has been shown that
entropy by xor'ing sampled values from a few ring oscillators with these techniques,
relatively prime lengths. It is sometimes recommended that an odd
number of rings be used so that, even if only one bit of the pseudo-random values are released, the seed can rings somehow become
synchronously locked to each other, there will still be determined
from short sequences.
Not only have linear congruent generators been broken, but techniques
are now known for breaking all polynomial congruent generators.
[KRAWCZYK]
4. Unpredictability
Statistically tested randomness in the traditional sense described in
section 3 sampled bit
transitions. Another possibility source to sample is NOT the same as the unpredictability required for
security use.
For example, use output of a widely available constant sequence,
noisy diode.
Sampled bits from such sources will have to be heavily de-skewed, as
that from
disk rotation timings must be (see Section 4). An engineering study
would be needed to determine the CRC tables, is very weak against an adversary. Once
they learn amount of or guess it, they can easily break all security, future
and past, based entropy being produced
depending on the sequence. [CRC] Yet the statistical properties
of particular design. In any case, these tables are good. So you should keep in mind that passing
statistical tests doesn't tell you that something can be good
sources whose cost is unpredictable.
The following sections describe a trivial amount of hardware by modern
standards.
As an example, IEEE 802.11i suggests that the circuit below be
considered, with due attention in the limitations design to isolation of some randomness
generation techniques the
rings from each other and sources. Much better sources are described
in Section 5.
4.1 from clocked circuits to avoid undesired
synchronization, etc., and extensive post processing. [IEEE 802.11i]
|\ |\ |\
+-->| >0-->| >0-- 19 total --| >0--+-------+
| |/ |/ |/ | |
| | |
+----------------------------------+ V
+-----+
|\ |\ |\ | | output
+-->| >0-->| >0-- 23 total --| >0--+--->| XOR |------>
| |/ |/ |/ | | |
| | +-----+
+----------------------------------+ ^ ^
| |
|\ |\ |\ | |
+-->| >0-->| >0-- 29 total --| >0--+------+ |
| |/ |/ |/ | |
| | |
+----------------------------------+ |
|
other randomness if available--------------+
3.4 Problems with Clocks and Serial Numbers
Computer clocks, or similar operating system or hardware values,
provide significantly fewer real bits of unpredictability than might
appear from their specifications.
Tests have been done on clocks on numerous systems and it was found
that their behavior can vary widely and in unexpected ways. One
version of an operating system running on one set of hardware may
actually provide, say, microsecond resolution in a clock while a
different configuration of the "same" system may always provide the
same lower bits and only count in the upper bits at much lower
resolution. This means that successive reads on the clock may produce
identical values even if enough time has passed that the value
"should" change based on the nominal clock resolution. There are also
cases where frequently reading a clock can produce artificial
sequential values because of extra code that checks for the clock
being unchanged between two reads and increases it by one! Designing
portable application code to generate unpredictable numbers based on
such system clocks is particularly challenging because the system
designer does not always know the properties of the system clocks
that the code will execute on.
Use of hardware serial numbers such as an Ethernet MAC addresses may
also provide fewer bits of uniqueness than one would guess. Such
quantities are usually heavily structured and subfields may have only
a limited range of possible values or values easily guessable based
on approximate date of manufacture or other data. For example, it is
likely that a company that manufactures both computers and Ethernet
adapters will, at least internally, use its own adapters, which
significantly limits the range of built-in addresses.
Problems such as those described above related to clocks and serial
numbers make code to produce unpredictable quantities difficult if
the code is to be ported across a variety of computer platforms and
systems.
4.2
3.5 Timing and Value of External Events
It is possible to measure the timing and content of mouse movement,
key strokes, and similar user events. This is a reasonable source of
unguessable data with some qualifications. On some machines, inputs
such as key strokes are buffered. Even though the user's inter-
keystroke timing may have sufficient variation and unpredictability,
there might not be an easy way to access that variation. Another
problem is that no standard method exists to sample timing details.
This makes it hard to build standard software intended for
distribution to a large range of machines based on this technique.
The amount of mouse movement or the keys actually hit are usually
easier to access than timings but may yield less unpredictability as
the user may provide highly repetitive input.
Other external events, such as network packet arrival times and
lengths, can also be used, but only with great care. In particular,
the possibility of manipulation of such network traffic measurements
by an adversary and the lack of history at system start up must be
carefully considered. If this input is subject to manipulation, it
must not be trusted as a source of entropy.
Indeed, almost any external sensor, such as raw radio reception or
temperature sensing in appropriately equipped computers, can be used
in principle. But in each case careful consideration must be given to
how much such data is subject to adversarial manipulation and to how
much entropy it can actually provide.
The above techniques are quite powerful against any attackers having
no access to the quantities being measured. For example, they would
be powerful against offline attackers who had no access to your
environment and were trying to crack your random seed after the fact.
In all cases, the more accurately you can measure the timing or value
of an external sensor, the more rapidly you can generate bits.
4.3 The Fallacy
3.6 Non-Hardware Sources of Complex Manipulation
One strategy which may give a misleading appearance Randomness
The best source of
unpredictability is to take a very complex algorithm (or an excellent
traditional pseudo-random number generator with good statistical
properties) and calculate input entropy would be a cryptographic key by starting with
limited data hardware randomness such
as the computer ring oscillators, disk drive timing, thermal noise, or radioactive
decay. However, if that is not available, there are other
possibilities. These include system clock value as the seed. An
adversary who knew roughly when the generator was started would have
a relatively small number of seed values to test as they would know
likely values of the clocks, system clock. Large or input/output
buffers, user/system/hardware/network serial numbers and/or addresses
and timing, and user input. Unfortunately, each of these sources can
produce very limited or predictable values under some circumstances.
Some of pseudo-random
bits could be generated but the search space an adversary sources listed above would need
to check could be quite small.
Thus very strong and/or complex manipulation on multi-user
systems where, in essence, each user of data will not help if the adversary can learn what the manipulation is and there system is not
enough unpredictability in the starting seed value. They can usually
use the limited number of results stemming from a limited number source of
seed values to defeat security.
Another serious strategy error is to assume that
randomness. However, on a very complex
pseudo-random number generation algorithm will produce strong random
numbers when there has been no theory behind small single user or analysis of the
algorithm. There is a excellent example of this fallacy right near
the beginning of Chapter 3 in [KNUTH] where the author describes embedded system,
especially at start up, it might be possible for an adversary to
assemble a
complex algorithm. It was intended that similar configuration. This could give the machine language program
corresponding adversary
inputs to the algorithm would be so complicated mixing process that a person
trying were sufficiently correlated to read the code without comments wouldn't know what the
program was doing. Unfortunately, actual
those used originally as to make exhaustive search practical.
The use of this algorithm showed
that it almost immediately converged to multiple random inputs with a single repeated value in
one case strong mixing function is
recommended and a small cycle of values in another case.
Not only does complex manipulation not help you if you have a limited
range of seeds but blindly chosen complex manipulation can destroy
the randomness overcome weakness in a good seed!
4.4 any particular input. The Fallacy
timing and content of Selection from a Large Database
Another strategy that requested "random" user keystrokes can give a misleading appearance of
unpredictability is selection of a quantity randomly from a database
and assume that its strength is related to the total number yield
hundreds of random bits
in the database. but conservative assumptions need to be made.
For example, typical USENET servers process many
megabytes of information per day [USENET]. Assume a random quantity
was selected by fetching 32 bytes of data from assuming at most a random starting
point in this data. This does not yield 32*8 = 256 bits worth of
unguessability. Even after allowing that much of the data is human
language and probably has no more than 2 or 3 bits of information per
byte, it doesn't yield 32*2 = 64 few bits of unguessability. For an
adversary with access to the same usenet database the unguessability
rests only on the starting point of randomness if the selection. That inter-
keystroke interval is perhaps a
little over a couple of dozen bits of unguessability.
The same argument applies to selecting sequences from the data on a
publicly available CD/DVD recording or any other large public
database. If unique in the adversary has access sequence up to the same database, this
"selection from that point and a large volume of data" step buys little. However,
similar assumption if a selection can be made from data to which the adversary has key hit is unique but assuming that no
access, such as system buffers on an active multi-user system, it may
be bits
of help.
5. Hardware for Randomness
Is there any hope for true strong portable randomness are present in the future?
There might be. All that's needed is a physical source of
unpredictable numbers.
A thermal noise (sometimes called Johnson noise in integrated
circuits) initial key value or radioactive decay source and a fast, free-running
oscillator would do if the trick directly [GIFFORD]. This is a trivial
amount timing
or key value duplicate previous values. The results of hardware, mixing these
timings and characters typed could easily be included as a standard part
of a computer system's architecture. Most audio (or video) input
devices are useable [TURBID]. Furthermore, any system further combined with a
spinning disk or ring oscillator and a stable (crystal) time source
or the like has an adequate source of randomness ([DAVIS] and Section
5.4). All that's needed is the common perception among computer
vendors that this small additional hardware and the software to
access it is necessary clock
values and useful.
5.1 Volume Required
How much unpredictability is needed? Is it possible other inputs.
This strategy may make practical portable code to quantify the
requirement in, say, number of produce good random bits per second?
The answer is not very much is needed. For AES, the key can be 128
bits and, as we show in an example in Section 8, even the highest
numbers for security system is unlikely to require strong keying material of much
over 200 bits. If a series even if some of keys the inputs are needed, they can be generated
from a strong random seed (starting value) using very weak on some
of the target systems. However, it may still fail against a cryptographically
strong sequence as explained in Section 6.3. A few hundred random
bits generated at start up high
grade attack on small, single user or once a day would be enough using such
techniques. Even embedded systems, especially if
the random bits are generated as slowly as one
per second and it is not possible adversary has ever been able to overlap observe the generation process,
it should be tolerable process in most high security applications to wait 200
seconds occasionally.
These numbers are trivial to achieve. It could be done by a person
repeatedly tossing a coin. Almost any
the past. A hardware based process random source is
likely to be much faster.
5.2 Sensitivity to Skew still preferable.
4. De-skewing
Is there any specific requirement on the shape of the distribution of
quantities gathered for the entropy to produce the random numbers?
The good news is the distribution need not be uniform. All that is
needed is a conservative estimate of how non-
uniform non-uniform it is to bound
performance. Simple techniques to de-skew the a bit stream are given
below and stronger cryptographic techniques are described in Section 6.1.2
5.2 below.
5.2.1
4.1 Using Stream Parity to De-Skew
As a simple but not particularly practical example, consider taking a
sufficiently long string of bits and map the string to "zero" or
"one". The mapping will not yield a perfectly uniform distribution,
but it can be as close as desired. One mapping that serves the
purpose is to take the parity of the string. This has the advantages
that it is robust across all degrees of skew up to the estimated
maximum skew and is absolutely trivial to implement in hardware.
The following analysis gives the number of bits that must be sampled:
Suppose the ratio of ones to zeros is ( 0.5 + e E ) to ( 0.5 - e E ),
where e E is between 0 and 0.5 and is a measure of the "eccentricity"
of the distribution. Consider the distribution of the parity function
of N bit samples. The probabilities that the parity will be one or
zero will be the sum of the odd or even terms in the binomial
expansion of (p + q)^N, where p = 0.5 + e, E, the probability of a one,
and q = 0.5 - e, E, the probability of a zero.
These sums can be computed easily as
N N
1/2 * ( ( p + q ) + ( p - q ) )
and
N N
1/2 * ( ( p + q ) - ( p - q ) ).
(Which one corresponds to the probability the parity will be 1
depends on whether N is odd or even.)
Since p + q = 1 and p - q = 2e, these expressions reduce to
N
1/2 * [1 + (2e) (2E) ]
and
N
1/2 * [1 - (2e) (2E) ].
Neither of these will ever be exactly 0.5 unless e E is zero, but we
can bring them arbitrarily close to 0.5. If we want the probabilities
to be within some delta d of 0.5, i.e. then
N
( 0.5 + ( 0.5 * (2e) (2E) ) ) < 0.5 + d.
Solving for N yields N > log(2d)/log(2e). log(2d)/log(2E). (Note that 2e 2E is less than
1, so its log is negative. Division by a negative number reverses the
sense of an inequality.)
The following table gives the length of the string which must be
sampled for various degrees of skew in order to come within 0.001 of
a 50/50 distribution.
+---------+--------+-------+
| Prob(1) | e E | N |
+---------+--------+-------+
| 0.5 | 0.00 | 1 |
| 0.6 | 0.10 | 4 |
| 0.7 | 0.20 | 7 |
| 0.8 | 0.30 | 13 |
| 0.9 | 0.40 | 28 |
| 0.95 | 0.45 | 59 |
| 0.99 | 0.49 | 308 |
+---------+--------+-------+
The last entry shows that even if the distribution is skewed 99% in
favor of ones, the parity of a string of 308 samples will be within
0.001 of a 50/50 distribution. But, as we shall see in section 6.1.2,
there are much stronger techniques that extract more of the available
entropy.
5.2.2
4.2 Using Transition Mappings to De-Skew
Another technique, originally due to von Neumann [VON NEUMANN], is to
examine a bit stream as a sequence of non-overlapping pairs. You
could then discard any 00 or 11 pairs found, interpret 01 as a 0 and
10 as a 1. Assume the probability of a 1 is 0.5+e 0.5+E and the probability
of a 0 is 0.5-e 0.5-E where e E is the eccentricity of the source and
described in the previous section. Then the probability of each pair
is as follows:
+------+-----------------------------------------+
| pair | probability |
+------+-----------------------------------------+
| 00 | (0.5 - e)^2 E)^2 = 0.25 - e E + e^2 E^2 |
| 01 | (0.5 - e)*(0.5 E)*(0.5 + e) E) = 0.25 - e^2 E^2 |
| 10 | (0.5 + e)*(0.5 E)*(0.5 - e) E) = 0.25 - e^2 E^2 |
| 11 | (0.5 + e)^2 E)^2 = 0.25 + e E + e^2 E^2 |
+------+-----------------------------------------+
This technique will completely eliminate any bias but at the expense
of taking an indeterminate number of input bits for any particular
desired number of output bits. The probability of any particular pair
being discarded is 0.5 + 2e^2 2E^2 so the expected number of input bits to
produce X output bits is X/(0.25 - e^2). E^2).
This technique assumes that the bits are from a stream where each bit
has the same probability of being a 0 or 1 as any other bit in the
stream and that bits are not correlated, i.e., that the bits are
identical independent distributions. If alternate bits were from two
correlated sources, for example, the above analysis breaks down.
The above technique also provides another illustration of how a
simple statistical analysis can mislead if one is not always on the
lookout for patterns that could be exploited by an adversary. If the
algorithm were mis-read slightly so that overlapping successive bits
pairs were used instead of non-overlapping pairs, the statistical
analysis given is the same; however, instead of providing an unbiased
uncorrelated series of random 1s and 0s, it instead produces a
totally predictable sequence of exactly alternating 1s and 0s.
5.2.3
4.3 Using FFT to De-Skew
When real world data consists of strongly biased or correlated bits, it may
still contain useful amounts of randomness. entropy. This randomness entropy can be
extracted through use of various transforms, the most powerful of
which are described in section 6.1.2 5.2 below.
Using the Fourier transform of the data or its optimized variant, the
FFT, is an technique interesting primarily for theoretical reasons.
It can be show that this will discard strong correlations. If
adequate data is processed and remaining correlations decay, spectral
lines approaching statistical independence and normally distributed
randomness can be produced [BRILLINGER].
5.2.4
4.4 Using Compression to De-Skew
Reversible compression techniques also provide a crude method of de-
skewing a skewed bit stream. This follows directly from the
definition of reversible compression and the formula in Section 2
above for the amount of information in a sequence. Since the
compression is reversible, the same amount of information must be
present in the shorter output than was present in the longer input.
By the Shannon information equation, this is only possible if, on
average, the probabilities of the different shorter sequences are
more uniformly distributed than were the probabilities of the longer
sequences. Therefore the shorter sequences must be de-skewed relative
to the input.
However, many compression techniques add a somewhat predictable
preface to their output stream and may insert such a sequence again
periodically in their output or otherwise introduce subtle patterns
of their own. They should be considered only a rough technique
compared with those described in Section 6.1.2. 5.2. At a minimum, the
beginning of the compressed sequence should be skipped and only later
bits used for applications requiring roughly random bits.
5.3 Existing Hardware Can Be Used For Randomness
As described below, many computers come with hardware that can, with
care, be used to generate truly random quantities.
5.3.1 Using Existing Sound/Video Input
Many computers are built with inputs that digitize some real world
analog source, such as sound from a microphone or video input from a
camera. Under appropriate circumstances, such input can provide
reasonably high quality random bits. The "input" from a sound
digitizer with no source plugged in or a camera with the lens cap on,
if the system has enough gain to detect anything, is essentially
thermal noise. This method is extremely hardware and implementation
dependent.
For example, on some UNIX based systems, one can read from the
/dev/audio device with nothing plugged into the microphone jack or
the microphone receiving only low level background noise. Such data
is essentially random noise although it should not be trusted without
some checking in case of hardware failure. It will, in any case, need
to be de-skewed as described elsewhere.
Combining this with compression to de-skew one can, in UNIXese,
generate a huge amount of medium quality random data by doing
cat /dev/audio | compress - >random-bits-file
A detailed examination of this type of randomness source appears in
[TURBID].
5.3.2 Using Existing Disk Drives
Disk drives have small random fluctuations in their rotational speed
due to chaotic air turbulence [DAVIS, Jakobsson]. By adding low
level disk seek time instrumentation to a system, a series of
measurements can be obtained that include this randomness. Such data
is usually highly correlated so that significant processing is
needed, such as described in 6.1.2 below. Nevertheless
experimentation a decade ago showed that, with such processing, even
slow disk drives on the slower computers of that day could easily
produce 100 bits a minute or more of excellent random data.
Every increase in processor speed, which increases the resolution
with which disk motion can be timed, or increase in the rate of disk
seeks, increases the rate of random bit generation possible with this
technique. At the time of this paper and using modern hardware, a
more typical rate of random bit production would be in excess of
10,000 bits a second. This technique is used in many operating system
library random number generators.
Note: the inclusion of cache memories in disk controllers has little
effect on this technique if very short seek times, which represent
cache hits, are simply ignored.
5.4 Ring Oscillator Sources
If an integrated circuit is being designed or field programmed, an
odd number of gates can be connected in series to produce a free-
running ring oscillator. By sampling a point in the ring at a fixed
frequency, say one determined by a stable crystal oscillator, some
amount of entropy can be extracted due to variations in the free-
running oscillator timing. It is possible to increase the rate of
entropy by xor'ing sampled values from a few ring oscillators with
relatively prime lengths. It is sometimes recommended that an odd
number of rings be used so that, even if the rings somehow become
synchronously locked to each other, there will still be sampled bit
transitions. Another possibility source to sample is the output of a
noisy diode.
Sampled bits from such sources will have to be heavily de-skewed, as
disk rotation timings must be (Section 5.3.2). An engineering study
would be needed to determine the amount of entropy being produced
depending on the particular design. In any case, these can be good
sources whose cost is a trivial amount of hardware by modern
standards.
As an example, IEEE 802.11i suggests that the circuit below be
considered, with due attention in the design to isolation of the
rings from each other and from clocked circuits to avoid undesired
synchronization, etc., and extensive post processing. [IEEE 802.11i]
|\ |\ |\
+-->| >0-->| >0-- 19 total --| >0--+-------+
| |/ |/ |/ | |
| | |
+----------------------------------+ V
+-----+
|\ |\ |\ | | output
+-->| >0-->| >0-- 23 total --| >0--+--->| XOR |------>
| |/ |/ |/ | | |
| | +-----+
+----------------------------------+ ^ ^
| |
|\ |\ |\ | |
+-->| >0-->| >0-- 29 total --| >0--+------+ |
| |/ |/ |/ | |
| | |
+----------------------------------+ |
|
other randomness if available--------------+
6. Recommended Software Strategy
5. Mixing
What is the best overall strategy for meeting the requirement for
unguessable random numbers in the absence of a strong reliable
hardware entropy source? It is to obtain random input from a number of
uncorrelated sources and to mix them with a strong mixing function.
Such a function will preserve the randomness entropy present in any of the
sources even if other quantities being combined happen to be fixed or
easily
guessable. guessable (low entropy). This may be advisable even with a
good hardware source, as hardware can also fail, though this should
be weighed against any increase in the chance of overall failure due
to added software complexity.
6.1 Mixing Functions
Once you have used good sources, such as some of those listed in
Section 3, and mixed them as described in this section, you have a
strong seed. This can then be used to produce large quantities of
cryptographically strong material as described in Sections 6 and 7.
A strong mixing function is one which combines inputs and produces an
output where each output bit is a different complex non-linear
function of all the input bits. On average, changing any input bit
will change about half the output bits. But because the relationship
is complex and non-linear, no particular output bit is guaranteed to
change when any particular input bit is changed.
Consider the problem of converting a stream of bits that is skewed
towards 0 or 1 or which has a somewhat predictable pattern to a
shorter stream which is more random, as discussed in Section 5.2 4 above.
This is simply another case where a strong mixing function is
desired, mixing the input bits to produce a smaller number of output
bits. The technique given in Section 5.2.1 4.1 of using the parity of a
number of bits is simply the result of successively Exclusive Or'ing
them which is examined as a trivial mixing function immediately
below. Use of stronger mixing functions to extract more of the
randomness in a stream of skewed bits is examined in Section 6.1.2.
6.1.1 5.2. See
also [NASLUND].
5.1 A Trivial Mixing Function
A trivial example for single bit inputs described only for expository
purposes is the Exclusive Or function, which is equivalent to
addition without carry, as show in the table below. This is a
degenerate case in which the one output bit always changes for a
change in either input bit. But, despite its simplicity, it provides
a useful illustration.
+-----------+-----------+----------+
| input 1 | input 2 | output |
+-----------+-----------+----------+
| 0 | 0 | 0 |
| 0 | 1 | 1 |
| 1 | 0 | 1 |
| 1 | 1 | 0 |
+-----------+-----------+----------+
If inputs 1 and 2 are uncorrelated and combined in this fashion then
the output will be an even better (less skewed) random bit than the
inputs. If we assume an "eccentricity" e E as defined in Section 5.2
above, then the output eccentricity relates to the input eccentricity
as follows:
e
E = 2 * e E * e E
output input 1 input 2
Since e E is never greater than 1/2, the eccentricity is always
improved except in the case where at least one input is a totally
skewed constant. This is illustrated in the following table where the
top and left side values are the two input eccentricities and the
entries are the output eccentricity:
+--------+--------+--------+--------+--------+--------+--------+
| e E | 0.00 | 0.10 | 0.20 | 0.30 | 0.40 | 0.50 |
+--------+--------+--------+--------+--------+--------+--------+
| 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| 0.10 | 0.00 | 0.02 | 0.04 | 0.06 | 0.08 | 0.10 |
| 0.20 | 0.00 | 0.04 | 0.08 | 0.12 | 0.16 | 0.20 |
| 0.30 | 0.00 | 0.06 | 0.12 | 0.18 | 0.24 | 0.30 |
| 0.40 | 0.00 | 0.08 | 0.16 | 0.24 | 0.32 | 0.40 |
| 0.50 | 0.00 | 0.10 | 0.20 | 0.30 | 0.40 | 0.50 |
+--------+--------+--------+--------+--------+--------+--------+
However, keep in mind that the above calculations assume that the
inputs are not correlated. If the inputs were, say, the parity of the
number of minutes from midnight on two clocks accurate to a few
seconds, then each might appear random if sampled at random intervals
much longer than a minute. Yet if they were both sampled and combined
with xor, the result would be zero most of the time.
6.1.2
5.2 Stronger Mixing Functions
The US Government Advanced Encryption Standard [AES] is an example of
a strong mixing function for multiple bit quantities. It takes up to
384 bits of input (128 bits of "data" and 256 bits of "key") and
produces 128 bits of output each of which is dependent on a complex
non-linear function of all input bits. Other encryption functions
with this characteristic, such as [DES], can also be used by
considering them to mix all of their key and data input bits.
Another good family of mixing functions are the "message digest" or
hashing functions such as The US Government Secure Hash Standards
[SHA*] and the MD4, MD5 [MD4, MD5] series. These functions all take a
practically unlimited amount of input and produce a relatively short
fixed length output mixing all the input bits. The MD* series produce
128 bits of output, SHA-1 produces 160 bits, and other SHA functions
produce up to 512 bits.
Although the message digest functions are designed for variable
amounts of input, AES and other encryption functions can also be used
to combine any number of inputs. If 128 bits of output is adequate,
the inputs can be packed into a 128-bit data quantity and successive
AES keys, padding with zeros if needed, which are then used to
successively encrypt using AES in Electronic Codebook Mode. Or the
input could be packed into one 128-bit key and multiple data blocks
and a CBC-MAC calculated [MODES].
If more than 128 bits of output are needed and you want to employ
AES, use more complex mixing. But keep in mind that it is absolutely
impossible to get more bits of "randomness" out than are put in. For
example, if inputs are packed into three quantities, A, B, and C, use
AES to encrypt A with B as a key and then with C as a key to produce
the 1st part of the output, then encrypt B with C and then A for more
output and, if necessary, encrypt C with A and then B for yet more
output. Still more output can be produced by reversing the order of
the keys given above to stretch things. The same can be done with the
hash functions by hashing various subsets of the input data or
different copies of the input data with different prefixes and/or
suffixes to produce multiple outputs.
An example of using a strong mixing function would be to reconsider
the case of a string of 308 bits each of which is biased 99% towards
zero. The parity technique given in Section 5.2.1 4.1 above reduced this to
one bit with only a 1/1000 deviance from being equally likely a zero
or one. But, applying the equation for information given in Section
2, this 308 bit skewed sequence has over 5 bits of information in it.
Thus hashing it with SHA-1 and taking the bottom 5 bits of the result
would yield 5 unbiased random bits as opposed to the single bit given
by calculating the parity of the string. Alternatively, for some
applications, you could use the entire hash output to retain almost
all of the entropy.
6.1.3 5+ bits of entropy in a 160 bit quantity.
5.3 Using S-Boxes for Mixing
Many modern block encryption functions, including DES and AES,
incorporate modules known as S-Boxes (substitution boxes). These
produce a smaller number of outputs from a larger number of inputs
through a complex non-linear mixing function which would have the
effect of concentrating limited entropy in the inputs into the
output.
S-Boxes sometimes incorporate bent Boolean functions (functions of an
even number of bits producing one output bit with maximum non-
linearity). Looking at the output for all input pairs differing in
any particular bit position, exactly half the outputs are different.
An S-Box in which each output bit is produced by a bent function such
that any linear combination of these functions is also a bent
function is called a "perfect S-Box".
S-boxes and various repeated application or cascades of such boxes
can be used for mixing. [SBOX*]
6.1.4
5.4 Diffie-Hellman as a Mixing Function
Diffie-Hellman exponential key exchange is a technique that yields a
shared secret between two parties that can be made computationally
infeasible for a third party to determine even if they can observe
all the messages between the two communicating parties. This shared
secret is a mixture of initial quantities generated by each of the
parties [D-H].
If these initial quantities are random and uncorrelated, then the
shared secret combines that randomness, their entropy, but, of course, can not produce
more randomness than the size of the shared secret generated.
While this is true if the Diffie-Hellman computation is performed
privately, if an adversary that can observe either of the public keys
and knows the modulus being used, they used need only search through the space
of the other secret key in order to be able to calculate the shared
secret [D-H]. So, conservatively, it would be best to consider public
Diffie-Hellman to produce a quantity whose guessability corresponds
to the worst of the two inputs.
6.1.5 Because of this and the fact that
Diffie-Hellman is computationally intensive, its use as a mixing
function is not recommended.
5.5 Using a Mixing Function to Stretch Random Bits
While it is not necessary for a mixing function to produce the same
or fewer bits than its inputs, mixing bits cannot "stretch" the
amount of random unpredictability present in the inputs. Thus four
inputs of 32 bits each where there is 12 bits worth of
unpredictability (such as 4,096 equally probable values) in each
input cannot produce more than 48 bits worth of unpredictable output.
The output can be expanded to hundreds or thousands of bits by, for
example, mixing with successive integers, but the clever adversary's
search space is still 2^48 possibilities. Furthermore, mixing to
fewer bits than are input will tend to strengthen the randomness of
the output.
The last table in Section 6.1.1 5.1 shows that mixing a random bit with a
constant bit with Exclusive Or will produce a random bit. While this
is true, it does not provide a way to "stretch" one random bit into
more than one. If, for example, a random bit is mixed with a 0 and
then with a 1, this produces a two bit sequence but it will always be
either 01 or 10. Since there are only two possible values, there is
still only the one bit of original randomness.
6.1.6
5.6 Other Factors in Choosing a Mixing Function
For local use, AES has the advantages that it has been widely tested
for flaws, is reasonably efficient in software, and is widely
documented and implemented with hardware and software implementations
available all over the world including open source code. The SHA*
family have had a little less study and tend to require more CPU
cycles than AES but there is no reason to believe they are flawed.
Both SHA* and MD5 were derived from the earlier MD4 algorithm. They
all have source code available [SHA*, MD*]. Some signs of weakness
have been found in MD4 and MD5. In particular, MD4 has only three
rounds and there are several independent breaks of the first two or
last two rounds. And some collisions have been found in MD5 output.
AES was selected by a robust, public, and international process. It
and SHA* have been vouched for by the US National Security Agency
(NSA) on the basis of criteria that mostly remain secret, as was DES.
While this has been the cause of much speculation and doubt,
investigation of DES over the years has indicated that NSA
involvement in modifications to its design, which originated with
IBM, was primarily to strengthen it. No There has been no announcement
of a concealed or special weakness
has been being found in DES. It is likely
that the NSA modifications to MD4 to produce the SHA algorithms
similarly strengthened these algorithms, possibly against threats not
yet known in the public cryptographic community.
Where input lengths are unpredictable, hash algorithms are a little more
convenient to use than block encryption algorithms since they are
generally designed to accept variable length inputs. Block encryption
algorithms generally require an additional padding algorithm to
accommodate inputs that are not an even multiple of the block size.
As of the time of this document, the authors know of no patent claims
to the basic AES, DES, SHA*, MD4, and MD5 algorithms other than
patents for which an irrevocable royalty free license has been
granted to the world. There may, of course, be basic essential patents of
which the authors are unaware or patents on implementations or uses
or other relevant patents issued or to be issued.
6.2 Non-Hardware Sources of Randomness
The best source
6. Pseudo Random Number Generators
When you have a seed with sufficient entropy, from input as described
in Section 3 possibly de-skewed and mixed as described in Sections 4
and 5, you can algorithmically extend that seed to produce a large
quantity of cryptographically strong random quantities. Such
algorithms are platform independent and can operate in the same
fashion on any computer. To be secure their input for mixing would and internal
workings must be a hardware randomness protected from adversarial observation.
The design of such as ring oscillators, disk drive timing, thermal noise, or
radioactive decay. However, if that pseudo random number generation algorithms, like
the design of symmetric encryption algorithms, is not available, there a task for
amateurs. Section 6.1 below lists a number of bad ideas which failed
algorithms have used. If you are other
possibilities. These include system clocks, system or input/output
buffers, user/system/hardware/network serial numbers and/or addresses interested in what works, you can
skip 6.1 and timing, just read the remainder of this section and user input. Unfortunately, each Section 7
below which describes and gives references for some standard pseudo
random number generation algorithms. See Section 7 and [X9.82 - Part
3].
6.1 Some Bad Ideas
The subsections below describe a number of these sources can
produce idea which might seem
reasonable but which lead to insecure pseudo random number
generation.
6.1.1 The Fallacy of Complex Manipulation
One strategy which may give a misleading appearance of
unpredictability is to take a very complex algorithm (or an excellent
traditional pseudo-random number generator with good statistical
properties) and calculate a cryptographic key by starting with
limited or predictable data such as the computer system clock value as the seed. An
adversary who knew roughly when the generator was started would have
a relatively small number of seed values to test as they would know
likely values under some circumstances.
Some of the sources listed above system clock. Large numbers of pseudo-random
bits could be generated but the search space an adversary would need
to check could be quite small.
Thus very strong on multi-user
systems where, and/or complex manipulation of data will not help if
the adversary can learn what the manipulation is and there is not
enough entropy in essence, each user the starting seed value. They can usually use the
limited number of results stemming from a limited number of seed
values to defeat security.
Another serious strategy error is to assume that a very complex
pseudo-random number generation algorithm will produce strong random
numbers when there has been no theory behind or analysis of the system
algorithm. There is a source excellent example of
randomness. However, on this fallacy right near
the beginning of Chapter 3 in [KNUTH] where the author describes a
complex algorithm. It was intended that the machine language program
corresponding to the algorithm would be so complicated that a person
trying to read the code without comments wouldn't know what the
program was doing. Unfortunately, actual use of this algorithm showed
that it almost immediately converged to a small single user repeated value in
one case and a small cycle of values in another case.
Not only does complex manipulation not help you if you have a limited
range of seeds but blindly chosen complex manipulation can destroy
the entropy in a good seed!
6.1.2 The Fallacy of Selection from a Large Database
Another strategy that can give a misleading appearance of
unpredictability is selection of a quantity randomly from a database
and assume that its strength is related to the total number of bits
in the database. For example, typical USENET servers process many
megabytes of information per day [USENET]. Assume a random quantity
was selected by fetching 32 bytes of data from a random starting
point in this data. This does not yield 32*8 = 256 bits worth of
unguessability. Even after allowing that much of the data is human
language and probably has no more than 2 or embedded system,
especially at start up, 3 bits of information per
byte, it might be possible for doesn't yield 32*2 = 64 bits of unguessability. For an
adversary with access to
assemble the same Usenet database the unguessability
rests only on the starting point of the selection. That is perhaps a similar configuration. This could give
little over a couple of dozen bits of unguessability.
The same argument applies to selecting sequences from the data on a
publicly available CD/DVD recording or any other large public
database. If the adversary
inputs has access to the mixing process that were sufficiently correlated same database, this
"selection from a large volume of data" step buys little. However,
if a selection can be made from data to
those used originally which the adversary has no
access, such as to make exhaustive search practical.
The use system buffers on an active multi-user system, it may
be of multiple random inputs help.
6.1.3. Traditional Pseudo-Random Sequences
This section talks about traditional sources of deterministic of
"pseudo-random" numbers. These typically start with a strong mixing function is
recommended "seed" quantity
and can overcome weakness use simple numeric or logical operations to produce a sequence of
values. Note that none of the techniques discussed in any particular input. The
timing this section is
suitable for cryptographic use. They are presented for general
information.
[KNUTH] has a classic exposition on pseudo-random numbers.
Applications he mentions are simulation of natural phenomena,
sampling, numerical analysis, testing computer programs, decision
making, and content games. None of requested "random" user keystrokes can yield
hundreds these have the same characteristics as the
sort of security uses we are talking about. Only in the last two
could there be an adversary trying to find the random bits but conservative assumptions need quantity.
However, in these cases, the adversary normally has only a single
chance to use a guessed value. In guessing passwords or attempting to
break an encryption scheme, the adversary normally has many, perhaps
unlimited, chances at guessing the correct value. Sometimes they can
store the message they are trying to break and repeatedly attack it.
They are also be made. assumed to be aided by a computer.
For example, assuming at most testing the "randomness" of numbers, Knuth suggests a few bits variety of randomness if
measures including statistical and spectral. These tests check things
like autocorrelation between different parts of a "random" sequence
or distribution of its values. But they could be met by a constant
stored random sequence, such as the inter-
keystroke interval is unique "random" sequence printed in the
CRC Standard Mathematical Tables [CRC]. Despite meeting all the tests
suggested by Knuth, that sequence up is unsuitable for cryptographic use
as adversaries must be assumed to that point have copies of all common published
"random" sequences and will able to spot the source and predict
future values.
A typical pseudo-random number generation technique, known as a
similar assumption if
linear congruence pseudo-random number generator, is modular
arithmetic where the key hit value numbered N+1 is unique but assuming that no calculated from the value
numbered N by
V = ( V * a + b )(Mod c)
N+1 N
The above technique has a strong relationship to linear shift
register pseudo-random number generators, which are well understood
cryptographically [SHIFT*]. In such generators bits
of randomness are present in introduced at
one end of a shift register as the initial key value or if Exclusive Or (binary sum without
carry) of bits from selected fixed taps into the timing
or key value duplicate previous values. register. For
example:
+----+ +----+ +----+ +----+
| B | <-- | B | <-- | B | <-- . . . . . . <-- | B | <-+
| 0 | | 1 | | 2 | | n | |
+----+ +----+ +----+ +----+ |
| | | |
| | V +-----+
| V +----------------> | |
V +-----------------------------> | XOR |
+---------------------------------------------------> | |
+-----+
V = ( ( V * 2 ) + B .xor. B ... )(Mod 2^n)
N+1 N 0 2
The results goodness of mixing these
timings and characters typed could be further combined with clock traditional pseudo-random number generator algorithms
is measured by statistical tests on such sequences. Carefully chosen
values a, b, c, and other inputs.
This strategy initial V or the placement of shift register tap
in the above simple processes can produce excellent statistics.
These sequences may make practical portable code be adequate in simulations (Monte Carlo
experiments) as long as the sequence is orthogonal to produce good random
numbers the structure
of the space being explored. Even there, subtle patterns may cause
problems. However, such sequences are clearly bad for use in security even
applications. They are fully predictable if some of the inputs are very weak initial state is
known. Depending on some the form of the target systems. However, it pseudo-random number generator,
the sequence may still fail against be determinable from observation of a high
grade attack on small, single user or embedded systems, especially if short portion
of the adversary sequence [SCHNEIER, STERN]. For example, with the generators
above, one can determine V(n+1) given knowledge of V(n). In fact, it
has ever been able to observe shown that with these techniques, even if only one bit of
the generation process in pseudo-random values are released, the past. A hardware based random source is still preferable.
6.3 seed can be determined
from short sequences.
Not only have linear congruent generators been broken, but techniques
are now known for breaking all polynomial congruent generators.
[KRAWCZYK]
6.2 Cryptographically Strong Sequences
In cases where a series of random quantities must be generated, an
adversary may learn some values in the sequence. In general, they
should not be able to predict other values from the ones that they
know.
The correct technique is to start with a strong random seed, take
cryptographically strong steps from that seed [FERGUSON, SCHNEIER],
and do not reveal the complete state of the generator in the sequence
elements. If each value in the sequence can be calculated in a fixed
way from the previous value, then when any value is compromised, all
future values can be determined. This would be the case, for example,
if each value were a constant function of the previously used values,
even if the function were a very strong, non-invertible message
digest function.
(It should be noted that if your technique for generating a sequence
of key values is fast enough, it can trivially be used as the basis
for a confidentiality system. If two parties use the same sequence
generating technique and start with the same seed material, they will
generate identical sequences. These could, for example, be xor'ed at
one end with data being send, encrypting it, and xor'ed with this
data as received, decrypting it due to the reversible properties of
the xor operation. This is commonly referred to as a simple stream
cipher.)
6.3.1
6.2.1 OFB and CTR Sequences
One way to achieve a strong sequence is to have the values be
produced by taking a seed value and hashing the quantities produced
by concatenating the seed with successive integers or the like and
then mask the values obtained so as to limit the amount of generator
state available to the adversary.
It may also be possible to use an "encryption" algorithm with a
random key and seed value to encrypt successive integers as in
counter (CTR) mode encryption. Alternatively, you can feedback all of
the output encrypted value from encryption into the value to be encrypted for
the next iteration. This is a particular example of output feedback
mode (OFB). [MODES]
An example is shown below where shifting and masking are used to
combine part of the output feedback with part of the old input. This
type of partial feedback should be avoided for reasons described
below.
+---------------+
| V |
| | n |--+
+--+------------+ |
| | +---------+
shift| +---> | | +-----+
+--+ | Encrypt | <--- | Key |
| +-------- | | +-----+
| | +---------+
V V
+------------+--+
| V | |
| n+1 |
+---------------+
Note that if a shift of one is used, this is the same as the shift
register technique described in Section 3 above but with the all
important difference that the feedback is determined by a complex
non-linear function of all bits rather than a simple linear or
polynomial combination of output from a few bit position taps.
It has been shown by Donald W. Davies that this sort of shifted
partial output feedback significantly weakens an algorithm compared
with feeding all of the output bits back as input. In particular, for
DES, repeated encrypting a full 64 bit quantity will give an expected
repeat in about 2^63 iterations. Feeding back anything less than 64
(and more than 0) bits will give an expected repeat in between 2^31
and 2^32 iterations!
To predict values of a sequence from others when the sequence was
generated by these techniques is equivalent to breaking the
cryptosystem or inverting the "non-invertible" hashing involved with
only partial information available. The less information revealed
each iteration, the harder it will be for an adversary to predict the
sequence. Thus it is best to use only one bit from each value. It has
been shown that in some cases this makes it impossible to break a
system even when the cryptographic system is invertible and can be
broken if all of each generated value was revealed.
6.3.2
6.2.2 The Blum Blum Shub Sequence Generator
Currently the generator which has the strongest public proof of
strength is called the Blum Blum Shub generator after its inventors
[BBS]. It is also very simple and is based on quadratic residues.
Its only disadvantage is that it is computationally intensive
compared with the traditional techniques give in 6.3.1 6.1.3 above. This is
not a major draw back if it is used for moderately infrequent
purposes, such as generating session keys.
Simply choose two large prime numbers, say p and q, which both have
the property that you get a remainder of 3 if you divide them by 4.
Let n = p * q. Then you choose a random number x relatively prime to
n. The initial seed for the generator and the method for calculating
subsequent values are then
2
s = ( x )(Mod n)
0
2
s = ( s )(Mod n)
i+1 i
You must be careful to use only a few bits from the bottom of each s.
It is always safe to use only the lowest order bit. If you use no
more than the
log ( log ( s ) )
2 2 i
low order bits, then predicting any additional bits from a sequence
generated in this manner is provable as hard as factoring n. As long
as the initial x is secret, you can even make n public if you want.
An interesting characteristic of this generator is that you can
directly calculate any of the s values. In particular
i
( ( 2 )(Mod (( p - 1 ) * ( q - 1 )) ) )
s = ( s )(Mod n)
i 0
This means that in applications where many keys are generated in this
fashion, it is not necessary to save them all. Each key can be
effectively indexed and recovered from that small index and the
initial s and n.
6.3.3
6.3 Entropy Pool Techniques
Many modern pseudo-random number sources sources, such as those describe in
Sections 7.1.2 and 7.1.3, utilize the technique of maintaining a
"pool" of bits and providing operations for strongly mixing input
with some randomness into the pool and extracting pseudo random bits
from the pool. This is illustrated in the figure below.
+--------+ +------+ +---------+
--->| Mix In |--->| POOL |--->| Extract |--->
| Bits | | | | Bits |
+--------+ +------+ +---------+
^ V
| |
+-----------+
Bits to be feed into the pool can be any of the various hardware,
environmental, or user input sources discussed above. It is also
common to save the state of the pool on system shut down and restore
it on re-starting, if stable storage is available.
Care must be taken that enough entropy has been added to the pool to
support particular output uses desired. See Section 7.5 for more
details on an example implementation and [RSA BULL1] for similar
suggestions.
7. Key Randomness Generation Examples and Standards
Several public standards and widely deployed examples are now in
place for the generation of keys without special hardware. or other cryptographically random
quantities. Some, in section 7.1 below, include an entropy source.
Others, described in section 7.2, provide the pseudo-random number
strong sequence generator but assume the input of a random seed or
input from a source of entropy.
7.1 Complete Randomness Generators
Three standards are described below. The two older standards use
DES, with its 64-bit block and key size limit, but any equally strong
or stronger mixing function could be substituted [DES]. The third is
a more modern and stronger standard based on SHA-1 [SHA*]. Lastly
the widely deployed modern UNIX and Windows random number generators
are described.
7.1
7.1.1 US DoD Recommendations for Password Generation
The United States Department of Defense has specific recommendations
for password generation [DoD]. They suggest using the US Data
Encryption Standard [DES] in Output Feedback Mode [MODES] as follows:
use an initialization vector determined from
the system clock,
system ID,
user ID, and
date and time;
use a key determined from
system interrupt registers,
system status registers, and
system counters; and,
as plain text, use an external randomly generated 64 bit
quantity such as the ASCII bytes for 8 characters typed in by a
system administrator.
The password can then be calculated from the 64 bit "cipher text"
generated by DES in 64-bit Output Feedback Mode. As many bits as are
needed can be taken from these 64 bits and expanded into a
pronounceable word, phrase, or other format if a human being needs to
remember the password.
7.2 X9.17 Key Generation
The American National Standards Institute has specified a method for
generating a sequence of keys as follows [X9.17]:
s is the initial 64 bit seed
0
g is the sequence of generated 64 bit key quantities
n
k is a random key reserved for generating this key sequence
t is the time at which a key is generated to as fine a resolution
as is available (up to 64 bits).
DES ( K, Q ) is the DES encryption of quantity Q with key K
g = DES ( k, DES ( k, t ) .xor. s )
n n
s = DES ( k, DES ( k, t ) .xor. g )
n+1 n
If g sub n is to be used as a DES key, then every eighth bit should
be adjusted for parity for that use but the entire 64 bit unmodified
g should be used in calculating the next s.
7.3 DSS Pseudo-Random Number Generation
Appendix 3 of the NIST Digital Signature Standard [DSS] provides a
method of producing a sequence of pseudo-random 160 bit quantities
for use as private keys or the like. This has been modified by Change
Notice 1 [DSS CN1] to produce the following algorithm for generating
general purpose pseudorandom numbers:
t = 0x 67452301 EFCDAB89 98BADCFE 10325476 C3D2E1F0
XKEY = initial seed
0
For j = 0 to ...
XVAL = ( XKEY + optional user input ) (Mod 2^512)
j
X = G( t, XVAL )
j
XKEY = ( 1 + XKEY + X ) (Mod 2^512)
j+1 j j
The quantities X thus produced are the pseudo-random sequence of 160
bit values. Two functions can be used for "G" above. Each produces
a 160-bit value and takes two arguments, the first argument a 160-bit
value and the second a 512 bit value.
The first is based on SHA-1 and works by setting the 5 linking
variables, denoted H with subscripts in the SHA-1 specification, to
the first argument divided into fifths. Then steps (a) through (e) of
section 7 of the NIST SHA-1 specification are run over the second
argument as if it were a 512-bit data block. The values of the
linking variable after those steps are then concatenated to produce
the output of G. [SHA*]
As an alternative second method, NIST also defined an alternate G
function based on multiple applications of the DES encryption
function [DSS].
7.4 X9.82 Pseudo-Random Number Generation
The National Institute for Standards and Technology (NIST) and the
American National Standards Institutes (ANSI) X9F1 committee are in
the final stages of creating a standard for random number generation
covering both true randomness generators and pseudo-random number
generators. It includes a number of pseudo-random number generators
for use with AES and other block ciphers. It also includes random
number generators based on hash functions and the arithmetic of
elliptic curves [X9.82].
7.5
7.1.2 The /dev/random Device
Several versions of the UNIX operating system provides provide a kernel-
resident random number generator. In some cases, these generators
makes
make use of events captured by the Kernel during normal system
operation.
For example, on some versions of Linux, the generator consists of a
random pool of 512 bytes represented as 128 words of 4-bytes each.
When an event occurs, such as a disk drive interrupt, the time of the
event is xor'ed XORed into the pool and the pool is stirred via a primitive
polynomial of degree 128. The pool itself is treated as a ring
buffer, with new data being XORed (after stirring with the
polynomial) across the entire pool.
Each call that adds entropy to the pool estimates the amount of
likely true entropy the input contains. The pool itself contains a
accumulator that estimates the total over all entropy of the pool.
Input events come from several sources as listed below.
Unfortunately, for server machines without human operators, the first
and third are not available and entropy may be added very slowly in that
case.
1. Keyboard interrupts. The time of the interrupt as well as the scan
code are added to the pool. This in effect adds entropy from the
human operator by measuring inter-keystroke arrival times.
2. Disk completion and other interrupts. A system being used by a
person will likely have a hard to predict pattern of disk
accesses. (But not all disk drivers support capturing this timing
information with sufficient accuracy to be useful.)
3. Mouse motion. The timing as well as mouse position is added in.
When random bytes are required, the pool is hashed with SHA-1 [SHA*]
to yield the returned bytes of randomness. If more bytes are required
than the output of SHA-1 (20 bytes), then the hashed output is
stirred back into the pool and a new hash performed to obtain the
next 20 bytes. As bytes are removed from the pool, the estimate of
entropy is similarly decremented.
To ensure a reasonable random pool upon system startup, the standard
startup scripts (and and shutdown scripts) scripts save the pool to a disk file at shutdown
and read this file at system startup.
There are two user exported interfaces. /dev/random returns bytes
from the pool, but blocks when the estimated entropy drops to zero.
As entropy is added to the pool from events, more data becomes
available via /dev/random. Random data obtained from such a
/dev/random device is suitable for key generation for long term keys,
if enough random bits are in the pool or are added in a reasonable
amount of time.
/dev/urandom works like /dev/random, however it provides data even
when the entropy estimate for the random pool drops to zero. This may
be adequate for session keys or for other key generation tasks where
blocking while waiting for more random bits is not acceptable. The
risk of continuing to take data even when the pool's entropy
estimate is small in that past output may be computable from current
output provided an attacker can reverse SHA-1. Given that SHA-1 is
designed to be non-invertible, this is a reasonable risk.
To obtain random numbers under Linux, Solaris, or other UNIX systems
equipped with code as described above, all an application needs to do
is open either /dev/random or /dev/urandom and read the desired
number of bytes.
(The Linux Random device was written by Theodore Ts'o. It was based
loosely on the random number generator in PGP 2.X and PGP 3.0 (aka
PGP 5.0).)
7.6
7.1.3 Windows CryptGenRandom
Microsoft's recommendation to users of the widely deployed Windows
operating system is generally to use the CryptGenRandom pseudo-random
number generation call with the CryptAPI cryptographic service
provider. This takes a handle to a cryptographic service provider
library, a pointer to a buffer by which the caller can provide
entropy and into which the generated pseudo-randomness is returned,
and an indication of how many octets of randomness are desired.
The Windows CryptAPI cryptographic service provider stores a seed
state variable with every user. When CryptGenRandom is called, this
is combined with any randomness provided in the call and various
system and user data such as the process ID, thread ID, system clock,
system time, system counter, memory status, free disk clusters, and
hashed user environment block. This data is all feed to SHA-1 and the
output used to seed an RC4 key stream. That key stream is used to
produce the pseudo-random data requested and to update the user's
seed state variable.
Users of Windows ".NET" will probably find it easier to use the
RNGCryptoServiceProvider.GetBytes method interface.
For further information, see [WSC].
7.2 Generators Assuming a Source of Entropy
The pseudo-random number generators described in the following three
sections all assume that a seed value with sufficient entropy is
provided to them. They then generate a strong sequence (see Section
6.2) from that seed.
7.2.1 X9.82 Pseudo-Random Number Generation
The ANSI X9F1 committee is in the final stages of creating a standard
for random number generation covering both true randomness generators
and pseudo-random number generators. It includes a number of pseudo-
random number generators based on hash functions one of which will
probably be based on HMAC SHA hash constructs [HMAC]. The draft
version of this generated is as described below omitting a number of
optional features [X9.82].
In the description in the subsections below, the HMAC hash construct
is simply referred to as HMAC but, of course, in an particular use, a
particular standard SHA function must be selected. Generally
speaking, if the strength of the pseudo-random values to be generated
is to be N bits, the SHA function chosen must be one generating N or
more bits of output and a source of at least N bits of input entropy
will be required. The same hash function must be used throughout an
instantiation of this generator.
7,2.1.1 Notation
In the following sections the notation give below is used:
hash_length is the output size of the underlying hash function in
use.
input_entropy is the input bit string that provides entropy to the
generator.
K is a bit string of size hash_length that is part of the state of
the generator and is updated at least once each time random
bits are generated.
V is a bit string of size hash_length and is part of the state of
the generator which is updated each time hash_length bits of
output are generated.
| represents concatenation
7.1.2.2 Initializing the Generator
Set V to all zero bytes except that the low order bit of each byte is
set to one.
Set K to all zero bytes.
K = HMAC ( K, V | 0x00 | input_entropy )
V = HMAC ( K, V )
K = HMAC ( K, V | 0x01 | input_entropy )
V = HMAC ( K, V )
Note: all SHA algorithms produce an integral number of bytes of the
length of K and V will be an integral number of bytes.
7.1.2.5 Generating Random Bits
When output is called for simply set
V = HMAC ( K, V )
and use leading bits from V. If more bits are needed than the length
of V, set "temp" to a null bit string and then repeatedly perform
V = HMAC ( K, V )
temp = temp | V
stopping as soon a temp is equal to or longer than the number of
random bits called for and use the called for number of leading bits
from temp. The definition of the algorithm prohibits calling from
more than 2**35 bits.
7.2.2 X9.17 Key Generation
The American National Standards Institute has specified a method for
generating a sequence of keys as follows [X9.17]:
s is the initial 64 bit seed
0
g is the sequence of generated 64 bit key quantities
n
k is a random key reserved for generating this key sequence
t is the time at which a key is generated to as fine a resolution
as is available (up to 64 bits).
DES ( K, Q ) is the DES encryption of quantity Q with key K
g = DES ( k, DES ( k, t ) .xor. s )
n n
s = DES ( k, DES ( k, t ) .xor. g )
n+1 n
If g sub n is to be used as a DES key, then every eighth bit should
be adjusted for parity for that use but the entire 64 bit unmodified
g should be used in calculating the next s.
7.2.3 DSS Pseudo-Random Number Generation
Appendix 3 of the NIST Digital Signature Standard [DSS] provides a
method of producing a sequence of pseudo-random 160 bit quantities
for use as private keys or the like. This has been modified by Change
Notice 1 [DSS CN1] to produce the following algorithm for generating
general purpose pseudorandom numbers:
t = 0x 67452301 EFCDAB89 98BADCFE 10325476 C3D2E1F0
XKEY = initial seed
0
For j = 0 to ...
XVAL = ( XKEY + optional user input ) (Mod 2^512)
j
X = G( t, XVAL )
j
XKEY = ( 1 + XKEY + X ) (Mod 2^512)
j+1 j j
The quantities X thus produced are the pseudo-random sequence of 160
bit values. Two functions can be used for "G" above. Each produces
a 160-bit value and takes two arguments, the first argument a 160-bit
value and the second a 512 bit value.
The first is based on SHA-1 and works by setting the 5 linking
variables, denoted H with subscripts in the SHA-1 specification, to
the first argument divided into fifths. Then steps (a) through (e) of
section 7 of the NIST SHA-1 specification are run over the second
argument as if it were a 512-bit data block. The values of the
linking variable after those steps are then concatenated to produce
the output of G. [SHA*]
As an alternative second method, NIST also defined an alternate G
function based on multiple applications of the DES encryption
function [DSS].
8. Examples of Randomness Required
Below are two examples showing rough calculations of needed
randomness for security. The first is for moderate security passwords
while the second assumes a need for a very high security
cryptographic key.
In addition [ORMAN] and [RSA BULL13] provide information on the
public key lengths that should be used for exchanging symmetric keys.
8.1 Password Generation
Assume that user passwords change once a year and it is desired that
the probability that an adversary could guess the password for a
particular account be less than one in a thousand. Further assume
that sending a password to the system is the only way to try a
password. Then the crucial question is how often an adversary can try
possibilities. Assume that delays have been introduced into a system
so that, at most, an adversary can make one password try every six
seconds. That's 600 per hour or about 15,000 per day or about
5,000,000 tries in a year. Assuming any sort of monitoring, it is
unlikely someone could actually try continuously for a year. In fact,
even if log files are only checked monthly, 500,000 tries is more
plausible before the attack is noticed and steps taken to change
passwords and make it harder to try more passwords.
To have a one in a thousand chance of guessing the password in
500,000 tries implies a universe of at least 500,000,000 passwords or
about 2^29. Thus 29 bits of randomness are needed. This can probably
be achieved using the US DoD recommended inputs for password
generation as it has 8 inputs which probably average over 5 bits of
randomness each (see section 7.1). Using a list of 1000 words, the
password could be expressed as a three word phrase (1,000,000,000
possibilities) or, using case insensitive letters and digits, six
would suffice ((26+10)^6 = 2,176,782,336 possibilities).
For a higher security password, the number of bits required goes up.
To decrease the probability by 1,000 requires increasing the universe
of passwords by the same factor which adds about 10 bits. Thus to
have only a one in a million chance of a password being guessed under
the above scenario would require 39 bits of randomness and a password
that was a four word phrase from a 1000 word list or eight
letters/digits. To go to a one in 10^9 chance, 49 bits of randomness
are needed implying a five word phrase or ten letter/digit password.
In a real system, of course, there are also other factors. For
example, the larger and harder to remember passwords are, the more
likely users are to write them down resulting in an additional risk
of compromise.
8.2 A Very High Security Cryptographic Key
Assume that a very high security key is needed for symmetric
encryption / decryption between two parties. Assume an adversary can
observe communications and knows the algorithm being used. Within the
field of random possibilities, the adversary can try key values in
hopes of finding the one in use. Assume further that brute force
trial of keys is the best the adversary can do.
8.2.1 Effort per Key Trial
How much effort will it take to try each key? For very high security
applications it is best to assume a low value of effort. Even if it
would clearly take tens of thousands of computer cycles or more to
try a single key, there may be some pattern that enables huge blocks
of key values to be tested with much less effort per key. Thus it is
probably best to assume no more than a couple hundred cycles per key.
(There is no clear lower bound on this as computers operate in
parallel on a number of bits and a poor encryption algorithm could
allow many keys or even groups of keys to be tested in parallel.
However, we need to assume some value and can hope that a reasonably
strong algorithm has been chosen for our hypothetical high security
task.)
If the adversary can command a highly parallel processor or a large
network of work stations, 10^11 cycles per second is probably a
minimum assumption for availability today. Looking forward a few
years, there should be at least an order of magnitude improvement.
Thus assuming 10^10 keys could be checked per second or 3.6*10^12 per
hour or 6*10^14 per week or 2.4*10^15 per month is reasonable. This
implies a need for a minimum of 63 bits of randomness in keys to be
sure they cannot be found in a month. Even then it is possible that,
a few years from now, a highly determined and resourceful adversary
could break the key in 2 weeks (on average they need try only half
the keys).
These questions are considered in detail in "Minimal Key Lengths for
Symmetric Ciphers to Provide Adequate Commercial Security: A Report
by an Ad Hoc Group of Cryptographers and Computer Scientists"
[KeyStudy] which was sponsored by the Business Software Alliance. It
concluded that a reasonable key length in 1995 for very high security
is in the range of 75 to 90 bits and, since the cost of cryptography
does not vary much with they key size, recommends 90 bits. To update
these recommendations, just add 2/3 of a bit per year for Moore's
law [MOORE]. Thus, in the year 2004, this translates to a
determination that a reasonable key length is in the 81 to 96 bit
range. In fact, today, it is increasingly common to use keys longer
than 96 bits, such as 128-bit (or longer) keys with AES and keys with
effective lengths of 112-bits using triple-DES.
8.2.2 Meet in the Middle Attacks
If chosen or known plain text and the resulting encrypted text are
available, a "meet in the middle" attack is possible if the structure
of the encryption algorithm allows it. (In a known plain text attack,
the adversary knows all or part of the messages being encrypted,
possibly some standard header or trailer fields. In a chosen plain
text attack, the adversary can force some chosen plain text to be
encrypted, possibly by "leaking" an exciting text that would then be
sent by the adversary over an encrypted channel.)
An oversimplified explanation of the meet in the middle attack is as
follows: the adversary can half-encrypt the known or chosen plain
text with all possible first half-keys, sort the output, then half-
decrypt the encoded text with all the second half-keys. If a match is
found, the full key can be assembled from the halves and used to
decrypt other parts of the message or other messages. At its best,
this type of attack can halve the exponent of the work required by
the adversary while adding a very large but roughly constant factor
of effort. Thus, if this attack can be mounted, a doubling of the
amount of randomness in the very strong key to a minimum of 192 bits
(96*2) is required for the year 2004 based on the [KeyStudy]
analysis.
This amount of randomness is well beyond the limit of that in the
inputs recommended by the US DoD for password generation and could
require user typing timing, hardware random number generation, or
other sources.
The meet in the middle attack assumes that the cryptographic
algorithm can be decomposed in this way. Hopefully no modern
algorithm has this weakness but there may be cases where we are not
sure of that or even of what algorithm a key will be used with. Even
if a basic algorithm is not subject to a meet in the middle attack,
an attempt to produce a stronger algorithm by applying the basic
algorithm twice (or two different algorithms sequentially) with
different keys will gain less added security than would be expected.
Such a composite algorithm would be subject to a meet in the middle
attack.
Enormous resources may be required to mount a meet in the middle
attack but they are probably within the range of the national
security services of a major nation. Essentially all nations spy on
other nations traffic.
8.2.3 Other Considerations
[KeyStudy] also considers the possibilities of special purpose code
breaking hardware and having an adequate safety margin.
It should be noted that key length calculations such at those above
are controversial and depend on various assumptions about the
cryptographic algorithms in use. In some cases, a professional with a
deep knowledge of code breaking techniques and of the strength of the
algorithm in use could be satisfied with less than half of the 192
bit key size derived above.
For further examples of conservative design principles see
[FERGUSON].
9. Conclusion
Generation of unguessable "random" secret quantities for security use
is an essential but difficult task.
Hardware techniques to produce such randomness the needed entropy would be relatively
simple. In particular, the volume and quality would not need to be
high and existing computer hardware, such as audio input or disk
drives, can be used.
Widely available computational techniques are available to process
low quality random quantities from multiple sources or a larger
quantity of such low quality input from one source and produce a
smaller quantity of higher quality keying material. In the absence of
hardware sources of randomness, a variety of user and software
sources can frequently, with care, be used instead; however, most
modern systems already have hardware, such as disk drives or audio
input, that could be used to produce high quality randomness.
Once a sufficient quantity of high quality seed key material (a
couple of hundred bits) is available, computational techniques are
available to produce cryptographically strong sequences of
computationally unpredictable quantities from this seed material.
10. Security Considerations
The entirety of this document concerns techniques and recommendations
for generating unguessable "random" quantities for use as passwords,
cryptographic keys, initialization vectors, sequence numbers, and
similar security uses.
11. Copyright and Disclaimer
Copyright (C) The Internet Society 2004. 2005. This document is subject to
the rights, licenses and restrictions contained in BCP 78 and except
as set forth therein, the authors retain all their rights.
This document and the information contained herein are provided on an
"AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
12. Appendix A: Changes from RFC 1750
1. Additional acknowledgements have been added.
2. Insertion of section 5.2.4 5.3 on de-skewing mixing with S-boxes.
3. Addition of section 5.4 3.3 on Ring Oscillator randomness sources.
4. AES and the members of the SHA series producing more than 160
bits have been added. Use of AES has been emphasized and the use
of DES de-emphasized.
5. Addition of section 6.3.3 6.3 on entropy pool techniques.
6. Addition of section 7.3 7.2.3 on the pseudo-random number generation
techniques given in FIPS 186-2 (with Change Notice 1), 7.4 7.2.1 on
those given in X9.82, section 7.5 7.1.2 on the random number
generation techniques of the /dev/random device in Linux and
other UNIX systems, and section 7.6 7.1.3 on random number generation
techniques in the Windows operating system.
7. Addition of references to the "Minimal Key Lengths for Symmetric
Ciphers to Provide Adequate Commercial Security" study published
in January 1996 [KeyStudy]. [KeyStudy] and to [RFC 1948].
8. Added caveats to using Diffie-Hellman as a mixing function. function and,
because of those caveats and its computationally intensive
nature, recommend against its use.
9. Addition of references to the X9.82 effort and the [TURBID] paper and system.
[NASLUND] papers.
10. Addition of discussion of min-entropy and Renyi entropy and
references to the [LUBY] book.
11. Minor Major restructuring, minor wording changes changes, and a variety of
reference updates.
14.
13. Informative References
[AES] - "Specification of the Advanced Encryption Standard (AES)",
United States of America, US National Institute of Standards and
Technology, FIPS 197, November 2001.
[ASYMMETRIC] - "Secure Communications and Asymmetric Cryptosystems",
edited by Gustavus J. Simmons, AAAS Selected Symposium 69, Westview
Press, Inc.
[BBS] - "A Simple Unpredictable Pseudo-Random Number Generator", SIAM
Journal on Computing, v. 15, n. 2, 1986, L. Blum, M. Blum, & M. Shub.
[BRILLINGER] - "Time Series: Data Analysis and Theory", Holden-Day,
1981, David Brillinger.
[CRC] - "C.R.C. Standard Mathematical Tables", Chemical Rubber
Publishing Company.
[DAVIS] - "Cryptographic Randomness from Air Turbulence in Disk
Drives", Advances in Cryptology - Crypto '94, Springer-Verlag
Lecture Notes in Computer Science #839, 1984, Don Davis, Ross Ihaka,
and Philip Fenstermacher.
[DES] - "Data Encryption Standard", US National Institute of
Standards and Technology, FIPS 46-3, October 1999.
- "Data Encryption Algorithm", American National Standards
Institute, ANSI X3.92-1981.
(See also FIPS 112, Password Usage, which includes FORTRAN
code for performing DES.)
[D-H] - RFC 2631, "Diffie-Hellman Key Agreement Method", Eric
Rescrola, June 1999.
[DNSSEC] - RFC 2535, "Domain Name System Security Extensions", D.
Eastlake, March 1999.
[DoD] - "Password Management Guideline", United States of America,
Department of Defense, Computer Security Center, CSC-STD-002-85.
(See also FIPS 112, Password Usage, which incorporates CSC-STD-002-85
as one of its appendices.)
[DSS] - "Digital Signature Standard (DSS)", US National Institute of
Standards and Technology, FIPS 186-2, January 2000.
[DSS CN1] - "Digital Signature Standard Change Notice 1", US National
Institute of Standards and Technology, FIPS 186-2 Change Notice 1, 5
October 2001.
[FERGUSON] - "Practical Cryptography", Niels Ferguson and Bruce
Schneier, Wiley Publishing Inc., ISBN 047122894X, April 2003.
[GIFFORD] - "Natural Random Number", MIT/LCS/TM-371, David K.
Gifford, September 1988.
[IEEE 802.11i] - "Amendment to Standard for Telecommunications and
Information Exchange Between Systems - LAN/MAN Specific Requirements
- Part 11: Wireless Medium Access Control (MAC) and physical layer
(PHY) specifications: Medium Access Control (MAC) Security
Enhancements", The Institute for Electrical and Electronics
Engineers, January 2004.
[IPSEC] - RFC 2401, "Security Architecture for the Internet
Protocol", S. Kent, R. Atkinson, November 1998.
[Jakobsson] - M. Jakobsson, E. Shriver, B. K. Hillyer, and A. Juels,
"A practical secure random bit generator", Proceedings of the Fifth
ACM Conference on Computer and Communications Security, 1998. See
also http://citeseer.ist.psu.edu/article/jakobsson98practical.html.
[KAUFMAN] - "Network Security: Private Communication in a Public
World", Charlie Kaufman, Radia Perlman, and Mike Speciner, Prentis
Hall PTR, ISBN 0-13-046019-2, 2nd Edition 2002.
[KeyStudy] - "Minimal Key Lengths for Symmetric Ciphers to Provide
Adequate Commercial Security: A Report by an Ad Hoc Group of
Cryptographers and Computer Scientists", M. Blaze, W. Diffie, R.
Rivest, B. Schneier, T. Shimomura, E. Thompson, and M. Weiner,
January 1996, <www.counterpane.com/keylength.html>.
[KNUTH] - "The Art of Computer Programming", Volume 2: Seminumerical
Algorithms, Chapter 3: Random Numbers, Donald E. Knuth, Addison
Wesley Publishing Company, 3rd Edition November 1997.
[KRAWCZYK] - "How to Predict Congruential Generators", H. Krawczyk,
Journal of Algorithms, V. 13, N. 4, December 1992.
[LUBY] - "Pseudorandomness and Cryptographic Applications", Michael
Luby, Princeton University Press, ISBN 0691025460, 8 January 1996.
[MAIL PEM 1] - RFC 1421, "Privacy Enhancement for Internet Electronic
Mail: Part I: Message Encryption and Authentication Procedures", J.
Linn, 02/10/1993.
[MAIL PEM 2] - RFC 1422, "Privacy Enhancement for Internet
Electronic Mail: Part II: Certificate-Based Key Management", S. Kent,
02/10/1993.
[MAIL PEM 3] - RFC 1423, "Privacy Enhancement for Internet
Electronic Mail: Part III: Algorithms, Modes, and Identifiers", D.
Balenson, 02/10/1993.
[MAIL PEM 4] - RFC 1424, "Privacy Enhancement for Internet
Electronic Mail: Part IV: Key Certification and Related Services", B.
Kaliski, 02/10/1993.
[MAIL PGP]
- RFC 2440, "OpenPGP Message Format", J. Callas, L.
Donnerhacke, H. Finney, R. Thayer", Thayer, November 1998.
- RFC 3156, "MIME Security with OpenPGP" M. Elkins, D. Del
Torto, R. Levien, T. Roessler, August 2001.
[MAIL S/MIME] - RFCs 2632 through 2634:
- RFC 2632, "S/MIME Version 3 Certificate Handling", B.
Ramsdell, Ed., June 1999.
- RFC 2633, "S/MIME Version 3 Message Specification", B.
Ramsdell, Ed., June 1999.
- RFC 2634, "Enhanced Security Services for S/MIME" P.
Hoffman, Ed., June 1999.
[MD4] - "The MD4 Message-Digest Algorithm", RFC1320, April 1992, R.
Rivest
[MD5] - "The MD5 Message-Digest Algorithm", RFC1321, April 1992, R.
Rivest
[MODES] - "DES Modes of Operation", US National Institute of
Standards and Technology, FIPS 81, December 1980.
- "Data Encryption Algorithm - Modes of Operation", American
National Standards Institute, ANSI X3.106-1983.
[MOORE] - Moore's Law: the exponential increase in the logic density
of silicon circuits. Originally formulated by Gordon Moore in 1964 as
a doubling every year starting in 1962, in the late 1970s the rate
fell to a doubling every 18 months and has remained there through the
date of this document. See "The New Hacker's Dictionary", Third
Edition, MIT Press, ISBN 0-262-18178-9, Eric S. Raymond, 1996.
[NASLUND] - "Extraction of Optimally Unbiased Bits from a Biased
Source", M. Naslund and A. Russell, IEEE Transactions on Information
Theory. 46(3), May 2000.
<http://www.engr.uconn.edu/~acr/Papers/biasIEEEjour.ps>
[ORMAN] - "Determining Strengths For Public Keys Used For Exchanging
Symmetric Keys", RFC 3766, Hilarie Orman, Paul Hoffman, April 2004.
[RFC 1750] - "Randomness Requirements for Security", D. Eastlake, S.
Crocker, J. Schiller, December 1994.
[RFC 1948] - "Defending Against Sequence Number Attacks", S.
Bellovin, May 1986.
[RSA BULL1] - "Suggestions for Random Number Generation in Software",
RSA Laboratories Bulletin #1, January 1996.
[RSA BULL13] - "A Cost-Based Security Analysis of Symmetric and
Asymmetric Key Lengths", RSA Laboratories Bulletin #13, Robert
Silverman, April 2000 (revised November 2001).
[SBOX1] - "Practical s-box design", S. Mister, C. Adams, Selected
Areas in Cryptography, 1996.
[SBOX2] - "Perfect Non-linear S-boxes", K. Nyberg, Advances in
Cryptography - Eurocrypt '91 Proceedings, Springer-Verland, 1991.
[SCHNEIER] - "Applied Cryptography: Protocols, Algorithms, and Source
Code in C", Bruce Schneier, 2nd Edition, John Wiley & Sons, 1996.
[SHANNON] - "The Mathematical Theory of Communication", University of
Illinois Press, 1963, Claude E. Shannon. (originally from: Bell
System Technical Journal, July and October 1948)
[SHIFT1] - "Shift Register Sequences", Solomon W. Golomb, Aegean Park
Press, Revised Edition 1982.
[SHIFT2] - "Cryptanalysis of Shift-Register Generated Stream Cypher
Systems", Wayne G. Barker, Aegean Park Press, 1984.
[SHA] - "Secure Hash Standard", US National Institute of Science and
Technology, FIPS 180-2, 1 August 2002.
[SHA RFC] - RFC 3174, "US Secure Hash Algorithm 1 (SHA1)", D.
Eastlake, P. Jones, September 2001.
[SSH] - draft-ietf-secsh-*, work in progress.
[STERN] - "Secret Linear Congruential Generators are not
Cryptographically Secure", J. Stern, Proceedings of IEEE STOC, 1987.
[TLS] - RFC 2246, "The TLS Protocol Version 1.0", T. Dierks, C.
Allen, January 1999.
[TURBID] - "High Entropy Symbol Generator", John S. Denker,
<http://www.av8n.com/turbid/paper/turbid.htm>, 2003.
[USENET] - RFC 977, "Network News Transfer Protocol", B. Kantor, P.
Lapsley, February 1986.
- RFC 2980, "Common NNTP Extensions", S. Barber, October
2000.
[VON NEUMANN] - "Various techniques used in connection with random
digits", von Neumann's Collected Works, Vol. 5, Pergamon Press,
1963, J. von Neumann.
[WSC] - "Writing Secure Code, Second Edition", Michael Howard, David.
C. LeBlanc, Microsoft Press, ISBN 0735617228, December 2002.
[X9.17] - "American National Standard for Financial Institution Key
Management (Wholesale)", American Bankers Association, 1985.
[X9.82] - "Random Number Generation", American National Standards
Institute, ANSI X9F1, work in progress.
Part 1 - Overview and General Principles.
Part 2 - Non-Deterministic Random Bit Generators
Part 3 - Deterministic Random Bit Generators
Author's Addresses
Donald E. Eastlake 3rd
Motorola Laboratories
155 Beaver Street
Milford, MA 01757 USA
Telephone: +1 508-786-7554 (w)
+1 508-634-2066 (h)
EMail: Donald.Eastlake@motorola.com
Jeffrey I. Schiller
MIT, Room E40-311
77 Massachusetts Avenue
Cambridge, MA 02139-4307 USA
Telephone: +1 617-253-0161
E-mail: jis@mit.edu
Steve Crocker
EMail: steve@stevecrocker.com
File Name and Expiration
This is file draft-eastlake-randomness2-09.txt. draft-eastlake-randomness2-10.txt.
It expires April July 2005.