ACE Working Group L. Seitz Internet-Draft SICS Intended status: Standards Track G. Selander Expires:August 28,December 12, 2016 Ericsson E. WahlstroemS. ErdtmanNexus Technology S. Erdtman Spotify AB H. Tschofenig ARM Ltd.February 25,June 10, 2016 Authentication and Authorization forthe Internet of Things using OAuth 2.0 draft-ietf-ace-oauth-authz-01Constrained Environments (ACE) draft-ietf-ace-oauth-authz-02 Abstract Thismemospecification defineshow to use OAuth 2.0 as an authorizationthe ACE frameworkwithfor authentication and authorization in Internet of Things (IoT)deployments,deployments. The ACE framework is based on a set of building blocks including OAuth 2.0 and CoAP, thusbringingmaking a well-known and widely usedsecurityauthorization solutiontosuitable for IoT devices.Where possible vanilla OAuth 2.0 is used,Existing specifications are used where possible, but where the limitations of IoT devices require it, profiles and extensions are provided. Status of This Memo This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet- Drafts is at http://datatracker.ietf.org/drafts/current/. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." This Internet-Draft will expire onAugust 28,December 12, 2016. Copyright Notice Copyright (c) 2016 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3 2. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 4 3. Overview . . . . . . . . . . . . . . . . . . . . . . . . . .45 3.1. OAuth 2.0 . . . . . . . . . . . . . . . . . . . . . . . .56 3.2. CoAP . . . . . . . . . . . . . . . . . . . . . . . . . .7 3.3. Object Security8 4. Protocol Interactions . . . . . . . . . . . . . . . . . . . . 9 5. Framework .8 4. Protocol Interactions. . . . . . . . . . . . . . . . . . . .9 5. OAuth 2.0 Profiling. . . . . 13 6. The 'Token' Resource . . . . . . . . . . . . . . . .12 5.1. Client Information. . . . 14 6.1. Client-to-AS Request . . . . . . . . . . . . . . .12 5.2. CoAP Access-Token Option. . . 14 6.2. AS-to-Client Response . . . . . . . . . . . . .15 5.3. Authorization Information Resource at the Resource Server 15 5.3.1. Authorization Information Request. . . . . 17 6.3. Error Response . . . . .16 5.3.2. Authorization Information Response. . . . . . . . .16 5.3.2.1. Success. . . . . . . 18 6.4. New Request and Response Parameters . . . . . . . . . . . 18 6.4.1. Grant Type . . . . .16 5.3.2.2. Error Response. . . . . . . . . . . . . . . . 19 6.4.2. Token Type and Algorithms .16 5.4. Authorization Information Format. . . . . . . . . . . .17 5.5.. 19 6.4.3. Profile . . . . . . . . . . . . . . . . . . . . . . . 20 6.4.4. Confirmation . . . . . . . . . . . . . . . . . . . . 20 6.5. Mapping parameters to CBORData Formats. . . . . . . . . . . . . . . 22 7. The 'Introspect' Resource . . . . .17 5.6. Token Expiration. . . . . . . . . . . . . 22 7.1. RS-to-AS Request . . . . . . .17 6. Deployment Scenarios. . . . . . . . . . . . . 23 7.2. AS-to-RS Response . . . . . . .18 6.1. Client and Resource Server are Offline. . . . . . . . .19 6.2. Resource Server Offline. . . . 23 7.3. Error Response . . . . . . . . . . . . .22 6.3.. . . . . . . . 24 7.4. Client Token . . . . . . . . . . . . . . . . . . . . . . 25 7.5. Mapping Introspectionwith an Offline Clientparameters to CBOR . . . . . . . . 266.4. Always-On Connectivity8. The Access Token . . . . . . . . . . . . . . . . .30 6.5. Token-less Authorization. . . . . 27 8.1. The 'Authorization Information' Resource . . . . . . . . 27 8.2. Token Expiration . . . .31 6.6. Securing Group Communication. . . . . . . . . . . . . .34 7.. . 28 9. Security Considerations . . . . . . . . . . . . . . . . . . .35 8.28 10. IANA Considerations . . . . . . . . . . . . . . . . . . . . .35 8.1. CoAP Option Number29 10.1. OAuth Introspection Response Parameter Registration . . 29 10.2. OAuth Parameter Registration . . . . . . . . . . .35 9. Acknowledgments. . . 30 10.3. OAuth Access Token Types . . . . . . . . . . . . . . . . 30 10.4. Token Type Mappings . . . .36 10. References. . . . . . . . . . . . . . 30 10.4.1. Registration Template . . . . . . . . . . .36 10.1. Normative References. . . . 30 10.4.2. Initial Registry Contents . . . . . . . . . . . . . 31 10.5. JSON Web Token Claims .36 10.2. Informative References. . . . . . . . . . . . . . . . 31 10.6. ACE Profile Registry .38 Appendix A. Design Justification. . . . . . . . . . . . . . . .40 Appendix B. Roles and Responsibilites -- a Checklist. 31 10.6.1. Registration Template . .41 Appendix C. Optimizations. . . . . . . . . . . . . 31 10.7. OAuth Parameter Mappings Registry . . . . . .44 Appendix D. CoAP and CBOR profiles for OAuth 2.0. . . . . 32 10.7.1. Registration Template . . .45 D.1. Profile for Token resource. . . . . . . . . . . . 32 10.7.2. Initial Registry Contents . . .45 D.1.1. Token Request. . . . . . . . . . 32 10.8. Introspection Resource CBOR Mappings Registry . . . . . 34 10.8.1. Registration Template . . . . .46 D.1.2. Token Response. . . . . . . . . . 35 10.8.2. Initial Registry Contents . . . . . . . . .47 D.2.. . . . 35 10.9. CoAPProfile for OAuth IntrospectionOption Number Registration . . . . . . . . . . .48 D.2.1. Introspection Request. 37 11. Acknowledgments . . . . . . . . . . . . . . .48 D.2.2. Introspection Response. . . . . . . . 37 12. References . . . . . . . . . . . . . . . . . . . . . . . . . 38 12.1. Normative References . . . . . . . . . . . . . . . . .49. 38 12.2. Informative References . . . . . . . . . . . . . . . . . 38 AppendixE.A. Design Justification . . . . . . . . . . . . . . . . 40 Appendix B. Roles and Responsibilites . . . . . . . . . . . . . 42 Appendix C. Deployment Examples . . . . . . . . . . . . . . . . 44 C.1. Local Token Validation . . . . . . . . . . . . . . . . . 44 C.2. Introspection Aided Token Validation . . . . . . . . . . 48 Appendix D. Document Updates . . . . . . . . . . . . . . . . . . 51E.1.D.1. Version -01 to -02 . . . . . . . . . . . . . . . . . . . 52 D.2. Version -00 to -01 . . . . . . . . . . . . . . . . . . .5152 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . .5253 1. Introduction Authorization is the process for granting approval to an entity to access a resource [RFC4949].Managing authorization information for a large number of devices and users is often a complex task where dedicated servers are used. Managing authorization of users, services and their devices with the help of dedicated authorization servers (AS) is a common task, found in enterprise networks as well as on the Web. In its simplest form theThe authorization task itself can best be described as granting access to a requesting client, for a resource hosted on a device, the resource server (RS). This exchange is mediated by one or multiple authorizationservers.servers (AS). Managing authorization for a large number of devices and users is a complex task. We envision that end consumers and enterprises willwant tomanageaccess-control and authorization for theiraccess to resources on, or produced by, Internet of Things (IoT) devices in the same style as they do today with data, services andthisapplications on the Web or with their mobile devices. This desire will increase with the number of exposed services and capabilities provided by applications hosted on the IoT devices.TheWhile prior work on authorization solutions for the Web and for the mobile environment also applies to the IoT environment many IoT devicesmay be constrainedare constrained, for example invarious ways including processing,terms of processing capabilities, available memory,code-size, energy, etc., as definedetc. For web applications on constrained nodes this specification makes use of CoAP [RFC7252]. A detailed treatment of constraints can be found in [RFC7228], and the different IoT deployments present a continuous range of device and network capabilities. Taking energy consumption as an example: At one end there are energy-harvesting or battery powered devices which have a tight power budget, on the other end there aredevices connected to a continuous power supply which are not constrained in terms of power,mains- powered devices, and all levels in between.ThusHence, IoT devicesaremay be very different in terms of available processing and message exchangecapabilities.capabilities and there is a need to support many different authorization use cases [RFC7744]. Thismemospecification describeshow toa framework for authentication and authorization in constrained environments (ACE) built on re-use of OAuth 2.0[RFC6749] to extend[RFC6749], thereby extending authorization to Internet of Thingsdevices with different kinds of constraints. Atdevices. This specification contains thetime of writing,necessary building blocks for adjusting OAuth 2.0is already used with certain types ofto IoTdevices and this document will provide implementers additional guidance for using itenvironments. More detailed, interoperable specifications can be found in profiles. Implementations may claim conformance with asecure and privacy-friendly way. Where possiblespecific profile, whereby implementations utilizing thebasic OAuth 2.0 mechanisms are used; in some circumstancessame profile interoperate while implementations of different profiles aredefined, for examplenot expected tosupport smaller the over-the-wire message sizebe interoperable. Some devices, such as mobile phones andsmaller code size.tablets, may implement multiple profiles and will therefore be able to interact with a wider range of low end devices. 2. Terminology The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119]. Certain security-related terms such as "authentication", "authorization", "confidentiality", "(data) integrity", "message authentication code", and "verify" are taken from [RFC4949]. Since we describe exchanges as RESTful protocol interactions HTTP [RFC7231] offers useful terminology. Terminology for entities in the architecture is defined in OAuth 2.0 [RFC6749] and [I-D.ietf-ace-actors], such as client (C), resource server (RS), and authorization server (AS).OAuth 2.0 usesNote that the term "endpoint" is used here following its OAuth definition, which is to denoteHTTPresources such as /token and/authorize/introspect at theAS, but we will useAS and /authz-info at theterm "resource"RS. The CoAP [RFC7252] definition, which is "An entity participating inthis memo to avoid confusion withthe CoAP[RFC7252] term "endpoint".protocol" is not used in this memo. Since thisdraftspecification focuses on the problem of access control to resources, we simplify the actors by assuming that the client authorization server (CAS) functionality is not stand-alone but subsumed by either the authorization server or the client (see section 2.2 in [I-D.ietf-ace-actors]). 3. Overview This specification describesathe ACE framework for authorization in the Internet of Things consisting of a set of building blocks. The basic block is the OAuth 2.0 [RFC6749] framework, which enjoys widespread deployment. Many IoT devices can support OAuth 2.0 without any additional extensions, but for certain constrained settings additional profiling is needed. Another building block is the lightweight web transfer protocol CoAP [RFC7252] for those communication environments where HTTP is not appropriate. CoAP typically runs on top of UDP which further reduces overhead and message exchanges.Transport layer security canWhile this specification defines extensions for the use of OAuth over CoAP, we do envision further underlying protocols to beprovided either by DTLS 1.2 [RFC6347]supported in the future, such as MQTT orTLS 1.2 [RFC5246].QUIC. A third building block is CBOR [RFC7049] for encodings where JSON [RFC7159] is not sufficiently compact. CBOR is a binary encoding designed forextremelysmall codesizeandfairly smallmessagesize. OAuth 2.0 allows access tokens to use different encodingssize, which may be used for encoding of self contained tokens, andthis document defines such an alternative encoding. The COSE message format [I-D.ietf-cose-msg] isalsobased on CBOR.for encoding CoAP POST parameters and CoAP responses. A fourth building block is the compact CBOR-based secure message format COSE [I-D.ietf-cose-msg], which enables application layersecurity, which is used wheresecurity as an alternative or complement to transport layer security (DTLS [RFC6347] or TLS [RFC5246]). COSE isinsufficient. At the time of writing the preferred approach for securing CoAP at the application layerused to secure self contained tokens such as proof-of-possession (PoP) tokens [I-D.ietf-oauth-pop-architecture], which isviaan extension to theuse of COSE [I-D.ietf-cose-msg],OAuth access tokens, and "client tokens" whichadds objectare defined in this framework (see Section 7.4). The default access token format is defined in CBOR web token (CWT) [I-D.ietf-ace-cbor-web-token]. Application layer securityto CBOR-encoded data. More details about applying COSE tofor CoAP using COSE can befound inprovided with OSCOAP [I-D.selander-ace-object-security]. With the building blocks listed above, solutions satisfying various IoT device and network constraints are possible. A list of constraints is described in detail in RFC 7228 [RFC7228] and a description of how the building blocks mentioned above relate to the various constraints can be found in Appendix A. Luckily, not every IoT device suffers from all constraints. ThedescribedACE framework nevertheless takes all these aspects into account and allows several different deployment variants to co-exist rather than mandating a one-size-fits-all solution. We believe this is important to cover the wide range of possible interworking use cases and the different requirements from a security point of view. Once IoT deployments mature, popular deployment variants will be documented in form of ACE profiles. In the subsections below we provide further details about the different building blocks. 3.1. OAuth 2.0 The OAuth 2.0 authorization framework enables a client to obtain limited access to a resource with the permission of a resource owner. Authorizationrelated informationinformation, or references to it, is passed between the nodes using access tokens. These access tokens are issued to clients by an authorization server with the approval of the resource owner. The client uses the access token to access the protected resources hosted by the resource server. A number of OAuth 2.0 terms are used within thismemo:specification: The token and introspect Endpoints: The AS hosts the /token endpoint that allows a client to request access tokens. The client makes a POST request to the /token endpoint on the AS and receives the access token in the response (if the request was successful). The token introspection endpoint, /introspect, is used by the RS when requesting additional information regarding a received access token. The RS makes a POST request to /introspect on the AS and receives information about the access token contain in the response. (See "Introspection" below.) Access Tokens: Access tokens are credentialsusedneeded to access protected resources. An access token is a data structure representing authorization permissions issued by the AS to the client. Access tokens are generated by the authorization server and consumed by the resource server. The access token content is opaque to the client. Access tokens can have different formats, and various methods of utilization (e.g., cryptographic properties) based on the security requirements of the given deployment. Proof of Possession Tokens: An access token may be bound to a cryptographic key, which is then used by an RS to authenticate requests from a client. Such tokens are called proof-of-possession tokens (or PoP tokens) [I-D.ietf-oauth-pop-architecture]. The proof-of-possession (PoP) security concept assumes that the AS acts as a trusted third party that binds keys to access tokens. These so called PoP keys are then used by the client to demonstrate the possession of the secret to the RS when accessing the resource. The RS, when receiving an access token, needs to verify that the key used by the client matches the one included in the access token. When thismemospecification uses the term "access token" it is assumed to be a PoP token unless specifically stated otherwise. The key bound to the access token (aka PoP key) may be based on symmetric as well as on asymmetric cryptography. The appropriate choice of security depends on the constraints of the IoT devices as well as on the security requirements of the use case. Symmetric PoP key: The AS generates a random symmetric PoP key, encrypts it for the RS and includes it inside an access token. The PoP key is also encrypted for the client and sent together with the access token to theclient.client.> Asymmetric PoP key: An asymmetric key pair is generated on the client and the public key is sent to the AS (if it does not already have knowledge of the client's public key). Information about the public key, which is the PoP key in this case, is then included inside the access token and sent back to the requesting client. The RS can identify the client's public key from the information in the token, which allows the client to use the corresponding private key for the proof of possession. The access token is protected against modifications using a MAC or a digitalsignature ofsignature, which is added by the AS. The choice of PoP key does not necessarily imply a specific credential type for the integrity protection of the token. More information about PoP tokens can be found in [I-D.ietf-oauth-pop-architecture]. Scopes and Permissions: In OAuth 2.0, the client specifies the type of permissions it is seeking to obtain (via the scope parameter) in the access request. In turn, the AS may use the"scope"scope response parameter to inform the client of the scope of the access token issued. As the client could be a constrained device as well, thismemospecification uses CBOR encoded messages for CoAP, defined inAppendix DSection 5, to request scopes and to be informed what scopes the access token was actually authorized for by the AS. The values of the scope parameter are expressed as a list of space- delimited, case-sensitive strings, with a semantic that is well-known to the AS and the RS. More details about the concept of scopes is found under Section 3.3 in [RFC6749]. Claims:The informationInformation carried in the accesstokentoken, called claims, is in the form oftype- value pairs is called claims.type-value pairs. An access tokenmaymay, forexampleexample, include a claimaboutidentifying the AS that issued the token(the(via the "iss" claim) and what audience the access token is intended for(the(via the "aud" claim). The audience of an access token can be a specific resource or one or many resource servers. The resource owner policies influencethewhat claims are put into the access token by the authorization server. While the structure and encoding of the access token varies throughout deployments, a standardized format has been defined with the JSON Web Token (JWT) [RFC7519] where claims are encoded as a JSON object. In[I-D.wahlstroem-ace-cbor-web-token][I-D.ietf-ace-cbor-web-token] an equivalent format using CBOR encoding (CWT) has been defined. Introspection: Introspection is a method for a resource server to query the authorization server for the active state and content of a received access token. This is particularly useful in those cases where the authorization decisions are very dynamic and/or where the received access token itself is a reference rather than a self-contained token. More information about introspection in OAuth 2.0 can be found in[I-D.ietf-oauth-introspection].[RFC7662]. 3.2. CoAP CoAP is an application layer protocol similar to HTTP, but specifically designed for constrained environments. CoAP typically uses datagram-oriented transport, such as UDP, where reordering and loss of packets can occur. A security solution need to take the latter aspects into account. While HTTP uses headers and query-strings to convey additional information about a request, CoAP encodes such information in so- called 'options'. CoAP supports application-layer fragmentation of the CoAP payloads through blockwise transfers [I-D.ietf-core-block]. However,this methodblock- wise transfer does notallowincrease thefragmentationsize limits oflargeCoAP options, therefore data encoded in options has to be kept small.3.3. Object SecurityTransport layer securityis not always sufficient and application layer security has tofor CoAP can beprovided. COSE [I-D.ietf-cose-msg]provided by DTLS 1.2 [RFC6347] or TLS 1.2 [RFC5246]. CoAP defines amessage format for cryptographic protectionnumber ofdata using CBOR encoding. There are two main approaches for applicationproxy operations which requires transport layersecurity: Object Security of CoAP (OSCOAP) OSCOAP [I-D.selander-ace-object-security] is a methodsecurity to be terminated at the proxy. One approach for protecting CoAPrequest/response message exchanges, including CoAP payloads,communication end-to- end through proxies, and also to support security for CoAPheader fields as wellover different transport in a uniform way, is to provide security on application layer using an object-based security mechanism such asCoAP options.CBOR Encoded Message Syntax [I-D.ietf-cose-msg]. One application of COSE is OSCOAP [I-D.selander-ace-object-security], which provides end-to-end confidentiality, integrity and replay protection, and a secure binding between CoAP request and response messages.A CoAP message protected with OSCOAP contains the CoAP option "Object-Security" which signals that the CoAP message carries a COSE message ([I-D.ietf-cose-msg]). OSCOAP defines a profile of COSE which includes replay protection. Object Security of Content (OSCON) For the case of wrapping of application layer payload data ("content") only, such as resource representations or claims of access tokens, the same COSE profile can be applied to obtain end- to-end confidentiality, integrity and replay protection. [I-D.selander-ace-object-security] defines this functionality as Object Security of Content (OSCON).Inthis case, the message is not bound toOSCOAP, theunderlying application layer protocol and can therefore be used with HTTP, CoAP, Bluetooth Smart, etc. While OSCOAP integrity protects specificCoAPmessage meta-data like request/response code, and binds a response to a specific request, OSCON protects only payload/content, therefore those security features are lost. The advantagesmessages arethat an OSCON message can be passed across different protocols, from request to response,wrapped in COSE objects andused to secure group communications.sent using CoAP. 4. Protocol InteractionsThisThe ACE framework is based on thesameOAuth 2.0 protocol interactionsas OAuth 2.0:using the /token and /introspect endpoints. A client obtains an access token from an AS using the /token endpoint and subsequently presents the access token toana RS to gain access to a protected resource. The RS, after receiving an access token, may present it to the AS via the /introspect endpoint to get information about the access token. In other deployments the RS may process the access token locally without the need to contact an AS. These interactions are shown in Figure 1. An overview of various OAuth concepts is provided in Section 3.1. The consent of the resource owner, for giving a client access to a protected resource, can be pre-configured authorization policies or dynamically at the time when the request is sent. The resource owner and the requesting party(=(i.e. client owner) are not shown in Figure 1.ForThis framework supports a wide variety of communication security mechanisms between thedescription in this document weACE entities, such as client, AS, and RS. We assume that the client has been registered (also called enrolled or onboarded) to anAS. Registration meansAS using a mechanism defined outside the scope of this document. In practice, various techniques for onboarding have been used, such as factory-based provisioning or the use of commissioning tools. Regardless of the onboarding technique, this registration procedure implies that thetwoclient and the AS share credentials,configuration parametersandthat some form of authorization has taken place.configuration parameters. These credentials are used to mutually authenticate each other and to protectthe token request bymessages exchanged between the client and thetransport of access tokens and client information from AS to the client.AS. It is also assumed that the RS has been registered with the AS, potentially in a similar way as the client has been registered with the AS. Established keying material between the AS and the RS allows the AS to apply cryptographic protection to the access token to ensure thattheits content cannot be modified, and if needed, that the content is confidentiality protected. The keying material necessary for establishing communication security between C and RS is dynamically established as part of the protocol described in this document. At the start of the protocol there is an optional discovery step where the client discovers the resource server and the resources this server hosts. In this step the client might also determine what permissions are needed to access the protected resource. Theexact procedure dependsdetailed procedures for this discovery process may be defined in an ACE profile and depend on the protocols being used and the specific deployment environment. In BluetoothSmart,Low Energy, for example, advertisements are broadcasted by a peripheral, including information about thesupportedprimary services. In CoAP, as a second example, a client can makes a request to "/.well-known/core" to obtain information about available resources, which are returned in a standardized format as described in [RFC6690]. +--------+ +---------------+ | |---(A)-- Token Request------------->|------->| | | | | Authorization | | |<--(B)-- Access Token---------------|---------| Server | | | + Client Information | | | | +---------------+ | | ^ | | | Introspection Request& Response(D)||(E)| | Client | | | | | Response + Client Token | |(E) | | | v | | +--------------+ | |---(C)-- Token + Request----------->|----->| | | | | Resource | | |<--(F)-- Protected Resource---------|---| Server | | | | | +--------+ +--------------+ Figure 1:Overview of the basic protocol flowBasic Protocol Flow. Requesting an Access Token (A): The client makes an access token request to the /token endpoint at the AS. Thismemoframework assumes the use of PoP tokens (see Section 3.1 for a short description) wherein the AS binds a key to an access token. The client may include permissions it seeks to obtain, and information about thetype ofcredentials it wants to use(i.e., symmetric(e.g., symmetric/asymmetric cryptography orasymmetric cryptography).a reference to a specific credential). Access Token Response (B): If the AS successfully processes the request from the client, it returns an access token. It alsoincludesreturns various parameters,which we callreferred as "Client Information". In addition to the response parameters defined by OAuth 2.0 and the PoP token extension,we consider new kinds offurther responseparameters in Section 5, includingparameters, such as information on whichsecurity protocolprofile the client should use with the resourceserver(s) that it has just been authorized to access. Communication security between client and RS may be based on pre- provisioned keys/security contexts or dynamically established. The RS authenticates the client via the PoP token; and the client authenticates the RS via the clientserver(s). More informationas describedabout these parameters can be found in in Section5.1.6.4. Resource Request (C): The client interacts with the RS to request access to the protected resource and provides the access token. The protocol to use between the client and the RS is not restricted toCoAP;CoAP. HTTP, HTTP/2, QUIC, MQTT, BluetoothSmartLow Energy, etc., are alsopossibleviable candidates. Depending on the device limitations and the selected protocol this exchange may be split up into twophases:parts: (1) the client sends the access tokento a newly defined authorization endpoint atcontaining, or referencing, theRS (see Section 5.3) , which conveysauthorization information to theRSRS, that may be usedby the clientfor subsequent resourcerequests,requests by the client, and (2) the client makes the resource access request, using the communication security protocol and other client information obtained from the AS. The Client and the RS mutually authenticate using the security protocol specified in the profile (see step B) and the keys obtained in the access token or the client information or the client token. The RS verifies that the token is integrity protected by the AS and compares the claims contained in the access token with the resource request. If the RS is online, validation can be handed over to the AS using token introspection (see messages D and E) over HTTP or CoAP, in which case the different parts of step C may be interleaved with introspection. Token Introspection Request (D): A resource server may be configured touse token introspection to interact withintrospect theASaccess token by including it in a request toobtainthemost recent claims, such as scope, audience, validity etc. associated with a specific access token./introspect endpoint at that AS. Token introspection over CoAP is defined in[I-D.wahlstroem-ace-oauth-introspection]Section 7 and for HTTP in[I-D.ietf-oauth-introspection].[RFC7662]. Note that token introspection is an optional step and can be omitted if the token is self-contained and the resource server is prepared to perform the token validation on its own. Token Introspection Response (E): The AS validates the token and returns theclaimsmost recent parameters, such as scope, audience, validity etc. associated with it back to the RS. The RS then uses the receivedclaimsparameters to process the request to either accept or to deny it. The AS can additionally return information that the RS needs to pass on to the client in the form of a client token. The latter is used to establish keys for mutual authentication between client and RS, when the client has no direct connectivity to the AS. Protected Resource (F): If the request from the client is authorized, the RS fulfills the request and returns a response with the appropriate response code. The RS uses the dynamically established keys to protect the response, according to used communication security protocol. 5.OAuth 2.0 Profiling This section describes profilesFramework The following sections detail the profiling and extensions of OAuth 2.0adjusting it tofor constrained environmentsfor use cases where thiswhich constitutes the ACE framework. Credential Provisioning For IoT we cannot generally assume that the client and RS are part of a common key infrastructure, so the AS provisions credentials or associated information to allow mutual authentication. These credentials need to be provided to the parties before or during the authentication protocol isnecessary. Profilingexecuted, and may be re-used forJSON Web Tokens (JWT)subsequent token requests. Proof-of-Possession The ACE framework by default implements proof-of-possession for access tokens, i.e. that the authenticated token holder is bound to the token. The binding is providedin [I-D.wahlstroem-ace-cbor-web-token]. 5.1. Client Information OAuth 2.0 using bearer tokens,by the "cnf" claim indicating what key is used for mutual authentication. If clients need to update a token, e.g. to get additional rights, they can request that the AS binds the new access token to the same credential asdescribedthe previous token. ACE Profile Negotiation The client or RS may be limited in[RFC6749]the encodings or protocols it supports. To support a variety of different deployment settings, specific interactions between client and RS are defined in[RFC6750], requires TLS for all communication interactionsan ACE profile. The ACE framework supports the negotiation of different ACE profiles betweenclient, authorization server,client andresource server. This is possibleAS using the "profile" parameter in thescope wheretoken request and token response. OAuth 2.0was originally developed: webrequires the use of TLS both to protect the communication between AS andmobile applications. In these environments resources like computational powerclient when requesting an access token andbandwidth are not scarcebetween AS andoperating systems as well as browser platforms are pre-provisioned with trust anchorsRS for introspection. In constrained settings TLS is not always feasible, or desirable. Nevertheless it is REQUIRED thatenable clients to authenticate servers based ontheWeb PKI. In a more heterogeneous IoT environment a wider range of use cases needs to be supported. Therefore, this document suggests extensions to OAuth 2.0data exchanged with the AS is encrypted and integrity protected. It is furthermore REQUIRED thatenablesthe AS and the endpoint communicating with it (client or RS) perform mutual authentication. Profiles are expected toinformspecify theclient ondetails of howto communicate securely with a RSthis is done, depending e.g. on the communication protocol andthat allowsthe credentials used by the clientto indicate communication security preferences toor theAS.RS. IntheOAuthmemo defining2.0 thekey distribution for proof-of- possession (PoP) tokens [I-D.ietf-oauth-pop-key-distribution],communication with the Token and the Introspection resources at theauthors suggestAS is assumed to be via HTTP and may use Uri-queryparameters in orderparameters. This framework RECOMMENDS tosubmit the parameters of the client's token request. To avoid large headers if the client usesuse CoAPto communicate withinstead and RECOMMENDS theAS, this memo specifiesuse of the following alternativefor submitting client request parameters to the AS:instead of Uri-query parameters: Theclientsender (client or RS) encodes the parameters ofit'sits request as a CBOR map and submits that map as the payload of theclientPOST request. The Content-format MUST beapplication/cbor"application/cbor" in that case. The OAuthmemo further specifies that the2.0 ASSHALL useuses a JSON structure in the payload ofthe responseits responses both toencode the response parameters. These parameters include the access token, destined for the RS and additional information for the client, such as e.g. the PoP key. We call this information "client information". If theclientis using CoAP to communicate with the ASand RS. This framework RECOMMENDS theAS SHOULDuseCBOR insteadofJSON for encoding it's response.CBOR [RFC7049] instead. Theclientrequesting device can explicitly request this encoding byusingsetting the CoAP Acceptoption. If the channel between client and AS is not secure, the whole messages from client to AS and vice-versa MUST be wrapped in JWEs [RFC7516] or COSE_Encrypted structures [I-D.ietf-cose-msg]. The client may be a constrained device and could therefore be limitedoption in thecommunication security protocols it supports. It can therefore signalrequest to "application/cbor". 6. The 'Token' Resource In plain OAuth 2.0 the ASwhich protocols it can supportprovides the /token resource forsecuring their mutual communication.submitting access token requests. Thisis done by usingframework extends the"csp" parameter defined below infunctionality of theToken Request message sent to/token resource, giving theAS. Note that The OAuth key distribution specification [I-D.ietf-oauth-pop-key-distribution] describes in section 6 howAS the possibility to help clientcan request specific types of keys (symmetric vs. asymmetric)andproof-of-possession algorithms inRS to establish shared keys or to exchange their public keys. Communication between thePoP token request. Theclient and theRS might not have any prior knowledge about each other, thereforetoken resource at the ASneeds to help them to establish a security context or at least a key. TheMUST be integrity protected and encrypted. Furthermore ASdoes this by indicating communication security protocol ("csp")andadditional key parameters in theclientinformation. The "csp" parameter specifiesMUST perform mutual authentication. Profiles of this framework are expected to specify howclientauthentication andRScommunication security isgoing to be secured based on returned keys. Currently defined values are "TLS", "DTLS", "ObjectSecurity" withimplemented. The figures of this section uses CBOR diagnostic notation without theencodings specified in Figure 2. Depending oninteger abbreviations for thevalue different additionalparametersbecome mandatory. /-----------+--------------+-----------------------\ | Value | Major Type | Key | |-----------+--------------+-----------------------| | 0 | 0 | TLS | | 1 | 0 | DTLS | | 2 | 0 | ObjectSecurity | \-----------+--------------+-----------------------/ Figure 2: Table of 'csp' parameter value encodingsor their values forClient Information. CoAP specifies three security modes of DTLS: PreSharedKey, RawPublicKey and Certificate. The same modes may be used with TLS. The client is to inferbetter readability. 6.1. Client-to-AS Request When requesting an access token from thetype of key provided, which (D)TLS modeAS, theRS supports as follows. If PreSharedKey mode is used,client MAY include theAS MUST providefollowing parameters in theclient withrequest in addition to thepre-shared keyones required or optional according tobe used withtheRS.OAuth 2.0 specification [RFC6749]: token_type OPTIONAL. See Section 6.4 for more details. alg OPTIONAL. See Section 6.4 for more details. profile OPTIONAL. Thiskey MUST beindicates thesame asprofile that thePoP key (i.e. a symmetric key as in section 4 of [I-D.ietf-oauth-pop-key-distribution]). TheclientMUSTwould like to use with thePoP key as DTLS pre-shared key. The client MUST furthermore useRS. See Section 6.4 for more details on the"kid" parameter provided as partformatting of this parameter. If theJWK/ COSE_Key as the psk_identity inRS cannot support theDTLS handshake [RFC4279]. If RawPublicKey mode is used,requested profile, the AS MUSTprovide the clientreply withthe RS's rawan error message. cnf OPTIONAL. This field contains information about a public keyusingthe"rpk" parameter defined inclient would like to bind to the access token. If thefollowing. This parameter MUST contain a JWK or a COSE_Key. TheclientMUSTrequests an asymmetric proof-of-possession algorithm, but does not provide arawpublickey to the AS, andkey, the AS MUSTuse this key as PoP keyrespond with an error message. See Section 6.4 for more details on the formatting of the 'cnf' parameter. These new parameters are optional in thetoken. The token MUST thus use asymmetric keys forcase where theproof-of-possession. In order to getAS has prior knowledge of the capabilities of the client, otherwise these parameters are required. This prior knowledge may, for example, be set by the use of a dynamic client registration protocol exchange [RFC7591]. The following examples illustrate different types of requests for proof-of-possession tokens. Figure 2 shows aRS configuredrequest for a token with a symmetric proof-of- possession key. Header: POST (Code=0.02) Uri-Host: "server.example.com" Uri-Path: "token" Content-Type: "application/cbor" Payload: { "grant_type" : "client_credentials", "aud" : "tempSensor4711", "client_id" : "myclient", "client_secret" : b64'FWRUVGZUZmZFRkWSRlVGhA', "token_type" : "pop", "alg" : "HS256", "profile" : "coap_dtls" } Figure 2: Example request for an access token bound touse this mode togethera symmetric key. Figure 3 shows a request for a token withPoP tokens MUST require client authentication in the DTLS handshake. The client MUST use the raw publican asymmetric proof-of- possession key. Header: POST (Code=0.02) Uri-Host: "server.example.com" Uri-Path: "token" Content-Type: "application/cbor" Payload: { "grant_type" : "token", "aud" : "lockOfDoor0815", "client_id" : "myclient", "token_type" : "pop", "alg" : "ES256", "profile" : "coap_oscoap" "cnf" : { "COSE_Key" : { "kty" : "EC", "kid" : h'11', "crv" : "P-256", "x" : b64'usWxHK2PmfnHKwXPS54m0kTcGJ90UiglWiGahtagnv8', "y" : b64'IBOL+C3BttVivg+lSreASjpkttcsz+1rb7btKLv8EX4' } } } Figure 3: Example request for an access token bound to an asymmetric key. Figure 4 shows a request for a token where a previously communicated proof-of-possession key is only referenced. Header: POST (Code=0.02) Uri-Host: "server.example.com" Uri-Path: "token" Content-Type: "application/cbor" Payload: { "grant_type" : "client_credentials", "aud" : "valve424", "scope" : "read", "client_id" : "myclient", "token_type" : "pop", "alg" : "ES256", "profile" : "coap_oscoap" "cnf" : { "kid" : b64'6kg0dXJM13U' } } Figure 4: Example request for an access token bound to a key reference. 6.2. AS-to-Client Response If the access token request has been successfully verified by the AS and the client is authorized to obtain a PoP token for the indicated audience and scopes (if any), the AS issues an access token. If client authenticationin DTLS. TLS or DTLS with certificates MAY make use of pre-established trust anchorsfailed orMAY be configured more tightly with additional client information parameters, suchis invalid, the authorization server returns an error response asx5c, x5t, or x5t#S256. An overview of thesedescribed in Section 6.3. The following parametersis given below. For when communication security is based on certificates this attribute canmay also beusedpart of a successful response in addition todefinethose defined in section 5.1 of [RFC6749]: profile REQUIRED. This indicates theserver certificate or CA certificate. Semanticsprofile that the client MUST use towards the RS. See Section 6.4 for the formatting of thisattribute is defined by [RFC7517] or COSE_Key [I-D.ietf-cose-msg]. For when communication security is based on certificatesparameter. cnf REQUIRED. This field contains information about the proof-of possession key for this access token. See Section 6.4 for the formatting of thisattributeparameter. Note that the access token canbe used to definealso contains a 'cnf' claim, however, these two values are consumed by different parties. The access token is created by thespecific server certificateAS and processed by the RS (and opaque toexpect ortheCA certificate. Semantics for this attributeclient) whereas the Client Information isdefinedcreated byJWK/COSE_Key. To use object security (such as OSCOAPthe AS andOSCON) requires security contextprocessed by the client; it is never forwarded tobe established, which can be provisioned with PoPthe resource server. The following examples illustrate different types of responses for proof-of-possession tokens. Figure 5 shows a response containing a token andclient information, or derived from that information. Object security specifications designed to be useda 'cnf' parameter withthis protocol MUST specifya symmetric proof-of-possession key. Header: Created (Code=2.01) Content-Type: "application/cbor" Payload: { "access_token" : b64'SlAV32hkKG ... (remainder of CWT omitted for brevity; CWT contains COSE_Key in theparameters that an'cnf' claim)', "token_type" : "pop", "alg" : "HS256", "expires_in" : "3600", "profile" : "coap_dtls" "cnf" : { "COSE_Key" : { "kty" : "Symmetric", "kid" : b64'39Gqlw', "k" : b64'hJtXhkV8FJG+Onbc6mxCcQh' } } } Figure 5: Example AShasresponse with an access token bound toprovidea symmetric key. 6.3. Error Response The error responses for CoAP-based interactions with the AS are equivalent to theclientones for HTTP-based interactions as defined inorder to set upsection 5.2 of [RFC6749], with thenecessary security context.following differences: TheRS may support different ways of receivingContent-Type MUST be set to "application/cbor", the payload MUST be encoded in a CBOR map and the CoAP response code 4.00 Bad Request MUST be used unless specified otherwise. 6.4. New Request and Response Parameters This section defines parameters that can be used in access tokenfrom the client (see Section 5.3requests andAppendix C).responses, as well as abbreviations for more compact encoding of existing parameters and common values. 6.4.1. Grant Type TheASabbreviations in Figure 6 MAYsignal the required method for access token transferbe used in CBOR encodings instead of theclient information by using the "tktr" (token transport) parameter using thestring values defined intable Figure 3. If no "tktn" parameter is present, the client MUST use the default Authorization Information resource as specified in Section 5.3. /-----------+--------------+-------------------------\[RFC6749]. /--------------------+----------+--------------\ | grant_type |ValueCBOR Key | Major Type |Key|--------------------+----------+--------------| ||-----------+--------------+-------------------------|password | 0 | 0 (uint) |POST to /authz-info| authorization_code | 1 | 0 |RFC 4680| client_credentials | 2 | 0 |CoAP option "Ref-Token"|\-----------+--------------+-------------------------/refresh_token | 3 | 0 | \--------------------+----------+--------------/ Figure3: Table of 'tktn'6: CBOR abbreviations for common grant types 6.4.2. Token Type and Algorithms To allow clients to indicate support for specific token types and respective algorithms they need to interact with the AS. They can either provide this information out-of-band or via the 'token_type' and 'alg' parameter in the client request. The value in the 'alg' parameter together with valueencodings for Client Information. Table Figure 4 summarizesfrom theadditional parameters defined here'token_type' parameter allow the client to indicate the supported algorithms forusea given token type. The token type refers to the specification used by the clientorto interact with theAS inresource server to demonstrate possession of thePoPkey. The 'alg' parameter provides further information about the algorithm, such as whether a symmetric or an asymmetric crypto-system is used. Hence, a client supporting a specific tokenrequest protocol. /-----------+--------------+----------------------------------\ | Parameter | Usedtype also knows how to populate the values to the 'alg' parameter. This document registers the new value "pop" for the OAuth Access Token Types registry, specifying a Proof-of-Possession token. How the proof-of-possession is performed is specified by| Description | |-----------+--------------+----------------------------------| | csp |the 'alg' parameter. Profiles of this framework are responsible for defining values for the 'alg' parameter together with the corresponding proof- of-possession mechanisms. The values in the 'alg' parameter are case-sensitive. If the clientor AS | Communicationsupports more than one algorithm then each individual value MUST be separated by a space. 6.4.3. Profile The "profile" parameter identifies the communication protocol and the communication security protocol between the client and the RS. An initial set of profile identifiers and their CBOR encodings are specified in Figure 7. Profiles using other combinations of protocols are expected to define their own profile identifiers. /--------------------+----------+--------------\ | Profile identifier |rpk | AS | RS's raw public key | | x5c | ASCBOR Key |RS's X.509 certificate chainMajor Type | |--------------------+----------+--------------| |x5thttp_tls |AS0 |RS's SHA-1 cert thumb print0 (uint) | |x5t#S256coap_dtls |AS1 |RS's SHA-256 cert thumb print0 | |tktncoap_oscoap |AS2 |Mode of token transfer C -> RS0 |\-----------+--------------+----------------------------------/\--------------------+----------+--------------/ Figure4: Table of7: Profile identifiers and their CBOR mappings Profiles MAY define additional parametersdefinedfor both thePoP protocol. 5.2. CoAP Access-Token Option OAuth 2.0 access tokens are usually transferred as authorization header. CoAP has no authorization header equivalence. This document therefor registertoken request and theoption Access-Token. The Access-Token option is an alternative for transferringclient information in the access tokenwhen it is smaller then 255 bytes. If token is larger the 255 bytes lager authorization information resources MUST atresponse in order to support negotioation or signalling of profile specific parameters. 6.4.4. Confirmation The "cnf" parameter identifies or provides theRS be user when CoAP. 5.3. Authorization Information Resource atkey used for proof-of- possession. This framework extends theResource Server A consequencedefinition ofallowing'cnf' from [RFC7800] by defining CBOR/COSE encodings and the use ofCoAP as web transfer protocol is that we cannot rely on HTTP specific mechanisms, such as transferring information elements'cnf' for transporting keys inHTTP headers since those are not necessarily gracefully mapped to CoAP. In casetheaccess token is larger than 255 bytes it should not be sent as a CoAP option. For conveying authorization information toclient information. A CBOR encoded payload MAY contain theRS a new resource is introduced to which'cnf' parameter with thePoP tokens can be sent to convey authorization information beforefollowing contents: COSE_Key In this case thefirst resource request is made'cnf' parameter contains the proof-of- possession key to be used by the client.This specification calls this resource "/authz-info"; the URI may, however, varyAn example is shown indeployments. The RS needs to storeFigure 8. "cnf" : { "COSE_Key" : { "kty" : "EC", "kid" : h'11', "crv" : "P-256", "x" : b64'usWxHK2PmfnHKwXPS54m0kTcGJ90UiglWiGahtagnv8', "y" : b64'IBOL+C3BttVivg+lSreASjpkttcsz+1rb7btKLv8EX4' } } Figure 8: Confirmation parameter containing a public key COSE_Encrypted In this case thePoP token'cnf' parameter contains an encrypted symmetriic key destined forwhen later authorizing requests fromthe client. TheRSclient isnot mandatedassumed to be able tomanage multiple client at once. howdecrypt theRS manages clientscihpertext of this parameter. The parameter isoutencoded as COSE_Encrypted object wrapping a COSE_Key object. Figure 9 shows an example ofscope forthisspecification. 5.3.1. Authorization Information Requesttype of encoding. "cnf" : { "COSE_Encrypted" : { 993( [ h'a1010a' # protected header : {"alg" : "AES-CCM-16-64-128"} "iv" : b64'ifUvZaHFgJM7UmGnjA', # unprotected header b64'WXThuZo6TMCaZZqi6ef/8WHTjOdGk8kNzaIhIQ' # ciphertext ] ) } } Figure 9: Confirmation paramter containing an encrypted symmetric key Theclient makesciphertext here could e.g. contain aPOST request to the authorization information resource by sending its PoP tokensymmetric key asrequest data. Client MUST sendin Figure 10. { "kty" : "Symmetric", "kid" : b64'39Gqlw', "k" : b64'hJtXhkV8FJG+Onbc6mxCcQh' } Figure 10: Example plaintext of an encrypted cnf parameter Key Identifier In this case theContent-Format option indicate token format 5.3.2. Authorization Information Response The RS MUST resonde to'cnf' parameter references arequestskey that is assumed to be previously known by theauthorization information resource. The response MUST match CoAP response codes according to success or error response section 5.3.2.1. Success Response Successfulrecipient. This allows clients that perform repeated requestsMUST be answeredfor an access token for the same audience but e.g. with2.01 Createddifferent scopes toindicate that a "session" foromit key transport in thePoP Token has been created. No location path is requiredaccess token, token request and token response. Figure 11 shows such an example. "cnf" : { "kid" : b64'39Gqlw' } Figure 11: A Confirmation parameter with just a key identifier 6.5. Mapping parameters tobe returned. Resource Client ServerCBOR All OAuth parameters in access token requests and responses are mapped to CBOR types as follows and are given an integer key value to save space. /-------------------+----------+-----------------\ | Parameter name | CBOR Key | Major Type |A: +-------->| Header: POST (Code=0.02)|-------------------+----------+-----------------| |POSTclient_id |Uri-Path: "/authz-info"1 | 3 (text string) |Content-Format: "application/cwt"| client_secret |Payload: <PoP Token>2 | 2 (byte string) |B: |<--------+ Header: 2.01 Created|2.01response_type | 3 | 3 | | redirect_uri | 4 | 3 | | scope | 5 | 3 | | state | 6 | 3 | |Figure 5: Authorization Information Resource Success Response 5.3.2.2. Error Response The resource server MUST user appropriate CoAP responsecodeto convey the error to the Client. For request that are not valid, e.g. unknown Content-Format, 4.00 Bad Request MUST be returned. If token is not valid, e.g. wrong audience, the RS MUST return 4.01 Unauthorized. Resource Client Server| 7 | 2 | |A: +-------->| Header: POST (Code=0.02)error_description |POST8 |Uri-Path: "/authz-info"3 | |Content-Format: "application/cwt"error_uri | 9 |Payload: <PoP Token>3 | |B: |<--------+ Header: 4.01 Unauthorizedgrant_type |2.0110 | 0 (unit) | | access_token | 11 | 3 | | token_type | 12 | 0 | | expires_in | 13 | 0 | | username | 14 | 3 | | password | 15 | 3 | | refresh_token | 16 | 3 | | alg | 17 | 3 | | cnf | 18 | 5 (map) | | aud | 19 | 3 | | profile | 20 | 0 | \---------------+--------------+-----------------/ Figure6: Authorization Information Resource Error Response 5.4. Authorization Information Format We introduce a new claim for describing access rights with a specific format, the "aif" claim. In this memo we propose to use the compact format provided by AIF [I-D.bormann-core-ace-aif]. Access rights may be specified as a list of URIs of resources together with allowed actions (GET, POST, PUT, PATCH, or DELETE). Other formats may be mandated by specific applications or requirements (e.g. specifying local conditions on access). 5.5.12: CBORData Formats The /token resource (called "endpoint" in OAuth 2.0), definedmappings used inSection 3.2 of [RFC6749],token requests 7. The 'Introspect' Resource Token introspection [RFC7662] is used by theclient to obtain an access token. Requests sent to the /token resource use the HTTP POST methodRS and potentially thepayload includes aclient to querycomponent, which is formatted as application/x-www-form-urlencoded. CoAP payloads cannot be formatted in the same way which requires the /token resource onthe ASto be profiled. Appendix D defines a CBOR-based formatforsending parameters to the /token resource. 5.6. Token Expiration Depending on the capabilities of the RS, there are various ways in which it can verify the validity ofmetadata about areceived access token. We list the possibilities here including what functionality they require of the RS. o Thegiven tokenis a CWT/JWT and includes a 'exp' claim and possibly the 'nbf' claim. The RS verifies these by comparing theme.g. validity or scope. Analogous tovalues from its internal clock asthe protocol defined in[RFC7519]. InRFC 7662 [RFC7662] for HTTP and JSON, thiscasesection defines adaptations to more constrained environments using CoAP and CBOR. Communication between the RSmust have a real time chip (RTC) or some other way of reliably measuring time. o The RS verifies the validity ofand thetoken by performing anintrospectionrequest as specified in Appendix D.2. This requires the RS to have a reliable network connection toresource at the ASand toMUST beable to handle two secure sessions in parallel (C to RSintegrity protected and encrypted. Furthermore ASto RS). o The RSand RS MUST perform mutual authentication. Finally the ASboth store a sequence number linkedSHOULD totheir common security association. The AS increments this number for each access token it issues and includes it in the access token, which is a CWT/JWT. The RS keeps track of the most recently received sequence number, and only accepts tokens as valid,verify thatare in a certain range around this number. This method does only requirethe RSto keep track ofhas thesequence number. The method does not provide timely expiration, but it makes sure that older tokens ceaseright tobe valid after a specified number of newer ones got issued. For a constrained RS with no network connectivity and no means of reliably measuring time, this isaccess introspection information about thebest that can be achieved. 6. Deployment Scenarios There is a large varietyprovided token. Profiles ofIoT deployments, as is indicated in Appendix A, andthissection highlights common variants. This section is not normative but illustrates how theframeworkcan be applied. For each of the deployment variants therearea number of possible security setups between clients, resource servers and authorization servers. The main focus in the following subsections is on how authorization of a client request for a resource hosted by a RS is performed. This requires usexpected toalso considerspecify howthese requests and responses between the clientsauthentication andthe resource servers are secured. Thecommunication securityprotocols between other pairsis implemented. The figures ofnodes in the architecture, namely client-to-AS and RS-to-AS, are not detailed in these examples. Different security protocols may be used on transport or application layer. Note: We use thethis section uses CBOR diagnostic notationfor examples of requests and responses. 6.1. Client and Resource Server are Offline In this scenario we consider the case where bothwithout theresource server andinteger abbreviations for theclient are offline, i.e., they are not connectedparameters or their values for better readability. 7.1. RS-to-AS Request The RS sends a CoAP POST request to theASintrospection resource at thetime of the resource request. This access procedure involves steps A, B, C, and F of Figure 1, but assumes that step A and B have been carried out duringAS, with payload sent as "application/cbor" data. The payload is aphase when the client had connectivity to AS. Since the resource server must be able to verifyCBOR map with a 'token' parameter containing the access tokenlocally, self-contained access tokens must be used. This example showsalong with optional parameters representing additional context that is known by theinteractions between a client,RS to aid theauthorization serverAS in its response. The same parameters are required anda temperature sensor actingoptional asa resource server. Message exchanges A and B are shownin section 2.1 of RFC 7662 [RFC7662]. For example, Figure7. A: The client first generates13 shows apublic-private key pair used for communication security with the RS. The client sendsRS calling thePOST request to /tokentoken introspection resource atAS. The request contains the public key oftheclient and the Audience parameter set to "tempSensorInLivingRoom", a value that the temperature sensor identifies itself with. TheASevaluates the request and authorizes the clienttoaccess the resource. B:query about an OAuth 2.0 proof-of-possession token. Header: POST (Code=0.02) Uri-Host: "server.example.com" Uri-Path: "introspect" Content-Type: "application/cbor" Payload: { "token" : b64'7gj0dXJQ43U', "token_type_hint" : "pop" } Figure 13: Example introspection request. 7.2. AS-to-RS Response The AS responds with aPoP tokenCBOR object in "application/cbor" format with the same required andclient information. The PoP tokenoptional parameters as in section 2.2. of RFC 7662 [RFC7662] with the following additions: alg OPTIONAL. See Section 6.4 for more details. cnf OPTIONAL. This field contains information about thepublicproof-of- possession keyof the client, whilethat binds the clientinformation containsto thepublic keyaccess token. See Section 6.4 for more details on the formatting of theRS. For communication security this example uses DTLS'cnf' parameter. profile OPTIONAL. This indicates the profile that the RS MUST use withraw public keys betweentheclient andclient. See Section 6.4 for more details on theRS. Note: Informatting of thisexample we assumeparameter. client_token OPTIONAL. This parameter contains information that theclient knows what resource it wants to access, and is therefore ableRS MUST pass on torequest specific audience and scope claims fortheaccess token. Authorization Client Server | | | | A: +-------->| Header: POST (Code=0.02) | POST | Uri-Path:"token" | | Payload: <Request-Payload> | | B: |<--------+ Header: 2.05 Content | | Content-Type: application/cbor | 2.05 | Payload: <Response-Payload> | |client. See Section 7.4 for more details. For example, Figure7: Token Request and Response Using Client Credentials. The information contained in the Request-Payload and14 shows an AS response to theResponse- Payload is shownintrospection request in Figure8. Request-Payload :13. Header: Created Code=2.01) Content-Type: "application/cbor" Payload: {"grant_type" : "client_credentials", "aud" : "tempSensorInLivingRoom", "client_id" : "myclient", "client_secret" : "qwerty" } Response-Payload"active" :{ "access_token"true, "scope" :b64'SlAV32hkKG ...',"read", "token_type" : "pop","csp" : "DTLS", "key" : b64'eyJhbGciOiJSU0ExXzUi ...' } Figure 8: Request and Response Payload Details. The content of the "key" parameter and the access token are shown in Figure 9 and Figure 10. { "kid" : b64'c29tZSBwdWJsaWMga2V5IGlk', "kty" : "EC", "crv""alg" :"P-256", "x""HS256", "profile" :b64'MKBCTNIcKUSDii11ySs3526iDZ8AiTo7Tu6KPAqv7D4', "y""coap_dtls", "client_token" :b64'4Etl6SRW2YiLUrN5vfvVHuhp7x8PxltmWWlbbM4IFyM' } Figure 9: Public Keyb64'2QPhg0OhAQo ... (remainder ofthe RS. { "aud" : "tempSensorInLivingRoom", "iat" : "1360189224",client token omitted for brevity)', "cnf" : {"jwk""COSE_Key" : {"kid" : b64'1Bg8vub9tLe1gHMzV76e8',"kty" :"EC", "crv" : "P-256", "x""Symmetric", "kid" :b64'f83OJ3D2xF1Bg8vub9tLe1gHMzV76e8Tus9uPHvRVEU', "y"b64'39Gqlw', "k" :b64'x_FEzRu9m36HLN_tue659LNpXW6pCyStikYjKIWI5a0'b64'hJtXhkV8FJG+Onbc6mxCcQh' } } } Figure10: Access Token including Public Key of the Client. Messages C and F are shown in Figure 11 - Figure 12. C:14: Example introspection response. 7.3. Error Response Theclient then sendserror responses for CoAP-based interactions with thePoP tokenAS are equivalent to the/authz-info resource atones for HTTP-based interactions as defined in section 2.3 of [RFC7662], with theRS. Thisfollowing differences: o If content isa plain CoAP request, i.e. no DTLS/OSCOAP between client and RS, sincesent, thetoken is integrity protected between ASContent-Type MUST be set to "application/ cbor", andRS. The RS verifies thatthePoP token was created bypayload MUST be encoded in aknown and trusted AS, is valid, and responds toCBOR map. o If the credentials used by theclient. TheRScachesare invalid thesecurity context togetherAS MUST respond withauthorization information about this client contained inthePoP token. The clientCoAP response code code 4.01 (Unauthorized) andresource server run the DTLS handshake usinguse theraw public keys established in step Brequired andC. The client sendsoptional parameters from section 5.2 in RFC 6749 [RFC6749]. o If theCoAP request GET to /temperature onRSover DTLS. The RS verifies thatdoes not have therequest is authorized. F: The RS responds with a resource representation over DTLS. Resource Client Server | | C: +-------->| Header: POST (Code=0.02) | POST | Uri-Path:"authz-info" | | Payload: SlAV32hkKG ... | | (access token) | | |<--------+ Header: 2.04 Changed | 2.04 | | | Figure 11: Access Token provisioningright toRS Resource Client Server | | |<=======>| DTLS Connection Establishment | | using Raw Public Keys | | | | +-------->| Header: GET (Code=0.01) | GET | Uri-Path: "temperature" | | | | | | F: |<--------+ Header: 2.05 Content | 2.05 | Payload: {"t":"22.7"} | | Figure 12: Resource Request and Response protected by DTLS. 6.2. Resource Server Offline Inperform thisdeployment scenario we consider the case of an RS that may not be able to accessintrospection request, the ASatMUST respond with thetime it receives an access request from a client. We denoteCoAP response code 4.03 (Forbidden). In this case"RS offline", it involves steps A, B, C and F of Figure 1. If the RSno payload isoffline, then it must be possible for the RS to locally validate the access token. This requires self-contained tokens to be used. The validity time for the token should always be chosen as short as possible to reduce the possibilityreturned. Note that atoken contains out-of-date authorization information. Therefore the value for the Expiration Time claim ("exp") should be set only slightly larger than the valueproperly formed and authorized query forthe Issuing Time claim ("iss"). A constrained RS with means to reliably measure time must validate the expiration time of the access token. The following example shows interactions between a client (air- conditioning control unit),anoffline resource server (temperature sensor)andinactive or otherwise invalid token does not warrant anauthorization server. The message exchanges A and B are shown in Figure 13. A: The client sendserror response by this specification. In these cases, therequest POST to /token at AS. The request containsauthorization server MUST instead respond with an introspection response with theAudience parameter"active" field set to"tempSensor109797","false". 7.4. Client Token EDITORIAL NOTE: We have tentatively introduced this concept and would specifically like feedback if this is viewed as avalue thatuseful addition to thetemperature sensor identifies itself with. The scopeframework. In cases where the clientwants the AS to authorize the access token forhas limited connectivity and is"owner", which means that the token canrequesting access to a previously unknown resource servers, using a long term token, there are situations where it would beusedbeneficial toboth read temperature data and upgraderelay thefirmware on the RS. The AS evaluates the requestproof-of-possession key andauthorizesother relevant information from theclientAS toaccesstheresource. B: The AS responds with a PoP token andclientinformation. The PoP token is wrapped in a COSE message, object secured content from AS tothrough the RS. Theclient information contains a symmetric key. In this case communication security between C and RSclient_token parameter isOSCOAP with an authenticated encryption algorithm. The client derives two unidirectional security contextsdesigned touse with the resource requestcarry such information, andresponse messages. The access token includes the claim "aif" with the authorized access that an owner of the temperature device can enjoy. The "aif" claim, issued by the AS, informs the RS that the owner of the access token, that can prove the possession of a keyisauthorizedintended tomake a GET request against the /tempC resource and a POST request on the /firmware resource.be used as described in Figure 15. Resource Authorization Client Server Server | | | |A: +-------->| Header: POST (Code=0.02) | POST | Uri-Path: "token" | | Payload: <Request-Payload> | | B: |<--------+ Header: 2.05 Content ||Content-Type: application/cbor|2.05A: +--------------->| |Payload: <Response-Payload>| POST | | |Figure 13: Token Request and Response The information contained in the Request-Payload and the Response- Payload is shown in Figure 14. Request-Payload: { "grant_type" : "client_credentials", "client_id" : "myclient", "client_secret" : "qwerty", "aud" : "tempSensor109797", "scope" : "owner" } Response-Payload: { "access_token": b64'SlAV32hkKG ...', "token_type" : "pop", "csp" : "OSCOAP", "key" : b64'eyJhbGciOiJSU0ExXzUi ...' } Figure 14: Request and Response Payload for RS offline Figure 15 shows examples of the key and the access_token parameters of the Response-Payload, decoded to CBOR. access_token: { "aud" : "tempSensor109797", "exp" : 1311281970, "iat" : 1311280970, "aif" : [["/tempC", 0], ["/firmware", 2]], "cnf" : { "ck":b64'JDLUhTMjU2IiwiY3R5Ijoi ...' } } key: { "alg" : "AES_128_CCM_8", "kid" : b64'U29tZSBLZXkgSWQ', "k" : b64'ZoRSOrFzN_FzUA5XKMYoVHyzff5oRJxl-IXRtztJ6uE' } Figure 15:Access Tokenand symmetric key from the Response-Payload Message exchanges C and F are shown in Figure 16 and Figure 17. C: The client then sends the PoP token to the /authz-info resource in the RS. This is a plain CoAP request, i.e. no DTLS/OSCOAP between client and RS, since the token is integrity protected between AS and RS. The RS verifies that the PoP token was created by a known and trusted AS, is valid, and responds to the client. The RS derives and caches the security contexts together with authorization information about this client contained in the PoP token. The client sends the CoAP requests GET to /tempC on the RS using OSCOAP. The RS verifies the request and that it is authorized. F: The RS responds with a protected status code using OSCOAP. The client verifies the response. Resource Client Server| |C: +-------->| Header: POST (Code=0.02)|POST | Uri-Path:"authz-info"B: +--------------->| | |Payload: <Access Token>Introspection | | | Request ||<--------+ Header: 2.04 Changed|2.04| | | C: +<---------------+ | |Figure 16: Access Token provisioning to RS Resource Client ServerIntrospection | |+-------->| Header: GET (Code=0.01) | GET|Object-Security:Response | |(<seq>,<cid>,[Uri-Path:"tempC"],<tag>)| + Client Token |F: |<--------+ Header: 2.05 ContentD: |<---------------+ |2.05|Object-Security:2.01 Created | |(<seq>,<cid>,[22.7 C],<tag>)| + Client Token | Figure17: Resource request and response protected by OSCOAP In Figure 17 the GET request contains an Object-Security option and an indication of the content15: Use of theCOSE object: a sequence number ("seq", starting from 0),client_token parameter. The client token is acontext identifier ("cid") indicating the security context, the ciphertextCOSE_Encrytped object, containing as payload a CBOR map with theencrypted CoAP option identifying the resource, and the Message Authentication Code ("tag") which also covers the Code in the CoAP header. The Object-Security ciphertext infollowing claims: cnf REQUIRED. Contains information about theresponse [22.7 C] represents an encrypted temperature reading. (The COSE object is actually carried inproof-of-possession key theCoAP payload when possible but that is omitted to simplify notation.) 6.3. Token Introspection with an Offline Client In this deployment scenario we assume that aclient isnot be ableto use with its access token. See Section 6.4.4. token_type OPTIONAL. See Section 6.4.2. alg OPTIONAL. See Section 6.4.2. profile REQUIRED. See Section 6.4.3. rs_cnf OPTIONAL. Contains information about theAS at the time of the access request. Sincekey that the RSis, however, connecteduses to authenticate towards theback-end infrastructure it can make use of token introspection. This access procedure involves steps A-F of Figure 1, but assumes steps A and B have been carried out during a phase when the client had connectivity to AS. Sinceclient. If theclientkey isassumed tosymmetric then this claim MUST NOT beoffline, at least for a certain periodpart oftime, a pre-provisioned access token has to be long-lived. The resource server may use its online connectivity to validatetheaccess token with the authorization server, whichClient Token, since this isshown intheexample below. Insame key as theexample we showone specified through theinteractions between an offline client (key fob), a resource server (online lock), and an authorization server. We assume that there is a provisioning step where'cnf' claim. This claim uses theclient has access tosame encoding as theAS. This corresponds to message exchanges A and B which are shown in Figure 18. A:'cnf' parameter. See Section 6.4.3. Theclient sends the requestAS encrypts this token usingPOST to /token at AS. The request contains the Audience parameter set to "lockOfDoor4711",avalue the thatkey shared between theonline door in question identifies itself with. TheASgenerates an access token as on opaque string, which it can match toand thespecificclient,a targeted audienceso that only the client can decrypt it anda symmetricaccess its payload. How this keysecurity context. B:is established is out of scope of this framework. 7.5. Mapping Introspection parameters to CBOR TheAS responds with the an access tokenintrospection request andclient information, the latter containing a symmetric key. Communication security between Cresponse parameters are mapped to CBOR types as follows andRS will be OSCOAP with authenticated encryption. Authorization Client Serverare given an integer key value to save space. /----------------+----------+-----------------\ | Parameter name | CBOR Key | Major Type |A: +-------->| Header: POST (Code=0.02)|----------------+----------+-----------------| |POSTactive |Uri-Path:"token"1 | 0 (uint) |Payload: <Request-Payload>| username |B: |<--------+ Header: 2.05 Content2 | 3 (text string) |Content-Type: application/cbor|2.05client_id |Payload: <Response-Payload>3 | 3 |Figure 18: Token Request and Response using Client Credentials. Authorization consent from the resource owner can be pre-configured, but it can also be provided via an interactive flow with the resource owner. An example of this for the key fob case could be that the resource owner has a connected car, he buys a generic key that he wants to use with the car. To authorize the key fob he connects it to his computer that then provides the UI for the device. After that OAuth 2.0 implicit flow is used to authorize the key for his car at the the car manufacturers AS. The information contained in the Request-Payload and the Response- Payload is shown in Figure 19. Request-Payload: { "grant_type" : "token", "aud" : "lockOfDoor4711", "client_id" : "myclient", } Response-Payload: { "access_token" : b64'SlAV32hkKG ...' "token_type" : "pop", "csp" : "OSCOAP", "key" : b64'eyJhbGciOiJSU0ExXzUi ...' } Figure 19: Request and Response Payload for C offline The access token in this case is just an opaque string referencing the authorization information at the AS. C: Next, the client POSTs the access token to the /authz-info resource in the RS. This is a plain CoAP request, i.e. no DTLS/ OSCOAP between client and RS. Since the token is an opaque string, the RS cannot verify it on its own, and thus defers to respond the client with a status code until step E and only acknowledges on the CoAP message layer (indicated with a dashed line). Resource Client Server| scope |C: +-------->| Header: POST (T=CON, Code=0.024 |POST3 |Token 0x2a12)| token_type |Uri-Path:"authz-info"5 | 3 |Payload: SlAV32hkKG ...| exp |(access token)6 | 6 tag value 1 ||<- - - - + Header: T=ACK| iat |Figure 20: Access Token provisioning to RS D: The RS forwards the token to the /introspect resource on the AS. Introspection assumes a secure connection between the AS and the RS, e.g. using DTLS or OSCOAP, which is not detailed in this example. E: The AS provides the introspection response containing claims about the token. This includes the confirmation key (cnf) claim that allows the RS to verify the client's proof of possession in step F. After receiving message E, the RS responds to the client's POST in step C with Code 2.04 (Changed), using CoAP Token 0x2a12. This step is not shown in the figures. Resource Authorization Server Server7 | 6 tag value 1 |D: +--------->| Header: POST (Code=0.02)|POSTnbf |Uri-Path: "introspect"8 | 6 tag value 1 |Payload: <Request-Payload>| sub |E: |<---------+ Header: 2.05 Content9 |2.053 |Content-Type: application/cbor)| aud |Payload: <Response-Payload>10 | 3 |Figure 21: Token Introspection for C offline The information contained in the Request-Payload and the Response- Payload is shown in Figure 22. Request-Payload: { "token" : b64'SlAV32hkKG...', "client_id" : "myRS", "client_secret" : "ytrewq" } Response-Payload: { "active" : true, "aud" : "lockOfDoor4711", "scope" : "open, close", "iat" : 1311280970, "cnf" : { "ck" : b64'JDLUhTMjU2IiwiY3R5Ijoi ...' } } Figure 22: Request and Response Payload for Introspection The client sends the CoAP requests PUT 1 (= "close the lock") to /lock on RS using OSCOAP with a security context derived from the key supplied in step B. The RS verifies the request with the key supplied in step E and that it is authorized by the token supplied in step C. F: The RS responds with a protected status code using OSCOAP. The client verifies the response. Resource Client Server| iss |+-------->| Header: PUT (Code=0.03)11 |PUT3 |Object-Security:| jti |(<seq>,<cid>,[Uri-Path:"lock", 1],<tag>)12 | 3 |F: |<--------+ Header: 2.04 Changed|2.04alg | 13 |Object-Security:3 | |(<seq>,<cid>,,<tag>)cnf | 14 | 5 (map) | | aud | 15 | 3 | | client_token | 16 | 3 | | rs_cnf | 17 | 5 | \----------------+----------+-----------------/ Figure23: Resource request and response protected by OSCOAP The Object-Security ciphertext [...] of the PUT request contains CoAP options that are encrypted, as well as the payload value '1' which is the value of PUT16: CBOR Mappings to Token Introspection Parameters. 8. The Access Token This framework RECOMMENDS thedoor lock. In this example there is no ciphertextuse ofthe PUT response, but "tag" contains a MAC which covers the request sequence number and context identifier as wellCBOR web token (CWT) asthe Code which allows the Client to verify that this actuator command was well received (door is locked). 6.4. Always-On Connectivity A popular deployment scenario for IoT devices is to have them always be connected to the Internet so that they can be reachablespecified in [I-D.ietf-ace-cbor-web-token]. In order toreceive commands. As a continuation from the previous scenarios we assume that both the client and the RS are online at the timefacilitate offline processing oftheaccessrequest. If the client and the resource server are online thentokens, this draft specfifies theAS should be configured to issue short-lived access tokens"scope" claim forthe resource to the client. The resource server must then validate self-containedaccess tokensor otherwise must use token introspection to obtain the up-to-date claim information. If transmission costs are high or the channel is lossy, the CWT token format [I-D.wahlstroem-ace-cbor-web-token] may be used instead of a JWT to reduce the volume of network traffic. In terms of messaging this deployment scenario uses the patterns described in the previous sub- sections. Notethatdespiteexplicitly encodes thelackscope ofconnectivity constraints there may still be other restrictionsadeployment may face. 6.5. Token-less Authorization In this deployment scenario we consider the case of an RS which is severely energy constrained, sleeps most of the time and need to have a tight messaging budget. It is not only infeasible to access the AS at the time of thegiven accessrequest, as intoken. This claim follows the"RS offline" case Section 6.2, it must be offloaded as much message communicationsame encoding rules aspossible. OAuth 2.0 is already an efficient protocoldefined interms of message exchanges and can be further optimized by compact encodingssection 3.3 oftokens.[RFC6749]. Thescenario illustrated in this section goes beyond thatmeaning of a specific scope value is application specific andremoves the access tokens from the protocol. This mayexpected to beconsidered a degenerate case of OAuth 2.0 but it allows usknown todo two things: 1.the RS running that application. 8.1. Thecommon case where'Authorization Information' Resource The access token, containing authorizationis performed by meansinformation and information ofauthentication fits intothesame protocol framework. Authentication protocol andkeyis specifiedused byclient information, and access token is omitted. 2. Authentication, and thereby authorization, may even be implicit, i.e. anyone with access totheright keyclient, isauthorizedtransported toaccess the protected resource. In case 2.,the RSdoes not need to receive any message fromso that theclient, and therefore enables offloading recurring resource request and response processing to a third party, such as a Message Broker (MB) in a publish-subscribe setting. This scenario involves steps A, B, C and F of Figure 1 and four parties: a client (subscriber), an offlineRS(publisher), a trusted AS,can authenticate anda MB, not necessarily trusted with access toauthorize theplain text publications. Message exchange A, B is shown in Figure 24. A: Theclientsendsrequest. This section defines a method for transporting therequest POSTaccess token to/token at AS. The request containstheAudience parameter set to "birchPollenSensor301", a valueRS using CoAP thatcharacterizes a certain pollen sensor resource. The AS evaluates the request and authorizesMAY be used. An ACE profile MAY define other methods for token transport. This method REQUIRES theclientRS toaccess the resource. B: The AS responds withimplement anempty token and/authz-info resource. A clientinformation withusing this method MUST make asecurity contextPOST request tobe used by/authz-info on theclient.RS with the access token in the payload. TheemptyRS receiving the tokensignifies that authorization is performed by meansMUST verify the validity ofauthentication usingthecommunication security protocol indicated with "csp". In this case ittoken. If the token isobject security of content (OSCON) i.e. protection of CoAP payload only. The security context containsvalid, thesymmetric decryption key and a public signature verification key ofRS MUST respond to theRS. Authorization Client Server | | | | A: +-------->| Header:POST(Code=0.02) | POST | Uri-Path:"token" | | Payload: <Request-Payload> | | B: |<--------+ Header: 2.05 Content | | Content-Type: application/cbor | 2.05 | Payload: <Response-Payload> | | | | Figure 24: Token Request and Response The information contained in the Request-Payload andrequest with 2.04 (Changed). If theResponse- Payloadtoken isshown in Figure 25. Request-Payload : { "grant_type" : "client_credentials", "aud" : "birchPollenSensor301", "client_id" : "myclient", "client_secret" : "qwerty" } Response-Payload : { "access_token" : NULL, "token_type" : "none", "csp" : "OSCON", "key" : b64'eyJhbGciOiJSU0ExXzUi ...' } Figure 25: Request and Response Payload fornot valid, the RSseverely constrained The content ofMUST respond with error code 4.01 (Unauthorized). If the"key" parametertoken isshown in Figure 26. key : { "alg" : "AES_128_CTR_ECDSA", "kid" : b64'c29tZSBvdGhlciBrZXkgaWQ'; "k" : b64'ZoRSOrFzN_FzUA5XKMYoVHyzff5oRJxl-IXRtztJ6uE', "crv" : "P-256", "x" : b64'MKBCTNIcKUSDii11ySs3526iDZ8AiTo7Tu6KPAqv7D4', "y" : b64'4Etl6SRW2YiLUrN5vfvVHuhp7x8PxltmWWlbbM4IFyM' } Figure 26: The 'key' Parameter The RS, which sleeps mostvalid but the audience of thetime, occasionally wakes up, measurestoken does not match thenumber birch pollens per cubic meters, publishesRS, themeasurementsRS MUST respond with error code 4.03 (Forbidden). The RS MAY make an introspection request to validate theMB, and then returnstoken before responding tosleep. See Figure 27. In this casethebirch pollen count stopped at 270, which is encrypted withPOST /authz-info request. If thesymmetric key and signed withintrospection response contains a client token (Section 7.4) then this token SHALL be included in theprivate keypayload of theRS. The MB verifies that the message originates from RS using2.04 (Changed) response. 8.2. Token Expiration Depending on thepublic keycapabilities of the RS,thatthere are various ways in which itis not a replay of an old measurement usingcan verify thesequence numbervalidity ofthe OSCON COSE profile, and caches the object secured content. The MB does not have the secret key so is unable to read the plain text measurement. Message exchanges C and F are shown in Figure 27. C: Since there is noa received accesstoken, the client does not addresstoken. We list the/authz-info resource inpossibilities here including what functionality they require of the RS. o Theclient sends the CoAP request GET to /birchPollen on MB whichtoken is aplain CoAP request. F: The MB responds with the cached object secured content. Message Resource Client Broker Server | | | | |<--------| Header: PUT (Code=0.02) | | PUT | Uri-Path: "birchPollen" | | | Payload: (<seq>,<cid>,["270"],<tag>) | | | | |-------->| Header: 2.04 Changed | | 2.04 | | | | | C: +-------->| Header: GET (Code=0.01) | GET | Uri-Path: "birchPollen" | | | | F: |<--------+ Header: 2.05 Content | 2.05 | Payload: (<seq>,<cid>,["270"],<tag>) | | Figure 27: Sensor measurement protected by COSE The payload isCWT/JWT and includes aCOSE message consisting of sequence number 'seq' stepped by'exp' claim and possibly the 'nbf' claim. The RSfor each publication, the context identifier 'cid'verifies these by comparing them to values from its internal clock as defined in [RFC7519]. In this casecoinciding withthekey identifier 'kid'RS must have a real time chip (RTC) or some other way ofFigure 26,reliably measuring time. o The RS verifies theencrypted measurement andvalidity of thesignaturetoken bythe RS. Note that the same COSE message format may be usedperforming an introspection request as specified inOSCOAP but that only CoAP payload is protected in this case. The authorization step is implicit, so while any client could request accessSection 7. This requires theCOSE object, only authorized clients have accessRS tothe symmetric key neededhave a reliable network connection todecryptthecontent. Note that in this case the order of the message exchanges A,BAS andC,F could in principleto beinterchanged, i.e. the client could first request and obtain the protected resourceable to handle two secure sessions insteps C,F;parallel (C to RS andafter that request client information containing the keys decryptAS to RS). o The RS andverifythemessage. 6.6. Securing Group Communication There are use cases that require securing communication between a (group of) senders andAS both store agroup of receivers. One prominent examplesequence number linked to their common security association. The AS increments this number for each access token it issues and includes it in the access token, which islighting. Often,asetCWT/JWT. The RS keeps track oflighting nodes (e.g., luminaires, wall- switches, sensors) are grouped togetherthe most recently received sequence number, and onlyauthorized members ofaccepts tokens as valid, that are in a certain range around this number. This method does only require thegroup must be able read and process messages. Additionally, receivers of group messages must be ableRS toverify the integritykeep track ofreceived messages as being generated withinthegroup.sequence number. Therequirements for securely communicating in such group use cases efficiently is outlined in [I-D.somaraju-ace-multicast] along with an architectural descriptionmethod does not provide timely expiration, but it makes sure thatalignsolder tokens cease to be valid after a certain number of newer ones got issued. For a constrained RS withthe contentno network connectivity and no means of reliably measuring time, thisdocument. The requirements for conveying the necessary identifiers to reference groups and alsois theprocess of commissioning devicesbest that can beaccomplished using the protocol described in this document. For details about the lighting-unique use case aspects, the architecture, as well as other multicast-specific considerations we refer the reader to [I-D.somaraju-ace-multicast]. 7.achieved. 9. Security Considerations The entire document is about security. Security considerations applicable to authentication and authorization in RESTful environments provided in OAuth 2.0 [RFC6749] apply to this work, as well as the security considerations from [I-D.ietf-ace-actors]. Furthermore [RFC6819] provides additional security considerations for OAuth which apply to IoT deployments as well. Finally [I-D.ietf-oauth-pop-architecture] discusses security and privacy threats as well as mitigation measures for Proof-of-Possession tokens.8.10. IANA ConsiderationsTBD FIXME: AddThis specification registers new parameters for OAuth and establishes registries for mappings to CBOR. 10.1. OAuth Introspection Response Parameter Registration This specification registers the following parameters in the OAuth introspection response parameters o Name: "alg" o Description: Algorithm to use with PoP key, as defined in PoP token specification, o Change Controller: IESG o Specification Document(s): this document o Name: "cnf" o Description: Key to use to prove the right to use an access token, as defined in [RFC7800]. o Change Controller: IESG o Specification Document(s): this document o Name: "aud" o Description: reference to intended receiving RS, as defined in PoP token specification. o Change Controller: IESG o Specification Document(s): this document o Name: "profile" o Description: The communication and communication security profile used between client and RS, as defined in ACE profiles. o Change Controller: IESG o Specification Document(s): this document o Name: "client_token" o Description: Information that the RS MUST pass to the client e.g. about the proof-of-possession keys. o Change Controller: IESG o Specification Document(s): this document 10.2. OAuth Parameter Registration This specification registers the following parameters in the OAuth Parameters Registry o Name: "alg" o Description: Algorithm to use with PoP key, as defined in PoP token specification, o Change Controller: IESG o Specification Document(s): this document o Parameter name: "profile" o Parameter usage location: token request, and token response o Change Controller: IESG o Specification Document(s): this document o Name: "cnf" o Description: Key to use to prove the right to use an access token, as defined in [RFC7800]. o Change Controller: IESG o Specification Document(s): this document 10.3. OAuth Access Token Types This specification registers the following new token type in the OAuth Access Token Types Registry o Name: "PoP" o Description: A proof-of-possession token. o Change Controller: IESG o Specification Document(s): this document 10.4. Token Type Mappings A new registryover 'csp' valueswill be requested fromFigureIANA, entitled "Token Type Mappings". The registry is to be created as Expert Review Required. 10.4.1. Registration Template Token Type: Name of token type as registered in the OAuth token type registry e.g. "Bearer". Mapped value: Integer representation for the token type value. The key value MUST be an integer in the range of 1 to 65536. Change Controller: For Standards Track RFCs, list the "IESG". For others, give the name of the responsible party. Other details (e.g., postal address, email address, home page URI) may also be included. Specification Document(s): Reference to the document or documents that specify the parameter,preferably including URIs that can be used to retrieve copies of the documents. An indication of the relevant sections may also be included but is not required. 10.4.2. Initial Registry Contents o Parameter name: "Bearer" o Mapped value: 1 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "pop" o Mapped value: 2FIXME: Addo Change Controller: IESG o Specification Document(s): this document 10.5. JSON Web Token Claims This specification registers the following new claim in the JSON Web Token (JWT) registry. o Claim Name: "scope" o Claim Description: The scope of an access token as defined in [RFC6749]. o Change Controller: IESG o Specification Document(s): this document 10.6. ACE Profile Registry A new registry will be requested from IANA, entitled "ACE Profile Registry". The registry is to be created as Expert Review Required. 10.6.1. Registration Template Profile name: Name of'rpk' parameterthe profile to be included in the profile attribute. Profile description: Text giving an over view of the profile and the context it is developed for. Profile ID: Integer value to identify the profile. The value MUST be an integer in the range of 1 to 65536. Change Controller: For Standards Track RFCs, list the "IESG". For others, give the name of the responsible party. Other details (e.g., postal address, email address, home page URI) may also be included. Specification Document(s): Reference to the document or documents that specify the parameter,preferably including URIs that can be used to retrieve copies of the documents. An indication of the relevant sections may also be included but is not required. 10.7. OAuth Parameter Mappings Registry A new registry will be requested fromsection 5.1 FIXME: AddIANA, entitled "Token Resource CBOR Mappings Registry". The registry is to be created as Expert Review Required. 10.7.1. Registration Template Parameter name: OAuth Parameter name, refers to the name in the OAuth parameter registry e.g. "client_id". CBOR key value: Key value for the claim. The key value MUST be an integer in the range of'tktn' values1 to 65536. Change Controller: For Standards Track RFCs, list the "IESG". For others, give the name of the responsible party. Other details (e.g., postal address, email address, home page URI) may also be included. Specification Document(s): Reference to the document or documents that specify the parameter,preferably including URIs that can be used to retrieve copies of the documents. An indication of the relevant sections may also be included but is not required. 10.7.2. Initial Registry Contents o Parameter name: "client_id" o CBOR key value: 1 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "client_secret" o CBOR key value: 2 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "response_type" o CBOR key value: 3 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "redirect_uri" o CBOR key value: 4 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "scope" o CBOR key value: 5 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "state" o CBOR key value: 6 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "code" o CBOR key value: 7 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "error_description" o CBOR key value: 8 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "error_uri" o CBOR key value: 9 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "grant_type" o CBOR key value: 10 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "access_token" o CBOR key value: 11 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "token_type" o CBOR key value: 12 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "expires_in" o CBOR key value: 13 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "username" o CBOR key value: 14 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "password" o CBOR key value: 15 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "refresh_token" o CBOR key value: 16 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "alg" o CBOR key value: 17 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "cnf" o CBOR key value: 18 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "aud" o CBOR key value: 19 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "profile" o CBOR key value: 20 o Change Controller: IESG o Specification Document(s): this document 10.8. Introspection Resource CBOR Mappings Registry A new registry will be requested fromFigureIANA, entitled "Introspection Resource CBOR Mappings Registry". The registry is to be created as Expert Review Required. 10.8.1. Registration Template Response parameter name: Name of the response parameter as defined in the "OAuth Token Introspection Response" registry e.g. "active". CBOR key value: Key value for the claim. The key value MUST be an integer in the range of 1 to 65536. Change Controller: For Standards Track RFCs, list the "IESG". For others, give the name of the responsible party. Other details (e.g., postal address, email address, home page URI) may also be included. Specification Document(s): Reference to the document or documents that specify the parameter,preferably including URIs that can be used to retrieve copies of the documents. An indication of the relevant sections may also be included but is not required. 10.8.2. Initial Registry Contents o Response parameter name: "active" o CBOR key value: 1 o Change Controller: IESG o Specification Document(s): this document o Response parameter name: "username" o CBOR key value: 2 o Change Controller: IESG o Specification Document(s): this document o Response parameter name: "client_id" o CBOR key value: 38.1.o Change Controller: IESG o Specification Document(s): this document o Response parameter name: "scope" o CBOR key value: 4 o Change Controller: IESG o Specification Document(s): this document o Response parameter name: "token_type" o CBOR key value: 5 o Change Controller: IESG o Specification Document(s): this document o Response parameter name: "exp" o CBOR key value: 6 o Change Controller: IESG o Specification Document(s): this document o Response parameter name: "iat" o CBOR key value: 7 o Change Controller: IESG o Specification Document(s): this document o Response parameter name: "nbf" o CBOR key value: 8 o Change Controller: IESG o Specification Document(s): this document o Response parameter name: "sub" o CBOR key value: 9 o Change Controller: IESG o Specification Document(s): this document o Response parameter name: "aud" o CBOR key value: 10 o Change Controller: IESG o Specification Document(s): this document o Response parameter name: "iss" o CBOR key value: 11 o Change Controller: IESG o Specification Document(s): this document o Response parameter name: "jti" o CBOR key value: 12 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "alg" o CBOR key value: 13 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "cnf" o CBOR key value: 14 o Change Controller: IESG o Specification Document(s): this document o Parameter name: "aud" o CBOR key value: 15 o Change Controller: IESG o Specification Document(s): this document 10.9. CoAP Option Number Registration This section registers the "Access-Token" CoAP Option Number[RFC2046]in the "CoRE Parameters" sub-registry "CoAP Option Numbers" in the manner described in [RFC7252]. Name Access-Token Number TBD Reference[draft-ietf-ace-oauth-authz][This document]. Meaning in Request Contains an Access Token according to[draft-ietf-ace-oauth-authz][This document] containing access permissions of the client. Meaning in Response Not used in response Safe-to-Forward TBD Format Based on the observer the format ispersevedperceived differently. Opaque data to the client and CWT or reference token to the RS. Length Less then 255 bytes9.11. Acknowledgments We would like to thank Eve Maler for her contributions to the use of OAuth 2.0 and UMA in IoT scenarios, Robert Taylor for his discussion input, and Malisa Vucinic for his input on the ACRE proposal [I-D.seitz-ace-core-authz] which was one source of inspiration for this work. Finally, we would like to thank the ACE working group in general for their feedback.10.Ludwig Seitz and Goeran Selander worked on this document as part of the CelticPlus project CyberWI, with funding from Vinnova. 12. References10.1.12.1. Normative References[I-D.bormann-core-ace-aif] Bormann, C., "An Authorization Information Format (AIF) for ACE", draft-bormann-core-ace-aif-03[I-D.ietf-ace-cbor-web-token] Wahlstroem, E., Jones, M., and H. Tschofenig, "CBOR Web Token (CWT)", draft-ietf-ace-cbor-web-token-00 (work in progress),July 2015.May 2016. [I-D.ietf-cose-msg] Schaad, J., "CBOR Encoded Message Syntax", draft-ietf-cose-msg-10cose-msg-12 (work in progress),FebruaryMay 2016.[I-D.ietf-oauth-introspection] Richer, J., "OAuth 2.0 Token Introspection", draft-ietf- oauth-introspection-11 (work in progress), July 2015. [I-D.ietf-oauth-pop-architecture] Hunt, P., Richer, J., Mills, W., Mishra, P., and H. Tschofenig, "OAuth 2.0 Proof-of-Possession (PoP) Security Architecture", draft-ietf-oauth-pop-architecture-07 (work in progress), December 2015. [I-D.ietf-oauth-pop-key-distribution] Bradley, J., Hunt, P., Jones, M., and H. Tschofenig, "OAuth 2.0 Proof-of-Possession: Authorization Server to Client Key Distribution", draft-ietf-oauth-pop-key- distribution-02 (work in progress), October 2015.[I-D.selander-ace-object-security] Selander, G., Mattsson, J., Palombini, F., and L. Seitz, "Object Security of CoAP (OSCOAP)", draft-selander-ace-object-security-03 (work in progress), October 2015. [I-D.wahlstroem-ace-cbor-web-token] Wahlstroem, E., Jones, M., and H. Tschofenig, "CBOR Web Token (CWT)", draft-wahlstroem-ace-cbor-web-token-00 (work in progress), December 2015. [I-D.wahlstroem-ace-oauth-introspection] Wahlstroem, E., "OAuth 2.0 Introspection over the Constrained Application Protocol (CoAP)", draft- wahlstroem-ace-oauth-introspection-01object-security-04 (work in progress), March2015.2016. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, DOI 10.17487/RFC2119, March 1997, <http://www.rfc-editor.org/info/rfc2119>.[RFC4279] Eronen, P., Ed. and H. Tschofenig, Ed., "Pre-Shared Key Ciphersuites for Transport Layer Security (TLS)", RFC 4279, DOI 10.17487/RFC4279, December 2005, <http://www.rfc-editor.org/info/rfc4279>.[RFC6347] Rescorla, E. and N. Modadugu, "Datagram Transport Layer Security Version 1.2", RFC 6347, DOI 10.17487/RFC6347, January 2012, <http://www.rfc-editor.org/info/rfc6347>. [RFC7252] Shelby, Z., Hartke, K., and C. Bormann, "The Constrained Application Protocol (CoAP)", RFC 7252, DOI 10.17487/RFC7252, June 2014, <http://www.rfc-editor.org/info/rfc7252>.[RFC7516] Jones, M. and J. Hildebrand, "JSON Web Encryption (JWE)",[RFC7662] Richer, J., Ed., "OAuth 2.0 Token Introspection", RFC7516,7662, DOI10.17487/RFC7516, May10.17487/RFC7662, October 2015,<http://www.rfc-editor.org/info/rfc7516>. [RFC7517]<http://www.rfc-editor.org/info/rfc7662>. [RFC7800] Jones, M.,"JSON WebBradley, J., and H. Tschofenig, "Proof-of- Possession Key(JWK)",Semantics for JSON Web Tokens (JWTs)", RFC7517,7800, DOI10.17487/RFC7517, May 2015, <http://www.rfc-editor.org/info/rfc7517>. 10.2.10.17487/RFC7800, April 2016, <http://www.rfc-editor.org/info/rfc7800>. 12.2. Informative References [I-D.ietf-ace-actors] Gerdes, S., Seitz, L., Selander, G., and C. Bormann, "An architecture for authorization in constrained environments",draft-ietf-ace-actors-02draft-ietf-ace-actors-03 (work in progress),October 2015.March 2016. [I-D.ietf-core-block] Bormann, C. and Z. Shelby, "Block-wise transfers in CoAP",draft-ietf-core-block-18draft-ietf-core-block-20 (work in progress), April 2016. [I-D.ietf-oauth-pop-architecture] Hunt, P., Richer, J., Mills, W., Mishra, P., and H. Tschofenig, "OAuth 2.0 Proof-of-Possession (PoP) Security Architecture", draft-ietf-oauth-pop-architecture-07 (work in progress),SeptemberDecember 2015. [I-D.seitz-ace-core-authz] Seitz, L., Selander, G., and M. Vucinic, "Authorization for Constrained RESTful Environments", draft-seitz-ace- core-authz-00 (work in progress), June 2015.[I-D.somaraju-ace-multicast] Somaraju, A., Kumar, S., Tschofenig, H., and W. Werner, "Security for Low-Latency Group Communication", draft- somaraju-ace-multicast-01 (work in progress), January 2016. [RFC4680] Santesson, S., "TLS Handshake Message for Supplemental Data", RFC 4680, DOI 10.17487/RFC4680, October 2006, <http://www.rfc-editor.org/info/rfc4680>.[RFC4949] Shirey, R., "Internet Security Glossary, Version 2", FYI 36, RFC 4949, DOI 10.17487/RFC4949, August 2007, <http://www.rfc-editor.org/info/rfc4949>. [RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS) Protocol Version 1.2", RFC 5246, DOI 10.17487/RFC5246, August 2008, <http://www.rfc-editor.org/info/rfc5246>. [RFC6690] Shelby, Z., "Constrained RESTful Environments (CoRE) Link Format", RFC 6690, DOI 10.17487/RFC6690, August 2012, <http://www.rfc-editor.org/info/rfc6690>. [RFC6749] Hardt, D., Ed., "The OAuth 2.0 Authorization Framework", RFC 6749, DOI 10.17487/RFC6749, October 2012, <http://www.rfc-editor.org/info/rfc6749>.[RFC6750] Jones, M. and D. Hardt, "The OAuth 2.0 Authorization Framework: Bearer Token Usage", RFC 6750, DOI 10.17487/RFC6750, October 2012, <http://www.rfc-editor.org/info/rfc6750>.[RFC6819] Lodderstedt, T., Ed., McGloin, M., and P. Hunt, "OAuth 2.0 Threat Model and Security Considerations", RFC 6819, DOI 10.17487/RFC6819, January 2013, <http://www.rfc-editor.org/info/rfc6819>. [RFC7049] Bormann, C. and P. Hoffman, "Concise Binary Object Representation (CBOR)", RFC 7049, DOI 10.17487/RFC7049, October 2013, <http://www.rfc-editor.org/info/rfc7049>. [RFC7159] Bray, T., Ed., "The JavaScript Object Notation (JSON) Data Interchange Format", RFC 7159, DOI 10.17487/RFC7159, March 2014, <http://www.rfc-editor.org/info/rfc7159>. [RFC7228] Bormann, C., Ersue, M., and A. Keranen, "Terminology for Constrained-Node Networks", RFC 7228, DOI 10.17487/RFC7228, May 2014, <http://www.rfc-editor.org/info/rfc7228>. [RFC7231] Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer Protocol (HTTP/1.1): Semantics and Content", RFC 7231, DOI 10.17487/RFC7231, June 2014, <http://www.rfc-editor.org/info/rfc7231>. [RFC7519] Jones, M., Bradley, J., and N. Sakimura, "JSON Web Token (JWT)", RFC 7519, DOI 10.17487/RFC7519, May 2015, <http://www.rfc-editor.org/info/rfc7519>. [RFC7591] Richer, J., Ed., Jones, M., Bradley, J., Machulak, M., and P. Hunt, "OAuth 2.0 Dynamic Client Registration Protocol", RFC 7591, DOI 10.17487/RFC7591, July 2015, <http://www.rfc-editor.org/info/rfc7591>. [RFC7744] Seitz, L., Ed., Gerdes, S., Ed., Selander, G., Mani, M., and S. Kumar, "Use Cases for Authentication and Authorization in Constrained Environments", RFC 7744, DOI 10.17487/RFC7744, January 2016, <http://www.rfc-editor.org/info/rfc7744>. Appendix A. Design Justification This section provides further insight into the design decisions of the solution documented in this document. Section 3 lists several building blocks and briefly summarizes their importance. The justification for offering some of those building blocks, as opposed to using OAuth 2.0 as is, is given below. Common IoT constraints are: Low Power Radio: Many IoT devices are equipped with a small battery which needs to last for a long time. For many constrained wireless devices the highest energy cost is associated to transmitting or receiving messages. It is therefore important to keep the total communication overhead low, including minimizing the number and size of messages sent and received, which has an impact of choice on the message format and protocol. By using CoAP over UDP, and CBOR encoded messages some of these aspects are addressed. Security protocols contribute to the communication overhead and can in some cases be optimized. For example authentication and key establishment may in certain cases where security requirements so allows be replaced by provisioning of security context by a trusted third party, using transport or application layer security. Low CPU Speed: Some IoT devices are equipped with processors that are significantly slower than those found in most current devices on the Internet. This typically has implications on what timely cryptographic operations a device is capable to perform, which in turn impacts e.g. protocol latency. Symmetric key cryptography may be used instead of the computationally more expensive public key cryptography where the security requirements so allows, but this may also require support for trusted third party assisted secret key establishment using transport or application layer security. Small Amount of Memory: Microcontrollers embedded in IoT devices are often equipped with small amount of RAM and flash memory, which places limitations what kind of processing can be performed and how much code can be put on those devices. To reduce code size fewer and smaller protocol implementations can be put on the firmware of such a device. In this case, CoAP may be used instead of HTTP, symmetric key cryptography instead of public key cryptography, and CBOR instead of JSON. Authentication and key establishment protocol, e.g. the DTLS handshake, in comparison with assisted key establishment also has an impact on memory and code. User Interface Limitations: Protecting access to resources is both an important security as well as privacy feature. End users and enterprise customers do not want to give access to the data collected by their IoT device or to functions it may offer to third parties. Since the classical approach of requesting permissions from end users via a rich user interface does not work in many IoT deployment scenarios these functions need to be delegated to user controlled devices that are better suitable for such tasks, such as smart phones and tablets. Communication Constraints: In certain constrained settings an IoT device may not be able to communicate with a given device at all times. Devices may be sleeping, or just disconnected from the Internet because of general lack of connectivity in the area, for cost reasons, or for security reasons, e.g. to avoid an entry point for Denial-of- Service attacks. The communication interactions this framework builds upon (as shown graphically in Figure 1) may be accomplished using a variety of different protocols, and not all parts of the message flow are used in all applications due to the communication constraints. While we envision deployments to make use of CoAP we explicitly want to support HTTP, HTTP/2 or specific protocols, such as Bluetooth Smart communication, which does not necessarily use IP. The latter raises the need for application layer security over the various interfaces. Appendix B. Roles and Responsibilites-- a ChecklistResource Owner * Make sure that the RS is registered at the AS. * Make sure that clients can discover the AS which is in charge of the RS. * Make sure that the AS has the necessary, up-to-date, access control policies for the RS. Requesting Party * Make sure that the client is provisioned the necessary credentials to authenticate to the AS. * Make sure that the client is configured to follow the security requirements of the Requesting Party, when issuing requests (e.g. minimum communication security requirements, trust anchors). * Register the client at the AS. Authorization Server * Register RS and manage corresponding security contexts. * Register clients and including authentication credentials. * Allow ResourceOnwersOwners to configure and update access control policies related to their registered RS' * Expose a service that allows clients to request tokens. * Authenticate clients that wishes to request a token. * Process a token requests against the authorization policies configured for the RS. * Expose a service that allows RS's to submit token introspection requests. * Authenticate RS's that wishes to get an introspection response. * Process token introspection requests. * Optionally: Handle token revocation. Client * Discover the AS in charge of the RS that is to be targeted with a request. * Submit the token request (A). + Authenticate towards the AS. + Specify which RS, which resource(s), and which action(s) the request(s) will target. + Specify preferences for communication security + If raw public key (rpk) or certificate is used, make sure the AS has the right rpk or certificate for this client. * Process the access token and client information (B) + Check that the token has the right format (e.g. CWT). + Check that the client information provides the necessary security parameters (e.g. PoP key, information on communication security protocols supported by the RS). * Send the token and request to the RS (C) + Authenticate towards the RS (this could coincide with the proof of possession process). + Transmit the token as specified by the AS (default is to an authorization information resource, alternative options are as a CoAP option or in the DTLS handshake). + Perform the proof-of-possession procedure as specified for the type of used token (this may already have been taken care of through the authentication procedure). * Process the RS response (F) requirements of the Requesting Party, when issuing requests (e.g. minimum communication security requirements, trust anchors). * Register the client at the AS. Resource Server * Expose a way to submit access tokens. * Process an access token. + Verify the token is from the right AS. + Verify that the token applies to this RS. + Check that the token has not expired (if the token provides expiration information). + Check the token's integrity. + Store the token so that it can be retrieved in the context of a matching request. * Process a request. + Set up communication security with the client. + Authenticate the client. + Match the client against existing tokens. + Check that tokens belonging to the client actually authorize the requested action. + Optionally: Check that the matching tokens are still valid (if this is possible. * Send a response following the agreed upon communication security. Appendix C.OptimizationsDeployment Examples There is a large variety of IoT deployments, as is indicated in Appendix A, and this section highlights a few common variants. This sectionsketches some potential optimizations to the presented solution. Access token in DTLS handshake Inis not normative but illustrates how thecaseframework can be applied. For each ofCSP=DTLS/TLS,theaccess token provisioning exchangedeployment variants there are a number of possible security setups between clients, resource servers and authorization servers. The main focus instep Cthe following subsections is on how authorization of a client request for a resource hosted by a RS is performed. This requires theprotocol may be embedded inthe securityhandshake. Different solutions are possible, where one standardized method would be the useof theTLS supplemental data extension [RFC4680] for transferringrequests and responses between theaccess token. Reference tokenclients andintrospectionthe RS to consider. Note: CBOR diagnostic notation is used for examples of requests and responses. C.1. Local Token Validation In this scenario we consider the caseof introspectionwhere the resource server is offline, i.e. itmayis not connected to the AS at the time of the access request. This access procedure involves steps A, B, C, and F of Figure 1. Since the resource server must bebeneficialable toutilizeverify the accesstokens which are nottoken locally, self-contained(also knownaccess tokens must be used. This example shows the interactions between a client, the authorization server and a temperature sensor acting as"reference tokens") thata resource server. Message exchanges A and B are shown in Figure 17. A: The client first generates a public-private key pair used for communication security with the RS. The client sends the POST request tolookup detailed information about/token at theauthorization.AS. TheRS usesrequest contains theintrospection message exchange not only for validating token claims, but also for obtaining claimspublic key of the client and the Audience parameter set to "tempSensorInLivingRoom", a value thatpotentially were not known atthetime whentemperature sensor identifies itself with. The AS evaluates the request and authorizes the client to access the resource. B: The AS responds with a PoP tokenwas issued. A referenceand client information. The PoP tokencan be made much more compact than a self- contained token, since it does not need to contain anycontains the public key ofclaims that it represents. This could be very useful in particular iftheclient is constrainedclient, andoffline mostthe client information contains the public key of thetime. ReferenceRS. For communication security this example uses DTLS RawPublicKey between the client and the RS. The issued tokenin CoAP option While large accesswill have a short validity time, i.e. 'exp' close to 'iat', to protect the RS from replay attacks since it, that cannot do introspection to check the tokensmust be sent in CoAP payload, ifcurrent validity. The token includes the claim "aif" with the authorized accesstoken is known to bethat an owner ofa certain limited size, for example inthecasetemperature device can enjoy. The 'aif' claim, issued by the AS, informs the RS that the owner ofa referencethe token,then it would be favorable to combinethat can prove theaccess token provisioningpossession of a key is authorized to make a GET requestwithagainst the /temperature resource and a POST requesttoon theRS. One way to achieve/firmware resource. Note: In this example we assume that the client knows what resource it wants to access, and is therefore able todefine a new CoAP optionrequest specific audience and scope claims forcarrying reference tokens, called "Ref-Token" as shown intheexample in Figure 28. Resourceaccess token. Authorization Client Server | |C:| | A: +-------->| Header:PUTPOST (Code=0.02) |PUT | Ref-Token:SlAV32hkKG |POST |Object-Security:Uri-Path:"token" | |<seq>,<cid>,[Uri-Path:"lock", 1],<tag>)Content-Type: application/cbor | |. . . . . .Payload: <Request-Payload> | |F:B: |<--------+ Header:2.04 Changed2.05 Content |2.042.05 |Object-Security:Content-Type: application/cbor | |(<seq>,<cid>,,<tag>)Payload: <Response-Payload> | | Figure28: Reference17: Token Request and Response Using Client Credentials. The information contained inCoAP Option Appendix D. CoAPthe Request-Payload andCBOR profiles for OAuth 2.0 Many IoT devices can support OAuth 2.0 without any additional extensions, but for certain constrained settings additional profilingthe Response- Payload isneeded. In this appendix we define CoAP resources forshown in Figure 18. Request-Payload : { "grant_type" : "client_credentials", "aud" : "tempSensorInLivingRoom", "client_id" : "myclient", "client_secret" : "qwerty" } Response-Payload : { "access_token" : b64'SlAV32hkKG ...', "token_type" : "pop", "csp" : "DTLS", "cnf" : { "COSE_Key" : { "kid" : b64'c29tZSBwdWJsaWMga2V5IGlk', "kty" : "EC", "crv" : "P-256", "x" : b64'MKBCTNIcKUSDii11ySs3526iDZ8AiTo7Tu6KPAqv7D4', "y" : b64'4Etl6SRW2YiLUrN5vfvVHuhp7x8PxltmWWlbbM4IFyM' } } } Figure 18: Request and Response Payload Details. The content of theHTTP basedaccess tokenand introspection endpoints usedis shown invanilla OAuth 2.0. We also define a CBOR alternative toFigure 19. { "aud" : "tempSensorInLivingRoom", "iat" : "1360189224", "exp" : "1360289224", "aif" : [["/temperature", 0], ["/firmware", 2]], "cnf" : { "jwk" : { "kid" : b64'1Bg8vub9tLe1gHMzV76e8', "kty" : "EC", "crv" : "P-256", "x" : b64'f83OJ3D2xF1Bg8vub9tLe1gHMzV76e8Tus9uPHvRVEU', "y" : b64'x_FEzRu9m36HLN_tue659LNpXW6pCyStikYjKIWI5a0' } } } Figure 19: Access Token including Public Key of theJSONClient. Messages C andform based POST structures usedF are shown inHTTP. D.1. Profile for Token resourceFigure 20 - Figure 21. C: Thetoken resource is used by theclientto obtain an accessthen sends the PoP tokenby presenting its authorization grant or client credentialsto the/token/authz-info resource at theAS. D.1.1. Token Request The client makes a request to the token resource by sendingRS. This is aCBOR structure with the following attributes. grant_type: REQUIRED. The grant type, "code", "client_credentials", "password"plain CoAP request, i.e. no transport orothers. client_id: OPTIONAL. Theapplication layer security between clientidentifier issued to the holder ofand RS, since the token(client or RS) during the registration process. client_secret: OPTIONAL. The client secret. scope: OPTIONAL.is integrity protected between AS and RS. Thescope ofRS verifies that theaccess request as describedPoP token was created bySection 3.1. aud: OPTIONAL. Service-specific string identifier or list of string identifiers representinga known and trusted AS, is valid, and responds to theintended audience for this token, as defined in [I-D.wahlstroem-ace-cbor-web-token]. alg: OPTIONAL.client. Thevalue inRS caches the'alg' parametersecurity context together withvalue from the 'token_type' parameter allow the client to indicate the supported algorithms for a given token type. key: OPTIONAL. This field containsauthorization information aboutthe public key thethis clientwould like to bind to the access tokencontained in theCOSE Key Structure format. The parameters defined above use the following CBOR major types. /-----------+--------------+-----------------------\ | Value | Major TypePoP token. Resource Client Server |Key||-----------+--------------+-----------------------|C: +-------->| Header: POST (Code=0.02) |0POST |0Uri-Path:"authz-info" |grant_type| Payload: SlAV32hkKG ... |1|0|<--------+ Header: 2.01 Created |client_id2.01 | |2|0Figure 20: Access Token provisioning to RS The client and the RS runs the DTLS handshake using the raw public keys established in step B and C. The client sends the CoAP request GET to /temperature on RS over DTLS. The RS verifies that the request is authorized, based on previously established security context. F: The RS responds with a resource representation over DTLS. Resource Client Server |client_secret| |<=======>| DTLS Connection Establishment |3|0using Raw Public Keys |scope| +-------->| Header: GET (Code=0.01) |4GET |0Uri-Path: "temperature" |aud| |5|0|alg| F: |<--------+ Header: 2.05 Content |62.05 |0Payload: <sensor value> |key|\-----------+--------------+-----------------------/Figure29: CBOR mappings used in token requests D.1.2. Token21: Resource Request and ResponseThe AS respondsprotected bysendingDTLS. C.2. Introspection Aided Token Validation In this deployment scenario we assume that aCBOR structure with the following attributes. access_token: REQUIRED. Theclient is not be able to accesstoken issued bytheauthorization server. token_type: REQUIRED. The typeAS at the time of thetoken issued. "pop" is recommended. key: REQUIRED, if symmetric key cryptography is used. A COSE Key Structure containingaccess request. Since thesymmetric proofRS is, however, connected to the back-end infrastructure it can make use ofpossession key. The memberstoken introspection. This access procedure involves steps A-F of Figure 1, but assumes steps A and B have been carried out during a phase when thestructure canclient had connectivity to AS. Since the client is assumed to befound in section 7.1offline, at least for a certain period of[I-D.ietf-cose-msg]. csp: REQUIRED. Information on what communication protocoltime, a pre-provisioned access token has to be long-lived. The resource server may use its online connectivity to validate the access token with the authorization server, which is shown in thecommunicationexample below. In the example we show the interactions between an offline client (key fob), a resource server (online lock), and an authorization server. We assume that there is a provisioning step where the client has access to the AS. This corresponds to message exchanges A and B which are shown in Figure 22. Authorization consent from theRS. Details on possible valuesresource owner can befound in Section 5.1. scope: OPTIONAL, if identical topre-configured, but it can also be provided via an interactive flow with thescope requested byresource owner. An example of this for theclient; otherwise, REQUIRED. alg: OPTIONAL. The 'alg' parameter provides further information aboutkey fob case could be that thealgorithm, such as whetherresource owner has asymmetric or an asymmetric crypto-system is used. The parameters defined aboveconnected car, he buys a generic key that he wants to use with the car. To authorize thefollowing CBOR major types. /-----------+--------------+-----------------------\ | Value | Major Type | Key | |-----------+--------------+-----------------------| | 0 | 0 | access_token | | 1 | 0 | token_type | | 2 | 0 |key| | 3 | 0 | csp | | 4 | 0 | scope | | 5 | 0 | alg | \-----------+--------------+-----------------------/ Figure 30: CBOR mappings used in token responses D.2. CoAP Profilefob he connects it to his computer that then provides the UI for the device. After that OAuthIntrospection This section defines a way2.0 implicit flow can used to authorize the key fora holder of access tokens, mainly clients and RS's,his car at the the car manufacturers AS. Note: In this example the client does not know the exact door it will be used toget metadata like validity status, claims and scopes found inaccesstoken. The OAuth Token Introspection specification [I-D.ietf-oauth-introspection] defines a way to validatesince the tokenusing HTTP POST or HTTP GET. This document reuses the work done inrequest is not send at theOAuth Token Introspection and defines a mappingtime of access. So therequestscope andresponse to CoAP [RFC7252]audience parameters is set quite wide to start with and new values different form the original once can beused by constrained devices. D.2.1. Introspection Requestreturned from introspection later on. A: Thetoken holder makes aclient sends the request using POST to /token at AS. The request contains theIntrospection CoAP resource by sendingAudience parameter set to "PACS1337" (PACS, Physical Access System), aCBOR structure with the following attributes. token: REQUIRED. The stringvalueof the token. resource_id: OPTIONAL. A service-specific string identifyingtheresourcethat theclient doing the introspection is asking about. client_id: OPTIONAL.online door in question identifies itself with. Theclient identifier issuedAS generates an access token as on opaque string, which it can match to theholder ofspecific client, a targeted audience and a symmetric key. B: The AS responds with the an access token(client or RS) during the registration process. client_secret: OPTIONAL. Theand clientsecret.information, the latter containing a symmetric key. Communication security between C and RS will be DTLS and PreSharedKey. Theparameters defined above usePoP key being used as thefollowing CBOR major types: /-----------+--------------+-----------------------\ | Value | Major TypePreSharedKey. Authorization Client Server |Key||-----------+--------------+-----------------------||0|0A: +-------->| Header: POST (Code=0.02) |tokenPOST | Uri-Path:"token" |1|0Content-Type: application/cbor |resource_id| Payload: <Request-Payload> |2|0B: |<--------+ Header: 2.05 Content |client_id| Content-Type: application/cbor |32.05 |0Payload: <Response-Payload> |client_secret|\-----------+--------------+-----------------------/Figure31: CBOR Mappings to22: TokenIntrospectionRequestParameters. D.2.2. Introspectionand ResponseIfusing Client Credentials. The information contained in theintrospection request is validRequest-Payload andauthorized, the authorization server returns a CoAP message withtheresponse encoded as a CBOR structureResponse- Payload is shown inthe payload of the message. If the request failed client authentication orFigure 23. Request-Payload: { "grant_type" : "client_credentials", "aud" : "lockOfDoor4711", "client_id" : "keyfob", "client_secret" : "qwerty" } Response-Payload: { "access_token" : b64'SlAV32hkKG ...' "token_type" : "pop", "csp" : "DTLS", "cnf" : { "COSE_Key" : { "kid" : b64'c29tZSBwdWJsaWMga2V5IGlk', "kty" : "oct", "alg" : "HS256", "k": b64'ZoRSOrFzN_FzUA5XKMYoVHyzff5oRJxl-IXRtztJ6uE' } } } Figure 23: Request and Response Payload for C offline The access token in this case isinvalid,just an opaque string referencing the authorizationserver returns an error response usinginformation at theCoAP 4.00 'Bad Request' response code. The JSON structure inAS. C: Next, thepayload response includesclient POSTs thetop-level members defined in Section 2.2access token to the /authz-info resource in theOAuth Token Introspection specification [I-D.ietf-oauth-introspection]. ItRS. This isRECOMMENDED to only return the 'active' attribute considering constrained nature ofa plain CoAP request, i.e. no DTLS between client andserver networks. Introspection responses in CBOR use the following mappings: active: REQUIRED. The active key is an indicator of whether or notRS. Since thepresentedtoken iscurrently active. The specifics of a token's "active" state will vary depending on the implementation of the authorization server, andan opaque string, theinformationRS cannot verify itkeeps abouton itstokens, but a "true" value return forown, and thus defers to respond the"active" property will generally indicate thatclient with agiven token has been issued by this authorization server, has not been revoked by the resource owner, and is within its given time window of validity (e.g.,status code until afterits issuance time and before its expiration time). scope: OPTIONAL. A string containing a space-separated list of scopes associated with this token, in the format described in Section 3.3 of OAuth 2.0 [RFC6749]. client_id: OPTIONAL. Client identifier forstep E. D: The RS forwards theclient that requested this token. username: OPTIONAL. Human-readable identifier fortoken to the /introspect resourceowner who authorized this token. token_type: OPTIONAL. Type ofon thetoken as defined in Section 5.1 of OAuth 2.0 [RFC6749] or PoP token. exp: OPTIONAL. Integer timestamp, measured inAS. Introspection assumes a secure connection between thenumber of seconds since January 1 1970 UTC, indicating when this token will expire, as defined in CWT [I-D.wahlstroem-ace-cbor-web-token]. iat: OPTIONAL. Integer timestamp, measured inAS and thenumberRS, e.g. using transport ofseconds since January 1 1970 UTC, indicating when this token will expire, as defined in CWT [I-D.wahlstroem-ace-cbor-web-token]. nbf: OPTIONAL. Integer timestamp, measuredapplication layer security, which is not detailed inthe number of seconds since January 1 1970 UTC, indicating whenthistoken will expire, as defined in CWT [I-D.wahlstroem-ace-cbor-web-token]. sub: OPTIONAL. Subject ofexample. E: The AS provides thetoken, as defined in CWT [I-D.wahlstroem-ace-cbor-web-token]. Usually a machine-readable identifier ofintrospection response containing parameters about theresource owner who authorized thistoken.aud: OPTIONAL. Service-specific string identifier or list of string identifiers representingThis includes theintended audience for this token, as defined in CWT [I-D.wahlstroem-ace-cbor-web-token]. iss: OPTIONAL. String representingconfirmation key (cnf) parameter that allows the RS to verify theissuerclient's proof ofthis token, as definedpossession inCWT [I-D.wahlstroem-ace-cbor-web-token]. cti: OPTIONAL. String identifier forstep F. After receiving message E, thetoken, as defined in CWT [I-D.wahlstroem-ace-cbor-web-token] The parameters defined above useRS responds to thefollowing CBOR major types: /-----------+--------------+-----------------------\client's POST in step C with Code 2.01 Created. Resource Client Server |Value|Major TypeC: +-------->| Header: POST (T=CON, Code=0.02) |KeyPOST ||-----------+--------------+-----------------------|Uri-Path:"authz-info" |0|0Content-Type: "application/cbor" |active| Payload: b64'SlAV32hkKG ...'' |1|0|scopes| Authorization |2|0Server |client_id| |3D: |0+--------->| Header: POST (Code=0.02) |username| POST |4Uri-Path: "introspect" |0|token_type| Content-Type: "application/cbor" |5|0|expPayload: <Request-Payload> | |6|0E: |iat|<---------+ Header: 2.05 Content | |72.05 |0Content-Type: "application/cbor" |nbf| |8Payload: <Response-Payload> |0|sub| |9|0C: |<--------+ Header: 2.01 Created |aud2.01 | |10|0Figure 24: Token Introspection for C offline The information contained in the Request-Payload and the Response- Payload is shown in Figure 25. Request-Payload: { "token" : b64'SlAV32hkKG...', "client_id" : "FrontDoor", "client_secret" : "ytrewq" } Response-Payload: { "active" : true, "aud" : "lockOfDoor4711", "scope" : "open, close", "iat" : 1311280970, "cnf" : { "kid" : b64'JDLUhTMjU2IiwiY3R5Ijoi ...' } } Figure 25: Request and Response Payload for Introspection The client uses the symmetric PoP key to establish a DTLS PreSharedKey secure connection to the RS. The CoAP request PUT is sent to the uri-path /state on RS changing state of the door to locked. F: The RS responds with a appropriate over the secure DTLS channel. Resource Client Server |iss| |<=======>| DTLS Connection Establishment | |11using Pre Shared Key |0|cti+-------->| Header: PUT (Code=0.03) | PUT | Uri-Path: "state" | | Payload: <new state for the lock> | | F: |<--------+ Header: 2.04 Changed | 2.04 | Payload: <new state for the lock> | |\-----------+--------------+-----------------------/Figure32: CBOR Mappings to Token Introspection Response Parameters.26: Resource request and response protected by OSCOAP AppendixE.D. Document UpdatesE.1.D.1. Version -01 to -02 o Restructured to remove communication security parts. These shall now be defined in profiles. o Restructured section 5 to create new sections on the OAuth endpoints /token, /introspect and /authz-info. o Pulled in material from draft-ietf-oauth-pop-key-distribution in order to define proof-of-possession key distribution. o Introduced the 'cnf' parameter as defined in RFC7800 to reference or transport keys used for proof of posession. o Introduced the 'client-token' to transport client information from the AS to the client via the RS in conjunction with introspection. o Expanded the IANA section to define parameters for token request, introspection and CWT claims. o Moved deployment scenarios to the appendix as examples. D.2. Version -00 to -01 o Changed 5.1. from "Communication Security Protocol" to "Client Information". o Major rewrite of 5.1 to clarify the information exchanged between C and AS in the PoP token request profile for IoT. * Allow the client to indicate preferences for the communication security protocol. * Defined the term "Client Information" for the additional information returned to the client in addition to the access token. * Require that the messages between AS and client are secured, either with (D)TLS or with COSE_Encrypted wrappers. * Removed dependency on OSCoAP and added generic text about object security instead. * Defined the "rpk" parameter in the client information to transmit the raw public key of the RS from AS to client. * (D)TLS MUST use the PoP key in the handshake (either as PSK or as client RPK with client authentication). * Defined the use of x5c, x5t and x5tS256 parameters when a client certificate is used for proof of possession. * Defined "tktn" parameter for signaling for how totranfertransfer the access token. o Added 5.2. the CoAP Access-Token option fortransferingtransferring access tokens in messages that do not have payload. o 5.3.2. Defined success and error responses from the RS when receiving an access token. o 5.6.:Added section giving guidance on how to handle token expiration in the absence of reliable time. o Appendix B Added list of roles and responsibilities for C, AS and RS. Authors' Addresses Ludwig Seitz SICS Scheelevaegen 17 Lund 223 70 SWEDEN Email: ludwig@sics.se Goeran Selander Ericsson Faroegatan 6 Kista 164 80 SWEDEN Email: goran.selander@ericsson.com Erik Wahlstroem Nexus Technology Telefonvagen 26 Hagersten 126 26 Sweden Email: erik.wahlstrom@nexusgroup.com Samuel ErdtmanNexus Technology Telefonvagen 26 Hagersten 126 26Spotify AB Birger Jarlsgatan 61, 4tr Stockholm 113 56 Sweden Email:samuel.erdtman@nexusgroup.comerdtman@spotify.com Hannes Tschofenig ARM Ltd. Hall in Tirol 6060 Austria Email: Hannes.Tschofenig@arm.com