lpwan Working Group A. Minaburo Internet-Draft Acklio Intended status: Informational L. Toutain Expires:September 11, 2017March 10, 2018 Institut MINES TELECOM ; IMT AtlantiqueMarch 10,September 06, 2017 LPWAN Static Context Header Compression (SCHC) for CoAPdraft-ietf-lpwan-coap-static-context-hc-01draft-ietf-lpwan-coap-static-context-hc-02 Abstract This draftdiscussesdefines the way SCHC header compression can be applied to CoAPheaders in an LPWAN flow regarding the generated traffic.headers. CoAPprotocolheader structure differs from IPv6 and UDP protocolsbecausesince the CoAP Headerhas ais flexible headerdue towith a variable number of options themself of a variableoptions.length. Another important difference is theasymmetric formatasymmetry in the header information usedin thefor request andtheresponsepackets.messages. This draftshows that the Client and the Server do not uses the same fields and howtakes into account theSCHC header compressionfact that a thing canbe used.play the role of a CoAP client, a CoAP client or both roles. Status of This Memo This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet- Drafts is athttp://datatracker.ietf.org/drafts/current/.https://datatracker.ietf.org/drafts/current/. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." This Internet-Draft will expire onSeptember 11, 2017.March 10, 2018. Copyright Notice Copyright (c) 2017 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents(http://trustee.ietf.org/license-info)(https://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2 2. CoAP Compressing . . . . . . . . . . . . . . . . . . . . . . 3 3. Compression of CoAP header fields . . . . . . . . . . . . . . 4 3.1. CoAP version field (2 bits) . . . . . . . . . . . . . . . 4 3.2. CoAP type field . . . . . . . . . . . . . . . . . . . . . 5 3.3. CoAP token length field . . . . . . . . . . . . . . . . . 5 3.4. CoAP code field . . . . . . . . . . . . . . . . . . . . . 6 3.5. CoAP Message ID field . . . . . . . . . . . . . . . . . . 8 3.6. CoAP Token field . . . . . . . . . . . . . . . . . . . . 9 4. CoAP options . . . . . . . . . . . . . . . . . . . . . . . . 9 4.1. CoAP option Content-format field. . . . . . . . . . . . . 9 4.2. CoAP option Accept field . . . . . . . . . . . . . . . . 10 4.3. CoAP option Max-Age field, CoAP option Uri-Host and Uri- Port fields . . . . . . . . . . . . . . . . . . . . . . . 11 5. CoAP option Uri-Path and Uri-Query fields . . . . . . . . . . 11 5.1. CoAP option Proxy-URI and Proxy-Scheme fields . . . . . . 12 5.2. CoAP option ETag, If-Match, If-None-Match, Location-Path and Location-Query fields . . . . . . . . . . . . . . . . 13 6. Other RFCs . . . . . . . . . . . . . . . . . . . . . . . . . 13 6.1. Block . . . . . . . . . . . . . . . . . . . . . . . . . . 13 6.2. Observe . . . . . . . . . . . . . . . . . . . . . . . . . 13 6.3. No-Response . . . . . . . . . . . . . . . . . . . . . . . 13 7. Protocol analysis . . . . . . . . . . . . . . . . . . . . . . 13 8. Examples of CoAP header compression . . . . . . . . . . . . . 14 8.1. Mandatory header with CON message . . . . . . . . . . . . 14 8.2. Complete exchange . . . . . . . . . . . . . . . . . . . . 16 9. Normative References . . . . . . . . . . . . . . . . . . . . 17 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 18 1. Introduction CoAP [rfc7252] is an implementation of the REST architecture for constrained devices. Gateway between CoAP and HTTP can be easily built since both protocols uses the same address space (URL), caching mechanisms and methods. Nevertheless, if limited, the size of a CoAP header may be too large for LPWAN constraints and some compression may be needed to reduce the header size. [I-D.toutain-lpwan-ipv6-static-context-hc] defines a header compression mechanism for LPWAN network based on a static context.Where theThe context is said static since the element values composing the context are not learned during the packet exchanges but are previously defined. The context(s) is(are) known by both ends before transmission. A context is composed of a set of rules (contexts) that are referenced by Rule IDs (identifiers). A ruledescribescontains an ordered list of the header fieldswithcontaining a field ID (FID) and its position when repeated, a direction indicator (DI) (upstream, downstream and bidirectional) and some associated Target Values(TV).(TV) which are expected in the message header. A Matching Operator (MO) is associated to each header field description. The rule is selected if all the MOs fit the TVs. In that case, a Compression Decompression Function (CDF) associated to each field defines the link between the compressed and decompressed value for each of the header fields. Thisdraft discussesdocument describes how theway SCHCrules can be applied to CoAPheaders, how to extend MOs to match a specific element when several fields of the same type are presented in the header. It also introduces the notion of bidirectional or unidirectional (upstream and downstream) fields. 2. CoAP Compressing CoAP [RFC7252] is an implementationflows. Compression of theREST architecture for constrained devices. Gateway between CoAP and HTTP can be easily built since both protocols uses the same address space (URL), caching mechanisms and methods. Nevertheless, if limited, the size of aCoAP header may betoo large for LPWAN constraints and some compression may be needed to reducedone in conjunction with theheader size. CoAP compression is not straightforward. Some differences between IPv6/UDP andabove layers or independantly. 2. CoAPcan be highlighted.Compressing CoAP differs from IPv6 and UDP protocolsinon the following aspects: o IPv6 and UDP are symmetrical protocols. The same fields are found in the request and in the response, onlypositionlocation in the header maychangevary (e.g. source and destination fields). A CoAP request is different from an response. For example, the URI-path option is mandatory in the request and is not found in the response, request may contain an Accept option and the response a Content-format option. Even when a field is "symmetric" (i.e. found in both directions) the values carried are different. For instance the Type field will contain a CON value in the request and a ACK or RST value in the response. Exploiting the asymmetry in compression will allow to send no bit in the compressed request and a single bit in the answer. Same behavior can be applied to the CoAP Code field (O.OX code are present in the request and Y.ZZ in the answer). o CoAP also obeys to the client/server paradigm and the compression rate can be different if the request is issued from a LPWAN node or from an non LPWAN device. For instance a Thing (ES) aware of LPWAN constraints can generate a 1 byte token, but a regular CoAPcleintclient will certainly send a larger token to the Thing. SCHC compression will not modify the values to offer a better compression rate. Nevertheless a proxy placed before the compressor may change some field values to offer a better compression rate and maintain the necessary context for interoperability with existing CoAP implementations. o In IPv6 and UDP header fields have a fixed size. In CoAP, Token size may vary from 0 to 8 bytes, length is given by a field in the header. More systematically, the CoAP options are described using the Type-Length-Value. When applying SCHC headercompression, the token size is not known atcompression. By sending compressed field information following the rulecreation, the sender andorder, SCHC offers a serialization/deserialization mechanism. Since a field exists to indicate thereceiver must agree on its compressed size. o The options type in CoAPtoken length there isnot defined with the same value. The Delta TLV coding makes thatno ambiguity. For options, thetype is not independent of previous option and may vary regardingrule indicates also the expected optionscontained infound theheader. 2.1.int CoAPbehavior A LPWAN node can either be a client or a server and sometimes both. In the client mode,header. Therefore only theLPWAN node sends requestlength is needed toa server and expectsrecognise ananswer or acknowledgements. Acknowledgements canoption. The length will beat 2 different levels: o Insend using thetransport level, a CON message is acknowledgedsame CoAP encoding (size less than 12 are directly sent, higher values uses the escape mechanisms defined byan ACK message. A NON confirmable message is not acknowledged at all. o In REST level, a REST request[rfc7252]). Delta Type isacknowledged by an "error" code. The [RFC7967] defines an option to limit the number of acknowledgements. Note that acknowledgement can be optimized and a REST level acknowledgement can be used as a transport level acknowledgement. 2.2. CoAP protocol analysis CoAP header format definesomitted, thefollowing fields: o version (2 bits): this field canvalue will beelided duringrecovered by theSCHC compresssion o type (2 bits). It definesdecompressor. This reduce thetypeoption length ofthe transport messages, 4 values are defined,4, 12 or 20 bits regarding thetype of exchange. If only NON messages are sent or CON/ACK messages, this field can be reduced to 0 or 1 bit. o token length (4 bits). The standard allows up to 8 bytes for a token. If a fixed tokenorignial sizeis chosen, then this field can be elided. If some variation in length are needed then 1 or 2 bits could be enough for mostofLPWAN applications. o code (8 bits). This field codestherequest anddelta type encoding in theresponse values.option. o In CoAPthese values are represented inheaders amore compact way then the coding used in HTTP, but the coding is not optimal. o message id (16 bits). This value of this headerfieldis used to acknowledge CON frames. The size of this field is computed to allow the anticipation (how many framescan besent without acknowledgement). When a value is used, the [RFC7252] defines the time before it can be reused without ambiguities. This size defined may be too largeduplicated several times, fora LPWAN node sendinginstances, elements of an URI (path orreceiving few messages a day. o Token (0 to 8 bytes). Token header field is used to identify active flows. Regarding the usage for LPWAN (stability in time and limited number), a short token (1 Bytequeries) orless) can be enough. o options are coded using delta-TLV. The delta-T depends on previous values, length is encoded inside the option.accepted formats. The[RFC7252] distinguishes repeatable options that can appear several times in the header. Among them we can distinguish: * list options which appear several time in the header but are exclusive such as the Accept option. * cumulative options which appear several timesposition defined inthe header but are part of a more generic value such as Uri-Path and Uri- Query. In that case, some elements may not change during the Thing lifetime and other may change at each request. For instance CoMi [I-D.ietf-core-comi] defines the following path /c/X6?k="eth0", where the first path element "c" does not change, the second element can vary over time withadifferent length (it represents the base64 enconding of a SID) and the query string can also vary over time. For a given flow some value options are stable through time. Observe, ETag, If-Match, If-None-Match and Size varies in each message. The CoAP protocol must not be altered by the compression/ decompression phase, but if no semantic is attributedrule, associated to avalue, it may be changed during this phase. For instance, the compression phase may reduce the size of a token but must maintain its unicity. The decompressor will not be able to restore the original value but the behavior will remain the same. If no special semantic is assigned to the token, this willField ID, can betransparent. If a special semantic is assignedused to identify thetoken, its compression may not be possible.proper element. 3.SCHC rules forCompression of CoAP headercompressionfields Thisdraft refines the rules definition by adding the directionsection discusses of themessage, from the Thing point of view (uplink, downlink or bidirectional). It does not introduce new Machting Operator or new Compression Decompression Function, but add some possibility to check one particular element when severalcompression ofthem are present atthesame time. A rule can containdifferent CoAPand IPv6/UDP entries. In that case, IPv6/UDP entriesheader fields. These aretagged bidirectional. 3.1. Directional Rules By default, an entry in a rule is bidirectional which means that it can be applied either on the uplink or downlink headers. By specifying the direction, the LC willjust examples. The compression should take into account thespecific field only if the direction match. If the Thing is a client, the URI-Path option is only present on request and not on the response. Therefore, the exact matching principle to select a rule cannot apply. Some options are marked unidirectional, the value (uplink or downlink) dependsnature of thescenario. A Uri-Path option will be marked uplink if the Thing acts as a client and downlink if the Thing acts as a server. If the Thing acts both as clienttraffic andserver, two different rules will be defined. 3.2. Matching Operator The Matching Operator behavior has not changed, but the value must take a position value, if the entry is repeated : FID TV MO CDF URI-Path foo equal 1 not-sent URI-Path bar equal 2 not-sent Figure 1: Position entry. For instance, the rule Figure 1 matches with /foo/bar, but not /bar/ foo. The position is added after the natural argument of the MO, for example MSB (4,3) indicates a most significant bit matching of 4 bits in a field located in position 3. 3.3. Compressed field length When the length isnotclearly indicated in the rule, the value length must be sent withonly the fielddata, which means for CoAP to send directly the CoAP option where the delta-T is set to 0. For the CoMi path /c/X6?k="eth0" the rule can be set to: FID TV MO CDF URI-Path c equal 1 not-sent URI-Path ignore 2 value-sent URI-Query k= MSB (16, 1) value-sent Figure 2: CoMi URI compression Figure 2 shows the parsing and thevalues. Next chapter will define some compressionof the URI. where c is not sent. The second element is sent with the length (i.e. 0x02 X 6) followed by the query option (i.e. 0x08 k="eth0"). [[NOTE we don't process URI with a multiple number of path element ??]]. 4. Application to CoAP header fields This section lists the different CoAP header fields and how they can be compressed. 4.1.rules for some common exchanges. 3.1. CoAP version field (2 bits) This field isbidirectional. This field containsbidirectional and can be elided during the SCHC compression, since it always contains the samevalue, therefore thevalue. It appears only in first position. FID Pos DI TVmay be 1, theMOis set to "equal" and theCDFis set to "not-sent" 4.2.ver 1 bi 1 equal not-sent 3.2. CoAP type field This fieldis bidirectionalcan be managed bidirectionally orundirectional. Severalunidirectionally.Several strategies can be applied to this field regarding the values used: oif only one typeIf the ES issent, for example NON message, itsa client or a Server and non confirmable message are used, the transmission of the Type field can beavoided.avoided: * Pos is always 1, * DI can either be "uplink" if the ES is a CoAP client or "downlink" if the ES is a CoAP server, or "bidirectional" * TV is set to the value, * MO is set to "equal"and* CDF is set to "not-sent".o if two values are sent, for example CON and ACK and RST is not used, this field can be reduced to one bit.FID Pos DI TVis set to a matching value {CON: 0, ACK: 1},MOis set to match-mapping andCDFis set to mapping-sent.type 1 bi NON equal not-sent oIt is also possible avoid transmission of this field by marking it unidirectional. In one direction,If theTV is set to CON, MOES isset to "equal"either a client or a Server andCDF is setconfirmable message are used, the DI can be used to"not-sent". Onelide theother direction,type on theTV is setrequest and compress it toACK,1 bit on theMO is set to "equal" andresponse. The example above shows theCDF is setrule for a ES acting as a client, directions need to"not-sent". o Otherwisebe reversed for a ES acting as a server. FID Pos DI TVis not set,MO CDF type 1 up CON equal not-sent type 1 dw {0:ACK, 1:RST} match-mapping mapping-sent o Otherwise if the ES isset to "ignore"acting simultaneously as a client and a server and the rule handle these two traffics, Type field must be sent uncompressed. FID Pos DI TV MO CDFis set to "value-sent". 4.3.type 1 bi ignore send-value 3.3. CoAP token length field This field is bi-directional. Several strategies can be applied to this field regarding the values: o no token or a wellknown length, the transmission can be avoided.TV is set to the length,A special care must be taken, if CON messages are acknowledged with an empty ACK message. In that case theMOtoken isset to "equal" andnot always present. FID Pos DI TV MO CDFis set to "not-sent"TKL 1 bi value ignore send-value oTheIf the length isvariablechanging from one message toanother. TV is not set, MO is set to "ignore" and CDF is set to "value-sent". The size ofan other, thesent valueToken Length field must beknown by ends. The size may be 4 bits. The receiver must take into account this value to retrievesent. If thetoken. A CoAP proxy mayToken length can beused beforelimited, then only thecompressionleast significant bits have toreducebe sent. The example below allows values between 0 and 3. FID Pos DI TV MO CDF TKL 1 bi 0x0 MSB(2) LSB(2) o otherwise the fieldsize. 4.4.value has to be sent. FID Pos DI TV MO CDF TKL 1 bi ignore value-sent 3.4. CoAP code field This field isunidirectional. The client and the server do not use the same values.bidirectional, but compression can be enhanced using DI. The CoAPcodeCode field defines a tricky way to ensure compatibility with HTTP values. Nevertheless only 21 values are defined by[RFC7252][rfc7252] compared to the 255 possible values.So, it could efficiently be coded on 5 bits. The number of code may vary over time, some new codes may be introduced or some applications use a limited number of values.+------+------------------------------+-----------+ | Code | Description | Mapping | +------+------------------------------+-----------+ | 0.00 | | 0x00 | | 0.01 | GET | 0x01 | | 0.02 | POST | 0x02 | | 0.03 | PUT | 0x03 | | 0.04 | DELETE | 0x04 | | 0.05 | FETCH | 0x05 | | 0.06 | PATCH | 0x06 | | 0.07 | iPATCH | 0x07 | | 2.01 | Created | 0x08 | | 2.02 | Deleted | 0x09 | | 2.03 | Valid | 0x0A | | 2.04 | Changed | 0x0B | | 2.05 | Content | 0x0C | | 4.00 | Bad Request | 0x0D | | 4.01 | Unauthorized | 0x0E | | 4.02 | Bad Option | 0x0F | | 4.03 | Forbidden | 0x10 | | 4.04 | Not Found | 0x11 | | 4.05 | Method Not Allowed | 0x12 | | 4.06 | Not Acceptable | 0x13 | | 4.12 | Precondition Failed | 0x14 | | 4.13 | Request Entity Too Large | 0x15 | | 4.15 | Unsupported Content-Format | 0x16 | | 5.00 | Internal Server Error | 0x17 | | 5.01 | Not Implemented | 0x18 | | 5.02 | Bad Gateway | 0x19 | | 5.03 | Service Unavailable | 0x1A | | 5.04 | Gateway Timeout | 0x1B | | 5.05 | Proxying Not Supported | 0x1C | +------+------------------------------+-----------+ Figure3:1: Example of CoAP code mapping Figure31 gives a possible mapping, it can be changed to add new codes or reduced if some values are never used by both ends. It could efficiently be coded on 5 bits. Even if the number of code can be increase with other RFC, implementations may use a limited number of values, which can help to reduce the number of bits sent on the LPWAN. The number of code may vary over time, some new codes may be introduced or some applications use a limited number of values. The client and the server do not use the same values. This asymmetry can be exploited to reduce the size sent on the LPWAN. The field can be treated differently in upstream than in downstream. If the Thing is a client an entry can be set on the uplink message with a code matching for 0.0X values and another for downlink values for Y.ZZ codes. It is the opposite if the thing is a server.4.5.If the ES always sends or receives requests with the same method, the Code field can be elided. The entry below shows a rule for a client sending only GET request. FID Pos DI TV MO CDF code 1 up GET equal not-sent If the client may send different methods, a matching-list can be applied. For table Figure 1, 3 bits are necessary, but it could be less if fewer methods are used. Example below gives an example where the ES is a server and receives only GET and POST requests. FID Pos DI TV MO CDF code 1 dw {0:0.01, 1:0.02}match-mapping mapping-sent The same approach can be applied to responses. 3.5. CoAP Message ID field This field is bidirectional. Message ID is used for two purposes: o To acknowledge a CON message with an ACK. o To avoid duplicate messages. In LPWAN, since a message can be received by several radio gateway, some LPWAN technologies include a sequence number in L2 to avoid duplicate frames. Therefore if the message does not need to be acknowledged (NON or RST message), the Message ID field can be avoided.In that caseFID Pos DI TVis not set,MOis set to ignore andCDFis set to "not-sent".Mid 1 bi ignore not-sent The decompressorcanmust generate anumber.value. [[Note; check id this field is not used by OSCOAP .]] To optimize information sent on the LPWAN, shorter values may be used during the exchange, but Message ID values generated a common CoAP implementation will not take into account this limitation. Before the compression, a proxy may be needed to reduce the size.In that case, theFID Pos DI TVis set to 0x0000,MOis set to "MSB(l)" andCDFis set to "LSB(16-l)", where "l" is the size of the compressed header.Mid 1 bi 0x0000 MSB(12) LSB(4) Otherwise if no compression isneededpossible, the field has to be sent FID Pos DI TVis not set,MOis set to ignore andCDFis set to "not-sent". 4.6.Mid 1 bi ignore value-sent 3.6. CoAP Token field This field is bi-directional. Token is used to identify transactions and varies from one transaction to another. Therefore, it is usually necessary to send the value of the token field on the LPWAN network. The optimization will occur by using small values. Common CoAP implementations may generate large tokens, even if shorter tokens could be used regarding the LPWAN characteristics. A proxy may be needed to reduce the size of the token before compression.OtherwiseThe size of theTVcompress token sent isnot set,known by a combination of theMO is set to ignoreToken Length field andCDF is set to "value-sent". The decompression may knowthelength ofrule entry. For instance, with the entry below: FID Pos DI TV MO CDF tkl 1 bi 2 equal not-sent tokenfield from the1 bi 0x00 MSB(12) LSB(4) The uncompressed tokenlength field. 4.7.is 2 bytes long, but the compressed size will be 4 bits. 4. CoAP options 4.1. CoAP option Content-format field. This field is unidirectional and must not be set to bidirectional in a rule entry. It is used only by the server to inform the client about of the payload type and is never found in client requests. Ifthesingle value isknownexpected byboth sides,the client, the TV contains that value and MO is set to "equal" and the CDF is set to "not-sent".OtherwiseThe examples below describe the rules for an ES acting as a server. FID Pos DI TV MO CDF content 1 up value equal not-sent If several possible value are expected by the client, a matching-list can be used. FID Pos DI TVis not set,MOis set to "ignore" andCDFis set to "value-sent" A mapping listcontent 1 up {0:50,1:41} match-mapping mapping-sent Otherwise the value canalsobeused to reducesent.The value-sent CDF in thesize. 4.8.compressor do not send the option type and the decompressor reconstruct it regarding the position in the rule. FID Pos DI TV MO CDF content 1 up ignore value-sent 4.2. CoAP option Accept field This field is unidirectional and must not be set to bidirectional in a rule entry. It is used only by the client to inform of the possible payload type and is never found in server response. The number of accept options is not limited and can vary regarding the usage. To be selected a rule must contain the exact number about accept options with their positions.ifSince theacceptorder in which the Accept valuemust beare sent, the position order can be modified. The rule below FID Pos DI TVcontains that value,MOis set to "ignore x" where "x" is theCDF acceptoption's position and1 up 41 egal not-sent accept 2 up 50 egal not-sent will be selected only if two accept options are in the CoAP header if this order. The rule below: FID Pos DI TV MO CDFis set to value-sent. Sinceaccept 0 up 41 egal not-sent accept 0 up 50 egal not-sent will accept a-only CoAP messages with 2 accept options, but thevalue length isorder will notknown, it must be sent asinfluence the rule selection. The decompression will reconstruct the header regarding the rule order. Otherwise aCoAP TLV with delta-T setmatching-list can be applied to0. OtherwisetheTV is not set, MOdifferent values, in that case the order issetimportant to"equal x" where x isrecover theaccept option's positionappropriate value andCDF is set to "not-sent" [[note: it couldthe position must bemore liberal and do not provideclearly indicate. FID Pos DI TV MO CDF accept 1 up {0:50,1:41} match-mapping mapping-sent accept 2 up {0:50,1:61} match-mapping mapping-sent accept 3 up {0:61,1:71} match-mapping mapping-sent Finally, thesame order after decompression]] 4.9.option can be explicitly sent. FID Pos DI TV MO CDF accept 1 up ignore value-sent 4.3. CoAP option Max-Agefieldfield, CoAP option Uri-Host and Uri-Port fields This field is unidirectional and must not be set to bidirectional in a rule entry. It is used only by the server to inform of the caching duration and is never found in client requests. If the duration is known by both ends, value can be elided on theTV is set with this duration, the MO is set to "equal" and the CDF is set to "not-sent".LPWAN. A matching list can be used if some wellknown values are defined. Otherwise theTV is not set, the MO is set to "ignore"option length andthe CDF is set to "value-sent". Since thevaluelength is not known, it mustcan be sentas a CoAP TLV with delta-T set to 0.on the LPWAN. [[note: we can reduce (or create a new option) the unit to minute, second is small for LPWAN ]]4.10.5. CoAP optionUri-HostUri-Path andUri-PortUri-Query fields This fields are unidirectional and must not be set to bidirectional in a rule entry. They are used only by the client to access to a specificserverresource and are never found in server response.For each option, ifThe Matching Operator behavior has not changed, but the valueis known by both ends, the TV is set with thismust take a position value, if theMOentry isset to "equal" and therepeated : FID Pos DI TV MO CDFis set to "not- sent". OtherwiseURI-Path 1 up foo equal not-sent URI-Path 2 up bar equal not-sent Figure 2: Position entry. For instance, theTV isrule Figure 2 matches with /foo/bar, but notset,/bar/ foo. When theMOlength isset to "ignore" andnot clearly indicated in theCDF is set to "value-sent". Sincerule, the value lengthis not known, itmust be sentas a CoAP TLVwithdelta-T setthe field data, which means for CoAP to0. 4.11.send directly the CoAP optionUri-Path and Uri-Query fields This fields are unidirectionalwith length andmust not be set to bidirectional in a rule entry. They are used only by the client to access tovalue. For instance for aspecific resource and are never found in server response. Path and Query option may have different formats. Section 3.2 gives some examples. If the URICoMi pathas well as the query is composed of 2 or more elements, then/c/X6?k="eth0" theposition mustrule can be setin the MO parameters. If a Path or Query element is stable over the time, thento: FID Pos DI TVis set with its value,MOis set to "equal x" where x is the position in the Path or the Query andCDFis set to "not-sent". Otherwise if the value varies over time, TV is not set, MO is set to "ignore x" where x is the position in the Path or inURI-Path 1 up c equal not-sent URI-Path 2 up ignore value-sent URI-Query 1 up k= MSB (16) LSB Figure 3: CoMi URI compression Figure 3 shows theQueryparsing andCDF is set to "value-sent". Sincethevalue lengthcompression of the URI. where c is notknown, it must besent. The second element is sentas a CoAP TLVwithdeltaT set to 0.the length (i.e. 0x2 X 6) followed by the query option (i.e. 0x05 "eth0"). A Mapping list can be used to reduce size of variable Paths or Queries. In that case, to optimize the compression, several elements can be regrouped into a single entry. Numbering of elements do not change, MO comparison is set with the first element of the matching.For instance, the following Path /foo/bar/variable/stable can leads to the rule defined Figure 4.FID Pos DI TV MO CDF URI-Path{"/foo/bar":1, match-mapping1mapping-sent "/bar/foo":2}up {0:"/c/c", equal not-sent 1:"/c/d" URI-Pathignore3 up ignore value-sentURI-Path stable equal 4 not-sentURI-Query 1 up k= MSB (16) LSB Figure 4: complex path example4.12.For instance, the following Path /foo/bar/variable/stable can leads to the rule defined Figure 4. 5.1. CoAP option Proxy-URI and Proxy-Scheme fields These fields are unidirectional and must not be set to bidirectional in a rule entry. They are used only by the client to access to a specific resource and are never found in server response. If the field value must be sent, TV is not set, MO is set to "ignore" and CDF is set to "value-sent. A mapping can also be used. Otherwise the TV is set to the value, MO is set to "equal" and CDF is set to "not-sent"4.13.5.2. CoAP option ETag, If-Match, If-None-Match, Location-Path and Location-Query fields These fields are unidirectional. These fields values cannot be stored in a rule entry. They must always be sent with the request. [[Can include OSCOAP Object security in that category ]]5.6. Other RFCs5.1.6.1. Block Block option should be avoided in LPWAN. The minimum size of 16 bytes can be incompatible with some LPWAN technologies. [[Note: do we recommand LPWAN fragmentation since the smallest value of 16 is too big?]]5.2.6.2. Observe[RFC7641][rfc7641] defines the Observe option. The TV is not set, MO is set to "ignore" and the CDF is set to "value-sent". SCHC does not limit the maximum size for this option (3 bytes). To reduce the transmission size either the Thing implementation should limit the value increase or a proxy can be used limit the increase. Since RST message may be sent to inform a server that the client do not require Observe response, a rule must allow the transmission of this message.5.3.6.3. No-Response[RFC7967][rfc7967] defines an No-Response option limiting the responses made by a server to a request. If the value is not by both ends, then TV is set to this value, MO is set to "equal" and CDF is set to "not- sent". Otherwise, if the value is changing over time, TV is not set, MO is set to "ignore" and CDF to "value-sent". A matching list can also be used to reduce the size.6.7. Protocol analysis 8. Examples of CoAP header compression6.1.8.1. Mandatory header with CON message In this first scenario, the LPWAN compressor receives from outside client a POST message, which is immediately acknowledged by the Thing. For this simple scenario, the rules are described Figure 5. rule id 1 +-------------+------+---------+-------------+-----+----------------+ | Field |TV |MO |CDF |dir | Sent | +=============+======+=========+=============+=====+================+ |CoAP version | 01 |equal |not-sent |bi | | |CoAP Type | |ignore |value-sent |bi |TT | |CoAP TKL | 0 |equal |not-sent |bi | | |CoAP Code | ML1 |match-map|matching-sent|bi | CC CCC | |CoAP MID | 0000 |MSB(7 ) |LSB(9) |bi | M-ID | |CoAP Uri-Path| path |equal 1 |not-sent |down | | +-------------+------+---------+-------------+-----+----------------+ Figure 5: CoAP Context to compress header without token The version and Token Length fields are elided. Code has shrunk to 5 bits using the matching list (as the one given Figure3:1: 0.01 is value 0x01 and 2.05 is value 0x0c) Message-ID has shrunk to 9 bits to preserve alignment on byte boundary. The most significant bit must be set to 0 through a CoAP proxy. Uri-Path contains a single element indicated in the matching operator. Figure 6 shows the time diagram of the exchange. A LPWAN Application Server sends a CON message. Compression reduces the header sending only the Type, a mapped code and the least 9 significant bits of Message ID. The receiver decompresses the header. . The CON message is a request, therefore the LC process to a dynamic mapping. When the ES receives the ACK message, this will not initiate locally a message ID mapping since it is a response. The LC receives the ACK and uncompressed it to restore the original value. Dynamic Mapping context lifetime follows the same rules as message ID duration. End System LPWA LC | | | rule id=1 |<---------------------- |<--------------------| +-+-+--+----+--------+ <-------------------- | TTCC CCCM MMMM MMMM| |1|0| 4|0.01| 0x0034 | +-+-+--+----+--------+ | 0000 0010 0011 0100| | 0xb4 p a t | |1|0| 1|0.01| 0x0034 | | | | h | | 0xb4 p a t | | | +------+ | h | | | +------+ | | | | | | ----------------------->| rule id=1 | +-+-+--+----+--------+ |-------------------->| |1|2| 0|2.05| 0x0034 | | TTCC CCCM MMMM MMMM|------------------------> +-+-+--+----+--------+ | 1001 1000 0011 0100| +-+-+--+----+--------+ | | |1|2| 0|2.05| 0x0034 | v v +-+-+--+----+--------+ Figure 6: Compression with global addresses The message can be further optimized by setting some fields unidirectional, as described in Figure 7. Note that Type is no more sent in the compressed format, Compressed Code size in not changed in that example (8 values are needed to code all the requests and 21 to code all the responses in the matching list Figure3)1) rule id 1 +-------------+------+---------+-------------+---+----------------+ | Field |TV |MO |CDF |dir| Sent | +=============+======+=========+=============+===+================+ |CoAP version | 01 |equal |not-sent |bi | | |CoAP Type | CON |equal |not-sent |dw | | |CoAP Type | ACK |equal |not-sent |up | | |CoAP TKL | 0 |equal |not-sent |bi | | |CoAP Code | ML2|match-map|matching-sent|dw|match-map|mapping-sent |dw |CCCC C | |CoAP Code | ML3|match-map|matching-sent|up|match-map|mapping-sent |up |CCCC C | |CoAP MID | 0000 |MSB(5) |LSB(11) |bi | M-ID | |CoAP Uri-Path| path |equal 1 |not-sent |dw | | +-------------+------+---------+-------------+---+----------------+ ML1 = {CON : 0, ACK:1} ML2 = {POST:0, 2.04:1, 0.00:3} Figure 7: CoAP Context to compress header without token6.2.8.2. Complete exchange In that example, the Thing is using CoMi and sends queries for 2 SID. CON MID=0x0012 | | POST | | Accept X | | /c/k=AS |------------------------>| | | | | |<------------------------| ACK MID=0x0012 | | 0.00 | | | | |<------------------------| CON | | MID=0X0034 | | Content-Format X ACK MID=0x0034 |------------------------>| 0.00 rule id 3 +-------------+------+---------+-------------+---+----------------+ | Field |TV |MO |CDF |dir| Sent | +=============+======+=========+=============+===+================+ |CoAP version | 01 |equal |not-sent |bi | | |CoAP Type | CON |equal |not-sent |up | | |CoAP Type | ACK |equal |not-sent |dw | | |CoAP TKL | 1 |equal |not-sent |bi | | |CoAP Code | POST |equal |not-sent |up | | |CoAP Code | 0.00 |equal |not-sent |dw | | |CoAP MID | 0000 |MSB(8)|LSB(8)|LSB |bi |MMMMMMMM | |CoAP Token | |ignore |send-value |up |TTTTTTTT | |CoAP Uri-Path| /c |equal 1 |not-sent |dw | | |CoAP Uri-query ML4 |equal 1 |not-sent |dw |P | |CoAP Content | X |equal |not-sent |up | | +-------------+------+---------+-------------+---+----------------+ rule id 4 +-------------+------+---------+-------------+---+----------------+ | Field |TV |MO |CDF |dir| Sent | +=============+======+=========+=============+===+================+ |CoAP version | 01 |equal |not-sent |bi | | |CoAP Type | CON |equal |not-sent |dw | | |CoAP Type | ACK |equal |not-sent |up | | |CoAP TKL | 1 |equal |not-sent |bi | | |CoAP Code | 2.05 |equal |not-sent |dw | | |CoAP Code | 0.00 |equal |not-sent |up | | |CoAP MID | 0000 |MSB(8)|LSB(8)|LSB |bi |MMMMMMMM | |CoAP Token | |ignore |send-value |dw |TTTTTTTT | |COAP Accept | X |equal |not-sent |dw | | +-------------+------+---------+-------------+---+----------------+ alternative rule: rule id 4 +-------------+------+---------+-------------+---+----------------+ | Field |TV |MO |CDF |dir| Sent | +=============+======+=========+=============+===+================+ |CoAP version | 01 |equal |not-sent |bi | | |CoAP Type | ML1|equal |match-sent(1)|bi|match-map|match-sent |bi |t | |CoAP TKL | 1 |equal |not-sent |bi | | |CoAP Code | ML2|equal |match-sent(1)|up|match-map|match-sent |up | cc | |CoAP Code | ML3|equal |match-sent(2)|dw|match-map|match-sent |dw | cc | |CoAP MID | 0000 |MSB(8)|LSB(8)|LSB |bi |MMMMMMMM | |CoAP Token | |ignore |send-value |dw |TTTTTTTT | |CoAP Uri-Path| /c |equal 1 |not-sent |dw | | |CoAP Uri-query ML4 |equal 1 |not-sent |dw |P | |CoAP Content | X |equal |not-sent |up | | |COAP Accept | x |equal |not-sent |dw | | +-------------+------+---------+-------------+---+----------------+ ML1 {CON:0, ACK:1} ML2 {POST:0, 0.00: 1} ML3 {2.05:0, 0.00:1} ML4 {NULL:0, k=AS:1, K=AZE:2}7.9. Normative References[I-D.ietf-core-comi] Stok, P., Bierman, A., Veillette, M., and A. Pelov, "CoAP Management Interface", draft-ietf-core-comi-00 (work in progress), January 2017.[I-D.toutain-lpwan-ipv6-static-context-hc] Minaburo, A. and L. Toutain, "LPWAN Static Context Header Compression (SCHC) for IPv6 and UDP", draft-toutain-lpwan- ipv6-static-context-hc-00 (work in progress), September 2016.[RFC1332] McGregor, G., "The PPP Internet Protocol Control Protocol (IPCP)", RFC 1332, DOI 10.17487/RFC1332, May 1992, <http://www.rfc-editor.org/info/rfc1332>. [RFC3095] Bormann, C., Burmeister, C., Degermark, M., Fukushima, H., Hannu, H., Jonsson, L-E., Hakenberg, R., Koren, T., Le, K., Liu, Z., Martensson, A., Miyazaki, A., Svanbro, K., Wiebke, T., Yoshimura, T., and H. Zheng, "RObust Header Compression (ROHC): Framework and four profiles: RTP, UDP, ESP, and uncompressed", RFC 3095, DOI 10.17487/RFC3095, July 2001, <http://www.rfc-editor.org/info/rfc3095>. [RFC4944] Montenegro, G., Kushalnagar, N., Hui, J., and D. Culler, "Transmission of IPv6 Packets over IEEE 802.15.4 Networks", RFC 4944, DOI 10.17487/RFC4944, September 2007, <http://www.rfc-editor.org/info/rfc4944>. [RFC4997] Finking, R. and G. Pelletier, "Formal Notation for RObust Header Compression (ROHC-FN)", RFC 4997, DOI 10.17487/RFC4997, July 2007, <http://www.rfc-editor.org/info/rfc4997>. [RFC5225] Pelletier, G. and K. Sandlund, "RObust Header Compression Version 2 (ROHCv2): Profiles for RTP, UDP, IP, ESP and UDP-Lite", RFC 5225, DOI 10.17487/RFC5225, April 2008, <http://www.rfc-editor.org/info/rfc5225>. [RFC6282] Hui, J., Ed. and P. Thubert, "Compression Format for IPv6 Datagrams over IEEE 802.15.4-Based Networks", RFC 6282, DOI 10.17487/RFC6282, September 2011, <http://www.rfc-editor.org/info/rfc6282>. [RFC7252][rfc7252] Shelby, Z., Hartke, K., and C. Bormann, "The Constrained Application Protocol (CoAP)", RFC 7252, DOI 10.17487/RFC7252, June 2014,<http://www.rfc-editor.org/info/rfc7252>. [RFC7641]<https://www.rfc-editor.org/info/rfc7252>. [rfc7641] Hartke, K., "Observing Resources in the Constrained Application Protocol (CoAP)", RFC 7641, DOI 10.17487/RFC7641, September 2015,<http://www.rfc-editor.org/info/rfc7641>. [RFC7967]<https://www.rfc-editor.org/info/rfc7641>. [rfc7967] Bhattacharyya, A., Bandyopadhyay, S., Pal, A., and T. Bose, "Constrained Application Protocol (CoAP) Option for No Server Response", RFC 7967, DOI 10.17487/RFC7967, August 2016,<http://www.rfc-editor.org/info/rfc7967>.<https://www.rfc-editor.org/info/rfc7967>. Authors' Addresses Ana Minaburo Acklio 2bis rue de la Chataigneraie 35510 Cesson-Sevigne Cedex France Email: ana@ackl.io Laurent Toutain Institut MINES TELECOM ; IMT Atlantique 2 rue de la Chataigneraie CS 17607 35576 Cesson-Sevigne Cedex France Email: Laurent.Toutain@imt-atlantique.fr