Network File System Version 4 C. Lever, Ed. Internet-Draft Oracle Obsoletes: 5667 (if approved) February3,24, 2017 Intended status: Standards Track Expires: August7,28, 2017 Network File System (NFS) Upper Layer Binding To RPC-Over-RDMAdraft-ietf-nfsv4-rfc5667bis-05Version One draft-ietf-nfsv4-rfc5667bis-06 Abstract This document specifies Upper Layer Bindings of Network File System (NFS) protocol versions toRPC-over-RDMA.RPC-over-RDMA Version One. Upper Layer Bindings are required in order to enable RPC-basedprotocols,protocols such asNFS,NFS to use Direct Data Placement onRPC-over-RDMA.RPC-over-RDMA Version One. This document obsoletes RFC 5667. Requirements Language The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119]. Status of This Memo This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet- Drafts is at http://datatracker.ietf.org/drafts/current/. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." This Internet-Draft will expire on August7,28, 2017. Copyright Notice Copyright (c) 2017 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License. This document may contain material from IETF Documents or IETF Contributions published or made publicly available before November 10, 2008. The person(s) controlling the copyright in some of this material may not have granted the IETF Trust the right to allow modifications of such material outside the IETF Standards Process. Without obtaining an adequate license from the person(s) controlling the copyright in such materials, this document may not be modified outside the IETF Standards Process, and derivative works of it may not be created outside the IETF Standards Process, except to format it for publication as an RFC or to translate it into languages other than English. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . .23 2.Conveying NFS Operations On RPC-Over-RDMAReply Size Estimation . . . . . . . . . . . . . . . . . . . . 3 2.1. Short Reply Chunk Retry . . . . . . . . . . . . . . . . . 4 3. Upper Layer BindingForfor NFS Versions 2Andand 3 . . . . . . . .45 3.1. Reply Size Estimation . . . . . . . . . . . . . . . . . . 5 3.2. RPC Binding Considerations . . . . . . . . . . . . . . . 5 4. Upper LayerBinding ForBindings for NFS Version42 and 3 Auxiliary Protocols . . . . . . . . . . . . . . . . . . . . . . . . . . 6 4.1. MOUNT, NLM, and NSM Protocols . . . . . . . . . . . . . . 6 4.2. NFSACL Protocol . . . . . . . . . . . . . . . . . . . . . 7 5.Extending NFSUpper LayerBindingsBinding For NFS Version 4 . . . . . . . . . . . . 7 5.1. DDP-Eligibility .12 6. IANA. . . . . . . . . . . . . . . . . . . . 7 5.2. Reply Size Estimation . . . . . . . . . . . . . . . . . . 8 5.3. RPC Binding Considerations . . . . . . . . . . . . . . . 9 5.4. NFS COMPOUND Requests . . . . . . . . . . . . . . . . . . 10 5.5. NFS Callback Requests . . . . . . . . . . . . . . . . . . 11 5.6. Session-Related Considerations . . . . . . . . . . . . . 12 5.7. Transport Considerations . . . . . . . . . . . . . . . . 13 6. Extending NFS Upper Layer Bindings . . . . . . . . . . . . . 14 7. Security Considerations . . . . . . . . . . . . . . . . . . .1314 8. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 15 9. References . . . . . . . . . . . . . . . . . . . . . . . . .1415 9.1. Normative References . . . . . . . . . . . . . . . . . . 15 9.2. Informative References . . . . . . . . . . . . . . . . . 16 Appendix A. Changes Since RFC 5667 . . . . . . . . . . . . . . .1517 Appendix B. Acknowledgments . . . . . . . . . . . . . . . . . .1718 Author's Address . . . . . . . . . . . . . . . . . . . . . . . .1719 1. Introduction An RPC-over-RDMAtransport, such as the one defined in [I-D.ietf-nfsv4-rfc5666bis],Version One transport may employ direct data placement to convey certain data payloads associated with RPCtransactions.transactions [I-D.ietf-nfsv4-rfc5666bis]. To enable successful interoperation,RPC client and serverimplementations of RPC Programs running on RPC-over- RDMA must agree as to which XDR data items in what particular RPC procedures are eligible for direct data placement (DDP). This agreement is specified in an Upper Layer Binding. This document contains material required of Upper Layer Bindings, as specified in [I-D.ietf-nfsv4-rfc5666bis], for the following NFS protocol versions: o NFS Version 2 [RFC1094] o NFS Version 3 [RFC1813] o NFS Version 4.0 [RFC7530] o NFS Version 4.1 [RFC5661] o NFS Version 4.2 [RFC7862]Upper Layer Bindings specified in thisThis documentapply to all versions of RPC-over-RDMA. 2. Conveying NFS Operations On RPC-Over-RDMA Definitions of terminology and a general discussion of how RPC-over- RDMA is used to convey RPC transactions can be found in [I-D.ietf-nfsv4-rfc5666bis]. In this section, these general principles are applied inassumes thecontext of conveying NFS procedures on RPC-over-RDMA. Some issues common to all NFS protocol versions are introduced. 2.1. DDP Eligibility Violations To report a DDP-eligibity violation, an NFS server MUST return one of: o An RPC-over-RDMA message of type RDMA_ERROR,reader is already familiar withthe rdma_xid field set to the XID of the matching NFS Call,concepts andthe rdma_error field set to ERR_CHUNK; or o An RPC message (via an RDMA_MSG message) with the xid field set to the XID of the matching NFS Call, the mtype field set to REPLY, the stat field set to MSG_ACCEPTED,terminology defined in [I-D.ietf-nfsv4-rfc5666bis] and theaccept_stat field set to GARBAGE_ARGS. Subsequent sections of this document describe further considerations particular to specific NFS protocols or procedures. 2.2.documents it references. 2. Reply Size EstimationDuringOn an RPC-over-RDMA Version One transport, during the construction of each RPC Call message,an NFS clienta requester is responsible for allocating appropriate resources for receiving the matching Reply message.A Reply bufferAn overrun of these resources can result in corruption of the Reply message or termination of the transport connection. Therefore reliable reply size estimation is necessary to ensure successful interoperation. This is particularly critical, for example, when allocating a Reply chunk. Inmany casesmost cases, theUpper Layer Protocol'sNFS protocol's XDR definition provides enough information to enablethean NFS client tomake a reliable prediction ofpredict the maximum size of the expected Reply message. If there are variable-size data items in the result, the maximum size of the RPC Reply message can bereliablyestimatedin most cases:as follows: o The client requests only a specific portion of an object (for example, using the "count" and "offset" fields in an NFS READ). o The client has already cached the size of the whole object it is about to request (say, via a previous NFS GETATTR request). o The client and server have negotiated a maximum size for all calls andresponses. Subsequent sectionsresponses (using a CREATE_SESSION operation, for instance). 2.1. Short Reply Chunk Retry In a few cases, either the size ofthis document describe considerations particularone or more returned data items or the number of returned data items cannot be known in advance of forming an RPC Call. A requester uses a Reply chunk tospecifichandle an RPC transaction where the expected RPC Reply message might be larger than the requester's inline threshold. If an actual RPC Reply message does not fit in a client-provided Reply chunk, the NFSproceduresserver responds with an RDMA_ERROR message with the rdma_err field set to ERR_CHUNK, or it could even break the transport connection. In response, an NFS client can choose to: o Terminate the RPC transaction with an error, or o Allocate a larger Reply chunk and send the same request as a new RPC transaction (to avoid hitting in a Duplicate Reply Cache). The NFS client should avoid retrying the request indefinitely because a responder may return ERR_CHUNK for a variety of reasons. The latter choice is considered heroic recovery, and is only a real choice for the few operations where it is not possible for an NFS client todeterminepredict the size of themaximumReply message in advance. Subsequent sections of this document discuss exactly which operations might have ultimate difficulty with Reply sizebased solely on the above criteria.estimation. These operations are eligible for "short Reply chunk retry." Unless explicitly mentioned as applicable, short Reply chunk retry should not be used. 3. Upper Layer BindingForfor NFS Versions 2Andand 3ThisThe Upper Layer Binding specification in this section applies to NFS Version 2 [RFC1094] and NFS Version 3 [RFC1813]. For brevity, in thissectiondocument a"legacy"Legacy NFS client" refers to an NFS client using the NFS version 2 or NFS version 3 RPC Programs (100003) to communicate with an NFS server. Likewise, a"legacy"Legacy NFS server" is an NFS server communicating with clients using NFS version 2 or NFS version 3. The following XDR data items in NFS versions 2 and 3 are DDP- eligible: o The opaque file data argument in the NFS WRITE procedure o The pathname argument in the NFS SYMLINK procedure o The opaque file data result in the NFS READ procedure o The pathname result in the NFS READLINK procedure All other argument or result data items in NFS versions 2 and 3 are not DDP-eligible. AlegacyLegacy NFS client MUST NOT send a reduced Payload stream in a Long Call. A Legacy NFS client MUST NOT enable a Legacy NFS server to send a reduced Payload stream in a Long Reply. A Legacy server's response to a DDP-eligibility violation(described in Section 2.1)does not give an indication tolegacyLegacy clients of whether the server has processed the arguments of the RPC Call, or whether the server has accessed or modified client memory associated with that RPC. 3.1. Reply Size Estimation AlegacyLegacy NFS client determines the maximum reply size for each operation using thebasiccriteria outlined in Section2.2. 3.1.2. There are no operations in NFS version 2 or 3 that benefit from short Reply chunk retry. 3.2. RPC Binding Considerations Legacy NFS servers traditionally listen for clients on UDP and TCP port 2049. Additionally, they register these ports with a local portmapper [RFC1833] service. A Legacy NFS server supporting RPC-over-RDMA Version One on such a network and registering itself with the RPC portmapper MAY choose an arbitrary port, or MAY use the alternative well-known port number for its RPC-over-RDMA service (see Section 8). The chosen port MAY be registered with the RPC portmapper under the netids assigned in [I-D.ietf-nfsv4-rfc5666bis]. 4. Upper Layer Bindings for NFS Version 2 and 3 Auxiliary Protocols NFS versions 2 and 3 are typically deployed with several other protocols, sometimes referred to as "NFS auxiliary protocols." These areseparatedistinct RPCprogramsPrograms that define procedures which are not part of the NFS version 2 or version 3 RPCprograms. These include:Programs. The Upper Layer Bindings in this section apply to: o The MOUNT and NLM protocols, introduced in an appendix of [RFC1813] o The NSM protocol, described in Chapter 11 of [NSM] o The NFSACL protocol, which does not have a publicdefinition (NFSACL heredefinition. NFSACL is treated in this document as a de factostandardstandard, as there are several interoperatingimplementations).implementations. RPC-over-RDMA Version One considers theseprogramsRPC Programs asdistinctseparate Upper Layer Protocols [I-D.ietf-nfsv4-rfc5666bis].To enable the use of these ULPs on an RPC-over-RDMA transport, anTherefore a separate Upper LayerBinding specification isBinding, providedherehere, is required foreach. 3.1.1.each of these. 4.1. MOUNT, NLM,Andand NSM Protocols Typically MOUNT, NLM, and NSM are conveyed via TCP, even in deployments where the NFSoperationsRPC Program operates onRPC-over-RDMA.RPC-over-RDMA Version One. When alegacyLegacy server supports theseprogramsRPC Programs onRPC-over-RDMA,RPC-over-RDMA Version One, it advertises the port address via the usual rpcbind service [RFC1833]. No operation in these protocols conveys a significant data payload, and the size of RPC messages in these protocols is uniformly small. Therefore, no XDR data items in these protocols are DDP-eligible. The largest variable-length XDR data item is an xdr_netobj. In most implementations this data item isnotnever larger than 1024 bytes, making reliable reply size estimation straightforward using the criteria outlined in Section2.2. 3.1.2.2. There are no operations in these protocols that benefit from short Reply chunk retry. 4.2. NFSACL Protocol Legacy clients and servers that support the NFSACL RPCprogramProgram typically convey NFSACL procedures on the same connection astheNFS RPCprogram.Programs. This obviates the need for separate rpcbind queries to discover server support for this RPCprogram.Program. ACLs are typically small, but even large ACLs must be encoded and decoded to some degree. Thus no data item in this Upper Layer Protocol is DDP-eligible. For procedures whose replies do not include an ACL object, the size of a reply is determined directly from the NFSACLprogram'sRPC Program's XDR definition. There is noprotocol-wideprotocol-specified size limit for NFS version 3 ACLs, and there is no mechanism in either the NFSACL or NFSprogramsRPC Programs for alegacyLegacy client to ascertain the largest ACL alegacyLegacy server canstore.return. Legacy client implementations should choose a maximum size for ACLs based on their own internal limits.A recommended lower bound for this maximum is 32,768 bytes. When an especially large ACL is expected, a Reply chunk might be required. If a legacy NFS server indicates that it cannot returnBecause an NFSACLGETACL response because the legacy NFSclienthas not provided acannot know in advance how largeenough Reply chunk to receive that response, the legacy NFS client can choose to o Terminate the NFSACL GETACL with an error, or o Allocatealargerreturned ACL will be, it can use short Reply chunkand send the sameretry when an NFSACL GETACLrequest asoperation encounters anew RPC transaction. The NFS client should avoid retrying the request indefinitely. 4.transport error. 5. Upper Layer Binding For NFS Version 4ThisThe Upper Layer Binding specification in this section applies toall protocolsRPC Programs defined in NFS Version 4.0 [RFC7530], NFS Version 4.1 [RFC5661], and NFS Version 4.2 [RFC7862].4.1.5.1. DDP-Eligibility Only the following XDR data items in the COMPOUND procedure of all NFS version 4 minor versions are DDP-eligible: o The opaque data field in the WRITE4args structure o The linkdata field of the NF4LNK arm in the createtype4 union o The opaque data field in the READ4resok structure o The linkdata field in the READLINK4resok structure o In minor version 2 and newer, the rpc_data field of the read_plus_content union (further restrictions on the use of this data item follow below).4.1.1.5.1.1. READ_PLUS Replies The NFS version 4.2 READ_PLUS operation returns a complex data type [RFC7862]. The rpr_contents field in the result of this operation is an array of read_plus_content unions, one arm of which contains an opaque byte stream (d_data). The size of d_data is limited to the value of the rpa_count field, but the protocol does not bound the number of elements which can be returned in the rpr_contents array. In order to make the size of READ_PLUS replies predictable by NFS version 4.2 clients, the following restrictions are placed on the use of the READ_PLUS operation on an RPC-over-RDMAtransports:Version One transport: o An NFS version 4.2 client MUST NOT provide more than one Write chunk for any READ_PLUS operation. When providing a Write chunk for a READ_PLUS operation, an NFS version 4.2 client MUST provide a Write chunk that is either empty (which forces all result data items for this operation to be returned inline) or large enough to receive rpa_count bytes in a single element of the rpr_contents array. o If the Write chunk provided for a READ_PLUS operation by an NFS version 4.2 client is not empty, an NFS version 4.2 server MUST use that chunk for the first element of the rpr_contents array that has an rpc_data arm. o An NFS version 4.2 server MUST NOT return more than two elements in the rpr_contents array of any READ_PLUS operation. It returns as much of the requested byte range as it can fit within these two elements. If the NFS version 4.2 server has not asserted rpr_eof in the reply, the NFS version 4.2 client SHOULD send additional READ_PLUS requests for any remaining bytes.4.2. NFS Version 45.2. Reply Size Estimation Within NFS version 4, there are certain variable-length result data items whose maximum size cannot be estimated by clients reliably because there is no protocol-specified size limit on these arrays. These include: o The attrlist4 field o Fields containing ACLs such as fattr4_acl, fattr4_dacl, fattr4_sacl o Fields in the fs_locations4 and fs_locations_info4 data structures o Fields opaque to the NFS version 4 protocol which pertain to pNFS layout metadata, such as loc_body, loh_body, da_addr_body, lou_body, lrf_body, fattr_layout_types and fs_layout_types,4.2.1.5.2.1. Reply Size EstimationForfor Minor Version 0 TheNFSv4.0NFS version 4.0 protocol itself does not impose any bound on the size of NFS calls or responses. Some of the data items enumerated in Section4.25.2 (in particular, the items related to ACLs and fs_locations) make it difficult to predict the maximum size ofNFSv4.0 GETATTRNFS version 4.0 replies that interrogate variable-length fattr4 attributes. As discussed in Section2.2,2, client implementations can rely on their own internal architectural limits toboundconstrain the reply size, but such limits are not always guaranteed to be reliable. When an especially largeNFSv4.0 GETATTRfattr4 result is expected, a Reply chunk might be required.If an NFSv4.0 server indicates that it cannot return an NFSv4.0 GETATTR response because the requesting NFSv4.0An NFS version 4.0 clienthas not provided a large enoughcan use short Reply chunkto receive that response, the NFSv4.0 client can choose to o Terminate the NFSv4.0 GETATTR withretry when anerror, or o AllocateNFS COMPOUND containing alarger Reply chunk and send the same NFSv4.0GETATTRrequest asoperation encounters anew RPC transaction. The NFS client should avoid retrying the request indefinitely.transport error. The use of NFS COMPOUND operations raises the possibility of requests that combine a non-idempotent operation(eg. NFS(e.g. WRITE) withan NFSv4.0a GETATTR operation that requests one or morevariable lengthvariable-length results. This combination should be avoided by ensuring that anyNFSv4.0GETATTR operation thatmight returnrequests a result of unpredictable length is sent in an NFS COMPOUND by itself.4.2.2.5.2.2. Reply Size EstimationForfor Minor Version 1Andand Newer In NFS version 4.1 and newer minor versions, the csa_fore_chan_attrs argument of the CREATE_SESSION operation contains a ca_maxresponsesize field. The value in this field can be taken as the absolute maximum size of replies generated bya replyingan NFS version44.1 server. This value can be used in cases where it is not possible to estimate a reply size upper bound precisely. In practice, objects such as ACLs, named attributes, layout bodies, and security labels are much smaller than this maximum.4.3.5.3. RPC Binding Considerations NFS version 4 servers are required to listen on TCP port 2049, and they are not required to register with an rpcbind service [RFC7530]. Therefore, an NFS version 4 server supporting RPC-over-RDMA Version One MUST use the alternative well-known port number for its RPC-over- RDMA service (see Section 8). Clients SHOULD connect to this well- known port without consulting the RPC portmapper (as for NFS version 4 on TCP transports). 5.4. NFS COMPOUND Requests 5.4.1. Long Calls and Replies Each NFS version 4 COMPOUND procedure contains an array of operations which may be larger than a connection's inline thresholds, even after reduction of DDP-elibible payloads. Therefore, an NFS version 4 client MAY send a reduced Payload stream in a Long Call. An NFS version 4 client MAY enable an NFS version 4 server to send a reduced Payload stream in a Long Reply. 5.4.2. Multiple DDP-eligible Data Items The NFS version 4 COMPOUND procedure allows the transmission of more than one DDP-eligible data item per Call and Reply message. An NFS version 4 client provides XDR Position values in each Read chunk to disambiguate which chunk is associated with which argument data item. However NFS version 4 server and client implementations must agree in advance on how to pair Write chunks with returned result data items. The mechanism specified in Section 4.3.2 of [I-D.ietf-nfsv4-rfc5666bis]) is applied here, with additional restrictions that appear below. In the following list, an "NFS Read" operation refers to any NFS Version 4 operation which has aDDP- eligibleDDP-eligible result data item (i.e., either a READ, READ_PLUS, or READLINK operation). o If an NFS version 4 client wishes all DDP-eligible items in an NFS reply to be conveyed inline, it leaves the Write list empty. o The first chunk in the Write list MUST be used by the first READ operation in an NFS version 4 COMPOUND procedure. The next Write chunk is used by the next READ operation, and so on. o If an NFS version 4 client has provided a matching non-empty Write chunk, then the corresponding READ operation MUST return its DDP- eligible data item using that chunk. o If an NFS version 4 client has provided an empty matching Write chunk, then the corresponding READ operation MUST return all of its result data items inline. o If a READ operation returns a union arm which does not contain a DDP-eligible result, and the NFS version 4 client has provided a matching non-empty Write chunk, an NFS version 4 server MUST return an empty Write chunk in that Write list position. o If there are more READ operations than Write chunks, then remaining NFS Read operations in an NFS version 4 COMPOUND that have no matching Write chunk MUST return their results inline.4.3.1.5.4.3. NFS Version 4 COMPOUND Example The following example shows a Write list with three Write chunks, A, B, and C. The NFS version 4 server consumes the provided Write chunks by writing the results of the designated operations in the compound request (READ and READLINK) back to each chunk. Write list: A --> B --> C NFS version 4 COMPOUND request: PUTFH LOOKUP READ PUTFH LOOKUP READLINK PUTFH LOOKUP READ | | | v v v A B C If the NFS version 4 client does not want to have the READLINK result returned via RDMA, it provides an empty Write chunk for buffer B to indicate that the READLINK result must be returned inline.4.4.5.5. NFSVersion 4Callback Requests The NFS version 4 family of protocols support server-initiated callbacks to notify NFS version 4 clients of events such as recalled delegations.4.4.1.5.5.1. NFS Version 4.0 Callback NFS version 4.0 implementations typically employ a separate TCP connection to handle callback operations, even when the forward channel usesaan RPC-over-RDMA Version One transport. No operation in the NFS version 4.0 callback RPCprogramProgram conveys a significant data payload. Therefore, no XDR data items in this RPCprogramProgram is DDP-eligible. A CB_RECALL reply is small and fixed in size. The CB_GETATTR reply contains a variable-length fattr4 data item. See Section4.2.15.2.1 for a discussion of reply size prediction for this data item. An NFS version 4.0 client advertises netids and ad hoc port addresses for contacting its NFS version 4.0 callback service using the SETCLIENTID operation.4.4.2.5.5.2. NFS Version 4.1 Callback In NFS version 4.1 and newer minor versions, callback operations may appear on the same connection as is used for NFS version 4 forward channel client requests. NFS version 4 clients and servers MUST use the mechanism described in [I-D.ietf-nfsv4-rpcrdma-bidirection] when backchannel operations are conveyed on RPC-over-RDMA Version One transports. The csa_back_chan_attrs argument of the CREATE_SESSION operation contains a ca_maxresponsesize field. The value in this field can be taken as the absolute maximum size of backchannel replies generated by a replying NFS version 4 client. There are no DDP-eligible data items in callback procedures defined in NFS version 4.1 or NFS version 4.2. However, some callback operations, such as messages that convey device ID information, can be large, in which case a Long Call or Reply might be required. When an NFS version 4.1 client can support Long Calls in its backchannel, it reports a backchannel ca_maxrequestsize that is larger than the connection's inline thresholds. Otherwise an NFS version 4 server MUST use only Short messages to convey backchannel operations.4.5.5.6. Session-Related ConsiderationsTypically theThe presence of an NFS session[RFC5661](defined in [RFC5661]) has no effect on the operation ofRPC-over-RDMA.RPC-over-RDMA Version One. None of the operations introduced to support NFS sessions(eg. SEQUENCE)(e.g. the SEQUENCE operation) contain DDP-eligible data items. There is no need to match the number of session slots with the number of availableRPC-over-RDMARPC- over-RDMA credits.When an NFS session operates on an RPC-over-RDMA transport,However, there are a fewadditionalnew cases where an RPC transaction can fail. For example, a requester might receive, in response to an RPC request, an RDMA_ERROR message with an rdma_err value of ERR_CHUNK, or an RDMA_MSG containing an RPC_GARBAGEARGS reply. These situations are no different from existing RPC errors which an NFS session implementation is already prepared to handle for other transports.AsAnd as with other transports during such a failure, there might be no SEQUENCE result available to the requester to distinguish whether failure occurred before or after the requested operations were executed on the responder. When a transport error occurs(eg.(e.g. RDMA_ERROR), the requester proceeds as usual to match the incoming XID value to a waiting RPC Call. The RPC transaction is terminated, and the result status is reported to the Upper Layer Protocol. The requester's session implementation then determines the session ID and slot for the failed request, and performs slot recovery to make that slot usable again. If this is not done, that slot could be rendered permanently unavailable.4.6.5.7. Transport Considerations 5.7.1. Congestion Avoidance Section 3.1 of [RFC7530] states: Where an NFSv4 implementation supports operation over the IP network protocol, the supported transport layer between NFS and IP MUST be an IETF standardized transport protocol that is specified to avoid network congestion; such transports include TCP and the Stream Control Transmission Protocol (SCTP). Section 2.9.1 of [RFC5661] further states: Even if NFSv4.1 is used over a non-IP network protocol, it is RECOMMENDED that the transport support congestion control. It is permissible for a connectionless transport to be used under NFSv4.1; however, reliable and in-order delivery of data combined with congestion control by the connectionless transport is REQUIRED. As a consequence, UDP by itself MUST NOT be used as an NFSv4.1 transport. RPC-over-RDMA Version One is constructed on a platform of RDMA Reliable Connections [I-D.ietf-nfsv4-rfc5666bis] [RFC5041]. RDMA Reliable Connections are reliable, connection-oriented transports that guarantee in-order delivery, meeting all above requirements for NFS version 4 transports. 5.7.2. RetransmissionAnd Keep-Aliveand Keep-alive NFS version 4 client implementations often rely on a transport-layer keep-alive mechanism to detect when an NFS version 4 server has become unresponsive. When an NFS server is no longer responsive, client-side keep-alive terminates the connection, which in turn triggers reconnection and RPC retransmission. Some RDMA transports (such as Reliable Connections on InfiniBand) have no keep-alive mechanism. Without a disconnect or new RPC traffic, such connections can remain alive long after an NFS server has become unresponsive. Once an NFS client has consumed all available RPC-over-RDMA credits on that transport connection, it will forever await a reply before sending another RPC request. NFS version 4 clients SHOULD reserve one RPC-over-RDMA credit to use for periodic server or connection health assessment. This credit can be used to drive an RPC request on an otherwise idle connection, triggering either a quick affirmative server response or immediate connection termination. In addition to network partition and request loss scenarios, RPC- over-RDMA transport connections can be terminated when a Transport header is malformed, Reply messages are larger than receive resources, or when too many RPC-over-RDMA messages are sent at once. In such cases: o If there is a transport error indicated (ie, RDMA_ERROR) before the disconnect or instead of a disconnect, the requester MUST respond to that error as prescribed by the specification of the RPC transport. Then the NFS version 4 rules for handling retransmission apply. o If there is a transport disconnect and the responder has provided no other response for a request, then only the NFS version 4 rules for handling retransmission apply.5.6. Extending NFS Upper Layer Bindings RPCprogramsPrograms such as NFS are required to have an Upper Layer Binding specification to interoperate on RPC-over-RDMA Version One transports [I-D.ietf-nfsv4-rfc5666bis]. Via standards action, the Upper Layer Binding specified in this document can be extended to cover versions of the NFS version 4 protocol specified after NFS version 4 minor version 2, or separately published extensions to an existing NFS version 4 minor version, as described in [I-D.ietf-nfsv4-versioning].6. IANA Considerations NFS use of direct data placement introduces a need for an additional NFS port number assignment for networks that share traditional UDP and TCP port spaces with RDMA services. The iWARP [RFC5041] [RFC5040] protocol is such an example (InfiniBand is not). NFS servers for versions 2 and 3 [RFC1094] [RFC1813] traditionally listen for clients on UDP and TCP port 2049, and additionally, they register these with the portmapper and/or rpcbind [RFC1833] service. However, [RFC7530] requires NFS version 4 servers to listen on TCP port 2049, and they are not required to register. An NFS version 2 or version 3 server supporting RPC-over-RDMA on such a network and registering itself with the RPC portmapper MAY choose an arbitrary port, or MAY use the alternative well-known port number for its RPC-over-RDMA service. The chosen port MAY be registered with the RPC portmapper under the netid assigned by the requirement in [I-D.ietf-nfsv4-rfc5666bis]. An NFS version 4 server supporting RPC-over-RDMA on such a network MUST use the alternative well-known port number for its RPC-over-RDMA service. Clients SHOULD connect to this well-known port without consulting the RPC portmapper (as for NFS version 4 on TCP transports). The port number assigned to an NFS service over an RPC-over-RDMA transport is available from the IANA port registry [RFC3232].7. Security Considerations RPC-over-RDMA Version One supports all RPC security models, including RPCSEC_GSS security and transport-level security [RFC2203]. The choice of what Direct Data Placement mechanism to convey RPC argument and results does not affect this, since it changes only the method of data transfer. Specifically, the requirements of [I-D.ietf-nfsv4-rfc5666bis] ensure that this choice does not introduce new vulnerabilities. Because this document defines only the binding of the NFS protocols atop [I-D.ietf-nfsv4-rfc5666bis], all relevant security considerations are therefore to be described at that layer. 8. IANA Considerations The use of direct data placement in NFS introduces a need for an additional port number assignment for networks that share traditional UDP and TCP port spaces with RDMA services. The iWARP protocol is such an example [RFC5041] [RFC5040]. For this purpose, a set of transport protocol port number assignments is specified by this document. IANA has assigned the following ports for NFS/RDMA in the IANA port registry, according to the guidelines described in [RFC6335]. nfsrdma 20049/tcp Network File System (NFS) over RDMA nfsrdma 20049/udp Network File System (NFS) over RDMA nfsrdma 20049/sctp Network File System (NFS) over RDMA This document should be listed as the reference for the nfsrdma port assignments. This document does not alter these assignments. 9. References8.1.9.1. Normative References [I-D.ietf-nfsv4-rfc5666bis] Lever, C., Simpson, W., and T. Talpey, "Remote Direct Memory Access Transport for Remote Procedure Call, Version One",draft-ietf-nfsv4-rfc5666bis-09draft-ietf-nfsv4-rfc5666bis-10 (work in progress),JanuaryFebruary 2017. [I-D.ietf-nfsv4-rpcrdma-bidirection] Lever, C., "Bi-directional Remote Procedure Call On RPC- over-RDMA Transports", draft-ietf-nfsv4-rpcrdma-bidirection-06bidirection-07 (work in progress),JanuaryFebruary 2017. [RFC1833] Srinivasan, R., "Binding Protocols for ONC RPC Version 2", RFC 1833, DOI 10.17487/RFC1833, August 1995, <http://www.rfc-editor.org/info/rfc1833>. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, DOI 10.17487/RFC2119, March 1997, <http://www.rfc-editor.org/info/rfc2119>. [RFC2203] Eisler, M., Chiu, A., and L. Ling, "RPCSEC_GSS Protocol Specification", RFC 2203, DOI 10.17487/RFC2203, September 1997, <http://www.rfc-editor.org/info/rfc2203>. [RFC5661] Shepler, S., Ed., Eisler, M., Ed., and D. Noveck, Ed., "Network File System (NFS) Version 4 Minor Version 1 Protocol", RFC 5661, DOI 10.17487/RFC5661, January 2010, <http://www.rfc-editor.org/info/rfc5661>. [RFC6335] Cotton, M., Eggert, L., Touch, J., Westerlund, M., and S. Cheshire, "Internet Assigned Numbers Authority (IANA) Procedures for the Management of the Service Name and Transport Protocol Port Number Registry", BCP 165, RFC 6335, DOI 10.17487/RFC6335, August 2011, <http://www.rfc-editor.org/info/rfc6335>. [RFC7530] Haynes, T., Ed. and D. Noveck, Ed., "Network File System (NFS) Version 4 Protocol", RFC 7530, DOI 10.17487/RFC7530, March 2015, <http://www.rfc-editor.org/info/rfc7530>. [RFC7862] Haynes, T., "Network File System (NFS) Version 4 Minor Version 2 Protocol", RFC 7862, DOI 10.17487/RFC7862, November 2016, <http://www.rfc-editor.org/info/rfc7862>.8.2.9.2. Informative References [I-D.ietf-nfsv4-versioning] Noveck, D., "Rules for NFSv4 Extensions and Minor Versions", draft-ietf-nfsv4-versioning-09 (work in progress), December 2016. [NSM] The Open Group, "Protocols for Interworking: XNFS, Version 3W", February 1998. [RFC1094] Nowicki, B., "NFS: Network File System Protocol specification", RFC 1094, DOI 10.17487/RFC1094, March 1989, <http://www.rfc-editor.org/info/rfc1094>. [RFC1813] Callaghan, B., Pawlowski, B., and P. Staubach, "NFS Version 3 Protocol Specification", RFC 1813, DOI 10.17487/RFC1813, June 1995, <http://www.rfc-editor.org/info/rfc1813>.[RFC3232] Reynolds, J., Ed., "Assigned Numbers: RFC 1700 is Replaced by an On-line Database", RFC 3232, DOI 10.17487/RFC3232, January 2002, <http://www.rfc-editor.org/info/rfc3232>.[RFC5040] Recio, R., Metzler, B., Culley, P., Hilland, J., and D. Garcia, "A Remote Direct Memory Access Protocol Specification", RFC 5040, DOI 10.17487/RFC5040, October 2007, <http://www.rfc-editor.org/info/rfc5040>. [RFC5041] Shah, H., Pinkerton, J., Recio, R., and P. Culley, "Direct Data Placement over Reliable Transports", RFC 5041, DOI 10.17487/RFC5041, October 2007, <http://www.rfc-editor.org/info/rfc5041>. [RFC5666] Talpey, T. and B. Callaghan, "Remote Direct Memory Access Transport for Remote Procedure Call", RFC 5666, DOI 10.17487/RFC5666, January 2010, <http://www.rfc-editor.org/info/rfc5666>. [RFC5667] Talpey, T. and B. Callaghan, "Network File System (NFS) Direct Data Placement", RFC 5667, DOI 10.17487/RFC5667, January 2010, <http://www.rfc-editor.org/info/rfc5667>. Appendix A. Changes Since RFC 5667 Corrections and updates made necessary by new language in [I-D.ietf-nfsv4-rfc5666bis] have been introduced. For example, references to deprecated features of RPC-over-RDMA Version One, such as RDMA_MSGP, and the use of the Read list for handling RPC replies, have been removed. The term "mapping" has been replaced with the term "binding" or "Upper Layer Binding" throughout the document. Some material that duplicates what is in [I-D.ietf-nfsv4-rfc5666bis] has been deleted. Material required by [I-D.ietf-nfsv4-rfc5666bis] for Upper Layer Bindings that was not present in [RFC5667] has been added, including discussion of how each NFS version properly estimates the maximum size of RPC replies. Technical corrections have been made. For example, the mention of 12KB and 36KB inline thresholds have been removed. The reference to a non-existant NFS version 4 SYMLINK operation has beenreplaced with NFS version 4 CREATE(NF4LNK).replaced. The discussion of NFS version 4 COMPOUND handling has been completed. Some changes were made to the algorithm for matching DDP-eligible results to Write chunks. Requirements to ignore extra Read or Write chunks have been removed from the NFS version 2 and 3 Upper Layer Binding, as they conflict with [I-D.ietf-nfsv4-rfc5666bis]. A complete discussion of reply size estimation has been introduced for all protocols covered by the Upper Layer Bindings in this document. A section discussing NFS version 4 retransmission and connection loss has been added. The following additional improvements have been made, relative to [RFC5667]: o An explicit discussion of NFS version 4.0 and NFS version 4.1 backchannel operation has replaced the previous treatment of callback operations. o A binding for NFS version 4.2 has been added that includes discussion of new data-bearing operations like READ_PLUS. o A section suggesting a mechanism for periodically assessing connection health has been introduced. o Language inconsistent with or contradictory to [I-D.ietf-nfsv4-rfc5666bis] has been removed fromSections 2 and 3, and both Sections have been combined into Section 2 inthe present document. o Ambiguous or erroneous uses of RFC2119 terms have been corrected. o References to obsolete RFCs have been updated. o An IANA Considerations Section hasreplacedbeen added, which specifies the"Port Usage Considerations" Section.port assignments for NFS/RDMA. This replaces the example assignment that appeared in [RFC5666]. o Code excerpts have been removed, and figures have been modernized. Appendix B. Acknowledgments The author gratefully acknowledges the work of Brent Callaghan and Tom Talpey on the original NFS Direct Data Placement specification [RFC5667]. The author also wishes to thank Bill Baker and Greg Marsden for their support of this work. Dave Noveck provided excellent review, constructive suggestions, and consistent navigational guidance throughout the process of drafting this document. Dave also contributed the text of Section4.55.6 and Section 6, and insisted on precise discussion of reply size estimation. Thanks to Karen Deitke for her sharp observations about idempotency, and the clarity of the discussion of NFS COMPOUNDs and NFS sessions. Special thanks go to Transport Area Director Spencer Dawkins, nfsv4 Working Group Chair Spencer Shepler, and nfsv4 Working Group Secretary Thomas Haynes for their support. Author's Address Charles Lever (editor) Oracle Corporation 1015 Granger Avenue Ann Arbor, MI 48104 USA Phone: +1 248 816 6463 Email: chuck.lever@oracle.com