TLS S. Santesson Internet-Draft 3xA Security AB Intended status: Standards Track H. Tschofenig Expires: June16,28, 2012 Nokia Siemens Networks December14,26, 2011 Transport Layer Security (TLS) Cached Information Extensiondraft-ietf-tls-cached-info-10.txtdraft-ietf-tls-cached-info-11.txt AbstractThis document defines aTransport Layer Security (TLS)extension for cached information.handshakes often include fairly static information, such as the server certificate and a list of trusted Certification Authorities (CAs). This information can be of considerable size, particularly if the server certificate is bundled with a complete certificate path (including all intermediary certificates up to the trust anchor public key). This document defines an extensionallowsthat omits the exchange of already available information. The TLS clientto informinforms a server of cachedinformationinformation, for example from a previous TLShandshakes,handshake, allowing the server to omitsending cached static information totheclient during the TLS handshake protocol exchange.already available information. Status of this Memo This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet- Drafts is at http://datatracker.ietf.org/drafts/current/. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." This Internet-Draft will expire on June16,28, 2012. Copyright Notice Copyright (c) 2011 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3 2. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 4 3. Cached Information Extension . . . . . . . . . . . . . . . . . 5 4.ExtensionExchange. .Specification . . . . . . . . . . . . . . . . . . . . 7 4.1.Cached Information . . . . . . . . .Fingerprint of the Certificate Chain . . . . . . . . . . . 7 4.2.Reconnaissance . . . . . . .Fingerprint for Trusted CAs . . . . . . . . . . . . . . .78 5.Cached Information Substitution . . .Security Considerations . . . . . . . . . . . .8 5.1. Substitution Syntax for certificate_chain. . . . . . . 10 6. IANA Considerations .8 5.2. Substitution Syntax for trusted_cas. . . . . . . . . . .9 6. Security Considerations. . . . . . . . . 11 6.1. New Entry to the TLS ExtensionType Registry . . . . . . . 11 6.2. New Registry for CachedInformationType . . .10 7. IANA Considerations. . . . . . . 11 6.3. New Registry for HashAlgorithm . . . . . . . . . . . . . . 118.7. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 129.8. References . . . . . . . . . . . . . . . . . . . . . . . . . . 139.1.8.1. Normative References . . . . . . . . . . . . . . . . . . . 139.2.8.2. Informative References . . . . . . . . . . . . . . . . . . 13 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 14 1. IntroductionTLSTransport Layer Security (TLS) handshakes often include fairly staticinformationinformation, such as the server certificate and a list of trusted Certification Authorities (CAs).StaticThis informationsuch as a server certificatecan be of considerablesize. This is the case in particularsize, particularly if the server certificate is bundled with a complete certificatepath, includingpath (including all intermediary certificates up to the trust anchor publickey. Significant benefits can be achievedkey). Optimizing the exchange of information to a minimum helps to improve performance in environments where devices are connected to a network with characteristics like lowbandwidth andbandwidth, high latencynetworks, in particular if the communication channel also has a relativelyand highrateloss rate. These types oftransmission errors, ifnetworks exist, for example, when smart objects are connected using aknown and previously cached server certificate path can be omitted fromlow power IEEE 802.15.4 radio. For more information about theTLS handshake.challenges with smart object deployments please see [I-D.iab-smart-object-workshop]. This specification definesthe Cached Informationa TLSextension, which may be used byextension that allows a client and a server to exclude transmission of cached information from the TLS handshake. 2. Terminology The key words "MUST", "MUST NOT", "REQUIRED","SHALL", "SHALL"MUST", "MUST NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119]. 3. Cached Information ExtensionAThis document defines a new extension type(cached_information(TBD))(cached_information(TBD)), which isdefined andused inboth theclient hello and server hello messages. The extension type is specified as follows. enum { cached_information(TBD), (65535) } ExtensionType; The extension_data field of this extension, when included in the client hello,SHALLMUST containCachedInformation according tothefollowing structure:CachedInformation structure. enum { certificate_chain(1),trusted_cas(2),trusted_cas(2) (255) } CachedInformationType; struct { CachedInformationType type; HashAlgorithm hash; opaque hash_value<1..255>; } CachedObject; struct { CachedObject cached_info<1..2^16-1>; } CachedInformation; When the CachedInformationType identifies a certificate_chain, then the hash_value field MUST include a hash calculated over the certificate_list element of a server side Certificate message, excluding the three length bytes of the certificate_list vector. When the CachedInformationType identifies a trusted_cas, then the hash_value MUST include a hash calculated over the certificate_authorities element of a server side CertificateRequest message, excluding the two length bytes of the certificate_authorities vector. The hash algorithm used to calculate hash valuesSHALL be the hash algorithm that was used to generate the Finished messageis conveyed in thehandshake exchange from which'hash' field of thehashed information was cached. Hash algorithm identifiers are defined inCachedObject element. This document defines the following hash algorithms: o SHA-1: NIST FIPS PUB 180-3 [SHA] o SHA-224: RFC5246 [RFC5246] HashAlgorithm registry. Other specifications MAY define more3874 [RFC3874] o SHA-256: NIST FIPS PUB 180-3 [SHA] o SHA-384: NIST FIPS PUB 180-3 [SHA] o SHA-512: NIST FIPS PUB 180-3 [SHA] This document establishes a registry for CachedInformationTypetypes.types and additional values can be added following the policy described in Section 6. 4.ExtensionExchange4.1. Cached InformationSpecification Clients supporting this extension MAY includeathe "cached_information" extension in the (extended) client hello, which MAY contain zero or morecached objects (CachedObject). Servers that receive an extended client hello containing a "cached_information"CachedObject attributes. Server supporting this extension MAYindicate that they support cached information objects by including a cached_informationinclude the "cached_information" extension intheir (extended) server hello. A cached_information extension provided inthe (extended) serverhello hashello, which MAY contain one or more CachedObject attributes. By returning thefollowing semantics: o An empty cached_information"cached_information" extensionindicates thatthe serversupports information caching but provides no information about what information types it supports. o A non-empty cached information extensionindicates thatthe serverit supports caching of each present CachedObject that matches the specified hash value. The server MAY support other cached objects that are not present in the extension. Note: Clients may need the ability to cache different values depending on other information in the Client Hello that modify what values the server uses, in particular the Server Name Indication [I-D.ietf-tls-rfc4366-bis] value.4.2. Reconnaissance A client MAY include an empty cached_information extension (with empty extension_data field) in its (extended) client hello to query whether the server supports cached information. Upon receiving an empty cached_information extension, a server MAY indicate that it supports cached information in handshakes by including a cached_information extension in its (extended) server hello according to any of the available options in Section 4.1. 5. Cached Information SubstitutionFollowing a successful exchange of "cached_information" extensions, the server MAYsubstitutesend fingerprints of the cached information in the handshake exchangewithas amatching CachedObject from the client hello "cached_information" extension. A substitution syntax that defines howreplacement for theCachedObject structure is carried inexchange of thehandshake message MUST be defined for each CachedInformationType in a way that does not violatefull data. Section 4.1 and Section 4.2 defines the syntax of thehandshake message. The substitution syntax for certificate_chain(1) and trusted_cas(2) is provided below.fingerprinted information. The handshake protocolSHALLMUST proceed using thecachedinformation as if it was provided in the handshake protocol. The Finished messageSHALLMUST be calculated over the actual data exchanged in the handshake protocol. That is, the Finished message will be calculated over the hash values of cached information objects and not over the cached information that were omitted from transmission. The server MUST NOT include more than oneCachedObject as substitutionfingerprint for a single information element, i.e., at maximum only one CachedObject structure per replaced information is provided. 4.1. Fingerprint of thecached information. 5.1. Substitution Syntax for certificate_chainCertificate Chain When an object of typecertificate_chain'certificate_chain' is provided in the client hello, the server MAYsubstitute the cached information withsend amatching hash value received from the client by expandingfingerprint instead of theCertificate handshake messagecomplete certificate chain asfollows. Originalshown below. The original handshake message syntax is defined in RFC 5246[RFC5246]:[RFC5246] and has the following structure: opaque ASN.1Cert<1..2^24-1>; struct { ASN.1Cert certificate_list<0..2^24-1>; } Certificate;Substitution syntaxBy using the extension defined in this document the following information is sent: struct { CachedObject ASN.1Cert<1..2^24-1>; } Certificate; The opaque ASN.1Cert structure is replaced with the CachedObject structure definedby expandingin this document. Note: [I-D.wouters-tls-oob-pubkey] allows a PKIX certificate containing only thesyntaxSubjectPublicKeyInfo instead of theopaquefull information typically found in a certificate. Hence, when this specification is used in combination with [I-D.wouters-tls-oob-pubkey] and the negotiated certificate type is RawPublicKey then the TLS server sends the hashed Certificate element that contains a ASN.1Certstructure: CachedObject ASN.1Cert<1..2^24-1>; 5.2. Substitution Syntaxwith the mentioned raw public key. 4.2. Fingerprint fortrusted_casTrusted CAs When a hash for an object of typetrusted_cas'trusted_cas' is provided in the client hello, the server MAYsubstitute the cached information withsend amatching hash value received from the client by expandingfingerprint instead of theCertificateRequest handshake messagecomplete certificate authorities information asfollows. Originalshown below. The original handshake message syntax is defined in RFC 5246[RFC5246]:[RFC5246] and has the following structure: opaque DistinguishedName<1..2^16-1>; struct { ClientCertificateType certificate_types<1..2^8-1>; SignatureAndHashAlgorithm supported_signature_algorithms<2^16-1>; DistinguishedName certificate_authorities<0..2^16-1>; }CertificateRequest The substitution syntax is defined by expandingCertificateRequest; By using thesyntax ofextension defined in this document the following information is sent: struct { ClientCertificateType certificate_types<1..2^8-1>; SignatureAndHashAlgorithm supported_signature_algorithms<2^16-1>; CachedObject DistinguishedName<1..2^16-1>; } CertificateRequest; The opaque DistinguishedNamestructure:structure is replaced with the CachedObjectDistinguishedName<1..2^16-1>; 6.structure defined in this document. 5. Security Considerations The hash algorithm used in this specification is required to have reasonable random properties in order to provide reasonably unique identifiers. There is noclearly identifiedrequirement that this hash algorithm must have strong collision resistance.However since the hash algorithm is used to represent data in the finished calculation, the security properties of the finished calculation will change if a weaker hash algorithm is used to represent cached information compared with the hash algorithm used to calculate the finished message.Caching information in an encrypted handshake (such as a renegotiated handshake) and sending a hash of that cached information in an unencrypted handshake might introduce integrity or data disclosure issues as it enables an attacker to identify if a known object (such as a known server certificate) has been used in previous encrypted handshakes. Information object types defined in this specification, such as server certificates, are public objects and usually not sensitive in this regard, but implementers should be aware if any cached information are subject to such security concerns and in such case SHOULD NOT send a hash over encrypted data in en unencrypted handshake.7.6. IANA Considerations1) Create6.1. New Entry to the TLS ExtensionType Registry IANA is requested to add anentry, cached_information(TBD), inentry to the existingregistry forTLS ExtensionType(definedregistry, defined in RFC 5246[RFC5246]). 2) Establish[RFC5246], for cached_information(TBD) defined in this document. 6.2. New Registry for CachedInformationType IANA is requested to establish a registry for TLS CachedInformationType values. The first entries in the registry are o certificate_chain(1)and trusted_cas(2). TLS CachedInformationTypeo trusted_cas(2) The policy for adding new valuesinto this registry, following theinclusive range 0-63 (decimal) are assigned viaterminology defined in RFC 5226[RFC5226][RFC5226], is as follows: o 0-63 (decimal): StandardsAction. Values from the inclusive rangeAction o 64-223(decimal) are assigned via RFC 5226(decimal): SpecificationRequired. Values from the inclusive rangeRequired o 224-255(decimal) are(decimal): reserved for Private Use 6.3. New Registry for HashAlgorithm IANA is requested to establish a registry for HashAlgorithm values and to populate the registry with an initial set of values listed in Section 3. The policy for adding new values to this registry, following the terminology defined in RFC 5226 [RFC5226], is as follows: o 0-63 (decimal): Standards Action o 64-223 (decimal): Specification Required o 224-255 (decimal): reserved for PrivateUse. 8.Use 7. Acknowledgments The author acknowledges input from many members of the TLS working group.9.We would like to thank Paul Wouters for his feedback and Nikos Mavrogiannopoulos for his document review in December 2011. 8. References9.1.8.1. Normative References [I-D.ietf-tls-rfc4366-bis] 3rd, D., "Transport Layer Security (TLS) Extensions: Extension Definitions", draft-ietf-tls-rfc4366-bis-12 (work in progress), September 2010. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC3874] Housley, R., "A 224-bit One-way Hash Function: SHA-224", RFC 3874, September 2004. [RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS) Protocol Version 1.2", RFC 5246, August 2008.9.2.[SHA] "Federal Information Processing Standards Publication (FIPS PUB) 180-3, Secure Hash Standard (SHS)", October 2008. 8.2. Informative References [I-D.iab-smart-object-workshop] Tschofenig, H. and J. Arkko, "Report from the 'Interconnecting Smart Objects with the Internet' Workshop, 25th March 2011, Prague", draft-iab-smart-object-workshop-06 (work in progress), October 2011. [I-D.wouters-tls-oob-pubkey] Wouters, P., Gilmore, J., Weiler, S., Kivinen, T., and H. Tschofenig, "TLS out-of-band public key validation", draft-wouters-tls-oob-pubkey-02 (work in progress), November 2011. [RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA Considerations Section in RFCs", BCP 26, RFC 5226, May 2008. Authors' Addresses Stefan Santesson 3xA Security AB Scheelev. 17 Lund 223 70 Sweden Email: sts@aaa-sec.com Hannes Tschofenig Nokia Siemens Networks Linnoitustie 6 Espoo 02600 Finland Phone: +358 (50) 4871445 Email: Hannes.Tschofenig@gmx.net URI: http://www.tschofenig.priv.at