Internet Draft David M'Raihi
VeriSign
Category: Johan Rydell
Informational PortWise
Document: David Naccache
draft-mraihi-mutual-oath-hotp-variants-05.txt
draft-mraihi-mutual-oath-hotp-variants-06.txt ENS
Salah Machani
Diversinet
Siddharth Bajaj
VeriSign
Expires:
December 2007
June 2008 December 2007
OCRA: OATH Challenge-Response Algorithms
Status of this Memo
By submitting this Internet-Draft, each author represents that any
applicable patent or other IPR claims of which he or she is aware
have been or will be disclosed, and any of which he or she becomes
aware will be disclosed, in accordance with Section 6 of BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF), its areas, and its working groups. Note that
other groups may also distribute working documents as
Internet-Drafts.
Internet-Drafts are draft documents valid for a maximum of six
months and may be updated, replaced, or obsoleted by other
documents at any time. It is inappropriate to use Internet-Drafts
as reference material or to cite them other than as "work in
progress".
The list of current Internet-Drafts can be accessed at
http://www.ietf.org/1id-abstracts.html
The list of Internet-Draft Shadow Directories can be accessed at
http://www.ietf.org/shadow.html
Abstract
This document describes the OATH algorithm for challenge-response
authentication and signatures. This algorithm is based on the HOTP
algorithm [RFC4226] that was introduced by OATH (initiative for
Open AuTHentication) [OATH] and submitted as an individual draft to
the IETF last year.
OCRA: OATH Challenge Response Algorithms September 2006 December 2007
Table of Contents
1. Introduction...............................................3
2. Requirements Terminology...................................3
3. Algorithm Requirements.....................................3
4. OCRA Background............................................4
4.1 HOTP Algorithm.............................................4
4.2 OCRA Algorithm.............................................5
5. Definition of OCRA.........................................5
5.1 DataInput Parameters........................................6 Parameters........................................5
5.2 CryptoFunction..............................................6
6. The OCRASuite..............................................7
7. Algorithm Modes for Authentication.........................8
7.1.
7.1 One way Challenge-Response.................................8
7.2. Response Only (OTP) Mode...................................9
7.3. Challenge-Response..................................8
7.2 Mutual Challenge-Response.................................10 Challenge-Response...................................9
8. Algorithm Modes for Signature.............................11 Signature.............................10
8.1 Plain Signature...........................................11 Signature...........................................10
8.2 Signature with Server Authentication......................12 Authentication......................11
9. Security Considerations...................................14 Considerations...................................13
9.1 Security Analysis of the OCRA algorithm....................14 algorithm....................13
9.2 Implementation Considerations..............................14 Considerations..............................13
10. IANA Considerations.......................................15
11. Conclusion................................................15
12. Acknowledgements..........................................16 Acknowledgements..........................................15
13. References................................................16
13.1. Normative................................................16
13.2. Informative..............................................16 References................................................15
13.1 Normative.................................................15
13.2 Informative...............................................16
Appendix A: Code Source........................................17 Source Code........................................16
Appendix B: Test Vectors.......................................19
14. Authors' Addresses........................................21 Addresses........................................20
15. Full Copyright Statement..................................22 Statement..................................21
16. Intellectual Property.....................................22 Property.....................................21
OCRA: OATH Challenge Response Algorithms September 2006 December 2007
1. Introduction
OATH has identified several use cases and scenarios that require an
asynchronous variant to accommodate users who do not want to
maintain a synchronized authentication system. The commonly
accepted method for this is to use a challenge-response scheme.
Such challenge response mode of authentication is widely adopted in
the industry. Several vendors already offer software applications
and hardware devices implementing challenge-response - but each of
those uses vendor-specific proprietary algorithms. For the benefits
of users we need a standardized challenge-response algorithm to
allow multi-sourcing of token purchases and validation systems to
facilitate the democratization of strong authentication.
Additionally, this specification can also be used to create
symmetric key based digital signatures. Such systems are variants
of challenge-response mode where the data to be signed becomes the
challenge.
2. Requirements Terminology
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in
this document are to be interpreted as described in RFC 2119
[RFC2119].
3. Algorithm Requirements
This section presents the main requirements that drove this
algorithm design. A lot of emphasis was placed on flexibility and
usability, under the constraints and specificity of the HOTP
algorithm and hardware token capabilities.
R1 - The algorithm MUST support asynchronous challenge-response
based authentication.
R2 - The algorithm MUST be capable of supporting symmetric key
based digital signatures. Essentially this is a variation of
challenge-response where the challenge is derived from the data
that needs to be signed.
R3 - The algorithm MUST be capable of supporting server-
authentication, whereby the user can verify that he/she is talking
to a valid server.
R4 - The algorithm SHOULD use HOTP [RFC4226] as a key building
block.
OCRA: OATH Challenge Response Algorithms September 2006 December 2007
R5 - The length and format for the input challenge SHOULD be
configurable.
R6 - The output length and format for the response SHOULD be
configurable.
R7 - The challenge MAY be generated with integrity checking (e.g.,
parity bits). This will allow tokens with pin pads to perform
simple error checking if the user enters the value into a token.
R8 - There MUST be a fixed randomly generated unique secret (key) for each token/soft token
that is shared between the token and the authentication server. The
keys MUST be randomly generated or derived using some key
derivation algorithm.
R9 - The algorithm MUST enable additional data attributes such as a
counter, a time function or session information to be included in
the computation. These data inputs MAY be used individually or all
together.
4. OCRA Background
OATH introduced the HOTP algorithm as a first open, freely
available building block toward hardening authentication for end-
users in a variety of applications. One-time passwords are very
efficient at solving specific security issues thanks to the dynamic
nature of OTP computations.
After carefully analyzing different use cases, OATH came to the
conclusion that providing for extensions to the HOTP algorithms was
important. A very natural extension is to introduce a challenge
mode for computing HOTP values based on random questions. Equally
beneficial, being able to perform mutual authentication between two
parties, or short-signature computation for authenticating
transaction was also identified as critical for improving the
security of e-commerce applications.
This section summarizes the HOTP algorithm and then, formally
introduces the OCRA algorithm.
4.1 HOTP Algorithm
The HOTP algorithm, as defined in [RFC4226] is based on an
increasing counter value and a static symmetric key known only to
the prover and verifier parties.
As a reminder:
HOTP(K,C) = Truncate(HMAC-SHA1(K,C))
OCRA: OATH Challenge Response Algorithms September 2006 December 2007
Where Truncate represents the function that converts an HMAC-SHA-1
value into an HOTP value.
The Key (K), the Counter (C) and Data values are hashed high-order
byte first. The HOTP values generated by the HOTP generator are
treated as big endian.
We refer the reader to [RFC4226] for the full description and
further details on the rationale and security analysis of HOTP.
The present draft describes the different variants based on similar
constructions as HOTP.
4.2
5. Definition of OCRA Algorithm
In a nutshell,
OCRA is a generalization of HOTP with variable data inputs not
solely based on an incremented counter and secret key values.
The definition of OCRA requires a cryptographic function, a key K
and a set of DataInput parameters. This section first formally
introduces the OCRA algorithm and then introduces the definitions
and default values recommended for all the parameters.
In a nutshell,
OCRA = CryptoFunction(K, DataInput)
Where:
- K: a shared secret key known to both parties;
- CryptoFunction: this is the function performing the OCRA
computation from the secret key K and DataInput material;
CryptoFunction is described in details in section 5.2;
- DataInput: a structure that contains the concatenation of the
various input data values. Defined in details in section 5.1.
5. Definition of OCRA
The definition of 5.1;
- CryptoFunction: this is the function performing the OCRA requires a cryptographic function, a
computation from the secret key K and a set of DataInput parameters. This section introduces these
definitions and default value recommended for all the parameters.
We denote L as the byte-length of the CryptoFunction output. For
instance, if CryptoFunction was SHA-1, then L = 20.
We denote B as the byte-length of the blocks manipulated by the
core function internally. For instance if material;
CryptoFunction was HMAC-
SHA-1, then B = 64 since SHA-1 manipulates 64-byte blocks.
We denote t as the byte-length of the truncation output. For
instance, if t = 6, then the output of the truncation is a 6-byte
value.
OCRA: OATH Challenge Response Algorithms September 2006 described in details in section 5.2.
5.1 DataInput Parameters
This structure is the concatenation of all the parameters used in
the computation of the OCRA values, save for the secret key K.
DataInput = {Q {C | C Q | P | S | T} where:
. C is a 8-byte counter value processed high-order bit first,
and MUST be synchronized between all parties;
. Q is the list of (concatenated) challenge question(s)
generated by the verifier(s);the questions SHOULD be L-byte
values and MUST be at least t-byte values;
. C is a 8-byte counter value processed high-order bit first,
and MUST be synchronized between all parties;
. P is a SHA1-hash of PIN/password that is known to all parties
during the execution of the algorithm;
. S is a string that contains information about the current
session;
. T is a timestamp value, value in number of minutes since midnight UTC formatted.
of January 1, 1970.
OCRA: OATH Challenge Response Algorithms December 2007
When computing a response, the concatenation order is always the
following:
OTHER-PARTY-GENERATED-CHALLENGE-QUESTION
YOUR-GENERATED-CHALLENGE-QUESTION
C,
OTHER-PARTY-GENERATED-CHALLENGE-QUESTION,
YOUR-GENERATED-CHALLENGE-QUESTION,
P, S and then T values.
If a value is empty (i.e. a certain input is not used in the
computation) then the value is simply not represented in the
string.
We always start with C to be compliant and follow the HOPT RFC when
all the other values are empty. The counter on the token or client
is incremented every time a new computation is requested by the
user. The server's counter value is only incremented after a
successful OCRA authentication
5.2 CryptoFunction
The default CryptoFunction is HOTP-SHA1-6, i.e. the default mode of
computation for OCRA is HOTP with the default 6-digit dynamic
truncation and a combination of DataInput values as the message to
compute the HMAC-SHA1 digest.
We denote t as the digit-length of the truncation output. For
instance, if t = 6, then the output of the truncation is a 6-digit
value.
We define the HOTP family of functions as an extension to HOTP:
- HOTP-H-t: these are the different possible truncated versions of
HOTP, using the dynamic truncation method for extracting an HOTP
value from the HMAC output;
- We will denote HOTP-H-t as the realization of an HOTP function
that uses an HMAC function with the hash function H, and the
dynamic truncation as described in [RFC 4226] to extract a t-byte t-
digit value;
- t=0 means that no truncation is performed and the full HMAC value
is used for authentication purpose.
OCRA: OATH Challenge Response Algorithms September 2006
We list the following preferred modes of computation, where *
denotes the default CryptoFunction:
. HOTP-SHA1-4: HOTP with SHA-1 as the hash function for HMAC
and a dynamic truncation to a 4-digit value; this mode is not
recommended in the general case but can be useful when a very
short authentication code is needed by an application;
. *HOTP-SHA1-6: HOTP with SHA-1 as the hash function for HMAC
and a dynamic truncation to a 6-digit value;
OCRA: OATH Challenge Response Algorithms December 2007
. HOTP-SHA256-6: HOTP with SHA-1 SHA-256 as the hash function for
HMAC and a dynamic truncation to a 6-digit value;
. HOTP-SHA512-6: HOTP with SHA-1 SHA-512 as the hash function for
HMAC and a dynamic truncation to a 6-digit value;
This table summarizes all possible values for the CryptoFunction:
Name HMAC Function Used Size of Truncation (t)
--------------------------------------------------------------
HOTP-SHA1-t HMAC-SHA1 0 (no truncation), 4-10
HOTP-SHA256-t HMAC-SHA256 0 (no truncation), 4-10
HOTP-SHA512-t HMAC-SHA512 0 (no truncation), 4-10
6. The OCRASuite
The following values define the OcraSuite OCRASuite codes used in the
description of modes of operation for the OCRA algorithm.
An OCRASuite value defines an OCRA suite of operations as supported
in the present draft and is represented as follows:
Algorithm-CryptoFunction-DataInput
Algorithm:CryptoFunction:DataInput
The client and server need to agree on one or two values of
OCRASuite. These values may be agreed at time of token provisioning
or for more sophisticated client-server interactions these values
may be negotiated for every transaction. Note that for Mutual
Challenge-Response or Signature with Server Authentication modes,
the client and server will need to agree on two values of OCRASuite
- one for server computation and another for client computation.
Algorithm
---------
Description: Indicates the version of OCRA algorithm (possibly authenticated) algorithm.
Values: String MUST contains OCRA and optionally, OCRA-v where v represents the OCRA computed
value version number (e.g. 1, 2
etc.). This document describes version 1 of the string OCRA algorithm.
CryptoFunction
--------------
Description: Indicated Indicates the function used to compute OCRA values
Values: As described in previous section; other Permitted values COULD be
added are described in the future section 5.2
DataInput
---------
OCRA: OATH Challenge Response Algorithms September 2006
DataInput
--------- December 2007
Description: List of valid inputs for the computation; [] indicates
a value is optional.
Values:
Q
[C] | [C Q | P [P | S | T]: Challenge-Response computation
C
[C] | [P]: Response-only (OTP) computation Q | [C | P [P | T]: Plain Signature computation
Example of possible values: OCRA-HOTP-SHA512-8-C-P-Q OCRA-1:HOTP-SHA512-8:C-Q-P means
version 1 of the OCRA algorithm with HMAC-SHA512 function,
truncated to an 8-digit value, using the counter, a random
challenge and a hash of the PIN/Password and a random challenge as parameter, the other party MUST check the value received before
computing and sending his response. parameters.
7. Algorithm Modes for Authentication
In this section we describe the typical modes in which the above
defined computation can be used for authentication.
7.1.
7.1 One way Challenge-Response
A challenge/response is a security mechanism in which the verifier
presents a question (challenge) to the prover who must provide a
valid answer (response) to be authenticated.
To use this algorithm for a one-way challenge-response, the
verifier will communicate a challenge value (typically randomly
generated) to the prover. The prover will use the challenge in the
computation as described above. The prover then communicates the
response to the verifier to authenticate.
Therefore in this mode, the typical data inputs will be:
C - Counter, optional.
Q - Challenge question, mandatory, supplied by the verifier.
C - Counter, optional.
P - Hashed version of PIN/password, optional.
S - Session information, optional
T - Timestamp, optional.
The picture below shows the messages that are exchanged between the
client (prover) and the server (verifier) to complete a one-way
challenge-response authentication.
We assume that the client and server have a pre-shared key K that
is used for the computation.
OCRA: OATH Challenge Response Algorithms September 2006 December 2007
CLIENT SERVER
(PROVER) (VERIFIER)
| |
| Verifier sends challenge to prover |
| Challenge = Q |
|<------------------------------------------|
| |
| Prover Computes Response |
| R = OCRA(K, {Q| [C {[C] | P Q | [P | S | T]}) |
| Response = R |
|------------------------------------------>|
| |
| Verifier Validates Response |
| Response = OK |
|<------------------------------------------|
| |
7.2. Response Only (OTP) Mode
Response Only mode is a variation of one-way challenge-response
where the challenge is implicitly derived.
In order to implicitly derive the challenge, the verifier and the
prover need to maintain a moving factor that is synchronized.
Commonly used moving factors include a counter, time or combination
of both.
To use this algorithm, the prover will use the implicit challenge
in the computation as described above. The prover then communicates
the response to the verifier to authenticate.
Therefore in this mode, the data inputs will be:
C - Counter mandatory.
P - Hashed version of PIN/password, optional.
The picture below shows the messages that are exchanged between the
client (prover) and the server (verifier) to complete a response
only authentication.
We assume that the client and server have a pre-shared key K that
is used for the computation.
OCRA: OATH Challenge Response Algorithms September 2006
CLIENT SERVER
(PROVER) (VERIFIER)
| |
| |
| Prover Computes Response |
| R = OCRA(K, C | [P]) |
| Response = R |
|------------------------------------------>|
| |
| Verifier Validates Response |
| Response = OK |
|<------------------------------------------|
| |
7.3.
7.2 Mutual Challenge-Response
Mutual challenge-response is a variation of one-way challenge-
response where both the client and server and mutually authenticate
each other.
To use this algorithm, the client will first send a random client-
challenge to the server. The server computes the server-response
and sends it to the client along with a server-challenge.
The client will first verify the server-response to authenticate
that it is talking to a valid server. It will then compute the
client-response and send it to the server to authenticate. The
server verifies the client-response to complete the two-way
authentication process.
In this mode there are two computations: client-response and
server-response. There are two separate challenge questions,
generated by both parties. We denote these challenge questions Q1
and Q2.
Typical data inputs for server-response computation will be:
Q1
C - Counter, optional.
QC - Challenge question, mandatory, supplied by the client.
Q2
QS - Challenge question, mandatory, supplied by the server.
C - Counter, optional.
S - Session information, optional.
T - Timestamp, optional.
Typical data inputs for client-response computation will be:
Q2
C - Counter, optional.
QS - Challenge question, mandatory, supplied by the server.
Q1
QC - Challenge question, mandatory, supplied by the client.
C - Counter, optional.
OCRA: OATH Challenge Response Algorithms December 2007
P - Hashed version of PIN/password, optional.
S - Session information, optional.
T - Timestamp, optional.
OCRA: OATH Challenge Response Algorithms September 2006
The following picture shows the messages that are exchanged between
the client and the server to complete a two-way mutual challenge-
response authentication.
We assume that the client and server have a pre-shared key K that
is used for the computation.
CLIENT SERVER
| |
| 1. Client sends client-challenge |
| Q1 QC = Client-challenge |
|------------------------------------------>|
|-------------------------------------------------->|
| |
| 2. Server computes server-response |
| and sends server-challenge |
| R1 RS = OCRA(K, Q1 [C] | Q2 QC | [C QS | S [S | T]) |
| Q2 QS = Server-challenge |
| Response = R1, Q2 RS, QS |
|<------------------------------------------|
|<--------------------------------------------------|
| |
| 3. Client verifies server-response |
| and computes client-response |
| OCRA(K, Q1, Q2,[C,S,T]) [C] | QC | QS | [S | T]) != R1 RS -> STOP |
| R2 RC = ORCA( K,Q2 OCRA(K, [C] | Q1 QS | [C QC | P [P | S | T])| T]) |
| Response = R2 RC |
|------------------------------------------>|
|-------------------------------------------------->|
| |
| 4. Server verifies client-response |
| OCRA(K, Q2|Q1|[C|P|S|T]) [C] | QS | QC | [P|S|T]) != R2 RC -> STOP |
| Response = OK |
|<------------------------------------------|
|<--------------------------------------------------|
| |
8. Algorithm Modes for Signature
In this section we describe the typical modes in which the above
defined computation can be used for digital signatures.
8.1 Plain Signature
To use this algorithm in plain signature mode, the server will
communicate a signature-challenge value to the client (signer). The
OCRA: OATH Challenge Response Algorithms December 2007
signature-challenge is either the data to be signed or derived from
the data to be signed using a hash function, for example.
OCRA: OATH Challenge Response Algorithms September 2006
The client will use the signature-challenge in the computation as
described above. The client then communicates the signature value
(response) to the server to authenticate.
Therefore in this mode, the data inputs will be:
Q
C - Counter, optional.
QS - Signature-challenge, mandatory, supplied by the server.
C - Counter, optional.
P - Hashed version of PIN/password, optional.
T - Timestamp, optional.
The picture below shows the messages that are exchanged between the
client (prover) and the server (verifier) to complete a plain
signature operation.
We assume that the client and server have a pre-shared key K that
is used for the computation.
CLIENT SERVER
(PROVER) (VERIFIER)
| |
| Verifier sends signature-challenge |
| Challenge = Q QS |
|<------------------------------------------|
| |
| Client Computes Response |
| SIGN = OCRA(K, Q [C] | [C QS | P [P | T]) |
| Response = SIGN |
|------------------------------------------>|
| |
| Verifier Validates Response |
| Response = OK |
|<------------------------------------------|
| |
8.2 Signature with Server Authentication
This mode is a variation of the plain signature mode where the
client can first authenticate that it is talking to a valid authenticates the server before creating generating a
digital signature.
To use this algorithm, the client will first send a random client-
challenge to the server. The server computes the server-response
and sends it to the client along with a signature-challenge. The
client will first verify the server-response to authenticate that
OCRA: OATH Challenge Response Algorithms December 2007
it is talking to a valid server. It will then compute the signature
and send it to the server.
OCRA: OATH Challenge Response Algorithms September 2006
In this mode there are two computations: client-signature and
server-response.
Typical data inputs for server-response computation will be:
Q
C - Counter, optional.
QC - Challenge question, mandatory, supplied by the client.
C - Counter, optional.
T - Timestamp, optional.
Typical data inputs for client-signature computation will be:
Q
C - Counter, optional.
QS - Signature-challenge, mandatory, supplied by the server.
P - Hashed version of PIN/password, optional.
C - Counter, optional.
T - Timestamp, optional.
The picture below shows the messages that are exchanged between the
client and the server to complete a signature with server
authentication transaction.
We assume that the client and server have a pre-shared key K that
is used for the computation.
CLIENT SERVER
| |
| 1. Client sends client-challenge |
| Q1 QC = Client-challenge |
|------------------------------------------>|
|-------------------------------------------------->|
| |
| 2. Server computes server-response |
| and sends signature-challenge |
| R1 RS = OCRA(K, Q1 [C] | Q2 QC | [C QS | T]) [T]) |
| Q2 QS = signature-challenge |
| Response = R1, Q2 RS, QS |
|<------------------------------------------|
|<--------------------------------------------------|
| |
| 3. Client verifies server-response |
| and computes signature |
| OCRA(K, Q1 [C] | [T QC | C]) QS | [T]) != R1 -> STOP |
| R2 SIGN = ORCA( OCRA( K, Q2 [C] | Q1 QS | [C QC | P [P | T]) |
| Signature = R2 SIGN |
|------------------------------------------>|
|-------------------------------------------------->|
| |
| 4. Server verifies Signature |
| OCRA(K, Q2|Q1| [C|P|T]) [C] | QS | QC | [P|T]) != R2 SIGN -> STOP |
| Response = OK |
|<------------------------------------------|
|<--------------------------------------------------|
| |
OCRA: OATH Challenge Response Algorithms September 2006 December 2007
9. Security Considerations
Any algorithm is only as secure as the application and the
authentication protocols that implement it. Therefore, this section
discusses the critical security requirements that our choice of
algorithm imposes on the authentication protocol and validation
software.
9.1 Security Analysis of the OCRA algorithm
The security and strength of this algorithm depends on the
properties of the underlying building block HOTP, which is a
construction based on HMAC [RFC2104] using SHA-1 as the hash
function.
The conclusion of the security analysis detailed in [RFC4226] is
that, for all practical purposes, the outputs of the dynamic
truncation on distinct counter inputs are uniformly and
independently distributed strings.
The analysis demonstrates that the best possible attack against the
HOTP function is the brute force attack.
9.2 Implementation Considerations
S1 - In the authentication mode, the client MUST support two-factor
authentication, i.e., the communication and verification of
something you know (secret code such as a Password, Pass phrase,
PIN code, etc.) and something you have (token). The secret code is
known only to the user and usually entered with the Response value
for authentication purpose (two-factor authentication).
Alternatively, instead of sending something you know to the server,
the client may use a hash of the Password or PIN code in the
computation itself, thus implicitly enabling two-factor
authentication.
S2 - The keys for HOTP can be of any length equal or longer than L
bytes.
bytes, where L is the byte-length of the CryptoFunction output.
Keys longer than L bytes are acceptable; they are first hashed
using the supported hash function, e.g. SHA-1, to become usable.
Nevertheless, the extra length would not significantly increase the
cryptographic strength of OCRA, provided the randomness of the
original key material is sufficient.
S3 - Keys need to be chosen at random or using a cryptographically
strong pseudo-random generator properly seeded with a random value.
We RECOMMEND following the recommendations in [RFC1750] for all
pseudo-random and random generations. The pseudo-random numbers
OCRA: OATH Challenge Response Algorithms December 2007
used for generating the keys SHOULD successfully pass the
randomness test specified in [CN].
OCRA: OATH Challenge Response Algorithms September 2006
The
S4 - On the client side, the keys MUST be embedded in a tamper resistance
resistant device or securely implemented in a software application.
Additionally, by embedding the keys in a hardware device, you also
have the advantage of improving the flexibility (mobility).
The
S5 - For authentication computations, the challenge value MUST be
randomly generated for each use of the
authentication protocol and SHALL NOT be re-used. We RECOMMEND following
the recommendations in [RFC1750] for all pseudo-random and random
generations.
S6 - All the communications SHOULD take place over a secure channel
e.g. SSL/TLS, IPsec connections.
S7 - The OCRA algorithm when used in mutual authentication mode or
in signature with server authentication mode SHOULD use dual key
mode - i.e. there are two keys that are shared between the client
and the server. One shared key is used to generate the server
response on the server side and to verify it on the client side.
The other key is used to create the response or signature on the
client side and to verify the same on the server side.
S8 - We recommend that implementations MAY use the session
information, S as an additional input in the computation. For
example, S could be the session identifier from the TLS session.
This will enable you to counter certain types of man-in-the-middle
attacks. However, this will introduce the additional dependency
that first of all the prover needs to have access to the session
identifier to compute the response and the verifier will need
access to the session identifier to verify the response.
S9 - In the signature mode, whenever the counter or time (defined
as optional elements) are not used in the computation, there might
be a risk of replay attack and the implementers should carefully
consider this issue in the light of their specific application
requirements and security guidelines.
S10 - We also RECOMMEND storing the shared secrets securely in the
validation system, and more specifically encrypting the shared
secrets using tamper-resistant hardware encryption and exposing
them only when required: for example, the shared secret is
decrypted when needed to verify an HOTP value, and re-encrypted
immediately to limit exposure in the RAM for a short period of
time. The data store holding the shared secrets MUST be in a
secure area, to avoid as much as possible direct attack on the
validation system and secrets database.
OCRA: OATH Challenge Response Algorithms December 2007
Particularly, access to the shared secrets should be limited to
programs and processes required by the validation system only. We
will not elaborate on the different security mechanisms to put in
place, but obviously, the protection of shared secrets is of the
uttermost importance.
10. IANA Considerations
This document has no actions for IANA.
11. Conclusion
This draft introduced several variants of HOTP for challenge-
response based authentication and short signature-like
computations.
The OCRASuite provides for an easy integration and support of
different flavors within an authentication and validation system.
Finally, OCRA should enable cross-authentication both in connected
and off-line modes, with the support of different response sizes
and mode of operations.
OCRA: OATH Challenge Response Algorithms September 2006
12. Acknowledgements
We would like to thank Philip Hoyer, Jonathan Tuliani, Shuh Chang,
Stu Vaeth, Jon Martinsson, Jeff Burstein, Frederik
Mennes Mennes, Oanh
Hoang, Mingliang Pei and Stu Vaeth Enrique Rodriguez for their comments and
suggestions to improve this draft document.
13. References
13.1.
13.1 Normative
[RFC2104] M. Bellare, R. Canetti and H. Krawczyk, "HMAC:
Keyed-Hashing for Message Authentication", IETF Network
Working Group, RFC 2104, February 1997.
[RFC1750] D. Eastlake, 3rd., S. Crocker and J. Schiller,
"Randomness Recommendations for Security", IETF Network
Working Group, RFC 1750, December 2004.
[RFC2119] S. Bradner, "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
OCRA: OATH Challenge Response Algorithms December 2007
[RFC3668] S. Bradner, "Intellectual Property Rights in IETF
Technology", BCP 79, RFC 3668, February 2004.
[RFC4226] D. M'Raihi, M. Bellare, F. Hoornaert, D. Naccache and
O. Ranen, "HOTP: An HMAC-based One Time Password
Algorithm", IETF Network Working Group, RFC 4226,
December 2005.
13.2.
13.2 Informative
[BCK] M. Bellare, R. Canetti and H. Krawczyk, "Keyed Hash
Functions and Message Authentication", Proceedings of
Crypto'96, LNCS Vol. 1109, pp. 1-15.
[OATH] Initiative for Open AuTHentication
http://www.openauthentication.org
[CN] J.S. Coron and D. Naccache, "An accurate evaluation of
Maurer's universal test" by Jean-Sebastien Coron and
David Naccache In Selected Areas in Cryptography (SAC
'98), vol. 1556 of Lecture Notes in Computer Science,
S. Tavares and H. Meijer, Eds., pp. 57-71, Springer-
Verlag, 1999
OCRA: OATH Challenge Response Algorithms September 2006
Appendix A: Code Source Code
import java.lang.reflect.UndeclaredThrowableException;
import java.security.GeneralSecurityException;
import javax.crypto.Mac;
import javax.crypto.spec.SecretKeySpec;
/**
* This an example implementation of the OATH OCRA algorithm.
* Visit www.openauthentication.org for more information.
*
* @author Johan Rydell, PortWise
*/
public class OCRA {
private OCRA() {}
/**
* This method uses the JCE to provide the crypto
* algorithm.
* HMAC computes a Hashed Message Authentication Code with the
* crypto hash algorithm as a parameter.
OCRA: OATH Challenge Response Algorithms December 2007
*
* @param crypto the crypto algorithm
* (HmacSHA1, HmacSHA256, HmacSHA512)
* @param keyBytes the bytes to use for the HMAC key
* @param text the message or text to be authenticated.
*/
public static byte[] hmac_sha1(String crypto,
byte[] keyBytes,
byte[] text)
{
try {
Mac hmac;
hmac = Mac.getInstance(crypto);
SecretKeySpec macKey =
new SecretKeySpec(keyBytes, "RAW");
hmac.init(macKey);
return hmac.doFinal(text);
} catch (GeneralSecurityException gse) {
throw new UndeclaredThrowableException(gse);
}
}
private static final int[] DIGITS_POWER
// 0 1 2 3 4 5 6 7 8
= {1,10,100,1000,10000,100000,1000000,10000000,100000000};
/**
* This method generates an OCRA HOTP value for the given
OCRA: OATH Challenge Response Algorithms September 2006
* set of parameters.
*
* @param crypto the crypto algorithm
* @param key the shared secret
* @param movingFactor the counter that changes
* on a per use basis
* @param question the challenge question
* @param password a password that can be used
* @param sessionInformation Static information that
* identifies the current session
* @param timeStamp a value that reflects a time
* @param codeDigits number of digits in the OTP
*
* @return A numeric String in base 10 that includes
* {@link truncationDigits} digits
*/
static public String generateOTP(String crypto,
String key,
String movingFactor,
String question,
String password,
OCRA: OATH Challenge Response Algorithms December 2007
String sessionInformation,
String timeStamp,
int codeDigits)
{
String result = null;
String messageStr =
question + password +
sessionInformation + timeStamp ;
byte[] msg;
// Using the counter
if (0 < movingFactor.length()){
// First 8 bytes are for the movingFactor
// Complient with RFC 4226
messageStr = "00000000" + messageStr;
msg = messageStr.getBytes();
long mFactor = Long.decode(movingFactor);
for (int i = 7; i >= 0; i--) {
msg[i] = (byte) (mFactor & 0xff);
mFactor >>= 8;
}
}else
msg = messageStr.getBytes();
// compute hmac hash
byte[] hash = hmac_sha1(crypto, key.getBytes(), msg);
// put selected bytes into result int
OCRA: OATH Challenge Response Algorithms September 2006
int offset = hash[hash.length - 1] & 0xf;
int binary =
((hash[offset] & 0x7f) << 24) |
((hash[offset + 1] & 0xff) << 16) |
((hash[offset + 2] & 0xff) << 8) |
(hash[offset + 3] & 0xff);
int otp = binary % DIGITS_POWER[codeDigits];
result = Integer.toString(otp);
while (result.length() < codeDigits) {
result = "0" + result;
}
return result;
}
}
OCRA: OATH Challenge Response Algorithms December 2007
Appendix B: Test Vectors
Plain challenge response
========================
OCRA-HOTP-SHA1-8-Q
------------------
K = 12345678901234567890 Q = 10000000 OCRA = 57953866
K = 12345678901234567890 Q = 10000001 OCRA = 15772773
K = 12345678901234567890 Q = 10000002 OCRA = 68105940
OCRA-HOTP-SHA256-8-Q
--------------------
K = 12345678901234567890 Q = 10000000 OCRA = 79730854
K = 12345678901234567890 Q = 10000001 OCRA = 22925447
K = 12345678901234567890 Q = 10000002 OCRA = 15947867
OCRA-HOTP-SHA512-8-Q
--------------------
K = 12345678901234567890 Q = 10000000 OCRA = 68325835
K = 12345678901234567890 Q = 10000001 OCRA = 53995836
K = 12345678901234567890 Q = 10000002 OCRA = 89008345
Response Only
=============
OCRA-HOTP-SHA1-6-C
------------------
K = 12345678901234567890 C = 0 OCRA = 755224
K = 12345678901234567890 C = 1 OCRA = 287082
K = 12345678901234567890 C = 2 OCRA = 359152
OCRA: OATH Challenge Response Algorithms September 2006
OCRA-HOTP-SHA256-6-C
--------------------
K = 12345678901234567890 C = 0 OCRA = 875740
K = 12345678901234567890 C = 1 OCRA = 247374
K = 12345678901234567890 C = 2 OCRA = 254785
OCRA-HOTP-SHA512-6-C
--------------------
K = 12345678901234567890 C = 0 OCRA = 125165
K = 12345678901234567890 C = 1 OCRA = 342147
K = 12345678901234567890 C = 2 OCRA = 730102
OCRA-HOTP-SHA1-6-C-P
--------------------
K = 12345678901234567890 C = 0 P = 12341234 OCRA = 106753
K = 12345678901234567890 C = 1 P = 12341234 OCRA = 747071
K = 12345678901234567890 C = 2 P = 12341234 OCRA = 714367
OCRA-HOTP-SHA256-6-C-P
----------------------
K = 12345678901234567890 C = 0 P = 12341234 OCRA = 744059
K = 12345678901234567890 C = 1 P = 12341234 OCRA = 735947
K = 12345678901234567890 C = 2 P = 12341234 OCRA = 167188
OCRA-HOTP-SHA512-6-C-P
----------------------
K = 12345678901234567890 C = 0 P = 12341234 OCRA = 249058
K = 12345678901234567890 C = 1 P = 12341234 OCRA = 738728
K = 12345678901234567890 C = 2 P = 12341234 OCRA = 556127
Mutual challenge response
=========================
OCRA-HOTP-SHA512-8-Q
--------------------
(From server) K = 12345678901234567890
Q1 = 11111110 Q2 = 22222220 OCRA = 70933163
(From client) K = 12345678901234567890
Q1 = 11111110 Q2 = 22222220 OCRA = 63875222
(From server) K = 12345678901234567890
Q1 = 11111111 Q2 = 22222221 OCRA = 08364053
(From client) K = 12345678901234567890
Q1 = 11111111 Q2 = 22222221 OCRA = 91844292
(From server) K = 12345678901234567890
Q1 = 11111112 Q2 = 22222222 OCRA = 70960179
OCRA: OATH Challenge Response Algorithms September 2006
(From client) K = 12345678901234567890
Q1 = 11111112 Q2 = 22222222 OCRA = 75789938
OCRA: OATH Challenge Response Algorithms December 2007
Plain signature
===============
OCRA-HOTP-SHA512-8-Q
--------------------
K = 12345678901234567890 Q (value) = 00010000
OCRA (signature) = 13175449
K = 12345678901234567890 Q (value) = 00011000
OCRA (signature) = 41866883
K = 12345678901234567890 Q (value) = 00012000
OCRA (signature) = 82912137
14. Authors' Addresses
Primary point of contact (for sending comments and question):
David M'Raihi
VeriSign, Inc.
685 E. Middlefield Road Phone: 1-650-426-3832
Mountain View, CA 94043 USA Email: dmraihi@verisign.com
Other Authors' contact information:
Johan Rydell
Portwise, Inc.
624 Ellis Street,
275 Hawthorne Ave, Suite 102 119 Phone: 1-650-515-3569
Mountain View,
Palo Alto, CA 94043 94301 USA Email: johan.rydell@portwise.com
David Naccache
ENS, DI
45 rue d'Ulm Phone: +33 6 16 59 83 49
75005, Paris France Email: david.naccache@ens.fr
Salah Machani
Diversinet Corp.
2225 Sheppard Avenue East
Suite 1801
Toronto, Ontario M2J 5C2 Phone: 1-416-756-2324 Ext. 321
Canada Email: smachani@diversinet.com
Siddharth Bajaj
VeriSign, Inc.
487 E. Middlefield Road Phone: 1-650-426-3458
Mountain View, CA 94043 USA Email: sbajaj@verisign.com
OCRA: OATH Challenge Response Algorithms September 2006 December 2007
15. Full Copyright Statement
Copyright (C) The IETF Trust (2007).
This document is subject to the rights, licenses and restrictions
contained in BCP 78, and except as set forth therein, the authors
retain all their rights.
This document and the information contained herein are provided on
an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE
REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE
IETF TRUST AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL
WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY
WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE
ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS
FOR A PARTICULAR PURPOSE.
16. Intellectual Property
The IETF takes no position regarding the validity or scope of any
Intellectual Property Rights or other rights that might be claimed
to pertain to the implementation or use of the technology described
in this document or the extent to which any license under such
rights might or might not be available; nor does it represent that
it has made any independent effort to identify any such rights.
Information on the procedures with respect to rights in RFC
documents can be found in BCP 78 and BCP 79.
Copies of IPR disclosures made to the IETF Secretariat and any
assurances of licenses to be made available, or the result of an
attempt made to obtain a general license or permission for the use
of such proprietary rights by implementers or users of this
specification can be obtained from the IETF on-line IPR repository
at http://www.ietf.org/ipr.
The IETF invites any interested party to bring to its attention any
copyrights, patents or patent applications, or other proprietary
rights that may cover technology that may be required to implement
this standard. Please address the information to the IETF at ietf-
ipr@ietf.org.