TLS Working Group N. Mavrogiannopoulos Internet-Draft Independent Expires:December 7, 2006 June 5,February 1, 2007 July 31, 2006 Using OpenPGP keys for TLS authenticationdraft-ietf-tls-openpgp-keys-10draft-ietf-tls-openpgp-keys-11 Status of this Memo By submitting this Internet-Draft, each author represents that any applicable patent or other IPR claims of which he or she is aware have been or will be disclosed, and any of which he or she becomes aware will be disclosed, in accordance with Section 6 of BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet- Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/ietf/1id-abstracts.txt. The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html. This Internet-Draft will expire onDecember 7, 2006.February 1, 2007. Copyright Notice Copyright (C) The Internet Society (2006). Abstract This memo proposes extensions to the TLS protocol to support the OpenPGPtrust model and keys.key format. The extensions discussed here include a certificate type negotiation mechanism, and the required modifications to the TLS Handshake Protocol. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3 2. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 4 3. Changes to the Handshake Message Contents . . . . . . . . . . 5 3.1. Client Hello . . . . . . . . . . . . . . . . . . . . . . . 5 3.2. Server Hello . . . . . . . . . . . . . . . . . . . . . . . 5 3.3. Server Certificate . . . . . . . . . . . . . . . . . . . . 6 3.4. Certificate request . . . . . . . . . . . . . . . . . . . 7 3.5. Client certificate . . . . . . . . . . . . . . . . . . . . 7 3.6. Other Handshake messages . . . . . . . . . . . . . . . . . 7 4. Security Considerations . . . . . . . . . . . . . . . . . . . 8 5. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 9 6. References . . . . . . . . . . . . . . . . . . . . . . . . . . 10 6.1. Normative References . . . . . . . . . . . . . . . . . . . 10 6.2. Informative References . . . . . . . . . . . . . . . . . . 10 Appendix A. Acknowledgements . . . . . . . . . . . . . . . . . . 11 Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 12 Intellectual Property and Copyright Statements . . . . . . . . . . 13 1. Introduction The IETF has two sets of standards for public key certificates, one set for use of X.509 certificates [PKIX] and one for OpenPGP certificates [OpenPGP]. At the time of writing, the TLS [TLS]uses the PKIX [PKIX] infrastructure, to provide certificate services. Currently the PKIX protocolsstandards arelimiteddefined to use only X.509 certificates. This document specifies ahierarchical key management and as a result, applications which follow different - non hierarchical - trust models, could not be benefited by TLS. OpenPGP keys (sometimes calledway to negotiate use of OpenPGPcertificates), provide security servicescertificates forelectronic communications. They are widely deployed, especially in electronic mail applications, provide public key authentication services, allow distributed key management and can be used withanon hierarchical trust model called the "web of trust" [WOT]. This document will extend theTLSprotocolsession, and specifies how tosupporttransport OpenPGPkeys usingcertificates via TLS. The proposed extensions are backward compatible with theexistingcurrent TLScipher suites. In brief this would be achieved by adding a negotiationspecification, so that existing client and server implementations that make use ofthe certificate typeX.509 certificates are not affected. 2. Terminology The term ``OpenPGP key'' is used in this document as inaddition tothenormal handshake negotiations. ThenOpenPGP specification [OpenPGP]. We use therequired modificationsterm ``OpenPGP certificate'' tothe handshake messages, in orderrefer toholdOpenPGP keysas well, will be described. The normal handshake procedure with X.509 certificates is not altered, to preserve compatibility with existing TLS servers and clients.that are enabled for authentication. This document uses the same notation and terminology used in the TLS Protocol specification [TLS]. The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119].2.3. Changes to the Handshake Message Contents This section describes the changes to the TLS handshake message contents when OpenPGPkeyscertificates are to be used for authentication.2.1.3.1. Client Hello In order to indicate the support of multiple certificate types clientswillMUST include an extension of type "cert_type" (see Section4)5) to the extended client hello message. The hello extension mechanism is described in [TLSEXT]. This extension carries a list of supported certificate types the client can use, sorted by client preference. This extension MUST be omitted if the client only supports X.509 certificates. The "extension_data" field of this extensionwill containcontains a CertificateTypeExtension structure. enum { client, server } ClientOrServerExtension; enum { X.509(0), OpenPGP(1), (255) } CertificateType; struct { select(ClientOrServerExtension) { case client: CertificateType certificate_types<1..2^8-1>; case server: CertificateType certificate_type; } } CertificateTypeExtension; No new cipher suites are required to use OpenPGPkeys.certificates. All existing cipher suites that support acompatiblecompatible, with the key, key exchange method can be used in combination with OpenPGPkeys. 2.2.certificates. 3.2. Server HelloServers that receive an extendedIf the server receives a client hellocontainingthat contains the "cert_type"extension,extension andhave chosenchooses a cipher suite thatsupports certificates, theyrequires a certificate, then two outcomes are possible. The server MUST either select a certificate type from the certificate_types field in the extended clienthello,hello or terminate the connection with a fatal alert of type "unsupported_certificate". The certificate type selected by theserver,server is encoded in a CertificateTypeExtension structure, which is included in the extended server hellomessage,message using an extension of type "cert_type". Servers that only support X.509 certificates MAY omit including the "cert_type" extension in the extended server hello.2.3.3.3. Server Certificate The contents of the certificate message sent from server to client and vice versa are determined by the negotiated certificate type and the selected cipher suite's key exchange algorithm. If the OpenPGP certificate type is negotiated then it is required to present an OpenPGPkeycertificate in the Certificate message. TheOpenPGP keycertificate must contain a public key that matches the selected key exchange algorithm, as shown below. Key Exchange Algorithm OpenPGPKeyCertificate Type RSA RSA public key which can be used for encryption. DHE_DSS DSS publickey.key which can be used for authentication. DHE_RSA RSA public key which can be used forsigning.authentication. An OpenPGPpublic keycertificate appearing in the Certificate messagewill beis sent using the binary OpenPGP format. Theterm public key is used to describe a composition of OpenPGP packets to form a block of data which contains all information needed by the peer. This includes public key packets, user ID packets andcertificate MUST contain all thefields described in sectionelements required by Section 10.1 of [OpenPGP]. The option is also available to send an OpenPGP fingerprint, instead of sending the entirekey.certificate. The process of fingerprint generation is described in section 11.2 of [OpenPGP]. The peer shall respond with a "certificate_unobtainable" fatal alert if thekeycertificate with the givenkeyfingerprint cannot be found. The "certificate_unobtainable" fatal alert is defined in section 4 of [TLSEXT].If the key is not valid, expired, revoked, corrupt, the appropriate fatal alert message is sent from section A.3 of the TLS specification. If a key is valid and neither expired nor revoked, it is accepted by the protocol. The key validation procedure is a local matter outside the scope of this document.enum {key_fingerprintcert_fingerprint (0),keycert (1), (255) }PGPKeyDescriptorType;OpenPGPCertDescriptorType; opaquePGPKeyFingerprint<16..20>;OpenPGPCertFingerprint<16..20>; opaquePGPKey<0..2^24-1>;OpenPGPCert<0..2^24-1>; struct {PGPKeyDescriptorTypeOpenPGPCertDescriptorType descriptorType; select (descriptorType) { casekey_fingerprint: PGPKeyFingerprint;cert_fingerprint: OpenPGPCertFingerprint; casekey: PGPKey;cert: OpenPGPCert; } } Certificate;2.4.3.4. Certificate request The semantics of this message remain the same as in the TLS specification. However if this message is sent, and the negotiated certificate type is OpenPGP, the "certificate_authorities" list MUST be empty.2.5.3.5. Client certificate This message is only sent in response to the certificate request message. The client certificate message is sent using the same formatting as the server certificate message and it is also required to present a certificate that matches the negotiated certificate type. If OpenPGPkeyscertificates have beenselected,selected and nokeycertificate is available from the client, then a Certificate structure that contains an emptyPGPKey shouldOpenPGPCert vector MUST be sent. The servermaySHOULD respond with a "handshake_failure" fatal alert if client authentication is required.2.6.3.6. Other Handshake messagesThe rest ofAll the other handshake messagessuch as the server key exchange, the certificate verify and the finished messagesare identical to the TLS specification.3.4. Security ConsiderationsAs with X.509 ASN.1 formatted keys, OpenPGP keys need specialized parsers. Care must be taken to make those parsers safe against maliciously modified keys, that could cause arbitrary code execution. SecurityAll security considerations discussed in [TLS], [TLSEXT] as well as [OpenPGP] apply to this document. Considerations about the use of the web of trust ortheidentity and certificate verification procedure are outside the scope of thisdocument and theydocument. These are consideredan issueissues to be handled bylocal policy. 4.the application layer protocols. The protocol for certificate type negotiation is identical in operation to ciphersuite negotiation of the [TLS] specification with the addition of default values when the extension is omitted. Since those omissions have a unique meaning and the same protection is applied to the values as with ciphersuites, it is believed that the security properties of this negotiation are the same as with ciphersuite negotiation. When using OpenPGP fingerprints instead of the full certificates, the discussion in Section 6.3 of [TLSEXT] for "Client Certificate URLs" applies, especially when external servers are used to retrieve keys. However a major difference is that while the "client_certificate_url" extension allows to identify certificates without including the certificate hashes, this is not possible in the protocol proposed here. In this protocol the certificates, when not sent, are always identified by their fingerprint, which serves as a cryptographic hash of the certificate (see Section 11.2 of [OpenPGP]). The information that is available to participating parties and eavesdroppers (when confidentiality is not available through a previous handshake) is the number and the types of certificates they hold, plus the contents of certificates. 5. IANA Considerations This document defines a new TLS extension, "cert_type", assigned a value of TBD-BY-IANA (the value 7 is suggested) from the TLS ExtensionType registry defined in [TLSEXT]. This value is used as the extension number for the extensions in both the client hello message and the server hello message. The new extension typewill beis used for certificate type negotiation. The "cert_type" extension contains an 8-bit CertificateType field, for which a new registry, named "TLS Certificate Types", is established in this document, to be maintained by IANA. The registry is segmented in the following way: 1. Values 0 (X.509) and 1 (OpenPGP) are defined in this document. 2. Values from 2 through 223 decimal inclusive are assigned via IETF Consensus [RFC2434]. 3. Values from 224 decimal through 255 decimal inclusive are reserved for Private Use [RFC2434].5.6. References5.1.6.1. Normative References [TLS] Dierks, T. and E. Rescorla, "The TLS Protocol Version 1.1", RFC 4346, April 2006. [OpenPGP] Callas, J., Donnerhacke, L., Finey, H., Shaw, D., and R. Thayer, "OpenPGP Message Format",RFC 2440, November 1998.draft-ietf-openpgp-rfc2440bis-18 (work in progress), May 2006. [TLSEXT] Blake-Wilson, S., Nystrom, M., Hopwood, D., Mikkelsen, J., and T. Wright, "Transport Layer Security (TLS) Extensions", RFC 4366, April 2006. [RFC2434] Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA Considerations Section in RFCs", RFC 2434, October 1998. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", RFC 2119, March 1997.5.2.6.2. Informative References [PKIX] Housley, R., Ford, W., Polk, W., and D. Solo, "Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile", RFC 3280, April 2002.[WOT] Abdul-Rahman, A., "The PGP Trust Model", EDI Forum: The Journal of Electronic Commerce, April 1997.Appendix A. Acknowledgements This document was based on earlier work made by Will Price and Michael Elkins. The author wishes to thank Werner Koch, David Taylor, TimoSchulz andSchulz, PasiEronenEronen, Jon Callas, Stephen Kent, Robert Sparks and Hilarie Orman for their suggestions on improving this document. Author's Address Nikos Mavrogiannopoulos Independent Arkadias 8 Halandri, Attiki 15234 Greece Email: nmav@gnutls.org URI: http://www.gnutls.org/ Intellectual Property Statement The IETF takes no position regarding the validity or scope of any Intellectual Property Rights or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; nor does it represent that it has made any independent effort to identify any such rights. Information on the procedures with respect to rights in RFC documents can be found in BCP 78 and BCP 79. 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