< draft-ietf-cat-kerberos-pk-init-21.txt   draft-ietf-cat-kerberos-pk-init-22.txt >
INTERNET-DRAFT Brian Tung
draft-ietf-cat-kerberos-pk-init-21.txt Clifford Neuman NETWORK WORKING GROUP B. Tung
expires April 25, 2005 USC/ISI Internet-Draft C. Neuman
Sasha Medvinsky Expires: June 6, 2005 USC Information Sciences Institute
L. Zhu
M. Hur
Microsoft Corporation
S. Medvinsky
Motorola, Inc. Motorola, Inc.
December 6, 2004
Public Key Cryptography for Initial Authentication in Kerberos Public Key Cryptography for Initial Authentication in Kerberos
draft-ietf-cat-kerberos-pk-init
0. Status Of This Memo Status of this Memo
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disclosed, in accordance with RFC 3668. which he or she is aware have been or will be disclosed, and any of
which he or she become aware will be disclosed, in accordance with
RFC 3668.
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Please send comments to the authors.
1. Abstract Copyright Notice
This document describes protocol extensions (hereafter called Copyright (C) The Internet Society (2004).
PKINIT) to the Kerberos protocol specification [1]. These
extensions provide a method for integrating public key cryptography
into the initial authentication exchange, by passing digital
certificates and associated authenticators in preauthentication data
fields.
2. Introduction Abstract
A client typically authenticates itself to a service in Kerberos This document describes protocol extensions (hereafter called PKINIT)
using three distinct though related exchanges. First, the client to the Kerberos protocol specification. These extensions provide a
requests a ticket-granting ticket (TGT) from the Kerberos method for integrating public key cryptography into the initial
authentication server (AS). Then, it uses the TGT to request a authentication exchange, by passing digital certificates and
service ticket from the Kerberos ticket-granting server (TGS). associated authenticators in preauthentication data fields.
Usually, the AS and TGS are integrated in a single device known as
a Kerberos Key Distribution Center, or KDC. (In this document, we
will refer to both the AS and the TGS as the KDC.) Finally, the
client uses the service ticket to authenticate itself to the
service.
The advantage afforded by the TGT is that the client need explicitly Table of Contents
request a ticket and expose his credentials only once. The TGT and
its associated session key can then be used for any subsequent
requests. One result of this is that all further authentication is
independent of the method by which the initial authentication was
performed. Consequently, initial authentication provides a
convenient place to integrate public-key cryptography into Kerberos
authentication.
As defined, Kerberos authentication exchanges use symmetric-key 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3
cryptography, in part for performance. One cost of using 2. Conventions Used in This Document . . . . . . . . . . . . . . 4
symmetric-key cryptography is that the keys must be shared, so that 3. Extensions . . . . . . . . . . . . . . . . . . . . . . . . . . 5
before a client can authenticate itself, he must already be 3.1 Definitions, Requirements, and Constants . . . . . . . . . 5
registered with the KDC. 3.1.1 Required Algorithms . . . . . . . . . . . . . . . . . 5
3.1.2 Defined Message and Encryption Types . . . . . . . . . 6
3.1.3 Algorithm Identifiers . . . . . . . . . . . . . . . . 7
3.2 PKINIT Preauthentication Syntax and Use . . . . . . . . . 7
3.2.1 Client Request . . . . . . . . . . . . . . . . . . . . 8
3.2.2 Validation of Client Request . . . . . . . . . . . . . 10
3.2.3 KDC Reply . . . . . . . . . . . . . . . . . . . . . . 12
3.2.4 Validation of KDC Reply . . . . . . . . . . . . . . . 17
3.3 KDC Indication of PKINIT Support . . . . . . . . . . . . . 17
4. Security Considerations . . . . . . . . . . . . . . . . . . . 19
5. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 21
6. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 22
7. Normative References . . . . . . . . . . . . . . . . . . . . . 22
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 23
A. PKINIT ASN.1 Module . . . . . . . . . . . . . . . . . . . . . 24
Intellectual Property and Copyright Statements . . . . . . . . 28
Conversely, public-key cryptography (in conjunction with an 1. Introduction
established Public Key Infrastructure) permits authentication
without prior registration with a KDC. Adding it to Kerberos allows
the widespread use of Kerberized applications by clients without
requiring them to register first with a KDC--a requirement that has
no inherent security benefit.
As noted above, a convenient and efficient place to introduce A client typically authenticates itself to a service in Kerberos
public-key cryptography into Kerberos is in the initial using three distinct though related exchanges. First, the client
authentication exchange. This document describes the methods and requests a ticket-granting ticket (TGT) from the Kerberos
data formats for integrating public-key cryptography into Kerberos authentication server (AS). Then, it uses the TGT to request a
initial authentication. service ticket from the Kerberos ticket-granting server (TGS).
Usually, the AS and TGS are integrated in a single device known as a
Kerberos Key Distribution Center, or KDC. Finally, the client uses
the service ticket to authenticate itself to the service.
3. Extensions The advantage afforded by the TGT is that the client need explicitly
request a ticket and expose his credentials only once. The TGT and
its associated session key can then be used for any subsequent
requests. One result of this is that all further authentication is
independent of the method by which the initial authentication was
performed. Consequently, initial authentication provides a
convenient place to integrate public-key cryptography into Kerberos
authentication.
This section describes extensions to [1] for supporting the use of As defined, Kerberos authentication exchanges use symmetric-key
public-key cryptography in the initial request for a ticket. cryptography, in part for performance. One cost of using
symmetric-key cryptography is that the keys must be shared, so that
before a client can authenticate itself, he must already be
registered with the KDC.
Briefly, this document defines the following extensions to [1]: Conversely, public-key cryptography (in conjunction with an
established Public Key Infrastructure) permits authentication without
prior registration with a KDC. Adding it to Kerberos allows the
widespread use of Kerberized applications by clients without
requiring them to register first with a KDC--a requirement that has
no inherent security benefit.
1. The client indicates the use of public-key authentication by As noted above, a convenient and efficient place to introduce
including a special preauthenticator in the initial request. public-key cryptography into Kerberos is in the initial
This preauthenticator contains the client's public-key data authentication exchange. This document describes the methods and
and a signature. data formats for integrating public-key cryptography into Kerberos
initial authentication.
2. The KDC tests the client's request against its policy and 2. Conventions Used in This Document
trusted Certification Authorities (CAs).
3. If the request passes the verification tests, the KDC The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
replies as usual, but the reply is encrypted using either: "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in [RFC2119].
a. a symmetric encryption key, signed using the KDC's In this document, we will refer to both the AS and the TGS as the
signature key and encrypted using the client's encryption KDC.
key; or
b. a key generated through a Diffie-Hellman exchange with 3. Extensions
the client, signed using the KDC's signature key.
Any keying material required by the client to obtain the This section describes extensions to [CLAR] for supporting the use of
Encryption key is returned in a preauthentication field public-key cryptography in the initial request for a ticket.
accompanying the usual reply.
4. The client obtains the encryption key, decrypts the reply, Briefly, this document defines the following extensions to [CLAR]:
and then proceeds as usual.
Section 3.1 of this document defines the necessary message formats. 1. The client indicates the use of public-key authentication by
Section 3.2 describes their syntax and use in greater detail. including a special preauthenticator in the initial request. This
preauthenticator contains the client's public-key data and a
signature.
3.1. Definitions, Requirements, and Constants 2. The KDC tests the client's request against its policy and trusted
Certification Authorities (CAs).
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", 3. If the request passes the verification tests, the KDC replies as
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this usual, but the reply is encrypted using either:
document are to be interpreted as described in RFC 2119 [12].
3.1.1. Required Algorithms a. a symmetric encryption key, signed using the KDC's signature
key and encrypted using the client's encryption key; or
All PKINIT implementations MUST support the following algorithms: b. a key generated through a Diffie-Hellman exchange with the
client, signed using the KDC's signature key.
- Reply key (or DH-derived key): AES256-CTS-HMAC-SHA1-96 etype. Any keying material required by the client to obtain the
Encryption key is returned in a preauthentication field
accompanying the usual reply.
- Signature algorithm: SHA-1 digest and RSA. 4. The client obtains the encryption key, decrypts the reply, and
then proceeds as usual.
- Reply key delivery method: ephemeral-ephemeral Diffie-Hellman Section 3.1 of this document defines the necessary message formats.
with a non-zero nonce. Section 3.2 describes their syntax and use in greater detail.
- Unkeyed checksum type for the paChecksum member of 3.1 Definitions, Requirements, and Constants
PKAuthenticator: SHA1 (unkeyed), Kerberos checksum type 14
[11].
3.1.2. Defined Message and Encryption Types 3.1.1 Required Algorithms
PKINIT makes use of the following new preauthentication types: All PKINIT implementations MUST support the following algorithms:
PA-PK-AS-REQ TBD o AS reply key: AES256-CTS-HMAC-SHA1-96 etype [KCRYPTO].
PA-PK-AS-REP TBD
PKINIT also makes use of the following new authorization data type: o Signature algorithm: SHA-1 digest and RSA.
AD-INITIAL-VERIFIED-CAS TBD o Reply key delivery method: RSA or ephemeral-ephemeral
Diffie-Hellman.
PKINIT introduces the following new error codes: 3.1.2 Defined Message and Encryption Types
KDC_ERR_CLIENT_NOT_TRUSTED 62 PKINIT makes use of the following new preauthentication types:
KDC_ERR_KDC_NOT_TRUSTED 63
KDC_ERR_INVALID_SIG 64
KDC_ERR_KEY_SIZE 65
KDC_ERR_CERTIFICATE_MISMATCH 66
KDC_ERR_CANT_VERIFY_CERTIFICATE 70
KDC_ERR_INVALID_CERTIFICATE 71
KDC_ERR_REVOKED_CERTIFICATE 72
KDC_ERR_REVOCATION_STATUS_UNKNOWN 73
KDC_ERR_CLIENT_NAME_MISMATCH 75
PKINIT uses the following typed data types for errors: PA-PK-AS-REQ 16
PA-PK-AS-REP 17
TD-DH-PARAMETERS TBD PKINIT also makes use of the following new authorization data type:
TD-TRUSTED-CERTIFIERS 104
TD-CERTIFICATE-INDEX 105
TD-UNKEYED-CHECKSUM-INFO 109
PKINIT defines the following encryption types, for use in the AS-REQ AD-INITIAL-VERIFIED-CAS 9
message (to indicate acceptance of the corresponding encryption OIDs
in PKINIT):
dsaWithSHA1-CmsOID 9 PKINIT introduces the following new error codes:
md5WithRSAEncryption-CmsOID 10
sha1WithRSAEncryption-CmsOID 11
rc2CBC-EnvOID 12
rsaEncryption-EnvOID (PKCS1 v1.5) 13
rsaES-OAEP-EnvOID (PKCS1 v2.0) 14
des-ede3-cbc-EnvOID 15
The above encryption types are used by the client only within the KDC_ERR_CLIENT_NOT_TRUSTED 62
KDC-REQ-BODY to indicate which CMS [2] algorithms it supports. Their KDC_ERR_KDC_NOT_TRUSTED 63
use within Kerberos EncryptedData structures is not specified by this KDC_ERR_INVALID_SIG 64
document. KDC_ERR_KEY_SIZE 65
KDC_ERR_CERTIFICATE_MISMATCH 66
KDC_ERR_CANT_VERIFY_CERTIFICATE 70
KDC_ERR_INVALID_CERTIFICATE 71
KDC_ERR_REVOKED_CERTIFICATE 72
KDC_ERR_REVOCATION_STATUS_UNKNOWN 73
KDC_ERR_CLIENT_NAME_MISMATCH 75
The ASN.1 module for all structures defined in this document (plus PKINIT uses the following typed data types for errors:
IMPORT statements for all imported structures) are given in Appendix
A. In the event of a discrepancy between Appendix A and the portions
of ASN.1 in the main text, the appendix is normative.
All structures defined in this document MUST be encoded using TD-TRUSTED-CERTIFIERS 104
Distinguished Encoding Rules (DER). All imported data structures TD-CERTIFICATE-INDEX 105
must be encoded according to the rules specified in Kerberos [1] or TD-DH-PARAMETERS 109
CMS [2] as appropriate.
Interoperability note: Some implementations may not be able to PKINIT defines the following encryption types, for use in the
decode CMS objects encoded with BER but not DER; specifically, they KRB_AS_REQ message (to indicate acceptance of the corresponding
may not be able to decode infinite length encodings. To maximize encryption OIDs in PKINIT):
interoperability, implementers SHOULD encode CMS objects used in
PKINIT with DER.
3.1.3. Algorithm Identifiers dsaWithSHA1-CmsOID 9
md5WithRSAEncryption-CmsOID 10
sha1WithRSAEncryption-CmsOID 11
rc2CBC-EnvOID 12
rsaEncryption-EnvOID (PKCS1 v1.5) 13
rsaES-OAEP-EnvOID (PKCS1 v2.0) 14
des-ede3-cbc-EnvOID 15
PKINIT does not define, but does make use of, the following The above encryption types are used by the client only within the
algorithm identifiers. KDC-REQ-BODY to indicate which CMS [RFC2630] algorithms it supports.
Their use within Kerberos EncryptedData structures is not specified
by this document.
PKINIT uses the following algorithm identifier for Diffie-Hellman The ASN.1 module for all structures defined in this document (plus
key agreement [9]: IMPORT statements for all imported structures) are given in Appendix
A.
dhpublicnumber All structures defined in this document MUST be encoded using
Distinguished Encoding Rules (DER) [X690]. All imported data
structures must be encoded according to the rules specified in
Kerberos [CLAR] or CMS [RFC2630] as appropriate.
PKINIT uses the following signature algorithm identifiers [8, 12]: Interoperability note: Some implementations may not be able to decode
CMS objects encoded with BER but not DER; specifically, they may not
be able to decode infinite length encodings. To maximize
interoperability, implementers SHOULD encode CMS objects used in
PKINIT with DER.
sha-1WithRSAEncryption (RSA with SHA1) 3.1.3 Algorithm Identifiers
md5WithRSAEncryption (RSA with MD5)
id-dsa-with-sha1 (DSA with SHA1)
PKINIT uses the following encryption algorithm identifiers [5] for PKINIT does not define, but does make use of, the following algorithm
encrypting the temporary key with a public key: identifiers.
rsaEncryption (PKCS1 v1.5) PKINIT uses the following algorithm identifier for Diffie-Hellman key
id-RSAES-OAEP (PKCS1 v2.0) agreement [FIPS74]:
PKINIT uses the following algorithm identifiers [2] for encrypting dhpublicnumber
the reply key with the temporary key:
des-ede3-cbc (three-key 3DES, CBC mode) PKINIT uses the following signature algorithm identifiers [RFC3279]:
rc2-cbc (RC2, CBC mode)
aes256_CBC (AES-256, CBC mode)
3.2. PKINIT Preauthentication Syntax and Use sha-1WithRSAEncryption (RSA with SHA1)
md5WithRSAEncryption (RSA with MD5)
id-dsa-with-sha1 (DSA with SHA1)
This section defines the syntax and use of the various PKINIT uses the following encryption algorithm identifiers [RFC2437]
preauthentication fields employed by PKINIT. for encrypting the temporary key with a public key:
3.2.1. Client Request rsaEncryption (PKCS1 v1.5)
id-RSAES-OAEP (PKCS1 v2.0)
The initial authentication request (AS-REQ) is sent as per [1]; in PKINIT uses the following algorithm identifiers [RFC2630] for
addition, a preauthentication field contains data signed by the encrypting the reply key with the temporary key:
client's private signature key, as follows:
WrapContentInfo ::= OCTET STRING (CONSTRAINED BY { des-ede3-cbc (three-key 3DES, CBC mode)
-- Contains a BER encoding of rc2-cbc (RC2, CBC mode)
-- ContentInfo aes256_CBC (AES-256, CBC mode)
})
WrapIssuerAndSerial ::= OCTET STRING (CONSTRAINED BY { 3.2 PKINIT Preauthentication Syntax and Use
-- Contains a BER encoding of
-- IssuerAndSerialNumber
})
PA-PK-AS-REQ ::= SEQUENCE { This section defines the syntax and use of the various
signedAuthPack [0] IMPLICIT WrapContentInfo, preauthentication fields employed by PKINIT.
-- Type is SignedData.
-- Content is AuthPack
-- (defined below).
trustedCertifiers [1] SEQUENCE OF TrustedCA OPTIONAL,
-- A list of CAs, trusted by
-- the client, used to certify
-- KDCs.
kdcCert [2] IMPLICIT WrapIssuerAndSerial
OPTIONAL,
-- Identifies a particular KDC
-- certificate, if the client
-- already has it.
...
}
TrustedCA ::= CHOICE { 3.2.1 Client Request
caName [1] Name,
-- Fully qualified X.500 name
-- as defined in RFC 3280 [4].
issuerAndSerial [2] IMPLICIT WrapIssuerAndSerial,
-- Identifies a specific CA
-- certificate.
...
}
AuthPack ::= SEQUENCE { The initial authentication request (KRB_AS_REQ) is sent as per
pkAuthenticator [0] PKAuthenticator, [CLAR]; in addition, a preauthentication field contains data signed
clientPublicValue [1] SubjectPublicKeyInfo OPTIONAL, by the client's private signature key, as follows:
-- Defined in RFC 3280 [4].
-- Present only if the client
-- is using ephemeral-ephemeral
-- Diffie-Hellman.
supportedCMSTypes [2] SEQUENCE OF AlgorithmIdentifier
OPTIONAL,
-- List of CMS encryption types
-- supported by client in order
-- of (decreasing) preference.
...
}
PKAuthenticator ::= SEQUENCE { WrapContentInfo ::= OCTET STRING (CONSTRAINED BY {
cusec [0] INTEGER (0..999999), -- Contains a BER encoding of ContentInfo.
ctime [1] KerberosTime, })
-- cusec and ctime are used as
-- in [1], for replay
-- prevention.
nonce [2] INTEGER (0..4294967295),
-- Binds reply to request,
-- MUST be zero when client
-- will accept cached
-- Diffie-Hellman parameters
-- from KDC. MUST NOT be
-- zero otherwise.
paChecksum [3] Checksum,
-- Defined in [1].
-- Performed over KDC-REQ-BODY,
-- MUST be unkeyed.
...
}
The ContentInfo in the signedAuthPack is filled out as follows: WrapIssuerAndSerial ::= OCTET STRING (CONSTRAINED BY {
-- Contains a BER encoding of IssuerAndSerialNumber.
})
1. The eContent field contains data of type AuthPack. It MUST PA-PK-AS-REQ ::= SEQUENCE {
contain the pkAuthenticator, and MAY also contain the signedAuthPack [0] IMPLICIT WrapContentInfo,
client's Diffie-Hellman public value (clientPublicValue). -- Type is SignedData.
-- Content is AuthPack
-- (defined below).
trustedCertifiers [1] SEQUENCE OF TrustedCA OPTIONAL,
-- A list of CAs, trusted by
-- the client, used to certify
-- KDCs.
kdcCert [2] IMPLICIT WrapIssuerAndSerial
OPTIONAL,
-- Identifies a particular KDC
-- certificate, if the client
-- already has it.
clientDHNonce [3] DHNonce OPTIONAL,
...
}
2. The eContentType field MUST contain the OID value for TrustedCA ::= CHOICE {
id-pkauthdata: { iso(1) org(3) dod(6) internet(1) caName [1] Name,
security(5) kerberosv5(2) pkinit(3) pkauthdata(1)} -- Fully qualified X.500 name
-- as defined in [RFC3280].
issuerAndSerial [2] IMPLICIT WrapIssuerAndSerial,
-- Identifies a specific CA
-- certificate.
...
}
AuthPack ::= SEQUENCE {
pkAuthenticator [0] PKAuthenticator,
clientPublicValue [1] SubjectPublicKeyInfo OPTIONAL,
-- Defined in [RFC3280].
-- Present only if the client
-- is using ephemeral-ephemeral
-- Diffie-Hellman.
supportedCMSTypes [2] SEQUENCE OF AlgorithmIdentifier
OPTIONAL,
-- List of CMS encryption types
-- supported by client in order
-- of (decreasing) preference.
...
}
3. The signerInfos field MUST contain the signature over the PKAuthenticator ::= SEQUENCE {
AuthPack. cusec [0] INTEGER (0..999999),
ctime [1] KerberosTime,
-- cusec and ctime are used as
-- in [CLAR], for replay
-- prevention.
nonce [2] INTEGER (0..4294967295),
paChecksum [3] OCTET STRING,
-- Contains the SHA1 checksum,
-- performed over KDC-REQ-BODY.
...
}
4. The certificates field MUST contain at least a signature The ContentInfo in the signedAuthPack is filled out as follows:
verification certificate chain that the KDC can use to
verify the signature over the AuthPack. The certificate
chain(s) MUST NOT contain the root CA certificate.
5. If a Diffie-Hellman key is being used, the parameters MUST 1. The eContent field contains data of type AuthPack. It MUST
be chosen from Oakley Group 2 or 14. Implementations MUST contain the pkAuthenticator, and MAY also contain the client's
support Group 2; they are RECOMMENDED to support Group 14. Diffie-Hellman public value (clientPublicValue).
(See RFC 2409 [10].)
6. The KDC may wish to use cached Diffie-Hellman parameters. 2. The eContentType field MUST contain the OID value for
To indicate acceptance of caching, the client sends zero in id-pkauthdata: { iso(1) org(3) dod(6) internet(1) security(5)
the nonce field of the pkAuthenticator. Zero is not a valid kerberosv5(2) pkinit(3) pkauthdata(1) }.
value for this field under any other circumstances. Since
zero is used to indicate acceptance of cached parameters,
message binding in this case is performed using only the
nonce in the main request.
3.2.2. Validation of Client Request 3. The signerInfos field MUST contain the signature over the
AuthPack.
Upon receiving the client's request, the KDC validates it. This 4. The certificates field MUST contain at least a signature
section describes the steps that the KDC MUST (unless otherwise verification certificate chain that the KDC can use to verify the
noted) take in validating the request. signature over the AuthPack. The certificate chain(s) MUST NOT
contain the root CA certificate.
The KDC must look for a client certificate in the signedAuthPack. 5. If a Diffie-Hellman key is being used, the parameters MUST be
If it cannot find one signed by a CA it trusts, it sends back an chosen from Oakley Group 2 or 14. Implementations MUST support
error of type KDC_ERR_CANT_VERIFY_CERTIFICATE. The accompanying Group 2; they are RECOMMENDED to support Group 14 (See
e-data for this error is a TYPED-DATA (as defined in [1]). For this [RFC2409]).
error, the data-type is TD-TRUSTED-CERTIFIERS, and the data-value is
the DER encoding of
TrustedCertifiers ::= SEQUENCE OF Name 6. The client may wish to cache DH parameters or to allow the KDC to
do so. If so, then the client must include the clientDHNonce
field. The nonce string needs to be as long as the longest key
length of the symmetric key types that the client supports. The
nonce MUST be chosen randomly.
If, while verifying the certificate chain, the KDC determines that 3.2.2 Validation of Client Request
the signature on one of the certificates in the signedAuthPack is
invalid, it returns an error of type KDC_ERR_INVALID_CERTIFICATE.
The accompanying e-data for this error is a TYPED-DATA, whose
data-type is TD-CERTIFICATE-INDEX, and whose data-value is the DER
encoding of the index into the CertificateSet field, ordered as sent
by the client:
CertificateIndex ::= IssuerAndSerialNumber Upon receiving the client's request, the KDC validates it. This
-- IssuerAndSerialNumber of section describes the steps that the KDC MUST (unless otherwise
-- certificate with invalid signature noted) take in validating the request.
If more than one certificate signature is invalid, the KDC MAY send The KDC must look for a client certificate in the signedAuthPack. If
one TYPED-DATA per invalid signature. it cannot find one signed by a CA it trusts, it sends back an error
of type KDC_ERR_CANT_VERIFY_CERTIFICATE. The accompanying e-data for
this error is a TYPED-DATA (as defined in [CLAR]). For this error,
the data-type is TD-TRUSTED-CERTIFIERS, and the data-value is the DER
encoding of
The KDC MAY also check whether any certificates in the client's TrustedCertifiers ::= SEQUENCE OF Name
chain have been revoked. If any of them have been revoked, the KDC
MUST return an error of type KDC_ERR_REVOKED_CERTIFICATE; if the KDC
attempts to determine the revocation status but is unable to do so,
it SHOULD return an error of type KDC_ERR_REVOCATION_STATUS_UNKNOWN.
The certificate or certificates affected are identified exactly as
for an error of type KDC_ERR_INVALID_CERTIFICATE (see above).
In addition to validating the certificate chain, the KDC MUST also If, while verifying the certificate chain, the KDC determines that
check that the certificate properly maps to the client's principal name the signature on one of the certificates in the signedAuthPack is
as specified in the AS-REQ as follows: invalid, it returns an error of type KDC_ERR_INVALID_CERTIFICATE.
The accompanying e-data for this error is a TYPED-DATA, whose
data-type is TD-CERTIFICATE-INDEX, and whose data-value is the DER
encoding of the index into the CertificateSet field, ordered as sent
by the client:
1. If the KDC has its own mapping from the name in the CertificateIndex ::= IssuerAndSerialNumber
certificate to a Kerberos name, it uses that Kerberos -- IssuerAndSerialNumber of
name. -- certificate with invalid signature.
2. Otherwise, if the certificate contains a SubjectAltName If more than one certificate signature is invalid, the KDC MAY send
extension with a Kerberos name in the otherName field, one TYPED-DATA per invalid signature.
it uses that name. The otherName field (of type AnotherName)
in the SubjectAltName extension MUST contain the following:
The type-id is: The KDC MAY also check whether any certificates in the client's chain
have been revoked. If any of them have been revoked, the KDC MUST
return an error of type KDC_ERR_REVOKED_CERTIFICATE; if the KDC
attempts to determine the revocation status but is unable to do so,
it SHOULD return an error of type KDC_ERR_REVOCATION_STATUS_UNKNOWN.
krb5PrincipalName OBJECT IDENTIFIER ::= { iso (1) org (3) dod (6) The certificate or certificates affected are identified exactly as
internet (1) security (5) kerberosv5 (2) 2 } for an error of type KDC_ERR_INVALID_CERTIFICATE (see above).
The value is: In addition to validating the certificate chain, the KDC MUST also
check that the certificate properly maps to the client's principal
name as specified in the KRB_AS_REQ as follows:
KRB5PrincipalName ::= SEQUENCE { 1. If the KDC has its own mapping from the name in the certificate
realm [0] Realm, to a Kerberos name, it uses that Kerberos name.
principalName [1] PrincipalName
}
If the KDC does not have its own mapping and there is no Kerberos 2. Otherwise, if the certificate contains a SubjectAltName extension
name present in the certificate, or if the name in the request does with a Kerberos name in the otherName field, it uses that name.
not match the name in the certificate (including the realm name), or
if there is no name in the request, the KDC MUST return error code
KDC_ERR_CLIENT_NAME_MISMATCH. There is no accompanying e-data
for this error.
Even if the chain is validated, and the names in the certificate and The otherName field (of type AnotherName) in the SubjectAltName
the request match, the KDC may decide not to trust the client. For extension MUST contain krb5PrincipalName as defined below.
example, the certificate may include an Extended Key Usage (EKU) OID
in the extensions field. As a matter of local policy, the KDC may
decide to reject requests on the basis of the absence or presence of
specific EKU OIDs. In this case, the KDC MUST return error code
KDC_ERR_CLIENT_NOT_TRUSTED. The PKINIT EKU OID is defined as:
{ iso(1) org(3) dod(6) internet(1) security(5) kerberosv5(2) The type-id is:
pkinit(3) pkekuoid(4) }
If the client's signature on the signedAuthPack fails to verify, the KDC krb5PrincipalName OBJECT IDENTIFIER ::= iso (1) org (3) dod (6)
MUST return error KDC_ERR_INVALID_SIG. There is no accompanying internet (1) security (5) kerberosv5 (2) 2
e-data for this error.
The KDC MUST check the timestamp to ensure that the request is not The value is the DER encoding of the following ASN.1 type:
a replay, and that the time skew falls within acceptable limits.
The recommendations clock skew times in [1] apply here. If the
check fails, the KDC MUSTreturn error code KRB_AP_ERR_REPEAT or
KRB_AP_ERR_SKEW, respectively.
If the clientPublicValue is filled in, indicating that the client KRB5PrincipalName ::= SEQUENCE {
wishes to use ephemeral-ephemeral Diffie-Hellman, the KDC checks to realm [0] Realm,
see if the parameters satisfy its policy. If they do not, it MUST principalName [1] PrincipalName
return error code KDC_ERR_KEY_SIZE. The accompanying e-data is a }
TYPED-DATA, whose data-type is TD-DH-PARAMETERS, and whose
data-value is the DER encoding of a DomainParameters (see [3]),
including appropriate Diffie-Hellman parameters with which to retry
the request.
The KDC MUST return error code KDC_ERR_CERTIFICATE_MISMATCH if the If the KDC does not have its own mapping and there is no Kerberos
client included a kdcCert field in the PA-PK-AS-REQ and the KDC does name present in the certificate, or if the name in the request does
not have the corresponding certificate. not match the name in the certificate (including the realm name), or
if there is no name in the request, the KDC MUST return error code
KDC_ERR_CLIENT_NAME_MISMATCH. There is no accompanying e-data for
this error.
The KDC MUST return error code KDC_ERR_KDC_NOT_TRUSTED if the client Even if the certificate chain is validated, and the names in the
did not include a kdcCert field, but did include a trustedCertifiers certificate and the request match, the KDC may decide to reject
field, and the KDC does not possesses a certificate issued by one of requests on the basis of the absence or presence of specific EKU
the listed certifiers. OIDs. For example, the certificate may include an Extended Key Usage
(EKU) OID of id-pkekuoid in the extensions field:
If there is a supportedCMSTypes field in the AuthPack, the KDC must { iso(1) org(3) dod(6) internet(1) security(5) kerberosv5(2)
check to see if it supports any of the listed types. If it supports pkinit(3) pkekuoid(4) }
more than one of the types, the KDC SHOULD use the one listed first.
If it does not support any of them, it MUST return an error of type
KRB5KDC_ERR_ETYPE_NOSUPP.
3.2.3. KDC Reply The KDC MUST return the error code KDC_ERR_CLIENT_NOT_TRUSTED if the
client's cerficate is not accepted.
Assuming that the client's request has been properly validated, the If the client's signature on the signedAuthPack fails to verify, the
KDC proceeds as per [1], except as follows. KDC MUST return error KDC_ERR_INVALID_SIG. There is no accompanying
e-data for this error.
The KDC MUST set the initial flag and include an authorization data The KDC MUST check the timestamp to ensure that the request is not a
of type AD-INITIAL-VERIFIED-CAS in the issued ticket. The value is replay, and that the time skew falls within acceptable limits. The
an OCTET STRING containing the DER encoding of InitialVerifiedCAs: recommendations clock skew times in [CLAR] apply here. If the check
fails, the KDC MUST return error code KRB_AP_ERR_REPEAT or
KRB_AP_ERR_SKEW, respectively.
InitialVerifiedCAs ::= SEQUENCE OF SEQUENCE { If the clientPublicValue is filled in, indicating that the client
ca [0] Name, wishes to use ephemeral-ephemeral Diffie-Hellman, the KDC checks to
Validated [1] BOOLEAN, see if the parameters satisfy its policy. If they do not, it MUST
... return error code KDC_ERR_KEY_SIZE. The accompanying e-data is a
} TYPED-DATA, whose data-type is TD-DH-PARAMETERS, and whose data-value
is the DER encoding of a DomainParameters (see [RFC3279]), including
appropriate Diffie-Hellman parameters with which to retry the
request.
The KDC MAY wrap any AD-INITIAL-VERIFIED-CAS data in AD-IF-RELEVANT The KDC MUST return error code KDC_ERR_CERTIFICATE_MISMATCH if the
containers if the list of CAs satisfies the KDC's realm's policy. client included a kdcCert field in the PA-PK-AS-REQ and the KDC does
(This corresponds to the TRANSITED-POLICY-CHECKED ticket flag.) not have the corresponding certificate.
Furthermore, any TGS must copy such authorization data from tickets
used in a PA-TGS-REQ of the TGS-REQ to the resulting ticket,
including the AD-IF-RELEVANT container, if present.
Application servers that understand this authorization data type The KDC MUST return error code KDC_ERR_KDC_NOT_TRUSTED if the client
SHOULD apply local policy to determine whether a given ticket did not include a kdcCert field, but did include a trustedCertifiers
bearing such a type *not* contained within an AD-IF-RELEVANT field, and the KDC does not possesses a certificate issued by one of
container is acceptable. (This corresponds to the AP server the listed certifiers.
checking the transited field when the TRANSITED-POLICY-CHECKED flag
has not been set.) If such a data type is contained within an
AD-IF-RELEVANT container, AP servers MAY apply local policy to
determine whether the authorization data is acceptable.
The AS-REP is otherwise unchanged from [1]. The KDC encrypts the If there is a supportedCMSTypes field in the AuthPack, the KDC must
reply as usual, but not with the client's long-term key. Instead, check to see if it supports any of the listed types. If it supports
it encrypts it with either a generated encryption key, or a key more than one of the types, the KDC SHOULD use the one listed first.
derived from a Diffie-Hellman exchange. The contents of the If it does not support any of them, it MUST return an error of type
PA-PK-AS-REP indicate the type of encryption key that was used: KRB5KDC_ERR_ETYPE_NOSUPP.
PA-PK-AS-REP ::= CHOICE { 3.2.3 KDC Reply
dhSignedData [0] IMPLICIT WrapContentInfo,
-- Type is SignedData.
-- Content is KDCDHKeyInfo
-- (defined below).
encKeyPack [1] IMPLICIT WrapContentInfo,
-- Type is EnvelopedData.
-- Content is SignedData over
-- ReplyKeyPack (defined below).
...
}
KDCDHKeyInfo ::= SEQUENCE { Assuming that the client's request has been properly validated, the
subjectPublicKey [0] BIT STRING, KDC proceeds as per [CLAR], except as follows.
-- Equals public exponent
-- (g^a mod p).
-- INTEGER encoded as payload
-- of BIT STRING.
nonce [1] INTEGER (0..4294967295),
-- Binds reply to request.
-- Exception: A value of zero
-- indicates that the KDC is
-- using cached values.
dhKeyExpiration [2] KerberosTime OPTIONAL,
-- Expiration time for KDC's
-- cached values.
...
}
The fields of the ContentInfo for dhSignedData are to be filled in The KDC MUST set the initial flag and include an authorization data
as follows: of type AD-INITIAL-VERIFIED-CAS in the issued ticket. The value is
an OCTET STRING containing the DER encoding of InitialVerifiedCAs:
1. The eContent field contains data of type KDCDHKeyInfo. InitialVerifiedCAs ::= SEQUENCE OF SEQUENCE {
ca [0] Name,
Validated [1] BOOLEAN,
...
}
2. The eContentType field contains the OID value for The KDC MAY wrap any AD-INITIAL-VERIFIED-CAS data in AD-IF-RELEVANT
id-pkdhkeydata: { iso(1) org(3) dod(6) internet(1) containers if the list of CAs satisfies the KDC's realm's policy
security(5) kerberosv5(2) pkinit(3) pkdhkeydata(2) } (this corresponds to the TRANSITED-POLICY-CHECKED ticket flag).
Furthermore, any TGS must copy such authorization data from tickets
used in a PA-TGS-REQ of the TGS-REQ to the resulting ticket,
including the AD-IF-RELEVANT container, if present.
3. The signerInfos field contains a single signerInfo, which is Application servers that understand this authorization data type
the signature of the KDCDHKeyInfo. SHOULD apply local policy to determine whether a given ticket bearing
such a type *not* contained within an AD-IF-RELEVANT container is
acceptable. (This corresponds to the AP server checking the
transited field when the TRANSITED-POLICY-CHECKED flag has not been
set.) If such a data type is contained within an AD-IF-RELEVANT
container, AP servers MAY apply local policy to determine whether the
authorization data is acceptable.
4. The certificates field contains a signature verification The KRB_AS_REP is otherwise unchanged from [CLAR]. The KDC encrypts
certificate chain that the client will use to verify the the reply as usual, but not with the client's long-term key.
KDC's signature over the KDCDHKeyInfo. This field may only Instead, it encrypts it with either a generated encryption key, or a
be left empty if the client did include a kdcCert field in key derived from a Diffie-Hellman exchange. The contents of the
the PA-PK-AS-REQ, indicating that it has the KDC's PA-PK-AS-REP indicate the type of encryption key that was used:
certificate. The certificate chain MUST NOT contain the
root CA certificate.
5. If the client and KDC agree to use cached parameters, the PA-PK-AS-REP ::= CHOICE {
KDC MUST return a zero in the nonce field and include the dhInfo [0] DHRepInfo,
expiration time of the cached values in the dhKeyExpiration encKeyPack [1] IMPLICIT WrapContentInfo,
field. If this time is exceeded, the client MUST NOT use -- Type is EnvelopedData.
the reply. If the time is absent, the client MUST NOT use -- Content is SignedData over
the reply and MAY resubmit a request with a non-zero nonce, -- ReplyKeyPack (defined below).
thus indicating non-acceptance of the cached parameters. ...
}
The KDC reply key is derived as follows: DHRepInfo ::= SEQUENCE {
dhSignedData [0] ContentInfo,
-- Type is SignedData.
-- Content is KDCDHKeyInfo
-- (defined below).
serverDHNonce [1] DHNonce OPTIONAL
}
1. Both the KDC and the client calculate the shared secret KDCDHKeyInfo ::= SEQUENCE {
value subjectPublicKey [0] BIT STRING,
-- Equals public exponent
-- (g^a mod p).
-- INTEGER encoded as payload
-- of BIT STRING.
nonce [1] INTEGER (0..4294967295),
dhKeyExpiration [2] KerberosTime OPTIONAL,
-- Expiration time for KDC's
-- cached values. If this field
-- is omitted then the
-- serverDHNonce field MUST also
-- be omitted.
...
}
DHKey = g^(ab) mod p The fields of the ContentInfo for dhSignedData are to be filled in as
follows:
where a and b are the client's and KDC's private exponents, 1. The eContent field contains data of type KDCDHKeyInfo.
respectively. DHKey, padded first with leading zeros as
needed to make it as long as the modulus p, is represented
as a string of octets in big-endian order (such that the
size of DHKey in octets is the size of the modulus p).
2. Let K be the key-generation seed length [6] of the reply key 2. The eContentType field contains the OID value for id-pkdhkeydata:
whose enctype is selected according to [1]. { iso(1) org(3) dod(6) internet(1) security(5) kerberosv5(2)
pkinit(3) pkdhkeydata(2) }.
3. Define the function octetstring2key() as follows: 3. The signerInfos field contains a single signerInfo, which is the
signature of the KDCDHKeyInfo.
octetstring2key(h, x) == random-to-key(K-truncate( 4. The certificates field contains a signature verification
h(0x00 | x) | certificate chain that the client will use to verify the KDC's
h(0x01 | x) | signature over the KDCDHKeyInfo. This field may only be left
h(0x02 | x) | empty if the client did include a kdcCert field in the
... PA-PK-AS-REQ, indicating that it has the KDC's certificate. The
)) certificate chain MUST NOT contain the root CA certificate.
where x is an octet string; h:octet string -> octet string 5. If the client included the clientDHNonce field, then the KDC may
is a cryptographically strong hash function; | is the choose to reuse its DH parameters. If the server reuses DH
concatenation operator; 0x00, 0x01, 0x02, etc. are each parameters then it MUST include an expiration time in the
represented as a single octet; random-to-key() is an dhKeyExperiation field. Past the point of the expiration time,
operation that generates a protocolkey from a bitstring of the signature of the DHRepInfo is considered invalid. When the
length K; and K-truncate truncates its input to K bits. server reuses DH parameters then it MUST include a serverDHNonce
Both K and random-to-key() are defined in the kcrypto at least as long as the length of keys for the symmetric
profile [6] for the enctype of the reply key. encryption system used to encrypt the AS reply. Note that
including the serverDHNonce changes how the client and server
calculate the key to use to encrypt the reply; see below for
details. Clients MUST NOT reuse DH parameters unless the
response includes the serverDHNonce field.
A good example of h() is SHA1. If the Diffie-Hellman key exchange is used, the KDC reply key [CLAR]
is derived as follows:
4. Define H to be a hash function based on operations of a 1. Both the KDC and the client calculate the shared secret value
given checksum type [6], as follows:
H(x) = get_mic(dummy-key, x) DHKey = g^(ab) mod p
where x is an octet string. where a and b are the client's and KDC's private exponents,
respectively. DHKey, padded first with leading zeros as needed to
make it as long as the modulus p, is represented as a string of
octets in big-endian order (such that the size of DHKey in octets
is the size of the modulus p).
H() MUST be a cryptographically strong hash, in order to be 2. Let K be the key-generation seed length [KCRYPTO] of the reply
suitable for use in the octetstring2key() operation above. key whose enctype is selected according to [CLAR].
5. The client specifies a checksum type to use in the 3. Define the function octetstring2key() as follows:
paChecksum of the PKAuthenticator. If the H() operation
based on this checksum is not suitable for use in
octetstring2key(), or this checksum type is too weak or not
supported by the KDC, the KDC MUST return an error of type
KDC_ERR_PA_CKSUMTYPE_NOT_SUPPORTED. The accompanying e-data
for this error is a TYPED-DATA: the data-type is
TD-UNKEYED-CHECKSUM-INFO, and the data-value is the DER
encoding of
UNKEYED-CHECKSUM-INFO ::= SEQUENCE OF SEQUENCE { octetstring2key(x) == random-to-key(K-truncate(
cksumtype [0] Int32, SHA1(0x00 | x) |
... SHA1(0x01 | x) |
} SHA1(0x02 | x) |
...
))
This list is in the preference order (best choice first) of where x is an octet string; | is the concatenation operator; 0x00,
the KDC, and the client SHOULD retry with the first 0x01, 0x02, etc., are each represented as a single octet;
available checksum type. random-to-key() is an operation that generates a protocolkey from
a bitstring of length K; and K-truncate truncates its input to K
bits. Both K and random-to-key() are defined in the kcrypto
profile [KCRYPTO] for the enctype of the reply key.
6. When cached DH parameters are used, let n_c be the 4. When cached DH parameters are used, let n_c be the clientDHNonce,
clientDHNonce, and n_k be the serverDHNonce; otherwise, let and n_k be the serverDHNonce; otherwise, let both n_c and n_k be
both n_c and n_k be empty octet strings. The reply key k is empty octet strings.
k = octetstring2key(H, DHKey | n_c | n_k) 5. The KDC reply key k is:
where H() is the hash function based on the checksum type k = octetstring2key(DHKey | n_c | n_k)
used in the paChecksum of the PKAuthenticator (as defined in
step 4).
Both the KDC and the client calculate If the Diffie-Hellman key exchange is not used, the KDC reply key
the value g^(ab) mod p, where a and b are the client's and KDC's [CLAR] is encrypted in the encKeyPack, which contains data of type
private exponents, respectively. They both take the first k bits of ReplyKeyPack:
this secret value as a key generation seed, where the parameter k
(the size of the seed) is dependent on the selected key type, as
specified in [6]. The seed is then converted into a protocol key by
applying to it a random-to-key function, which is also dependent on
key type.
If the KDC and client are not using Diffie-Hellman, the KDC encrypts ReplyKeyPack ::= SEQUENCE {
the reply with an encryption key, packed in the encKeyPack, which replyKey [0] EncryptionKey,
contains data of type ReplyKeyPack: -- Defined in [CLAR].
-- Used to encrypt main reply.
-- MUST be at least as strong
-- as session key. (Using the
-- same enctype and a strong
-- prng should suffice, if no
-- stronger encryption system
-- is available.)
nonce [1] INTEGER (0..4294967295),
-- Contains the nonce in
-- the KDCDHKeyInfo.
...
}
ReplyKeyPack ::= SEQUENCE { The fields of the ContentInfo for encKeyPack MUST be filled in as
replyKey [0] EncryptionKey, follows:
-- Defined in [1].
-- Used to encrypt main reply.
-- MUST be at least as strong
-- as session key. (Using the
-- same enctype and a strong
-- prng should suffice, if no
-- stronger encryption system
-- is available.)
nonce [1] INTEGER (0..4294967295),
-- Binds reply to request.
...
}
The fields of the ContentInfo for encKeyPack MUST be filled in as 1. The content is of type SignedData. The eContent for the
follows: SignedData is of type ReplyKeyPack.
1. The content is of type SignedData. The eContent for 2. The eContentType for the SignedData contains the OID value for
the SignedData is of type ReplyKeyPack. id-pkrkeydata: { iso(1) org(3) dod(6) internet(1) security(5)
kerberosv5(2) pkinit(3) pkrkeydata(3) }.
2. The eContentType for the SignedData contains the OID value 3. The signerInfos field contains a single signerInfo, which is the
for id-pkrkeydata: { iso(1) org(3) dod(6) internet(1) signature of the ReplyKeyPack.
security(5) kerberosv5(2) pkinit(3) pkrkeydata(3) }
3. The signerInfos field contains a single signerInfo, which is 4. The certificates field contains a signature verification
the signature of the ReplyKeyPack. certificate chain that the client will use to verify the KDC's
signature over the ReplyKeyPack. This field may only be left
empty if the client included a kdcCert field in the PA-PK-AS-REQ,
indicating that it has the KDC's certificate. The certificate
chain MUST NOT contain the root CA certificate.
4. The certificates field contains a signature verification 5. The contentType for the EnvelopedData contains the OID value for
certificate chain that the client will use to verify the id-signedData: { iso (1) member-body (2) us (840) rsadsi (113549)
KDC's signature over the ReplyKeyPack. This field may only pkcs (1) pkcs7 (7) signedData (2) }.
be left empty if the client included a kdcCert field in the
PA-PK-AS-REQ, indicating that it has the KDC's certificate.
The certificate chain MUST NOT contain the root CA
certificate.
5. The contentType for the EnvelopedData contains the OID value 6. The recipientInfos field is a SET which MUST contain exactly one
for id-signedData: { iso (1) member-body (2) us (840) rsadsi member of type KeyTransRecipientInfo. The encryptedKey for this
(113549) pkcs (1) pkcs7 (7) signedData (2) } member contains the temporary key which is encrypted using the
client's public key.
6. The recipientInfos field is a SET which MUST contain exactly 7. The unprotectedAttrs or originatorInfo fields MAY be present.
one member of type KeyTransRecipientInfo. The encryptedKey
for this member contains the temporary key which is
encrypted using the client's public key.
7. The unprotectedAttrs or originatorInfo fields MAY be 3.2.4 Validation of KDC Reply
present.
3.2.4. Validation of KDC Reply Upon receipt of the KDC's reply, the client proceeds as follows. If
the PA-PK-AS-REP contains a dhSignedData, the client obtains and
verifies the Diffie-Hellman parameters, and obtains the shared key as
described above. Otherwise, the message contains an encKeyPack, and
the client decrypts and verifies the temporary encryption key.
Upon receipt of the KDC's reply, the client proceeds as follows. If In either case, the client MUST check to see if the included
the PA-PK-AS-REP contains a dhSignedData, the client obtains and certificate contains a subjectAltName extension of type dNSName or
verifies the Diffie-Hellman parameters, and obtains the shared key iPAddress (if the KDC is specified by IP address instead of name).
as described above. Otherwise, the message contains an encKeyPack, If it does, it MUST check to see if that extension matches the KDC it
and the client decrypts and verifies the temporary encryption key. believes it is communicating with, with matching rules specified in
RFC 2459. Exception: If the client has some external information as
to the identity of the KDC, this check MAY be omitted.
In either case, the client MUST check to see if the included The client also MUST check that the KDC's certificate contains an
certificate contains a subjectAltName extension of type dNSName or extendedKeyUsage OID of id-pkkdcekuoid:
iPAddress (if the KDC is specified by IP address instead of name).
If it does, it MUST check to see if that extension matches the KDC
it believes it is communicating with, with matching rules specified
in RFC 2459. Exception: If the client has some external information
as to the identity of the KDC, this check MAY be omitted.
The client also MUST check that the KDC's certificate contains an { iso(1) org(3) dod(6) internet(1) security(5) kerberosv5(2)
extendedKeyUsage OID of id-pkkdcekuoid: pkinit(3) pkkdcekuoid(5) }
{ iso(1) org(3) dod(6) internet(1) security(5) kerberosv5(2) If all applicable checks are satisfied, the client then decrypts the
pkinit(3) pkkdcekuoid(5) } main reply with the resulting key, and then proceeds as described in
[1].
If all applicable checks are satisfied, the client then decrypts the 3.3 KDC Indication of PKINIT Support
main reply with the resulting key, and then proceeds as described in
[1].
4. Security Considerations If pre-authentication is required, but was not present in the
request, per [CLAR] an error message with the code
KDC_ERR_PREAUTH_FAILED is returned and a METHOD-DATA object will be
stored in the e-data field of the KRB-ERROR message to specify which
pre-authentication mechanisms are acceptable. The KDC can then
indicate the support of PKINIT by including a PA-PK-AS-REQ element in
that METHOD-DATA object.
PKINIT raises certain security considerations beyond those that can Otherwise if it is required by the KDC's local policy that the client
be regulated strictly in protocol definitions. We will address them must be pre-authenticated using the preauthentication mechanism
in this section. specified in this document, but no PKINIT pre-authentication was
present in the request, an error message with the code
KDC_ERR_PREAUTH_FAILED SHOULD be returned.
PKINIT extends the cross-realm model to the public-key The padata-value for the PA-PK-AS-REQ entry in the METHOD-DATA object
infrastructure. Users of PKINIT must understand security policies is an empty octet string and SHOULD be ignored otherwise.
and procedures appropriate to the use of Public Key Infrastructures.
Standard Kerberos allows the possibility of interactions between 4. Security Considerations
cryptosystems of varying strengths; this document adds interactions
with public-key cryptosystems to Kerberos. Some administrative
policies may allow the use of relatively weak public keys. Using
such keys to wrap data encrypted under stronger conventional
cryptosystems may be inappropriate.
PKINIT requires keys for symmetric cryptosystems to be generated. PKINIT raises certain security considerations beyond those that can
Some such systems contain "weak" keys. For recommendations regarding be regulated strictly in protocol definitions. We will address them
these weak keys, see [1]. in this section.
PKINIT allows the use of a zero nonce in the PKAuthenticator when PKINIT extends the cross-realm model to the public-key
cached Diffie-Hellman keys are used. In this case, message binding infrastructure. Users of PKINIT must understand security policies
is performed using the nonce in the main request in the same way as and procedures appropriate to the use of Public Key Infrastructures.
it is done for ordinary AS-REQs (without the PKINIT
pre-authenticator). The nonce field in the KDC request body is
signed through the checksum in the PKAuthenticator, which
cryptographically binds the PKINIT pre-authenticator to the main
body of the AS Request and also provides message integrity for the
full AS Request.
However, when a PKINIT pre-authenticator in the AS-REP has a Standard Kerberos allows the possibility of interactions between
zero-nonce, and an attacker has somehow recorded this cryptosystems of varying strengths; this document adds interactions
pre-authenticator and discovered the corresponding Diffie-Hellman with public-key cryptosystems to Kerberos. Some administrative
private key (e.g., with a brute-force attack), the attacker will be policies may allow the use of relatively weak public keys. Using
able to fabricate his own AS-REP messages that impersonate the KDC such keys to wrap data encrypted under stronger conventional
with this same pre-authenticator. This compromised pre-authenticator cryptosystems may be inappropriate.
will remain valid as long as its expiration time has not been reached
and it is therefore important for clients to check this expiration
time and for the expiration time to be reasonably short, which
depends on the size of the Diffie-Hellman group.
If a client also caches its Diffie-Hellman keys, then the session key PKINIT requires keys for symmetric cryptosystems to be generated.
could remain the same during multiple AS-REQ/AS-REP exchanges and an Some such systems contain "weak" keys. For recommendations regarding
attacker which compromised the session key could fabricate his own these weak keys, see [CLAR].
AS-REP messages with a pre-recorded pre-authenticator until the
client starts using a new Diffie-Hellman key pair and while the KDC
pre-authenticator has not yet expired. It is therefore not
recommended for KDC clients to also cache their Diffie-Hellman keys.
Care should be taken in how certificates are chosen for the purposes PKINIT allows the use of a zero nonce in the PKAuthenticator when
of authentication using PKINIT. Some local policies may require cached Diffie-Hellman keys are used. In this case, message binding
that key escrow be used for certain certificate types. Deployers of is performed using the nonce in the main request in the same way as
PKINIT should be aware of the implications of using certificates that it is done for ordinary KRB_AS_REQs (without the PKINIT
have escrowed keys for the purposes of authentication. pre-authenticator). The nonce field in the KDC request body is
signed through the checksum in the PKAuthenticator, which
cryptographically binds the PKINIT pre-authenticator to the main body
of the AS Request and also provides message integrity for the full AS
Request.
PKINIT does not provide for a "return routability" test to prevent However, when a PKINIT pre-authenticator in the KRB_AS_REP has a
attackers from mounting a denial-of-service attack on the KDC by zero-nonce, and an attacker has somehow recorded this
causing it to perform unnecessary and expensive public-key pre-authenticator and discovered the corresponding Diffie-Hellman
operations. Strictly speaking, this is also true of standard private key (e.g., with a brute-force attack), the attacker will be
Kerberos, although the potential cost is not as great, because able to fabricate his own KRB_AS_REP messages that impersonate the
standard Kerberos does not make use of public-key cryptography. KDC with this same pre-authenticator. This compromised
pre-authenticator will remain valid as long as its expiration time
has not been reached and it is therefore important for clients to
check this expiration time and for the expiration time to be
reasonably short, which depends on the size of the Diffie-Hellman
group.
The syntax for the AD-INITIAL-VERIFIED-CAS authorization data does Care should be taken in how certificates are chosen for the purposes
permit empty SEQUENCEs to be encoded. Such empty sequences may only of authentication using PKINIT. Some local policies may require that
be used if the KDC itself vouches for the user's certificate. [This key escrow be used for certain certificate types. Deployers of
seems to reflect the consensus of the Kerberos working group.] PKINIT should be aware of the implications of using certificates that
have escrowed keys for the purposes of authentication.
PKINIT does not provide for a "return routability" test to prevent
attackers from mounting a denial-of-service attack on the KDC by
causing it to perform unnecessary and expensive public-key
operations. Strictly speaking, this is also true of standard
Kerberos, although the potential cost is not as great, because
standard Kerberos does not make use of public-key cryptography.
The syntax for the AD-INITIAL-VERIFIED-CAS authorization data does
permit empty SEQUENCEs to be encoded. Such empty sequences may only
be used if the KDC itself vouches for the user's certificate. [This
seems to reflect the consensus of the Kerberos working group.]
5. Acknowledgements 5. Acknowledgements
The following people have made significant contributions to this The following people have made significant contributions to this
draft: Ari Medvinsky, Matt Hur, John Wray, Jonathan Trostle, Nicolas draft: Paul Leach, Sam Hartman, Love Hornquist Astrand, Ken Raeburn,
Williams, Tom Yu, Sam Hartman, and Jeff Hutzelman. Nicolas Williams, John Wray, Jonathan Trostle, Tom Yu and Jeff
Hutzelman.
Some of the ideas on which this document is based arose during Some of the ideas on which this document is based arose during
discussions over several years between members of the SAAG, the IETF discussions over several years between members of the SAAG, the IETF
CAT working group, and the PSRG, regarding integration of Kerberos CAT working group, and the PSRG, regarding integration of Kerberos
and SPX. Some ideas have also been drawn from the DASS system. and SPX. Some ideas have also been drawn from the DASS system.
These changes are by no means endorsed by these groups. This is an These changes are by no means endorsed by these groups. This is an
attempt to revive some of the goals of those groups, and this attempt to revive some of the goals of those groups, and this
document approaches those goals primarily from the Kerberos document approaches those goals primarily from the Kerberos
perspective. Lastly, comments from groups working on similar ideas perspective. Lastly, comments from groups working on similar ideas
in DCE have been invaluable. in DCE have been invaluable.
6. Expiration Date 6. IANA Considerations
This draft expires January 25, 2004. This document has no actions for IANA.
7. Bibliography 7 Normative References
[1] RFC-Editor: To be replaced by RFC number for [CLAR] Neuman, B., Yu, Y., Hartman, S. and K. Raeburn, "The
draft-ietf-krb-wg-kerberos-clarifications. Kerberos Network Authentication Service (V5)",
draft-ietf-krb-wg-kerberos-clarifications, work in
progress.
[2] R. Housley. Cryptographic Message Syntax. April 1999. Request [FIPS74] NIST, Guidelines for Implementing and Using
For Comments 2630. the NBS Encryption Standard, April 1981. FIPS PUB 74.
[3] W. Polk, R. Housley, and L. Bassham. Algorithms and Identifiers [KCRYPTO] Raeburn, K., "Encryption and Checksum Specifications for
for the Internet X.509 Public Key Infrastructure Certificate and Kerberos 5", December 2004.
Certificate Revocation List (CRL) Profile, April 2002. Request For
Comments 3279.
[4] R. Housley, W. Polk, W. Ford, D. Solo. Internet X.509 Public [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Key Infrastructure Certificate and Certificate Revocation List Requirement Levels", BCP 14, RFC 2119, March 1997.
(CRL) Profile, April 2002. Request for Comments 3280.
[5] B. Kaliski, J. Staddon. PKCS #1: RSA Cryptography [RFC2409] Harkins, D. and D. Carrel, "The Internet Key Exchange
Specifications, October 1998. Request for Comments 2437. (IKE)", RFC 2409, November 1998.
[6] RFC-Editor: To be replaced by RFC number for [RFC2437] Kaliski, B. and J. Staddon, "PKCS #1: RSA Cryptography
draft-ietf-krb-wg-crypto. Specifications Version 2.0", RFC 2437, October 1998.
[7] S. Blake-Wilson, M. Nystrom, D. Hopwood, J. Mikkelsen, and [RFC2630] Housley, R., "Cryptographic Message Syntax", RFC 2630,
T. Wright. Transport Layer Security (TLS) Extensions, June 2003. June 1999.
Request for Comments 3546.
[8] M. Myers, R. Ankney, A. Malpani, S. Galperin, and C. Adams. [RFC3279] Bassham, L., Polk, W. and R. Housley, "Algorithms and
Internet X.509 Public Key Infrastructure: Online Certificate Status Identifiers for the Internet X.509 Public Key
Protocol - OCSP, June 1999. Request for Comments 2560. Infrastructure Certificate and Certificate Revocation List
(CRL) Profile", RFC 3279, April 2002.
[9] NIST, Guidelines for Implementing and Using the NBS Encryption [RFC3280] Housley, R., Polk, W., Ford, W. and D. Solo, "Internet
Standard, April 1981. FIPS PUB 74. X.509 Public Key Infrastructure Certificate and
Certificate Revocation List (CRL) Profile", RFC 3280,
April 2002.
[10] D. Harkins and D. Carrel. The Internet Key Exchange (IKE), [X690] ASN.1 encoding rules: Specification of Basic
November 1998. Request for Comments 2409. Encoding Rules (BER), Canonical Encoding Rules (CER) and
Distinguished Encoding Rules (DER), ITU-T Recommendation
X.690 (1997) | ISO/IEC International Standard
8825-1:1998.
[11] K. Raeburn. Unkeyed SHA-1 Checksum Specification for Kerberos Authors' Addresses
5. Internet-Draft, draft-ietf-krb-wg-sha1-00.txt.
[12] S. Bradner. Key Words for Use in RFCs to Indicate Requirement Brian Tung
Levels. March 1997. Request for Comments 2119 (BCP 14). USC Information Sciences Institute
4676 Admiralty Way Suite 1001, Marina del Rey CA
Marina del Rey, CA 90292
US
8. Authors EMail: brian@isi.edu
Brian Tung Clifford Neuman
Clifford Neuman USC Information Sciences Institute
USC Information Sciences Institute 4676 Admiralty Way Suite 1001, Marina del Rey CA
4676 Admiralty Way Suite 1001 Marina del Rey, CA 90292
Marina del Rey CA 90292-6695 US
Phone: +1 310 822 1511
E-mail: {brian,bcn}@isi.edu
Matthew Hur EMail: brian@isi.edu
Ari Medvinsky
Microsoft Corporation
One Microsoft Way
Redmond WA 98052
Phone: +1 425 707 3336
E-mail: matthur@microsoft.com, arimed@windows.microsoft.com
Sasha Medvinsky Larry Zhu
Motorola, Inc. Microsoft Corporation
6450 Sequence Drive One Microsoft Way
San Diego, CA 92121 Redmond, WA 98052
+1 858 404 2367 US
E-mail: smedvinsky@motorola.com
John Wray EMail: lzhu@microsoft.com
Iris Associates, Inc.
5 Technology Park Dr.
Westford, MA 01886
E-mail: John_Wray@iris.com
Jonathan Trostle Matt Hur
E-mail: jtrostle@world.std.com Microsoft Corporation
One Microsoft Way
Redmond, WA 98052
US
EMail: matthur@microsoft.com
Sasha Medvinsky
Motorola, Inc.
6450 Sequence Drive
San Diego, CA 92121
US
EMail: smedvinsky@motorola.com
Appendix A. PKINIT ASN.1 Module Appendix A. PKINIT ASN.1 Module
KerberosV5-PK-INIT-SPEC { KerberosV5-PK-INIT-SPEC {
iso(1) identified-organization(3) dod(6) internet(1) iso(1) identified-organization(3) dod(6) internet(1)
security(5) kerberosV5(2) modules(4) pkinit(TBD) security(5) kerberosV5(2) modules(4) pkinit(3)
} DEFINITIONS EXPLICIT TAGS ::= BEGIN } DEFINITIONS EXPLICIT TAGS ::= BEGIN
IMPORTS IMPORTS
SubjectPublicKeyInfo, AlgorithmIdentifier, Name SubjectPublicKeyInfo, AlgorithmIdentifier, Name
FROM PKIX1Explicit88 { iso (1) identified-organization (3) FROM PKIX1Explicit88 { iso (1)
dod (6) internet (1) security (5) mechanisms (5) identified-organization (3) dod (6) internet (1)
pkix (7) id-mod (0) id-pkix1-explicit (18) } security (5) mechanisms (5) pkix (7) id-mod (0)
id-pkix1-explicit (18) }
ContentInfo, IssuerAndSerialNumber ContentInfo, IssuerAndSerialNumber
FROM CryptographicMessageSyntax { iso(1) member-body(2) FROM CryptographicMessageSyntax { iso(1) member-body(2)
us(840) rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) smime(16)
modules(0) cms(1) } modules(0) cms(1) }
KerberosTime, Checksum, TYPED-DATA, PrincipalName, Realm, EncryptionKey KerberosTime, TYPED-DATA, PrincipalName, Realm, EncryptionKey
FROM KerberosV5Spec2 { iso(1) identified-organization(3) FROM KerberosV5Spec2 { iso(1) identified-organization(3)
dod(6) internet(1) security(5) kerberosV5(2) modules(4) dod(6) internet(1) security(5) kerberosV5(2)
krb5spec2(2) } ; modules(4) krb5spec2(2) } ;
id-pkinit OBJECT IDENTIFIER ::= id-pkinit OBJECT IDENTIFIER ::=
{ iso (1) org (3) dod (6) internet (1) security (5) { iso (1) org (3) dod (6) internet (1) security (5)
kerberosv5 (2) pkinit (3) } kerberosv5 (2) pkinit (3) }
id-pkdhkeydata OBJECT IDENTIFIER ::= { id-pkinit 1 } id-pkdhkeydata OBJECT IDENTIFIER ::= { id-pkinit 1 }
id-pkdhkeydata OBJECT IDENTIFIER ::= { id-pkinit 2 } id-pkdhkeydata OBJECT IDENTIFIER ::= { id-pkinit 2 }
id-pkrkeydata OBJECT IDENTIFIER ::= { id-pkinit 3 } id-pkrkeydata OBJECT IDENTIFIER ::= { id-pkinit 3 }
id-pkekuoid OBJECT IDENTIFIER ::= { id-pkinit 4 } id-pkekuoid OBJECT IDENTIFIER ::= { id-pkinit 4 }
id-pkkdcekuoid OBJECT IDENTIFIER ::= { id-pkinit 5 } id-pkkdcekuoid OBJECT IDENTIFIER ::= { id-pkinit 5 }
pa-pk-as-req INTEGER ::= TBD pa-pk-as-req INTEGER ::= 16
pa-pk-as-rep INTEGER ::= TBD pa-pk-as-rep INTEGER ::= 17
pa-pk-ocsp-req INTEGER ::= TBD
pa-pk-ocsp-rep INTEGER ::= TBD
ad-initial-verified-cas INTEGER ::= TBD ad-initial-verified-cas INTEGER ::= 9
td-dh-parameters INTEGER ::= TBD td-trusted-certifiers INTEGER ::= 104
td-trusted-certifiers INTEGER ::= 104 td-certificate-index INTEGER ::= 105
td-certificate-index INTEGER ::= 105 td-dh-parameters INTEGER ::= 109
WrapContentInfo ::= OCTET STRING (CONSTRAINED BY {
-- Contains a BER encoding of ContentInfo.
})
WrapContentInfo ::= OCTET STRING (CONSTRAINED BY { WrapIssuerAndSerial ::= OCTET STRING (CONSTRAINED BY {
-- Contains a BER encoding of -- Contains a BER encoding of IssuerAndSerialNumber.
-- ContentInfo })
})
WrapIssuerAndSerial ::= OCTET STRING (CONSTRAINED BY { PA-PK-AS-REQ ::= SEQUENCE {
-- Contains a BER encoding of signedAuthPack [0] IMPLICIT WrapContentInfo,
-- IssuerAndSerialNumber -- Type is SignedData.
}) -- Content is AuthPack
-- (defined below).
trustedCertifiers [1] SEQUENCE OF TrustedCA OPTIONAL,
-- A list of CAs, trusted by
-- the client, used to certify
-- KDCs.
kdcCert [2] IMPLICIT WrapIssuerAndSerial
OPTIONAL,
-- Identifies a particular KDC
-- certificate, if the client
-- already has it.
clientDHNonce [3] DHNonce OPTIONAL,
...
}
PA-PK-AS-REQ ::= SEQUENCE { TrustedCA ::= CHOICE {
signedAuthPack [0] IMPLICIT WrapContentInfo, caName [1] Name,
trustedCertifiers [1] SEQUENCE OF TrustedCA OPTIONAL, -- Fully qualified X.500 name
kdcCert [2] IMPLICIT WrapIssuerAndSerial -- as defined in [RFC3280].
OPTIONAL, issuerAndSerial [2] IMPLICIT WrapIssuerAndSerial,
... -- Identifies a specific CA
} -- certificate.
...
}
TrustedCA ::= CHOICE { AuthPack ::= SEQUENCE {
caName [1] Name, pkAuthenticator [0] PKAuthenticator,
issuerAndSerial [2] IMPLICIT WrapIssuerAndSerial, clientPublicValue [1] SubjectPublicKeyInfo OPTIONAL,
... -- Defined in [RFC3280].
} -- Present only if the client
-- is using ephemeral-ephemeral
-- Diffie-Hellman.
supportedCMSTypes [2] SEQUENCE OF AlgorithmIdentifier
OPTIONAL,
-- List of CMS encryption types
-- supported by client in order
-- of (decreasing) preference.
...
}
AuthPack ::= SEQUENCE { PKAuthenticator ::= SEQUENCE {
pkAuthenticator [0] PKAuthenticator, cusec [0] INTEGER (0..999999),
clientPublicValue [1] SubjectPublicKeyInfo OPTIONAL, ctime [1] KerberosTime,
supportedCMSTypes [2] SEQUENCE OF AlgorithmIdentifier -- cusec and ctime are used as
OPTIONAL, -- in [CLAR], for replay
... -- prevention.
} nonce [2] INTEGER (0..4294967295),
paChecksum [3] OCTET STRING,
-- Contains the SHA1 checksum,
-- performed over KDC-REQ-BODY.
...
}
PKAuthenticator ::= SEQUENCE { TrustedCertifiers ::= SEQUENCE OF Name
cusec [0] INTEGER (0..999999),
ctime [1] KerberosTime,
nonce [2] INTEGER (0..4294967295),
paChecksum [3] Checksum,
...
}
TrustedCertifiers ::= SEQUENCE OF Name CertificateIndex ::= IssuerAndSerialNumber
CertificateIndex ::= IssuerAndSerialNumber KRB5PrincipalName ::= SEQUENCE {
realm [0] Realm,
principalName [1] PrincipalName
}
KRB5PrincipalName ::= SEQUENCE { InitialVerifiedCAs ::= SEQUENCE OF SEQUENCE {
realm [0] Realm, ca [0] Name,
principalName [1] PrincipalName Validated [1] BOOLEAN,
} ...
}
InitialVerifiedCAs ::= SEQUENCE OF SEQUENCE { PA-PK-AS-REP ::= CHOICE {
ca [0] Name, dhInfo [0] DHRepInfo,
validated [1] BOOLEAN, encKeyPack [1] IMPLICIT WrapContentInfo,
... -- Type is EnvelopedData.
} -- Content is SignedData over
-- ReplyKeyPack (defined below).
...
PA-PK-AS-REP ::= CHOICE { }
dhSignedData [0] IMPLICIT WrapContentInfo,
encKeyPack [1] IMPLICIT WrapContentInfo,
...
}
KDCDHKeyInfo ::= SEQUENCE { DHRepInfo ::= SEQUENCE {
subjectPublicKey [0] BIT STRING, dhSignedData [0] ContentInfo,
nonce [1] INTEGER (0..4294967295), -- Type is SignedData.
dhKeyExpiration [2] KerberosTime OPTIONAL, -- Content is KDCDHKeyInfo
... -- (defined below).
} serverDHNonce [1] DHNonce OPTIONAL
}
ReplyKeyPack ::= SEQUENCE { KDCDHKeyInfo ::= SEQUENCE {
replyKey [0] EncryptionKey, subjectPublicKey [0] BIT STRING,
nonce [1] INTEGER (0..4294967295), -- Equals public exponent
... -- (g^a mod p).
} -- INTEGER encoded as payload
-- of BIT STRING.
nonce [1] INTEGER (0..4294967295),
dhKeyExpiration [2] KerberosTime OPTIONAL,
-- Expiration time for KDC's
-- cached values. If this field
-- is omitted then the
-- serverDHNonce field MUST also
-- be omitted.
...
}
END ReplyKeyPack ::= SEQUENCE {
replyKey [0] EncryptionKey,
-- Defined in [CLAR].
-- Used to encrypt main reply.
-- MUST be at least as strong
-- as session key. (Using the
-- same enctype and a strong
-- prng should suffice, if no
-- stronger encryption system
-- is available.)
nonce [1] INTEGER (0..4294967295),
-- Contains the nonce in
-- the KDCDHKeyInfo.
...
}
Copyright (C) The Internet Society 2004. This document is subject END
to the rights, licenses and restrictions contained in BCP 78, and
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This document and the information contained herein are provided on Intellectual Property Statement
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