< draft-ietf-pkix-logotypes-01.txt   draft-ietf-pkix-logotypes-02.txt >
PKIX Working Group S. Santesson (AddTrust) PKIX Working Group S. Santesson (AddTrust)
INTERNET-DRAFT R. Housley (RSA Laboratories) INTERNET-DRAFT R. Housley (RSA Laboratories)
Expires August 2002 February 2002 Expires August 2002 T. Freeman (Microsoft)
April 2002
Internet X.509 Public Key Infrastructure Internet X.509 Public Key Infrastructure
Logotypes in X.509 certificates Logotypes in X.509 certificates
<draft-ietf-pkix-logotypes-01.txt> <draft-ietf-pkix-logotypes-02.txt>
Status of this Memo Status of this Memo
This document is an Internet-Draft and is in full conformance with This document is an Internet-Draft and is in full conformance with
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Copyright (C) The Internet Society (2002). All Rights Reserved. Copyright (C) The Internet Society (2002). All Rights Reserved.
Abstract Abstract
This document contains an initial outline of a standard for attaching This document specifies a certificate extension for including
logotypes to certificates. The draft includes background discussions logotypes in public key certificates and attribute certificates.
around different aspects of problems and solutions, forming a
starting point for the creation of a complete standard.
Please send comments on this document to the ietf-pkix@imc.org Please send comments on this document to the ietf-pkix@imc.org
mailing list. mailing list.
Table of Contents Table of Contents
1 Introduction ................................................. 3 1 Introduction ................................................. 3
1.1 Are human recognition concepts relevant ................... 4 1.1 Certificate-based Identification .......................... 4
1.2 Combination of verification techiques ..................... 5 1.2 Selection of Certificates ................................. 4
2 Different types of logotypes in certificates.................. 5 1.3 Combination of Verification Techniques .................... 5
3 Technical solutions .......................................... 6 1.4 Terminology ............................................... 6
3.1 General ....................................... 6 2 Different types of logotypes in Certificates ................. 6
3.2 Type of certificates ...................................... 7 3 Image formats ................................................ 6
3.3 Logotype placement ........................................ 8 4 Logotype extension ........................................... 7
3.3.1 Qualifier .............................................. 8 5 Type of certificates ......................................... 9
3.3.2 Issuer and Subject Alt Names ........................... 8 6 Use in Clients ............................................... 9
3.3.3 New extension .......................................... 9 7 Security considerations ...................................... 10
3.3.4 Conclusion ............................................. 10 8 References ................................................... 11
4 Use in Clients ............................................... 10 9 Intellectual Property Rights ................................. 12
5 Security considerations ...................................... 10
6 References ................................................... 12
7 Intellectual Property Right .................................. 12
Appendices Appendices
A. ASN.1 definitions ........................................... 13 A. ASN.1 definitions ........................................... 13
B. Author Addresses ............................................ 13 B. Logotype placement .......................................... 13
C. Full Copyright Statement .................................... 13 B.1 Qualifier ................................................. 13
B.2 Issuer and Subject Alt Names .............................. 13
B.3 New extension ............................................. 14
B.4 Conclusion ................................................ 14
C. Author Addresses ............................................ 15
D. Full Copyright Statement .................................... 16
1 Introduction 1. Introduction
The basic function of a certificate is to bind a public key to the The basic function of a certificate is to bind a public key to the
identity of an entity (subject). From a strictly technical viewpoint, identity of an entity (the subject). From a strictly technical
this goal could be achieved by signing the identity of the subject viewpoint, this goal could be achieved by signing the identity of the
together with its public key. However, the art of PKI has developed subject together with its public key. However, the art of PKI has
certificates far beyond this functionality in order to meet the needs developed certificates far beyond this functionality in order to meet
from modern global networks and heterogeneous IT structures. the needs of modern global networks and heterogeneous IT structures.
One driver of the evolution from simple certificate formats to more Certificate users must be able to determine certificate policies,
complex structures is the need to distinguish between different appropriate key usage, assurance level, and name form constraints.
certificate concepts, such as assurance level, policies, appropriate Before a relying party can make an informed decision whether a
key usage, and name form constraints. Before a relying party can make particular certificate is trustworthy and relevant for its intended
an informed decision whether a particular certificate is trustworthy usage, a certificate may be examined from several different
and relevant for its intended usage, a certificate may be examined perspectives.
from several different perspectives.
Systematic processing is necessary to determine whether a particular Systematic processing is necessary to determine whether a particular
certificate meets the predefined prerequisites for an intended usage. certificate meets the predefined prerequisites for an intended usage.
Even though the information objects in certificates are appropriate Much of the information contained in certificates is appropriate and
and effective for machine processing, they are poor instruments for a effective for machine processing; however, this information is not
corresponding human trust and recognition process. suitable for a corresponding human trust and recognition process.
The human prefers to structure information into categories and Humans prefer to structure information into categories and symbols.
symbols. Most humans associate complex structures of reality with Most humans associate complex structures of reality with easy
easy recognizable logotypes and marks. Humans tend to trust things recognizable logotypes and marks. Humans tend to trust things that
that they recognize from previous experiences. Humans may examine they recognize from previous experiences. Humans may examine
information to confirm their initial reaction. Very few consumers information to confirm their initial reaction. Very few consumers
actually read all terms and conditions they accept when accepting a actually read all terms and conditions they accept when accepting a
service, instead they most commonly act in trust based on previous service, rather they commonly act on trust derived from previous
experience and recognition. experience and recognition.
A big part of this process is branding. Service providers and product A big part of this process is branding. Service providers and product
vendors invest a lot of money and resources into creating a strong vendors invest a lot of money and resources into creating a strong
relation between positive user experiences and easily recognizable relation between positive user experiences and easily recognizable
trademarks and logotypes. trademarks, servicemarks, and logotypes.
Branding is also pervasive in identification instruments, including Branding is also pervasive in identification instruments, including
identification cards, passports, driver's licenses, credit cards, identification cards, passports, driver's licenses, credit cards,
gasoline cards, and loyalty cards. Identification instruments are gasoline cards, and loyalty cards. Identification instruments are
intended identify the holder as a particular person or as member of intended to identify the holder as a particular person or as member
community. The community may represent the subscribers of a service of community. The community may represent the subscribers of a
or any other group. Identification instruments, in physical form, service or any other group. Identification instruments, in physical
commonly use logotypes and symbols, solely to enhance human form, commonly use logotypes and symbols, solely to enhance human
recognition and trust in the identification instrument itself. recognition and trust in the identification instrument itself. They
may also include a registered trademark to allow legal recourse for
unauthorized duplication.
Since certificates play an equivalent role in electronic exchanges, Since certificates play an equivalent role in electronic exchanges,
we examine the inclusion of logotypes in certificates. we examine the inclusion of logotypes in certificates. We consider
certificate-based identification and certificate selection.
1.1 Are human recognition concepts relevant?
The answer depends the manner in which certiciates are used. Are 1.1. Certificate-based Identification
certificates visible or invisible to human users? Will the
certificates be used in open environments?
If certificates are to be used in open environments and in The need for human recognition depends on the manner in which
applications that brings the user in conscious contact with the certificates are used and whether certificates need to be visible to
human users. If certificates are to be used in open environments and
in applications that bring the user in conscious contact with the
result of a certificate-based identification process, then human result of a certificate-based identification process, then human
recognition is highly relevant, and it may be a necessity. recognition is highly relevant, and it may be a necessity.
Examples of sucha applications include: Examples of such applications include:
- Web server identification where a user identifies the owner of the
web site.
- Peer e-mail exchange in B2B, B2C, and private communications.
- Exchange of medical records, and system for medical prescriptions.
- Unstructured e-business applications (i.e. non-EDI applications). - Web server identification where a user identifies the owner
of the web site.
- Peer e-mail exchange in B2B, B2C, and private communications.
- Exchange of medical records, and system for medical
prescriptions.
- Unstructured e-business applications (i.e., non-EDI
applications).
- Wireless client authenticating to a service provider.
Most applications provide the human user with an opportunity to view Most applications provide the human user with an opportunity to view
the results of a successful certificate-based identification process. the results of a successful certificate-based identification process.
When the user takes the steps necessary to view these results, the When the user takes the steps necessary to view these results, the
user is presented with a view of a certificate. This solution has user is presented with a view of a certificate. This solution has two
however two major problems. major problems. First, the function to view a certificate is often
rather hard to find for a non-technical user. Second, the
1) The function to view a certificate is often rather hard to find presentation of the certificate is too technical and, it is not user
for a non-technical user. friendly. It contains no graphic symbols or logotypes to enhance
human recognition.
2) The presentation of the certificate is rather technical and not
user friendly. Further it contains no graphic symbols and
logotypes to enhance human recognition.
Many investigations have shown that users of today's applications do Many investigations have shown that users of today's applications do
not take the steps necessary to view certificates. This could be due not take the steps necessary to view certificates. This could be due
to poor user interfaces. However, many applications are structured to to poor user interfaces. Further, many applications are structured to
hide certificates from users. The application designers do not want hide certificates from users. The application designers do not want
to expose certificates to users at all. to expose certificates to users at all.
1.2 Combination of verification techiques 1.2. Selection of Certificates
Can the concepts of systematic certification path verification and One situation where software applications must expose human users to
human recognition be combined in any sensible manner? certificates is when the user must select a single certificate from a
portfolio of certificates. In some cases, the software application
can use information within the certificates to filter the list for
suitability; however, the user must be queried if more than one
certificate is suitable. The human user must select one of them.
This situation is comparable to a person selecting a suitable plastic
card from his wallet. In this situation, substantial assistance is
provided by card color, location, and branding.
In order to provide similar support for certificate selection, the
users need tools to easily recognize and distinguish certificates.
Introduction of logotypes into certificates provides the necessary
graphic.
1.3. Combination of Verification Techniques
The use of logotypes will in many cases affect the users decision to
trust and use a certificate. It is therefore important that there is
a distinct and clear architectural and functional distinction between
the processes and objectives of the systematic certificate
verification and human recognition.
Systematic certification path verification determines whether the Systematic certification path verification determines whether the
end-entity certificate can be verified according to defined policy. end-entity certificate can be verified according to defined policy.
The algorithm for this verification is specified in RFC <TBD>
[PKIX-1].
The systematic processing provides assurance that the certificate is The systematic processing provides assurance that the certificate is
a valid document. It does not indicate whether the subject is valid. It does not indicate whether the subject is entitled to any
entitled to any particular information, or whether the subject ought particular information or whether the subject ought to be trusted to
to be trusted to perform a particular service. These are access perform a particular service. These are access control decisions.
control function decisions. Some access control decisions may be made Automatic processing will make some access control decisions, but
by a systematic process, but others, depending on the application others, depending on the application context, involve the human user.
context, involve the human user.
In some situations, the human user is the sole handler of the post In some situations, where automated procedures have failed to
certification path verification access control decisions. In the end, establish the suitability of the certificate to the task, the human
the human will decide whether or not to accept an executable email user is the final arbitrator of the post certificate verification
attachment, to release personal information, or follow the access control decisions. In the end, the human will decide whether
instructions displayed by a web browser. As we have seen, this or not to accept an executable email attachment, to release personal
decision will often be based on recognition and previous experience. information, or follow the instructions displayed by a web browser.
This decision will often be based on recognition and previous
experience.
The distinction between systematic processing and human processing The distinction between systematic processing and human processing is
is rather straightforward. They can be complementary. While the rather straightforward. They can be complementary. While the
systematic process is focused on certification path construction and systematic process is focused on certification path construction and
verification, the human acceptance process is focused on recognition verification, the human acceptance process is focused on recognition
and related previous experience. and related previous experience.
There are some situations where systematic processing and human There are some situations where systematic processing and human
processing interfer with each other. These issues are discussed in processing interfere with each other. These issues are discussed in
the Security Considerations section. the Security Considerations section.
1.3 Terminology 1.4. Terminology
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [STDWORDS]. document are to be interpreted as described in RFC 2119 [STDWORDS].
2 Different types of logotypes in certificates 2. Different Types of Logotypes in Certificates
This draft suggests standardization of 3 logotype types. This specification defines the inclusion of three predefined logotype
types.
1) Concept logotype 1) Community logotype
2) Issuer organization logotype 2) Issuer organization logotype
3) Subject organization logotype 3) Subject organization logotype
The concept logotype - is the general mark for a service concept for The community logotype - is the general mark for a community. It
entity identification and certificate issuance. Many issuers may use identifies a service concept for entity identification and
the concept logotypes to co-brand with a global concept in order to certificate issuance. Many issuers may use a community logotype to
gain global recognition of its local service provision. This type of co-brand with a global community in order to gain global recognition
concept branding is very common in credit card business where local of its local service provision. This type of community branding is
independent card issuers issue cards within a globally branded very common in the credit card business where local independent card
concept (such as VISA and MasterCard). issuers include a globally recognized brand (such as VISA and
MasterCard).
Issuer organization logotype - is a logotype representing the Issuer organization logotype - is a logotype representing the
organization identified as part of the issuer name in the organization identified as part of the issuer name in the
certificate. certificate.
Subject organization logotype - is a logotype representing the Subject organization logotype - is a logotype representing the
organization identified in the subject name in the certificate. organization identified in the subject name in the certificate.
3 Technical solution 3. Image formats
3.1 General
There is no need to significantly increase the size of the
certificate by including logotype image data in a certificate.
Rather, a URI identifying the location to the logotype image and a
one-way hash of the referenced data is included in the certificate.
Applications may enhance processing and off-line functionality by
cashing logotype data.
The URI defines the file format for the logotype image.
The solution explicitly identifies the one-way hash function
employed.
The general structure for logotype data is:
LogotypeData ::= SEQUENCE {
typeOfLogotype TypeOfLogotype,
hashAlgorithm AlgorithmIdentifier,
logotypeDataHash OCTET STRING,
logotypeDataUri IA5String OPTIONAL }
TypeOflogotype ::= CHOICE {
predefinedLogotypeType PredefinedLogotypeType,
logotypeTypeID OBJECT IDENTIFIER }
PredefinedLogotypeType ::= INTEGER { This specification defines two image format types:
subject-organization-logotype(0),
issuer-organization-logotype(1)
concept-logotype(2) }
The predefined logotype types are: - High Resolution (included by reference)
- Low Resolution (icon-sized image embedded in the extension)
subject-organization-logotype, if used, SHALL be used to include a Format restrictions:
logotype of the subject organization. The logotype SHALL be High Resolution Low Resolution
consistent with, and require the presence of, an organization name +-----------------+---------------------+--------------------+
stored in the organization attribute in the subject field. | Image format | JPEG or GIF | JPEG or GIF |
+-----------------+---------------------+--------------------+
| Size | Max 150 x 50 pixels | 20 x 20 pixels |
+-----------------+---------------------+--------------------+
| Color palette | Unlimited | 256 colors (8-bit) |
+-----------------+---------------------+--------------------+
issuer-organization-logotype, if used, SHALL be used to include a A high resolution image SHOULD include a black border. Exceptions are
logotype of the issuer organization. The logotype SHALL be consistent such things as arrows or X's. These images SHOULD be fairly flat in
with, and require the presence of, an organization name stored in the appearance with little dimensioning or shading.
organization attribute in the issuer field.
Concept-logotype, if used, SHALL be used to include a logotype There is no need to significantly increase the size of the
representing the concept under which the issuer claims to issue this certificate by including image data of logotypes in high quality
format. Rather, a URI identifying the location to the logotype image
and a one-way hash of the referenced data is included in the
certificate. certificate.
A concept may be shared within a network of certification authority To enhance functionality for off-line and low bandwidth situations
(CA) services, provided by one or several independent CA where reasonable access to high quality logotypes are not available,
organizations. the icon-sized version of the logotype may optionally be stored
directly in the certificate extension.
The relationship between the subject organization and the subject
organization logotype and the relationship between the issuer and
either the issuer organization logotype or the concept logotype, are
relationships claimed by the issuer. The policy under which the
issuer checks these logotypes is outside the scope of this standard.
Any URI pointing to a file containing the logotype data SHALL include
a file extension defining the image file format (i.e. .GIF, .TIF,
.TIFF, .JPG, .JPEG, etc.).
3.2 Type of certificates
Logotypes according to the present model may be used in 3 types of
certificates:
- Self-signed CA certificates (root certificates)
- Intermediate CA certificates
- End-entity certificates
A reason to constrain inclusion of logotypes to end-entity
certificates would be to exclude the aspect of logotypes from path
processing issues, where a path validating service would want to
check consistency of logotypes in a certification path.
However, as discussed above, logotypes are not aimed to be part of
certification path validation or any type of systematic processing
since its sole purpose is to enhance display of a single particular
certificate to a user regardless of its position or function in a
certification path.
Logotypes should not be an active component in path processing, and
logotypes should be allowed in all types of certificates, at the
discretion of the CA.
3.3 Logotype placement
So far, there have been 3 solutions discussed regarding the placement
of the logotype data in certificates.
- Inclusion in a policy qualifier
- Inclusion in Issuer and Subject Alternative names extensions
- Inclusion in a separate private extension
3.3.1 Qualifier
This solution would include logotype data as a newly defined policy
qualifier.
Pros:
- This solution provides a mechanism to directly control the use and
display of logotypes under a particular policy
Cons: Applications may also enhance processing and off-line functionality
by cashing the higher quality logotype data.
- Current practice and standards (RFC 2459) recommends against use of 4. Logotype extension
qualifiers
- This is generally considered to be a major hack and stretch of The logotype extension MAY be included in public key certificates
semantics, since this type of data doesn't qualify a policy in any [PKIX-1] or attribute certificates [PKIX-AC]. The logotype extension
way. MUST be identified by the following object identifier:
3.3.2 Issuer and Subject Alt Names id-pe-logotypeInfo OBJECT IDENTIFIER ::= {id-pe XX}
This solution would use the other name form to include; The logotype extension MUST have the following syntax:
- issuer and concept logotypes in the issuer alt name extension; LogotypeInfo ::= SEQUENCE {
and, communityLogo [0] LogotypeData OPTIONAL,
- subject organization logo in the subject alt name extension. issuerLogo [1] LogotypeData OPTIONAL,
subjectLogo [2] LogotypeData OPTIONAL,
otherLogos [3] SEQUENCE OF OtherLogotypeData OPTIONAL }
Pros: OtherLogotypeData ::= SEQUENCE {
logotypeTypeID OBJECT IDENTIFIER,
logotypeData LogotypeData }
- This mechanism could possibly enable cross certifying CAs to deny LogotypeData ::= SEQUENCE {
any subordinate CA the right to include logotypes in descending end highRes LogotypeReference OPTIONAL,
entity certificates by listing the logotypes name form in lowRes EmbeddedLogotype OPTIONAL }
excludedSubtrees.
Cons: LogotypeReference ::= SEQUENCE {
hashAlgorithm AlgorithmIdentifier,
logotypeHash OCTET STRING,
logotypeUri IA5String }
- Logotypes are not a name form and should not be treated as a EmbeddedLogotype ::= SEQUENCE {
displayable name. imageFileExtn IA5String, -- MUST be "JPEG" or "JPG" or "GIF"
image OCTET STRING }
- It is generally understood that it should be possible to apply This extension MUST NOT be marked critical.
general name constraint mechanisms (as described in RFC 2459 as
well as son-of-2459) to names in the subject and issuer alt name
extension. This is not possible to do with logotypes since it is
not a name form.
- This split storage of logotype data into 2 different locations, At least one of the optional elements in the LogotypeInfo structure
which may make life worse for applications with no interest in MUST be present. Whenever possible, the use of otherLogos should be
logotypes. avoided.
- It is generally agreed that inclusion of logotype data by no means The LogotypeReference structure explicitly identifies the one-way
should be regarded as critical data. This may interfere with the hash function employed. Implementations MUST support the SHA-1 [FIPS
criticality policy of the alt name extensions, especially if the 180-1] algorithm, and implementations MAY support other one-way hash
certificate has no attributes in the subject field, forcing the functions.
subject alt name to be set to critical.
- This usage would possibly interfere with the resolution between The predefined logotype types are:
IETF and ITU-T regarding use of permitted subtrees.
- Since this solution may break current implementations it would Community Logotype. If communityLogo is present, the logotype MUST
possibly block adoption of logotypes. represent the community to which the certificate issuer is a
member. The communityLogo MAY be present in an end entity
certificate or an attribute certificate. The communityLogo MUST
NOT be present in a CA certificate.
3.3.3 New extension Issuer Organization Logotype. If issuerLogo is present, the
logotype MUST represent the issuer's organization. The logotype
MUST be consistent with, and require the presence of, an
organization name stored in the organization attribute in the
issuer field (for either a public key certificate or attribute
certificate). The issuerLogo MAY be present in an end entity
certificate, a CA certificate, or an attribute certificate.
logotypeInfo EXTENSION ::= { Subject Organization Logotype. If subjectLogo is present, the
SYNTAX LogotypeSyntax logotype MUST represent the subject's organization. The logotype
IDENTIFIED BY id-pe-logotypeInfo } MUST be consistent with, and require the presence of, an
organization name stored in the organization attribute in the
subject field (for either a public key certificate or attribute
certificate). The subjectLogo MAY be present in an end entity
certificate, a CA certificate, or an attribute certificate.
id-pe-logotypeInfo OBJECT IDENTIFIER ::= {id-pe XX} The relationship between the subject organization and the subject
organization logotype and the relationship between the issuer and
either the issuer organization logotype or the community logotype,
are relationships claimed by the issuer. The policy under which the
issuer checks these logotypes is outside the scope of this standard.
LogotypeSyntax ::= SEQUENCE OF LogotypeData Any URI pointing to a file containing the logotype data MUST include
a file extension defining the image file format. The file extension
is the last three or four letters of the file name, immediately
following a period. Implementations MUST support both the JPEG and
GIF image formats. The JPEG image format MUST be identifier using a
file extension of "JPG" or "JPEG". The GIF image format MUST be
identified using the "GIF" file extension.
Pros: The same three file extension strings ("JPG," "JPEG," and "GIF") are
used to identify the format of embedded images.
- This is the cleanest solution. To ensure that certificates are not greatly enlarged by including
embedded logotypes, restrictions are imposed on image size and color
definition. Embedded images MUST NOT exceed 20 pixels by 20 pixels.
Embedded images MUST use a 256-color (8-bit) palette. The size of an
image conforming to these restrictions is about 750 octets.
- Do not impact on legacy implementations. 5. Type of certificates
Cons: Logotypes MAY be present in three types of certificates:
- This solution activates the issue whether this extension may be - CA certificates
abused by a CA who include logotypes (in EE certificates) that - End-entity certificates
violates the intention of a name constraints set by a chaining CA. - Attribute certificates
This issue is addressed in the security consideration section
below.
3.3.4 Conclusion CA certificates include self-signed certificates (often used to
represent trust anchors) or Intermediate CA certificates.
We must not destroy current structures. We must not create problems Some types of logotypes are not permitted in CA certificates. This
and confusion. ensures that logotypes are excludes from all aspects of certification
path processing. As discussed above, logotypes are not intended to be
part of certification path validation or any type of systematic
processing. The sole purpose of logotypes is to enhance display of a
particular certificate, regardless of its position in a certification
path.
Only the private extension solution satisfies both of these desires. Logotypes MUST NOT be an active component in certification path
Therefore, the private extension should be selected. processing, and they are included in public key certificates and
attribute certificates at the discretion of the certificate issuer.
4 Use in Clients 6. Use in Clients
All PKI implementations require relying party software to have some All PKI implementations require relying party software to have some
mechanism to determine whether a trusted CA issues a particular mechanism to determine whether a trusted CA issues a particular
certificate. This is an issue for certification path validation, certificate. This is an issue for certification path validation,
including consistent policy and name checking. including consistent policy and name checking.
After a certificatin path is successfully validated, the replying After a certification path is successfully validated, the replying
party must trust the information that the CA includes in the party must trust the information that the CA includes in the
certificate, including any certificate extensions. The client certificate, including any certificate extensions. The client
software can choose to make use of such information, or the client software can choose to make use of such information, or the client
software can ignore it. Current standards do not provide any software can ignore it. Current standards do not provide any
mechanism for cross-certifying CAs to constrain subordinate CAs from mechanism for cross-certifying CAs to constrain subordinate CAs from
including private extensions (see security considerations). including private extensions (see the security considerations
section).
Consequently, if relying party software accepts a CA, then it should Consequently, if relying party software accepts a CA, then it should
be prepared to (unquestioningly) display the associated logos to its be prepared to (unquestioningly) display the associated logotypes to
human user, given that it is configured to do so. its human user, given that it is configured to do so.
5 Security considerations However, if the relying party software is unable to successfully
validate a particular certificate, then it MUST NOT display any
associated logotype graphics.
Logotypes are even worse than names regarding the possibility to 7. Security considerations
securely and accurately define what is, and what is not, a legitimate
Logotypes are very difficult to securely and accurately define. Names
are also difficult in this regard, but logotypes are even worse. It
is quite difficult to specify what is, and what is not, a legitimate
logotype of an organization. There is a whole legal structure around logotype of an organization. There is a whole legal structure around
this issue that doesn't need repetition in this document. this issue, and it will not be repeated here. However, issuers should
be aware of the implications of including images associated with a
trademark or servicemark before doing so.
As logotypes are hard (and sometimes expensive) to verify, this As logotypes can be difficult (and sometimes expensive) to verify,
increases the possibility of errors related to falsely assigning this increases the possibility of errors related to assigning wrong
wrong logotypes to organizations. logotypes to organizations.
This is not a new issue for electronic identification instruments. This is not a new issue for electronic identification instruments.
It is already dealt with in numerous of similar situations in the It is already dealt with in numerous of similar situations in the
physical world, including physical employee identification cards. physical world, including physical employee identification cards.
Secondly, there are situations where identification of logotypes is Secondly, there are situations where identification of logotypes is
rather simple and straightforward, such as logotypes for well-known rather simple and straightforward, such as logotypes for well-known
industries and institutes. These issues should not stop those service industries and institutes. These issues should not stop those service
providers who want to issue logotypes from doing so, where relevant. providers who want to issue logotypes from doing so, where relevant.
There is a new problem related to electronic identification The premise used for the logotype work is that logotype graphics in a
instruments in the form of certificates. Certification paths may certificate are trusted only if the certificate is successfully
impose constraints that are systematically checked during validated within a valid path. It is however impossible to prevent
certification path processing, which, in theory, may be violated by fraudulent creation of certificates by non-validated issuers,
logotypes. containing names and logotypes that the issuer has no claim to. Such
certificates could be created in an attempt to socially engineer a
user into accepting a certificate. It is thus imperative that the
representation of any certificate that fails to validate is not
enhanced in any way by using the logotype graphic.
Certification path processing does not, should not, and will never be Certification paths may also impose name constraints that are
able to control the inclusion of logotype data in certificates. That systematically checked during certification path processing, which,
is, a parent CA may constraint subordinate CAs to only issue in theory, may be circumvented by logotypes.
certificates to end-entities within a limited name space. A
potentially bad CA may comply with this name constraint and still
include a subject organization logotype. The the parent CA has no
means of preventing logotype data inclusion since there is no
mechanism to prevent subordinate CAs from including new extensions.
This is not unique to the logotype extension. No technical means are Certificate path processing does not constrain the inclusion of
provides for constraining subordinate CAs to a particular certificate logotype data in certificates. A parent CA can constrain
profile. certification path validation such that subordinate CAs cannot issue
valid certificates to end-entities outside a limited name space or
outside specific certificate polices. A malicious CA can comply with
these name and policy requirements and still include inappropriate
logotypes in the certificates that it issues. These certificates will
pass the certification path validation algorithm, which means the
client will trust the logotypes in the certificates. Since there is
no technical mechanism to prevent or control subordinate CAs from
including the logotype extension or its contents, where appropriate,
a parent CA could employ a legal agreement to impose a suitable
restriction on the subordinate CA. This situation is not unique to
the logotype extension.
The controls available to a parent CA to protect itself from rogue The controls available to a parent CA to protect itself from rogue
subordinate CAs are nontechnical. They include: subordinate CAs are non-technical. They include:
- Contractual agreements of suitable behaviour, including - Contractual agreements of suitable behavior, including
terms of liability and severance pay in case of material terms of liability and severance pay in case of material
breach. breach.
- Control mechanisms and procedures to monitor and - Control mechanisms and procedures to monitor and
follow-up behaviour of subordinate CAs. follow-up behavior of subordinate CAs.
- Use of certificate policies to declare assurance level - Use of certificate policies to declare assurance level
of logotype data as well as to guide applications on how of logotype data as well as to guide applications on how
to treat and display logotypes. to treat and display logotypes.
- Use of revocation functions to revoke any misbehaving CA. - Use of revocation functions to revoke any misbehaving CA.
This issue cannot be given an easy and absolute technical solution. There is not a simple, straightforward, and absolute technical
Maybe the correct response is to surrender to the fact that involved solution. Rather, involved parties must settle some aspects of PKI
parties must settle some aspects of PKI outside the scope of outside the scope of technical controls. As such, issuers need to
technical controls, and to clearly identify and communicate the clearly identify and communicate the associated risks.
associated risks.
6 References 8. References
[STDWORDS] S. Bradner, "Key words for use in RFCs to Indicate [FIPS 180-1] Federal Information Processing Standards Publication
Requirement Levels", March 1997. (FIPS PUB) 180-1, Secure Hash Standard, 17 April 1995.
[Supersedes FIPS PUB 180 dated 11 May 1993.]
[RFC 2459] R. Housley, W. Ford, W. Polk, and D.Solo, "Internet X.509 [OLD-PKIX-1] R. Housley, W. Ford, W. Polk, and D. Solo, "Internet
Public Key Infrastructure: Certificate and CRL Profile", January X.509 Public Key Infrastructure: Certificate and
1999. CRL Profile", January 1999.
7 Intellectual Property Rights [PKIX-1] R. Housley, W. Ford, W. Polk, and D. Solo, "Internet
X.509 Public Key Infrastructure: Certificate and
CRL Profile", January 1999.
{Replace with Son-of-2459 as soon as it is published.}
[STDWORDS] S. Bradner, "Key words for use in RFCs to Indicate
Requirement Levels", March 1997.
9. Intellectual Property Rights
The IETF takes no position regarding the validity or scope of any The IETF takes no position regarding the validity or scope of any
intellectual property or other rights that might be claimed to intellectual property or other rights that might be claimed to
pertain to the implementation or use of the technology described in pertain to the implementation or use of the technology described in
this document or the extent to which any license under such rights this document or the extent to which any license under such rights
might or might not be available; neither does it represent that it might or might not be available; neither does it represent that it
has made any effort to identify any such rights. Information on the has made any effort to identify any such rights. Information on the
IETF's procedures with respect to rights in standards-track and IETF's procedures with respect to rights in standards-track and
standards related documentation can be found in BCP-11. Copies of standards related documentation can be found in BCP-11. Copies of
claims of rights made available for publication and any assurances of claims of rights made available for publication and any assurances of
licenses to be made available, or the result of an attempt made to licenses to be made available, or the result of an attempt made to
obtain ageneral license or permission for the use of such proprietary obtain a general license or permission for the use of such
rights by implementors or users of this specification can be obtained proprietary rights by implementers or users of this specification can
from the IETF Secretariat. be obtained from the IETF Secretariat.
The IETF invites any interested party to bring to its attention any The IETF invites any interested party to bring to its attention any
copyrights, patents or patent applications, or other proprietary copyrights, patents or patent applications, or other proprietary
rights which may cover technology that may be required to practice rights which may cover technology that may be required to practice
this standard. Please address the information to the IETF Executive this standard. Please address the information to the IETF Executive
Director. Director.
APPENDICES APPENDICES
A. ASN.1 definitions A. ASN.1 definitions
TBD TBD
B. Author Addresses B. Logotype Placement
This Appendix documents reasons and rationales behind the technical
solution selected in this standard.
Three alternatives for the placement of the logotypes in a
certificate have been considered. They are:
1. Inclusion in a policy qualifier;
2. Inclusion in Issuer and Subject Alternative names extensions; and
3. Inclusion in a separate certificate extension.
B.1 Qualifier
This alternative would include logotype data as a newly defined
policy qualifier.
Pros:
- This solution provides a mechanism to directly control the use and
display of logotypes under a particular policy.
Cons:
- RFC <TBD> [PKIX-1] recommends against use of qualifiers.
- This is generally considered to be a major hack and stretch of
semantics, since this type of data doesn't qualify a policy in any
way.
B.2 Issuer and Subject Alt Names
This solution would use the other name form to include the issuer and
community logotypes in the issuer alt name extension, and subject
organization logo in the subject alt name extension.
Pros:
- This mechanism could possibly enable cross-certifying CAs to deny
any subordinate CA the right to include logotypes in descending end
entity certificates by listing the logotypes name form in
excludedSubtrees.
Cons:
- Logotypes are not a name form and should not be treated as a
displayable name.
- It is generally understood that it should be possible to apply
general name constraint mechanisms (as described in RFC 2459 as
well as RFC <TBD> [PKIX-1]) to names in the subject and issuer
alt name extension. This is not possible to do with logotypes
since it is not a name form.
- This split storage of logotype data into 2 different locations,
which may make life worse for applications with no interest in
logotypes.
- It is generally agreed that inclusion of logotype data by no means
should be regarded as critical data. This may interfere with the
criticality policy of the alt name extensions, especially if the
certificate has no attributes in the subject field, forcing the
subject alt name to be set to critical.
- This usage would possibly interfere with the resolution between
IETF and ITU-T regarding use of permitted subtrees.
- Since this solution may break current implementations it would
possibly block adoption of logotypes.
B.3 New extension
This solution places logotype data in a new extension.
Pros:
- This is the cleanest solution.
- This does not impact on legacy implementations.
Cons:
- This solution activates the issue whether this extension may be
abused by a CA who include logotypes (in EE certificates) that
violates the intention of a name constraints set by a chaining CA.
This issue is addressed in the security consideration section
below.
B.4 Conclusion
We must not destroy current structures. We must not create problems
or confusion.
Only the private extension solution satisfies both of these criteria.
Therefore, the private extension was selected to carry logotype
information.
While the syntax and semantics of the X.509 public key certificate
were used in this analysis, the logotype private extension can also
be included in an X.509 attribute certificate.
C. Author Addresses
Stefan Santesson Stefan Santesson
AddTrust AB AddTrust AB
P.O. Box 465 P.O. Box 465
S-201 24 Malmoe S-201 24 Malmoe
Sweden Sweden
stefan@addtrust.com stefan@addtrust.com
Russell Housley Russell Housley
RSA Laboratories RSA Laboratories
918 Spring Knoll Drive 918 Spring Knoll Drive
Herndon, VA 20170 Herndon, VA 20170
USA USA
rhousley@rsasecurity.com rhousley@rsasecurity.com
C. Full Copyright Statement Trevor Freeman
Microsoft Corporation
One Microsoft Way
Redmond WA 98052
USA
trevorf@microsoft.com
D. Full Copyright Statement
Copyright (C) The Internet Society (2002). All Rights Reserved. Copyright (C) The Internet Society (2002). All Rights Reserved.
This document and translations of it may be copied and furnished to This document and translations of it may be copied and furnished to
others, and derivative works that comment on or otherwise explain it others, and derivative works that comment on or otherwise explain it
or assist in its implementation may be prepared, copied, published or assist in its implementation may be prepared, copied, published
and distributed, in whole or in part, without restriction of any and distributed, in whole or in part, without restriction of any
kind, provided that the above copyright notice and this paragraph kind, provided that the above copyright notice and this paragraph are
are included on all such copies and derivative works. In addition, included on all such copies and derivative works. In addition, the
the ASN.1 modules presented in Appendices A and B may be used in ASN.1 modules presented in Appendices A and B may be used in whole or
whole or in part without inclusion of the copyright notice. in part without inclusion of the copyright notice. However, this
However, this document itself may not be modified in any way, such document itself may not be modified in any way, such as by removing
as by removing the copyright notice or references to the Internet the copyright notice or references to the Internet Society or other
Society or other Internet organizations, except as needed for the Internet organizations, except as needed for the purpose of
purpose of developing Internet standards in which case the developing Internet standards in which case the procedures for
procedures for copyrights defined in the Internet Standards process copyrights defined in the Internet Standards process shall be
shall be followed, or as required to translate it into languages followed, or as required to translate it into languages other than
other than English. English.
The limited permissions granted above are perpetual and will not be The limited permissions granted above are perpetual and will not be
revoked by the Internet Society or its successors or assigns. This revoked by the Internet Society or its successors or assigns. This
document and the information contained herein is provided on an "AS document and the information contained herein is provided on an "AS
IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK
FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT
NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL
WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY
MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. OR FITNESS FOR A PARTICULAR PURPOSE.
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